What's New on the SEC Website
September 10, 2012

Small Businesses

• Improving Market Conditions for Small & Emerging Companies after the JOBS Act: Scaled Disclosure and Beyond (September 7, 2012)

Administrative Proceedings

• JP Turner & Company, LLC, and William L. Mello (Release Nos. 34-67808, IA-3460; File No. 3-15014; September 10, 2012)
   
• Michael Bresner; Ralph Calabro; Jason Konner; and Dimitrios Koutsoubos (Release Nos. 33-9359, 34-67810, IA-3461, IC-30197; File No. 3-15015; September 10, 2012)

Litigation Releases

• Worldwide Energy and Manufacturing USA, Inc. et al. (Release No. LR-22475; September 10, 2012)

Press Releases

• SEC Charges Atlanta-Based Firm for Compliance Failures as Brokers Churned Customer Accounts

Other Commission Orders, Notices, and Information

• JP Turner & Company, LLC, and William L. Mello (Release Nos. 33-9360; File No. 3-15014; September 10, 2012)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• FINRA: Notice of Filing of Proposed Rule Change to Amend the Customer and Industry Codes of Arbitration Procedure Relating to Subpoenas and to Arbitrator Authority to Direct the Appearance of Associated Person Witnesses and the Production of Documents Without Subpoenas (Release No. 34-67803; File No. SR-FINRA-2012-041; September 7, 2012)
   
• NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Eliminate the Tape A Step Up Tier, Modify the Remaining Tape Step Up Tiers and Introduce an Alternative Method of Qualifying for Tier 1 (Release No. 34-67806; File No. SR-NYSEArca-2012-97; September 7, 2012); see also Exhibit 5
   
• NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain NYSE Arca Rules to Replace References to NYSE Amex with NYSE MKT Reflecting the Recent Name Change of NYSE Amex LLC to NYSE MKT LLC (Release No. 34-67799; File No. SR-NYSEArca-2012-86; September 7, 2012)