What's New on the SEC Website
September 6, 2012

Administrative Proceedings

• Focus Point Solutions, Inc., The H Group, Inc., and Christopher Keil Hicks (Release Nos. IA-3458, IC-30196; File No. 3-15011)
   
• S. W. Hatfield, CPA, and Scott W. Hatfield, CPA (Release No. 34-67793; File No. 3-15012)

Commission Opinions and Orders

• Gregg Becker (Release No. 34-67795; File No. 3-11366)

Litigation Releases

• Arthur H. Reed and Allan F. Derusha (Release No. LR-22474)
   
• Renee White Fraser (Release No. LR-22473)
   
• James C. Howard III, Michael R. Casey, and Louis N. Gallo III, Defendants and Sutton Capital, LLC, J&W Trading, LLC, American Financial Solutions, LLC, and Minjo Corporation, Relief Defendants (Release No. LR-22472)

Press Releases

• SEC Reschedules Date of Market Technology Roundtable (Release No. 2012-182)
   
• SEC Charges Solar Manufacturer With Concealing Agreement to Transfer Ownership Stake in Its Chinese Subsidiary (Release No. 2012-181)
   
• SEC Charges Oregon-Based Investment Adviser for Failing to Disclose Revenue Sharing Payments (Release No. 2012-180)

Investment Company Act Notices and Orders

• Prudential Short Duration High Yield Fund, Inc., and Prudential Investments LLC (Release No. IC-30195; File No. 812-13998; September 5, 2012)
   
• The Hartford Mutual Funds, Inc., et al. (Release No. IC-30194; File No. 812-14024; September 5, 2012)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• FINRA: Notice of Filing of Proposed Rule Change to Amend the By-Laws of FINRA Dispute Resolution, Inc. to Clarify That Services Provided by Mediators Should Not Cause Them to Be Classified as Industry Members under the By-Laws (Release No. 34-67784; File No. SR-FINRA-2012-040; September 5, 2012)
   
• NYSE Arca: Order Approving a Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h) to Add a PL Select Order (Release No. 34-67785; File No. SR-NYSEArca-2012-48; September 5, 2012)
   
• OCC: Order Approving Proposed Rule Change to Amend OCCs By-Laws to Allow the Corporation to Approve OCCs Form of Clearing Member Application and Form of Clearing Agreement (Release No. 34-67782; File No. SR-OCC-2012-12; September 5, 2012)
   
• Phlx: Notice of Withdrawal of Proposed Rule Change to Modify Exchange Rule 3307 to Institute a Five Millisecond Delay in the Execution Time of Marketable Orders on NASDAQ OMX PSX (Release No. 34-67780; File No. SR-Phlx-2012-106; September 5, 2012)

Division of Investment Management No-Action Letters

• ING Life Insurance and Annuity Company: No-Action letter dated August 20, 2012