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What's New on the SEC Website
October 15, 2012

This page contains the latest in events, developments, and updates to the SEC website — check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!

View Previous Issues

Litigation

Administrative Proceedings

Rick Cho (Release No. IA-3488; File No. 3-15067; October 15, 2012)
Scott E. Johnson (Release No. IA-3487; File No. 3-15065; October 15, 2012)
Andre J. Hayden (Release No. 34-68054; File No. 3-15066; October 15, 2012)

Litigation Releases

James B. Catledge, Derek F.C. Elliott, EMI Resorts (S.V.G.) Inc., EMI Sun Village, Inc. and Sun Village Juan Dolio, Inc.

Regulatory Actions

Investment Company Act Notices and Orders

Wells Fargo Funds Trust, et al. (Release No. IC-30231; File No. 812-13967; October 10, 2012)
Factor Advisors, LLC, et al. (Release No. IC-30230; File No. 812-13934; October 10, 2012)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

BYX: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Adopt a Retail Price Improvement Program (Release No. 34-68049; File No. SR-BYX-2012-019; October 12, 2012)
NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQs Schedule of Execution Fees for Order Routing under Rule 7018 (Release No. 34-68045; File No. SR-NASDAQ-2012-115; October 12, 2012)
NASDAQ: Notice of Filing of Proposed Rule Change with Respect to INAV Pegged Orders for ETFs (Release No. 34-68042; File No. SR-NASDAQ-2012-117; October 12, 2012)
NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify BXs Fee Schedule Governing Order Execution and Routing (Release No. 34-68051; File No. SR-BX-2012-067; October 12, 2012)
NYSE Arca: Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the U.S. Equity High Volatility Put Write Index Fund under NYSE Arca Equities Rule 5.2(j)(3) (Release No. 34-68044; File No. SR-NYSEArca-2012-109; October 12, 2012)
NYSE Arca: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of the NYSE Arca U.S. Equity Synthetic Reverse Convertible Index Fund under NYSE Arca Equities Rule 5.2(j)(3) (Release No. 34-68043; File No. SR-NYSEArca-2012-108; October 12, 2012)
Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Phlxs Fee Schedule Governing Order Execution on its NASDAQ OMX PSX Facility (Release No. 34-68052; File No. SR-Phlx-2012-119; October 12, 2012)
Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Customer Rebate Program, Multiply Listed Options Transaction Charges and PIXL (Release No. 34-68047; File No. SR-Phlx-2012-121; October 12, 2012); see also Exhibit 5

http://www.sec.gov/news/whatsnew/2012/wn101512.shtml

Modified: 10/15/2012