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What's New on the SEC Website
July 30, 2012
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
About the SEC
Divisions
Division of Corporation Finance
Staff No-Action, Interpretive & Exemptive Letters
Litigation
Administrative Proceedings
- Nancy Shao Wen Chu (Release No. 34-67542, AAER-3395; File No. 3-14967; July 30, 2012)
- John S. Morgan, Marian I. Morgan, and Thomas D. Woodcock, Jr. (Release No. 34-67541; File No. 3-14967; July 30, 2012)
- James Fuld, Jr. (Release Nos. 33-9345; File No. 3-14966; July 30, 2012)
- LocatePlus Holdings Corporation (Release No. 34-67530; File No. 3-14858; July 30, 2012)
- Stephen Mazuchowski (a/k/a Steve Mazur) (Release Nos. 34-67532, IC-30158; File No. 3-14965; July 30, 2012)
- Peter Dong Zhou (Release Nos. 33-9344, 34-67531, IC-30157; File No. 3-14964; July 30, 2012)
Litigation Releases
News and Public Statements
Regulatory Actions
Other Commission Orders, Notices, and Information
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BATS: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program Related to Clearly Erroneous Execution Reviews (Release No. 34-67523; File No. SR-BATS-2012-032; July 27, 2012)
- BATS: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility (Release No. 34-67520; File No. SR-BATS-2012-031; July 27, 2012)
- BATS: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 20.6, entitled "Obvious Error" (Release No. 34-67516; File No. SR-BATS-2012-029; July 27, 2012)
- BYX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility (Release No. 34-67522; File No. SR-BYX-2012-015; July 27, 2012)
- BYX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program Related to Clearly Erroneous Execution Reviews (Release No. 34-67521; File No. SR-BYX-2012-016; July 27, 2012)
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Post-Only Order Type on BX Options (Release No. 34-67517; File No. SR-BX-2012-057; July 27, 2012)
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Terminate Revenue Sharing Agreement and Delete Associated Fees (Release No. 34-67509; File No. SR-BX-2012-054; July 26, 2012); see also Exhibit 5
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Trading Floor Qualification Examination (Release No. 34-67515; File No. SR-Phlx-2012-96; July 27, 2012)
- Phlx: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Terminate Revenue Sharing Agreement and Delete Associated Fee Schedule (Release No. 34-67508; File No. SR-Phlx-2012-98; July 26, 2012); see also Exhibit 5
http://www.sec.gov/news/whatsnew/2012/wn073012.shtml
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