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What's New on the SEC Website
August 24, 2012
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
Administrative Proceedings
Regulatory Actions
Other Commission Orders, Notices, and Information
Investment Company Act Deregistration Notices and Orders
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- C2: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule (Release No. 34-67723; File No. SR-C2-2012-029; August 23, 2012)
- C2: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule (Release No. 34-67704; File No. SR-C2-2012-028; August 22, 2012)
- DTC: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Updates to its Custody Service (Release No. 34-67707; File No. SR-DTC-2012-06; August 22, 2012)
- DTC: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Existing Procedures as They Relate to Processing Mandatory Corporate Actions (Release No. 34-67705; File No. SR-DTC-2012-07; August 22, 2012)
- EDGA: Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend EDGA Rules Regarding Market Access (Release No. 34-67712; File No. SR-EDGA-2012-27; August 22, 2012)
- EDGX: Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend EDGX Rules Regarding Market Access (Release No. 34-67711; File No. SR-EDGX-2012-24; August 22, 2012)
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Market Maker Pre-Opening Obligations on NOM (Release No. 34-67722; File No. SR-NASDAQ-2012-095; August 23, 2012); see also Exhibit 5
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Membership in The NASDAQ Stock Market LLC (Release No. 34-67721; File No. SR-NASDAQ-2012-097; August 23, 2012); see also Exhibit 5
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Rule 6.40 to Expand the Existing Market Maker Risk Limitation Mechanism Making It Available for Orders from Market Makers as Well as Non-Market Maker OTP Firms and OTP Holders, and to Provide for Two Additional Risk Limitation Mechanisms (Release No. 34-67714; File No. SR-NYSEARCA-2012-87; August 22, 2012)
- NYSEMKT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 928NY to Expand the Existing Market Maker Risk Limitation Mechanism Making It Available for Orders from Market Makers as Well as Non-Market Maker ATP Holders, and to Provide for Two Additional Risk Limitation Mechanisms (Release No. 34-67713; File No. SR-NYSEMKT-2012-39; August 22, 2012)
- OCC: Order Approving Proposed Rule Change to Amend OCCs By-Laws and Rules to Terminate OCCs Pledge Program (Release No. 34-67706; File No. SR-OCC-2012-10; August 22, 2012)
http://www.sec.gov/news/whatsnew/2012/wn082412.shtml
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