What's New on the SEC Website
August 10, 2012

Press Releases

• SEC Charges Mutual Fund Adviser With Failing to Turn Over Records to SEC Examiners (Press Release No. 2012-154)

• Amazon Biotech, Inc. (Release No. 34-67636; File No. 3-14794; August 10, 2012)

Office of the Whistleblower

• What Happens to Tips: SEC Office of the Whistleblower (Video) (Transcript)

Office of Investor Education and Advocacy

• Investor Bulletin: Exchange-Traded Funds (ETFs)

Administrative Proceedings

• Peak Wealth Opportunities, LLC and David W. Dube, CPA (Release Nos. 34-67640, IA-3443, IC-30165, AAER-3400; File No. 3-14979; August 10, 2012)
   
• Ameriwest Energy Corp., Clyvia, Inc., and Crown Oil & Gas, Inc. (Release No. 34-67637; File No. 3-14978; August 10, 2012)

Litigation Releases

• Edward M. Laborio et al. (Litigation Release No. LR-22444)
   
• Nancy Shao Wen Chu, et al. (Litigation Release No. LR-22443)
   
• Ronald D. Brooks (Litigation Release No. LR-22442)

Trading Suspensions

• Ameriwest Energy Corp., Clyvia, Inc., and Crown Oil & Gas, Inc. (Release No. 34-67638; August 10, 2012)
  See also Order

Interim Final Temporary Rules

• C2: Extension of Interim Final Temporary Rule on Retail Foreign Exchange Transactions (Release No. 34-67405A; File No. S7-30-11)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• C2: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee (Release No. 34-67596; File No. SR-C2-2012-023; August 6, 2012)
   
• CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee (Release No. 34-67597; File No. SR-CBOE-2012-065; August 6, 2012)
   
• DTC: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enable The Depository Trust Company to Collect and Pass Through Certain Fees Owed by Participants to Transfer Agents in Connection with the Deposit and Withdrawal at Custodian System (Release No. 34-67629; File No. SR-DTC-2012-05; August 9, 2012)
   
• ISE: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of a Security (Release No. 34-67631; File No. SR-ISE-2012-58; August 9, 2012)
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fees for Certain Regular and Complex Orders Executed on the Exchange (Release No. 34-67628; File No. SR-ISE-2012-71; August 9, 2012); see also Exhibit 5
   
• ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees (Release No. 34-67627; File No. SR-ISE-2012-70; August 9, 2012)
   
• NASDAQ: Order Approving a Proposed Rule Change to Amend Rule 4758(a)(1)(A) to Reflect a Change in NASDAQs Routing Functionality (Release No. 34-67639; File No. SR-NASDAQ-2012-071; August 10, 2012)
   
• NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify BXs Fee Schedule Governing Order Routing (Release No. 34-67593; File No. SR-BX-2012-058; August 6, 2012)
   
• NYSE Arca: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of a Security (Release No. 34-67632; File No. SR-NYSEArca-2012-64; August 9, 2012)
   
• NYSE Arca: Order Granting Approval of Proposed Rule Changes Amending NYSE Arca, Inc. Rule 3.2 and NYSE Arca Equities, Inc. Rule 3.2, Which Concern the Nomination and Election of Fair Representation Directors (Release No. 34-67619; File Nos. SR-NYSEArca-2012-67; August 8, 2012)
   
• NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services (Release No. 34-67595; File No. SR-NYSEArca-2012-80; August 6, 2012); see also Exhibit 5
   
• NYSEMKT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the NYSE Amex Options Fee Schedule Regarding a Rebate for Order Flow Providers, an Increase in the Service Fee Applicable to Market Makers, and a Fee for Market Maker Executions of SPY Options (Release No. 34-67635; File No. SR-NYSEMKT-2012-34; August 9, 2012); see also Exhibit 5
   
• NYSEMKT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Changes to the NYSE Amex Options Fee Schedule Relating to the Monthly Cost for an Amex Trading Permit and Monthly Fees Relating to Trading in Premium Products (Release No. 34-67634; File No. SR-NYSEMKT-2012-33; August 9, 2012); see also Exhibit 5
   
• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Pricing in Select Symbols and Multiply-Listed Options (Release No. 34-67633; File No. SR-Phlx-2012-104; August 9, 2012); see also Exhibit 5
   
• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clearing Arrangements (Release No. 34-67630; File No. SR-Phlx-2012-101; August 9, 2012); see also Exhibit 5