What's New on the SEC Website
August 3, 2012

Press Releases

• Chairman Schapiro Statement on Knight Capital Group Trading Issue (Press Release No. 2012-151)

Administrative Proceedings

• Consultiva Internacional, Inc. (Release No. IA-3441; File No. 3-14973)
   
• Putnam Investment Management, LLC (Release Nos. 34-67591; File No. 3-11317; August 2, 2012)
   
• Kenneth E. Lonchar, CPA (Release Nos. 34-67590, AAER-3398; File No. 3-14972; August 2, 2012)

Litigation Releases

• Joseph McVicker (Litigation Release No. 22434)
   
• Robert D. Ramnarine (Lit. Rel. No. 22433)

Investment Company Act Notices and Orders

• Investment Company Act: BlackRock Preferred Partners LLC, et al. (Notice) (Release No. IC-30160; File No. 812-13964; August 2, 2012)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• BATS: Notice of Filing of Proposed Rule Change to List and Trade Shares of the iShares Ultrashort Duration Bond Fund (Release No. 34-67583; File No. SR-BATS-2012-033; August 2, 2012)
   
• BATS: Notice of Filing of Proposed Rule Change to Amend BATS Rule 14.11, Entitled "Other Securities" (Release No. 34-67558; File No. SR-BATS-2012-030; August 1, 2012)
   
• CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Rule Regarding Records of Written Complaints for the CBOE Stock Exchange (Release No. 34-67581; File No. SR-CBOE-2012-074; August 2, 2012)
   
• CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule (Release No. 34-67580; File No. SR-CBOE-2012-073; August 2, 2012)
   
• CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of a CBSX Clearly Erroneous Policy Pilot Program (Release No. 34-67575; File No. SR-CBOE-2012-070; August 2, 2012)
   
• CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of the CBSX Individual Stock Trading Pause Pilot Program (Release No. 34-67574; File No. SR-CBOE-2012-069; August 2, 2012)
   
• CHX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Relating to Individual Securities Circuit Breakers (Release No. 34-67573; File No. SR-CHX-2012-12; August 2, 2012)
   
• CHX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Relating to Clearly Erroneous Transactions (Release No. 34-67572; File No. SR-CHX-2012-11; August 2, 2012)
   
• FINRA: Notice of Withdrawal of Proposed Rule Change to Adopt FINRA Rule 2231 (Customer Account Statements) in the Consolidated FINRA Rulebook (Release No. 34-67588; File No. SR-FINRA-2009-028; August 2, 2012)
   
• FINRA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to FINRA Rule 11892 Governing Clearly Erroneous Transactions (Release No. 34-67579; File No. SR-FINRA-2012-038; August 2, 2012)
   
• FINRA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules to Extend the Effective Date of the Trading Pause Pilot (Release No. 34-67578; File No. SR-FINRA-2012-037; August 2, 2012)
   
• NASDAQ: Order Approving Proposed Rule Change, as Modified by Amendment No.1, to Adopt a New Market Maker Peg Order Available to Exchange Market Makers (Release No. 34-67584; File No. SR-NASDAQ-2012-066; August 2, 2012)
   
• NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options on the MSCI EM and MSCI EAFE Indexes (Release No. 34-67582; File No. SR-NASDAQ-2012-092; August 2, 2012); see also Exhibit 5
   
• NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period of the Trading Pause for NMS Stocks other than Rights and Warrants (Release No. 34-67571; File No. SR-BX-2012-055; August 2, 2012)
   
• NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Rule (Release No. 34-67570; File No. SR-BX-2012-056; August 2, 2012)
   
• NMS: Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Revise the Definition of the Term "Nonprofessional" (Release No. 34-67589; File No. SR-OPRA-2012-03; August 2, 2012)
   
• NSX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules to Extend Pilot Program Regarding Trading Pauses in Individual Securities Due to Extraordinary Market Volatility (Release No. 34-67577; File No. SR-NSX-2012-10; August 2, 2012)
   
• NSX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules to Extend Pilot Program Regarding Clearly Erroneous Executions (Release No. 34-67576; File No. SR-NSX-2012-11; August 2, 2012); see also Exhibit 5
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Certain Changes to the Credits within the New York Stock Exchange Price List that are Applicable to Supplemental Liquidity Providers (Release No. 34-67585; File No. SR-NYSE-2012-33; August 2, 2012); see also Exhibit 5
   
• NYSE Arca: Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of QAM Equity Hedge ETF under NYSE Arca Equities Rule 8.600 (Release No. 34-67559; File No. SR-NYSEArca-2012-57; August 1, 2012)