What's New on the SEC Website
September 21, 2012

Litigation Releases

• Revolutions Medical Corp. and Rondald L. Wheet (Litigation Release No. LR-22489)
   
• Edward Tackaberry (Litigation Release No. LR-22488)
   
• Yusaf Jawed et al. (Litigation Release No. LR-22487)
   
• Waldyr Da Silva Prado Neto (Litigation Release No. LR-22486)

Administrative Proceedings

• Stock Markets Institute, Inc. and Sergey Perminov (Release No. IA-3473; File No. 3-15038)
   
• Cameron H. Linton, Esq. (Release No. 34-67912; File No. 3-15040)
   
• Bradford Keith Dent (Release No. 34-67911; File No. 3-15039)
   
• Michael K. Krohn, CPA (Release Nos. 34-67884; File No. 3-15033)

Commission Opinions and Orders

• Michael C. Pattison, CPA (Release No. 34-67900; AAER-3407; File No. 3-14323; September 20, 2012)

• Egan-Jones Ratings Company et al. (Release No. AP-725; File No. 3-14856)

Speeches and Public Statements

• Remarks at the Conference on Financial Markets Quality by Commissioner Daniel M. Gallagher, September 19, 2012, Washington, D.C.

Meetings

• Sunshine Act Meeting Notice: Investor Advisory Committee, September 28, 2012

Interim Final Temporary Rules

• Extension of Temporary Registration of Municipal Advisors (Release No. 34-67901; File No. S7-19-10)

Investment Company Act Notices and Orders

• Pruco Life Insurance Company, et al. (Release No. IC-30209; File No. 812-13990; September 20, 2012)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• BATS: Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the iShares Short Maturity Bond Fund (Release No. 34-67894; File No. SR-BATS-2012-033; September 20, 2012)
   
• CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule (Release No. 34-67893; File No. SR-CBOE-2012-089; September 20, 2012)
   
• NYSE Arca: Notice of Filing of Proposed Rule Change and Amendment No. 1 Amending Commentary .07 to NYSE Arca Options Rule 6.4 to Expand the Number of Expirations Available Under the Short Term Option Series Program (STOS Program), to Allow for the Exchange to Delist any Series in the STOS that Do Not have Open Interest and to Expand the Number of Series in STOS Under Limited Circumstances (Release No. 34-67898; File No. SR-NYSEARCA-2012-95; September 20, 2012); see also Exhibit 5
   
• NYSEMKT: Notice of Filing of Proposed Rule Change and Amendment No. 1, Amending Rule 903(h) and Related Commentary .10 to Expand the Number of Expirations Available under the Short Term Option Series Program (STOS Program), to Allow for the Exchange to Delist any Series in the STOS that Do Not have Open Interest and to Expand the Number of Series in STOS under Limited Circumstances (Release No. 34-67897; File No. SR-NYSEMKT-2012-42; September 20, 2012); see also Exhibit 5
   
• NYSEMKT: Notice of Filing of Proposed Rule Change to Amend the NYSE Amex Options LLC Members Agreement to Empower the Volume Dispute Committee to Establish Principles for Determining Whether the Exchange Has Experienced a Bona Fide Systems Problem and to Adjust Certain Volume Measurements Accordingly (Release No. 34-67895; File No. SR-NYSEMKT-2012-47; September 20, 2012); see also Exhibit 5
   
• OCC: Notice of Filing of Proposed Rule Change Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis (Release No. 34-67896; File No. SR-OCC-2012-17; September 20, 2012)

Division of Investment Management No-Action Letters

• Foxby Corp. (September 17, 2012)