What's New on the SEC Website
September 25, 2012

• Administrative Proceedings Rulings: Leaddog Capital Markets, LLC, f/k/A Leaddog Capital Partners, Inc., Chris Messalas, and Joseph Larocco, Esq. (Release No. AP-726; File No. 3-14623; September 25, 2012)

Division of Corporation Finance

Staff No-Action, Interpretive & Exemptive Letters

• Pentair, Inc. and Flow Control International Ltd. (September 20, 2012)

Office of Investor Education and Advocacy

• Investor Bulletin: Top Tips for Selecting a Financial Professional

Administrative Proceedings

• Hold Brothers On-Line Investment Services, LLC, Demostrate, LLC, Trade Alpha Corporate, Ltd, Steven Hold, Robert Vallone, and William Tobias (Release No. 34-67924; File No. 3-15046; September 25, 2012)
   

Litigation Releases

• David L. Rothman (Release No. LR-22490; September 24, 2012)

Press Releases

• SEC Charges Bank Executives in Nebraska With Understating Losses During Financial Crisis (Release No. 2012-198)
   
• SEC Charges N.Y.-Based Brokerage Firm with Layering (Release No. 2012-197)

Investment Company Act Notices and Orders

• Northern Trust Investments, Inc., et al.; (Release No. IC-30211; File No. 812-13968; September 24, 2012)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• CME: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Additional Series of Credit Default Index Swaps Available for Clearing (Release No. 34-67916; File No. SR-CME-2012-36; September 24, 2012)
   
• OCC: Notice of Filing of Proposed Rule Change to Accommodate Recently Proposed Equity Options That Have a Unit of Trading of 10 Shares (Release No. 34-67917; File No. SR-OCC-2012-16; September 24, 2012)