What's New on the SEC Website
October 10, 2012

• Egan-Jones Ratings Company and Sean Egan (Release No. AP-728; File No. 3-14856)

Administrative Proceedings

• Banc of America Securities LLC with Merrill Lynch, Pierce, Fenner & Smith Incorporated as Successor (Release No. 34-68023; File No. 3-12591; October 9, 2012)

Speeches and Public Statements

• Remarks to American Bar Association International Section

Other Commission Orders, Notices, and Information

• Notice of Telephonic Meeting of Securities and Exchange Commission Investor Advisory Committee (Release Nos. 33-9365, 34-68019; File No. 265-28; Date: 2012-)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• BATS: Notice of Filing of Proposed Rule Change, as Modified by Amendment No.1, to Adopt Listing Standards Related to Certain Compensation Committee and Compensation Adviser Requirements (Release No. 34-68022; File No. SR-BATS-2012-039; October 9, 2012); see also Exhibit 5
   
• CBOE: Notice of Filing of a Proposed Rule Change to Update its Rule 31.10 - Corporate Governance - in Order to Comply With New Rule 10C-1 Under the Securities Exchange Act of 1934 (Release No. 34-68020; File No. SR-CBOE-2012-094; October 9, 2012)
   
• ICC: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Schedule 502 of the ICC Rules (Release No. 34-68016; File No. SR-ICC-2012-14; October 9, 2012)
   
• NASDAQ: Notice of Filing of Proposed Rule Change to Modify the Listing Rules for Compensation Committees To Comply with Rule 10C-1 under the Exchange Act and Make Other Related Changes (Release No. 34-68013; File No. SR-NASDAQ-2012-109; October 9, 2012); see also Exhibit 5
   
• NASDAQ OMX BX: Notice of Filing of Proposed Rule Change to Modify the Listing Rules for Compensation Committees To Comply with Rule 10C-1 under the Exchange Act and Make Other Related Changes (Release No. 34-68018; File No. SR-BX-2012-063; October 9, 2012); see also Exhibit 5
   
• NYSE: Notice of Filing of Proposed Rule Change, as Modified by Amendment No.1, Amending Sections 303A.00, 303A.02(a) and 303A.05 of the Exchanges Listed Company Manual to Comply with the Requirements of Securities and Exchange Commission Rule 10C-1 (Release No. 34-68011; File No. SR-NYSE-2012-49; October 9, 2012); see also Exhibit 5
   
• NYSE Arca: Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 5.3(k)(4) to Comply with the Requirements of Securities and Exchange Commission Rule 10C-1 (Release No. 34-68006; File No. SR-NYSEArca-2012-105; October 9, 2012); see also Exhibit 5
   
• NYSEMKT: Notice of Filing of Proposed Rule Change, as Modified by Amendment No.1, Amending Sections 110, 801, 803 and 805 of the Exchanges Company Guide to Comply with the Requirements of Securities and Exchange Commission Rule 10C-1 (Release No. 34-68007; File No. SR-NYSEMKT-2012-48; October 9, 2012); see also Exhibit 5
   
• NYSEMKT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Certain Proprietary Options Market Data Products (Release No. 34-68004; File No. SR-NYSEMKT-2012-49; October 9, 2012); see also Exhibit 5
   
• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Further That the Provisions of the Rule 800 Series Are Not Effective to Permit the Listing of Securities and Include a Reference on the Need to Comply with Rule 10C-1 under the Securities Exchange Act of 1934 Should the Exchange List Equity Securities in the Future (Release No. 34-68012; File No. SR-Phlx-2012-115; October 9, 2012); see also Exhibit 5