What's New on the SEC Website
September 24, 2012

Division of Investment Management Archive 13(f) Lists

• Official List of Section 13(f) Securities, Third Quarter, 2012 (September 24, 2012)

Small Businesses

• Transcript: Advisory Committee on Small and Emerging Companies, Meeting on September 7, 2012 (September 7, 2012)

Administrative Proceedings

• David Mura (Release No. 34-67920; File No. 3-15045; September 24, 2012)
   
• JCSD Capital, LLC (Release Nos. 34-67919, IA-3474; File No. 3-15044; September 24, 2012)
   
• David Gengler (Release No. 67918; File No. 3-15043; September 24, 2012)
   
• Robert C. Pribilski (Release No. 34-67915; File No. 3-14875; September 24, 2012)
   
• Roger L. Shoss (Release No. 34-67914; File No. 3-15041; September 21, 2012)
   
• ROK Entertainment Group, Inc., RussOil Corp., Tricell, Inc., Tunex International, Inc. (n/k/a Aone Dental International Group, Inc.), and Wireless Age Communications, Inc. (Release No. 34-67913; File No. 3-14914; September 24, 2012)
   
• Prescient Capital Partners, Ltd. and Steven C. Young (Release No. 33-9363; File No. 3-15042; September 24, 2012)

Litigation Releases

• Rudolf D. Pameijer, et al. (Lit. Rel. No. 22492; September 24, 2012)
   
• Tyco International Ltd (Lit. Rel. No. 22491; September 24, 2012)

Press Releases

• SEC Charges Tyco for Illicit Payments to Foreign Officials (2012-196; September 24, 2012)

Speeches and Public Statements

• "SEC Priorities in Perspective"

Investment Company Act Notices and Orders

• Wells Fargo Bank, N.A., et al. (Release No. IC-30210; File No. 812-14074; September 21, 2012)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• BATS: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. (Release No. 34-67905; File No. SR-BATS-2012-038; September 21, 2012)
   
• CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Small Order Preference Priority Overlay (Release No. 34-67903; File No. SR-CBOE-2012-082; September 21, 2012)
   
• EDGA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 13.9 (Release No. 34-67909; File No. SR-EDGA-2012-42; September 21, 2012); see also Exhibit 5
   
• EDGX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 13.9 (Release No. 34-67910; File No. SR-EDGX-2012-42; September 21, 2012); see also Exhibit 5
   
• MSRB: Order Granting Approval of a Proposed Rule Change To Amend Rule G-34 on CUSIP Numbers, New Issue, and Market Information Requirements (Release No. 34-67908; File No. SR-MSRB-2012-06; September 21, 2012)
   
• NYSEMKT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 1203(a) and 1205(b) of the NYSE MKT Company Guide (Company Guide) to Increase the Fees Applicable to Issuers Requesting Review of a Determination to Limit or Prohibit the Continued Listing of Their Securities on the Exchange (Release No. 34-67907; File No. SR-NYSEMKT-2012-45; September 21, 2012); see also Exhibit 5
   
• NYSEMKT: Order Granting Approval of a Proposed Rule Change Amending the Members Schedule of NYSE Amex Options LLC in Order to Reflect Changes to the Capital Structure of the Company (Release No. 34-67902; File No. SR-NYSEMKT-2012-023; September 21, 2012)
   
• OCC: Notice of Filing of Advance Notice Relating to the Clearance and Settlement of Over-the-Counter Options (Release No. 34-67906; File No. SR-OCC-2012-14; September 21, 2012)

Division of Investment Management No-Action Letters

• Division of Investment Management No-Action and Interpretive Letter: Wells Fargo Bank, N.A. (September 21, 2012)