What's New on the SEC Website
August 29, 2012

• OptionsXpress, Inc., Thomas E. Stern, and Jonathan I. Feldman (Release No. AP-721; File No. 3-14848; August 27, 2012)

Administrative Proceedings

• Gary B. Wolff, Esq. (Release No. 34-67749; File No. 3-15000)
   
• Angelica Aguilera (Release No. 34-67748; File No. 3-14999)
   
• Ameriwest Energy Corp., Clyvia, Inc., and Crown Oil & Gas, Inc. (Release No. 34-67746; File No. 3-14978)
   
• Falcon Oil & Gas Co., Inc., First Dearborn Income Properties, LP, Franklin American Corp., Future Healthcare, Inc., Gandalf Technologies, Inc., Geo International Corp., Geoalert, Inc., and GiraSolar, Inc. (Release No. 34-67745; File No. 3-14971)

Litigation Releases

• Fabrizio Neves, et al. (Release No. LR-22462)
   
• Wwebnet, Inc. and Robert L. Kelly (Release No. LR-22461)

Press Releases

• SEC Announces Agenda For Market Technology Roundtable (Press Release No. 2012-171)
   
• SEC Proposes Rules to Implement JOBS Act Provision About General Solicitation and Advertising in Securities Offerings (Press Release No. 2012-170)
   
• SEC Announces Advisory Committee Meeting in San Francisco to Discuss Small Business Issues (Press Release No. 2012-169)
   
• SEC Charges Florida Brokers for Defrauding Brazilian Public Pension Funds in Markup Scheme (Press Release No. 2012-168)

Speeches and Public Statements

• Statement by Commissioner Paredes at Open Meeting to Propose Rule Amendments Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144A Offerings
   
• Opening Statement at the SEC Open Meeting
   
• Increasing the Vulnerability of Investors - Statement by Commissioner Luis A. Aguilar
   
• Opening Remarks Regarding the Proposal of Rules Eliminating the Prohibition against General Solicitation and General Advertising in Rule 506 and Rule 144A Offerings
   
• Statement at SEC Open Meeting: Proposed Rules to Eliminate the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144A Offerings

Investment Company Act Notices and Orders

• Emerging Global Advisors, LLC, et al. (Release No. IC-30184; File No. 812-13954)
   
• Alvarez & Marsal, Inc., et al. (Release No. IC-30183; File No. 813-379)

Proposed Rules

• Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144a Offerings (Release No. 33-9354; File No. S7-07-12)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• CME: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule Applicable to its OTC Interest Rate Swap Clearing Offering (Release No. 34-67743; File No. SR-CME-2012-33))
   
• EDGA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule (Release No. 34-67742; File No. SR- EDGA-2012-37); see also Exhibit 5
   
• EDGX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule (Release No. 34-67741; File No. SR- EDGX-2012-36); see also Exhibit 5
   
• NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Direct Registration Requirements under Rule 5210(c) (Release No. 34-67738; File No. SR-NASDAQ-2012-100)
   
• NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Arca Equities Rule 4.3(c) and Adopting New Rules 2262 and 2269 to Harmonize with the Rules of New York Stock Exchange LLC, NYSE MKT LLC, and Financial Industry Regulatory Authority, Inc. (Release No. 34-67737; File No. SR-NYSEArca-2012-93); see also Exhibit 5
   
• NYSEMKT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rules 103B(IX) - Equities and 504 - Equities to Provide that a Designated Market Maker Unit May Trade at the Same Panel Securities Traded on the Exchange and/or Securities Listed on the New York Stock Exchange LLC (Release No. 34-67740; File No. SR-NYSEMKT-2012-37); see also Exhibit 5