What's New on the SEC Website
October 11, 2012

• Terry Harris (Release No. IA-3484; File No. 3-14610)

Division of Corporation Finance

• Draft Registration Statements Required to Be Submitted and Filed Using EDGAR Beginning October 15, 2012

Division of Investment Management

Staff No-Action, Interpretive & Exemptive Letters

• Erste Abwicklungsanstalt (October 10, 2012)

Administrative Proceedings

• China Medical Technologies, Inc. (Release Nos. 34-68040; File No. 3-15062)
   
• Stephen B. Blankenship (Release Nos. 34-68038, IA-3484; File No. 3-15061)

Press Releases

• Pamela Dyson Named SEC's Deputy Chief Information Officer (Release No. 2012-208)

Speeches and Public Statements

• Remarks at 2012 New England Securities Conference by Chairman Mary L. Shapiro

Investment Company Act Notices and Orders

• Prudential Investment Portfolios 3, et al. (Release No. IC-30229; File No. 812-13993; October 9, 2012)
   
• Permal Hedge Strategies Fund, et al. (Release No. IC-30228; File No. 812-14011; October 9, 2012)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• BATS: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. (Release No. 34-68028; File No. SR-BATS-2012-041; October 10, 2012)
   
• BATS: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. (Release No. 34-68026; File No. SR-BATS-2012-040; October 10, 2012)
   
• BYX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. (Release No. 34-68027; File No. SR-BYX-2012-021; October 10, 2012)
   
• C2: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Order Routing Rules (Release No. 34-68009; File No. SR-C2-2012-035; October 9, 2012)
   
• CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Order Routing Rules (Release No. 34-68010; File No. SR-CBOE-2012-096; October 9, 2012)
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Route Out Fees for Priority Customers (Release No. 34-68032; File No. SR-ISE-2012-83; October 10, 2012)
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees (Release No. 34-68031; File No. SR-ISE-2012-84; October 10, 2012); see also Exhibit 5
   
• NASDAQ: Notice of Filing of a Proposed Rule Change Relating to Non-Penny Pilot and Penny Pilot Options (Release No. 34-68029; File No. SR-NASDAQ-2012-114; October 10, 2012)
   
• NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide for Automatic Cancellation of Midpoint Peg Post-Only Orders at Market Close (Release No. 34-68015; File No. SR-NASDAQ-2012-111; October 9, 2012)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Changes to Certain Fees and Credits Within the New York Stock Exchange LLC Price List (Release No. 34-68021; File No. SR-NYSE-2012-50; October 9, 2012); see also Exhibit 5
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section 902.02 of the New York Stock Exchange Listed Company Manual Regarding Waivers for Certain Listing Fees (Release No. 34-68017; File No. SR-NYSE-2012-47; October 9, 2012); see also Exhibit 5
   
• NYSE Arca: Order Granting Approval of Proposed Rule Change to List and Trade Shares of the RiverFront Strategic Income Fund under NYSE Arca Equities Rule 8.600 (Release No. 34-68030; File No. SR-NYSEArca-2012-88; October 10, 2012)
   
• NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Fees for Certain Proprietary Options Market Data Products (Release No. 34-68005; File No. SR-NYSEARCA-2012-106; October 9, 2012); see also Exhibit 5
   
• OCC: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce the Per Contract Clearing Fee for Routing Trades Executed in Accordance with the Options Order Protection and Locked/Crossed Market Plan to $.01 Per Contract (Release No. 34-68025; File No. SR-OCC-2012-18; October 10, 2012)
   
• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees to NOM (Release No. 34-68008; File No. SR-Phlx-2012-120; Date: Oct. 9, 2012); see also Exhibit 5