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What's New on the SEC Website
September 17, 2012
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
Administrative Proceedings
Litigation Releases
Trading Suspensions
News and Public Statements
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule (Release No. 34-67861; File No. SR-CBOE-2012-088; September 14, 2012)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchanges Schedule of Fees Regarding Complex Order Rebates (Release No. 34-67859; File No. SR-ISE-2012-72; September 14, 2012); see also Exhibit 5
- NASD: Notice of Withdrawal of Proposed Rule Change and Amendments Nos. 1, 2, 3 and 4 Thereto, To Require Members To Provide Customers in TRACE-Eligible Debt Securities with Additional, Transaction-Specific Disclosures and To Notify Customers of the Availability of a Disclosure Document (Release No. 34-67867; File No. SR-NASD-2005-100; September 14, 2012)
- NYSE Arca: Notice of Filing of Proposed Rule Change to Amend Commentary .06 to NYSE Arca Options Rule 6.4 to Permit the Exchange to list additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration (Release No. 34-67863; File No. SR-NYSEARCA-2012-94; September 14, 2012)
- NYSEMKT: Notice of Filing of Proposed Rule Change Amending Commentary .04 to NYSE Amex Options Rule 903 to Permit the Exchange to List Additional Strike Prices Until the Close Of Trading on the Second Business Day Prior to Monthly Expiration (Release No. 34-67862; File No. SR-NYSEMKT-2012-41; September 14, 2012)
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Electronic Firm Fee Discount (Release No. 34-67866; File No. SR-Phlx-2012-113; September 14, 2012); see also Exhibit 5
Information for EDGAR Filers
http://www.sec.gov/news/whatsnew/2012/wn091712.shtml
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