What's New on the SEC Website
October 9, 2012

Office of Compliance Inspections and Examinations

• Letter to Industry Regarding Presence Exams (October 9, 2012)

Administrative Proceedings

• OptiSystems Solutions, Ltd., Paradise Tan, Inc. (n/k/a General Red International, Inc.), and Power Smoothie Caf Franchising, Inc. (Release No. 34-68003; File No. 3-14940)

Commission Opinions and Orders

• Justin William Keener (Release No. 34-68014; File No. 3-14988)

Proposed Rules

• Temporary Rule Regarding Principal Trades with Certain Advisory Clients (Release No. IA-3483; File No. S7-23-07)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Closing Rotation Procedures for S&P 500 Index Options (Release No. 34-67992; File No. SR-CBOE-2012-095; October 5, 2012)
   
• CME: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Comply with CFTC Part 22 Regulations (Release No. 34-67982; File No. SR-CME-2012-30; October 4, 2012)
   
• ICC: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Revise Rules Related to Legal Segregation with Operational Commingling (Release No. 34-67983; File No. SR-ICC-2012-17; October 5, 2012)
• ICEEU: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Revise CDS Procedures Related to Clearing Certainty Requirements (Release No. 34-67998; File No. SR-ICEEU-2012-07; October 5, 2012)
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Pilot Program to Eliminate Position and Exercise Limits in SPY Options (Release No. 34-68000; File No. SR-ISE-2012-81; October 5, 2012)
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for Singly Listed Options (Release No. 34-67993; File No. SR-ISE-2012-80; October 5, 2012); see also Exhibit 5
   
• NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Inbound Routing from an Affiliated Exchange (Release No. 34-67997; File No. SR-NASDAQ-2012-112; October 5, 2012)
   
• NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees Assessed Under Rule 7003(a) (Release No. 34-67994; File No. SR-NASDAQ-2012-107; October 5, 2012); see also Exhibit 5
   
• NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer the ACT Reject Scan and Assess a Related Fee (Release No. 34-67977; File No. SR-NASDAQ-2012-110; October 4, 2012)
   
• NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Inbound Routing from an Affiliated Exchange (Release No. 34-67995; File No. SR-BX-2012-066; October 5, 2012)
   
• NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 4758(a)(1)(A) to Reflect a Change in its Routing Functionality to Allow Routable Orders to Simultaneously Execute Against Exchange Available Shares and Route to Other Markets for Execution of the Remainder of the Order (Release No. 34-67990; File No. SR-BX-2012-064; October 5, 2012)
   
• NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to NYSE Arca Rule 6.8 Adopting a Pilot Program Eliminating Position Limits for Options on the SPDR S&P 500 Exchange-Traded Fund, Which List and Trade Under the Symbol SPY (Release No. 34-68001; File No. SR-NYSEARCA-2012-112; October 5, 2012); see also Exhibit 5
   
• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Position Limits for SPY Options on a Pilot Basis (Release No. 34-67999; File No. SR-Phlx-2012-122; October 5, 2012); see also Exhibit 5
   
• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Inbound Routing from an Affiliated Exchange (Release No. 34-67996; File No. SR-Phlx-2012-118; October 5, 2012)
   
• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 3315(a)(1)(A) to Reflect a Change in its Routing Functionality to Allow Routable Orders to Simultaneously Execute Against Exchange Available Shares and Route to Other Markets for Execution of the Remainder of the Order (Release No. 34-67991; File No. SR-Phlx-2012-116; October 5, 2012)