What's New on the SEC Website
August 31, 2012

Office of Compliance Inspections and Examinations

• National Examination Risk Alert: "Pay-to-Play Prohibitions for Brokers, Dealers and Municipal Securities Dealers under MSRB Rules (August 31, 2012)

Administrative Proceedings

• Jason A. DAmato (Release No. 34-67773, IA-3455, IC-30192; File No. 3-15004; August 31, 2012)
   
• Brian M. Campbell (Release No. 34-67770; File No. 3-14944; August 31, 2012)
   
• Federico Quinto, Jr., CPA (Release No. 34-67767, AAER-3403; File No. 3-15001; August 31, 2012)
   
• Alliance Bancshares California, et al. (Release No. 34-67763; File No. 3-14956; August 31, 2012)
   
• AngelCiti Entertainment, Inc., et al. (Release No. 34-67762; File No. 3-14932; August 31, 2012)
   
• Daniel Bogar, Bernerd E. Young, and Jason T. Green (Release No. 33-9356, 34-67769, IA-3453, IC-30190; File No. 3-15003; August 31, 2012)
   
• Jay T. Comeaux (Release Nos. 33-9355, 34-67768, IA-3452, IC-30189; File No. 3-15002; August 31, 2012)

Litigation Releases

• Clay Capital Management, LLC, et al.
   
• Anthony K. Welch

Press Releases

• Fee Rate Advisory #7 for Fiscal Year 2013
   
• SEC Issues Risk Alert on "Pay-To-Play" Prohibitions Under MSRB Rules

Other Commission Orders, Notices, and Information

• Order Making Fiscal Year 2013 Annual Adjustments to Registration Fee Rates (Release Nos. 33-9357, 34-67771; August 31, 2012)

Public Petitions for Rulemaking

• Request for rulemaking regarding the definition of Eligible Contract Participant in Commodity Exchange Act Section 1a(18), interpretive letter, exemptive relief, or other guidance (File No. 4-652; August 24, 2012)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• BSECC: Order Approving Proposed Rule Changes With Respect to the Amendment of the By-Laws of The NASDAQ OMX Group, Inc. (Release No. 34-67760; File Nos. SR-BSECC-2012-01, SR-BX-2012-052, SR-NASDAQ-2012-072, SR-Phlx-2012-95, and SR-SCCP-2012-01; August 30, 2012)
   
• NASDAQ: Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the WisdomTree Global Corporate Bond Fund of the WisdomTree Trust (Release No. 34-67750; File No. SR-NASDAQ-2012-098; August 29, 2012)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 107B to Change the Existing Supplemental Liquidity Provider Monthly Volume Requirement in All Assigned SLP Securities and Amend the Exchanges Price List to Specify the Applicable Percentage of NYSE CADV for the Monthly Volume Requirement (Release No. 34-67759; File No. SR-NYSE-2012-38; August 30, 2012)