What's New on the SEC Website
October 23, 2012

Administrative Proceedings

• Lyman J. Bruhn (Release No. IA-3492; File No. 3-15074; October 23, 2012)
   
• Candice D. Campbell (Release No. IA-3491; File No. 3-14997; October 23, 2012)
   
• Fearless International, Inc., Glassmaster Company, Global Entertainment Holdings/Equities, Inc., Global Realty Development Corp., Global Roaming Distribution, Inc., and Gottaplay Interactive, Inc. (Release No. 34-68083; File No. 3-15073; October 23, 2012)

Litigation Releases

• James C. Mulholland, Jr. and Thomas S. Mulholland

Trading Suspensions

• Fearless International, Inc., Glassmaster Company, Global Entertainment Holdings/Equities, Inc., Global Realty Development Corp., Global Roaming Distribution, Inc., and Gottaplay Interactive, Inc. (Release No. 34-68082; October 23, 2012)
  See also Order

Speeches and Public Statements

• Keynote Address at the National Society of Compliance Professionals National Meeting

Investment Company Act Notices and Orders

• Legg Mason ETF Trust, et al. (Release No. IC-30237; 812-13757; October 22, 2012)
   
• Neuberger Berman Alternative Funds, et al. (Release No. IC-30236; 812-14050; October 22, 2012)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• FINRA: Order Granting Approval of Proposed Rule Change Relating to Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded in Specified Pool Transactions and SBA-Backed Asset-Backed Securities Transactions (Release No. 34-68084; File No. SR-FINRA-2012-042; October 23, 2012)

Division of Investment Management No-Action Letters

• Division of Investment Management No-Action Letter: DALBAR, Inc. (Ref. No. 97-453-CC; File No. 132-3; Act: Investment Advisers Act (IAA); Section:; Rule: 206(4)-1(a)(1); 206(4)-1(a)(5); Status: Public; March 24, 1998)
   
• Division of Investment Management No-Action Letter: Norwest Bank Minnesota, N.A. and Society National Bank (Ref. No. 94-750-CC; File Nos. 811-4881 and 811-4852; Act: Investment Company Act (ICA); Section:; Rule: 17d-1; Status: Public; May 25, 1995)
   
• Division of Investment Management No-Action Letter: SIFE Trust Fund (Ref. No. 81-740-CC; File No. 811-987; Act: Investment Company Act (ICA); Section:; Rule:; Status: Public; January 18, 1982)
   
• Division of Investment Management No-Action Letter: Salomon Brothers (Ref. No. 74-638; File No. 132-2; Act: Investment Company Act (ICA); Section:; Rule: 17f-2; Status: Public; April 4, 1975)
   
• Division of Investment Management No-Action Letter: Mutual of Omaha Interest Shares, Inc. (Act: Investment Company Act (ICA); Section: 36; Rule:; Status: Public; September 9, 1974)
   
• Division of Investment Management No-Action Letter: State Street Bank and Trust Company (Act: Investment Company Act (ICA); Section: 17(f); Rule:; Status: Public; May 22, 1972)
   
• Division of Investment Management No-Action Letter: Salomon Brothers (Act: Investment Company Act (ICA); Section: 17(f); Rule:; Status: Public; May 23, 1972)
   
• Division of Investment Management No-Action Letter: State Street Bank and Trust Company (Act: Investment Company Act (ICA); Section:; Rule: 17f-2; Status: Public; December 27, 1971)