What's New on the SEC Website
September 5, 2012

• OX Trading, LLC, OptionsXpress, Inc., and Thomas E. Stern (Release No. AP-722; File No. 3-14853)

Administrative Proceedings

• Steven Yamashiro (Release No. 34-67789, IA-3457; File No. 3-15010)
   
• Global Pari-Mutuel Services, Inc. (Release Nos. 34-67788; File No. 3-15009)
   
• Vision Twenty One, Inc. (Release Nos. 34-67787; File No. 3-15008)
   
• Stars To Go, Inc. (Release Nos. 34-67786; File No. 3-15007)
   
• Centaur Management Co. LLC (Release Nos. 34-67783; File No. 3-149502)
   
• Raymond J. Lucia Companies, Inc. and Raymond J. Lucia, Sr. (Release Nos. 34-67781, IA-3456, IC-30193; File No. 3-15006)

Litigation Releases

• Hyung Lim (Release No. LR-22471)

Trading Suspensions

• eHydrogen Solutions, Inc., and ChromoCure, Inc. (Release No. 34-67779)
  See also Order

Press Releases

• SEC Charges Public Relations Executive With Insider Trading in Client's Stock (Release No. 2012-179)
   
• SEC Charges Attorney and Two Other South Florida Residents in $27.5 Million Investment Fraud (Release No. 2012-178)
   
• SEC Charges Radio Personality for Conducting Misleading Investment Seminars (Release No. 2012-177)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Transaction Fees for CBOE Range Options on the S&P 500 Index (Release No. 34-67777; File No. SR-CBOE-2012-084; September 4, 2012); see also Exhibit 5
   
• FINRA: Order Approving a Proposed Rule Change Relating to the Handling of Stop and Stop Limit Orders (Release No. 34-67778; File No. SR-FINRA-2012-026; September 4, 2012)
   
• FINRA: Order Approving Proposed Rule Change, as modified by Amendment No. 1, to Adopt Existing NASD IM-2110-3 as New FINRA Rule 5270 (Front Running of Block Transactions) with Changes in the Consolidated FINRA Rulebook (Release No. 34-67774; File No. SR-FINRA-2012-025; September 4, 2012)
   
• Phlx: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Elimination of a Reversal and Conversion Fee Cap (Release No. 34-67776; File No. SR-Phlx-2012-110; September 4, 2012); see also Exhibit 5

Division of Investment Management No-Action Letters

• Linn Energy (August 30, 2012)