What's New on the SEC Website
October 29, 2012

Press Releases

• Stop Order Proceedings Instituted Against Caribbean Pacific Marketing, Inc. (Press Release No. 2012-218)

Administrative Proceedings

• BTS Asset Management, Inc. (Release No. IA-3495; File No. 3-15802)
   
• Diomed Holdings, Inc., Dominion Minerals Corp., EnerLume Energy Management Corp., EPIX Pharmaceuticals, Inc., Familymeds Group, Inc., GlycoGenesys, Inc., and Greater Atlantic Financial Corp. (Release No. 34-68122; File No. 3-15047)
   
• Tilden Loucks & Woodnorth, LLC, Lasalle St. Securities, LLC, and Ralph B. Loucks (Release Nos. 34-68118, IA-3494, ; File No. 3-15081)
   
• Caribbean Pacific Marketing, Inc. (Release No. 33-9366; File No. 3-15083)

Litigation Releases

• Kris Chellam (Release No. LR-22523; October 26, 2012)
   
• Van Gilder (Release No. LR-22522; October 26, 2012)

Division of Trading and Markets

• Regulation SHO FAQ Regarding Hurricane Sandy

• Hurricane Sandy Information

• Urigen Pharmaceuticals, Inc. (Finality Order; Release No. 34-68120; File No. 3-14890)

Investment Company Act Deregistration Notices and Orders

• Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 (Release No. IC-30253; October 26, 2012)

Investment Company Act Notices and Orders

• Van Eck Funds, et al. (Release No. IC-30252; File No. 812-13740; October 25, 2012)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Technical Change to SPY Position Limit Pilot Program and Representation Regarding Timing of Submission of Pilot Report (Release No. 34-68110; File No. SR-CBOE-2012-099; October 26, 2012)
   
• CME: Notice of Filing of Proposed Rule Change to Amend Rules in Connection with Status as a "Deemed Registered" Clearing Agency (Release No. 34-68121; File No. SR-CME-2012-26; October 29, 2012)
   
• CME: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add One Series of Credit Default Index Swaps Available for Clearing (Release No. 34-68109; File No. SR-CME-2012-40; October 26, 2012)
   
• Notice of Filing of Proposed Rule Change to Clear Western European Sovereign CDS Contracts (Release No. 34-68119; File No. SR-ICEEU-2012-08; October 29, 2012)
   
• NASDAQ: Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend Rule 4626Limitation of Liability (Release No. 34-68115; File No. SR-NASDAQ-2012-090; October 26, 2012)
   
• NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Elimination of Market Maker Pre-Opening Obligations on BX Options (Release No. 34-68116; File No. SR-BX-2012-069; October 26, 2012); see also Exhibit 5
   
• NYSEMKT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 140 and 141 of the NYSE MKT LLC Company Guide to Amend Annual Fees and Certain Other Listing Fees Included Therein and to Make Technical and Conforming Changes (Release No. 34-68117; File No. SR-NYSEMKT-2012-51; October 26, 2012); see also Exhibit 5
   
• OCC: Order Approving Proposed Rule Change Relating to Financial Reporting by Canadian Clearing Members (Release No. 34-68113; File No. SR-OCC-2012-15; October 26, 2012)
   
• OCC: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to the Clearance and Settlement of Over-the-Counter Options (Release No. 34-68112; File No. SR-OCC-2012-14; October 26, 2012)
   
• OCC: Notice of Extension of Review Period of Advance Notice to Establish the Legal and Operational Framework for Providing Central Clearing of OTC Index Options on the S&P 500 Index That are Negotiated Bilaterally in the Over-The-Counter Market and Submitted to OCC for Clearance (Release No. 34-68111; File No. SR-OCC-2012-14; October 26, 2012)