What's New on the SEC Website
September 11, 2012

Administrative Proceedings

• Jason George Rivera, Jr. (Release No. IA-3462; File No. 3-14897)
   
• Jiangbo Pharmaceuticals, Inc. (Release No. 34-67833; File No. 3-15019)
   
• Wells Fargo Brokerage Services, LLC n/k/a Wells Fargo Securities, LLC and Shawn Patrick McMurtry (Release No. 34-67829; File No. 3-14982)
   
• Centaur Management Co. LLC (Release No. 34-67824; File No. 3-14950)
   
• Robert Carlsson (Release No. 34-67823; File No. 3-15018)

Investment Company Act Notices and Orders

• IndexIQ Advisors LLC, et al. (Release No. IC-30198; File No. 812-13956; September 10, 2012)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Availability of a Data Product That Includes Option Valuations Through Market Data Express, LLC, an Affiliate of CBOE (Release No. 34-67813; File No. SR-CBOE-2012-083; September 10, 2012)
   
• EDGA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule (Release No. 34-67819; File No. SR-EDGA-2012-40; September 10, 2012); see also Exhibit 5
   
• EDGA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule (Release No. 34-67817; File No. SR-EDGA-2012-39; September 10, 2012); see also Exhibit 5
   
• EDGX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule (Release No. 34-67820; File No. SR-EDGX-2012-40; September 10, 2012); see also Exhibit 5
   
• EDGX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule (Release No. 34-67818; File No. SR-EDGX-2012-39; September 10, 2012); see also Exhibit 5
   
• FINRA: Notice of Filing of Proposed Rule Change Relating to Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded in Specified Pool Transactions and SBA-Backed Asset-Backed Securities Transactions (Release No. 34-67798; File No. SR-FINRA-2012-042; September 7, 2012); see also Exhibit 5
   
• NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Transaction Fees (Release No. 34-67822; File No. SR-BX-2012-060; September 10, 2012); see also Exhibit 5
   
• NSX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Purpose of, and Statutory Basis for, the September 4, 2012 Changes to the NSX Fee and Rebate Schedule (Release No. 34-67816; File No. SR-NSX-2012-14; September 10, 2012); see also Exhibit 5
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Non-Operable Text within its Price List Applicable to Supplemental Liquidity Providers ("SLPs") (Release No. 34-67815; File No. SR-NYSE-2012-46; September 10, 2012); see also Exhibit 5
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the New York Stock Exchange LLC Price List to Make Changes to Certain Transaction Fees to Eliminate the Step-Up Rate for Non-Floor Broker Transactions (Release No. 34-67814; File No. SR-NYSE-2012-41; September 10, 2012); see also Exhibit 5
   
• NYSE: Order Approving Proposed Rule Change Amending NYSE Rule 76 to Add Supplementary Material Relating to a Cross Function That Provides a Regulation NMS Rule 611-Compliant Tool for Floor Brokers (Release No. 34-67812; File No. SR-NYSE-2012-29; September 10, 2012)
   
• NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain NYSE Arca Equities Rules to Replace References to NYSE Amex with NYSE MKT Reflecting the Recent Name Change of NYSE Amex LLC to NYSE MKT LLC (Release No. 34-67797; File No. SR-NYSEARCA-2012-85; September 7, 2012)
   
• NYSEMKT: Order Approving Proposed Rule Change Amending Rule 76 Equities to Add Supplementary Material Relating to a Cross Function That Provides a Regulation NMS Rule 611-Compliant Tool for Floor Brokers (Release No. 34-67811; File No. SR-NYSEMKT-2012-26; September 10, 2012)

Division of Investment Management No-Action Letters

• J.P. Turner & Company, L.L.C., et al. (Cash Solicitation; IM Ref. No. 20124181248; File No. 132-3; September 10, 2012)