What's New on the SEC Website
October 17, 2012

• Michael Bresner, Ralph Calabro, Jason Konner, and Dimitrios Koutsoubos (Release No. 729; File No. 3-15015)

Administrative Proceedings

• Rudolf Pameijer (Release No. 34-68062; File No. 3-15071)
   
• Lindsay R. Sayer (Release No. 34-68061; File No. 3-15070)
   
• China Agritech, Inc. (Release No. 34-68060; File No. 3-15069)
   
• Larry Michael Parrish (Release No. 34-68059, IA-3489; File No. 3-15068; October 16, 2012)

Litigation Releases

• The Investors Registry, LLC, and Michael J. Southworth (Release No. LR-22511)
   
• Yorkville Advisors, LLC, Mark Angelo and Edward Schinik (Release No. LR-22510)
   
• James B. Catledge, Derek F.C. Elliott, EMI Resorts (S.V.G.) Inc., EMI Sun Village, Inc. and Sun Village Juan Dolio, Inc. (Release No. LR-22509A; October 15, 2012)

Commission Open Meetings

• SEC Open Meeting Webcast, October 17, 2012
   

Press Releases

• Andrew Calamari Named Director of New York Regional Office (Release No. 2012-211)
   
• SEC Proposes Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants (Release No. 2012-210)
   
• SEC Charges Hedge Fund Adviser and Two Executives With Fraud in Continuing Probe of Suspicious Fund Performance (Release No. 2012-209)

Speeches and Public Statements

• Opening Statement at the SEC Open Meeting, by Chairman Mary L. Schapiro, in Washington, D.C.
   
• Protecting our Economy Demands Adequate Capital and Margin Requirements for Security-Based Swaps, by Commissioner Luis A. Aguilar, in Washington, D.C.
   
• Opening Statement at the SEC Open Meeting by Commissioner Daniel M. Gallagher, in Washington, D.C.
   
• The Expanded Role of Economists in SEC Rulemaking by Craig M. Lewis, Chief Economist and Director, Division of Risk, Strategy, and Financial Innovation, at the SIFMA Compliance & Legal Society Luncheon

Investment Company Act Notices and Orders

• Medley Capital Corporation, et al. (Release No. IC-30234; File No. 812-14019; October 16, 2012)
   
• Financial Investors Trust, et al. (Release No. IC-30233; File No. 812-13985; October 16, 2012)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• CME: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend CME Rule 971 to Require FCM Clearing Members to Provide Certain View-Only Access (Release No. 34-68055; File No. SR-CME-2012-39; October 16, 2012)
   
• NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Assess a Monthly Fee for Subscription to the QView Service (Release No. 34-68057; File No. SR-BX-2012-068; October 16, 2012)
   
• NSX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules to Clarify the Handling of Zero Displayed Reserve Orders during Crossed Markets and to add a Definition of a Primary Peg Order (Release No. 34-68056; File No. SR-NSX-2012-16; October 16, 2012); see also Exhibit 5
   
• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Assess a Monthly Fee for Subscription to the QView Service (Release No. 34-68058; File No. SR-Phlx-2012-123; October 16, 2012); see also Exhibit 5