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What's New on the SEC Website
July 26, 2012
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Divisions and Offices
Division of Corporation Finance
Staff No-Action, Interpretive & Exemptive Letters
Office of Investor Education and Advocacy
Litigation
Administrative Proceedings
- Millennium Partners, L.P., Millennium Management, L.L.C., Millennium International Management, L.L.C., Israel Englander, Terence Feeney, Fred Stone, and Kovan Pillai; and Steven B. Markovitz (Release No. 34-67513; File Nos. 3-12116, 3-11292)
- Peter Madoff (Release Nos. 34-67512, IA-3440; File No. 3-14963)
- Wesley Capital Management, LLC (Release Nos. 34-67510, IA-3439; File No. 3-14962)
- OptiSystems Solutions, Ltd., Paradise Tan, Inc. (n/k/a General Red International), and Power Smoothie Caf Franchising, Inc. (Release No. 34-67504; File No. 3-14940)
Regulatory Actions
Investment Company Act Deregistration Notices and Orders
Investment Company Act Notices and Orders
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- EDGA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.13 to extend the operation of a pilot program pursuant to the Rule until February 4, 2013 (Release No. 34-67500; File No. SR-EDGA-2012-30; July 25, 2012); see also Exhibit 5
- EDGX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.14 to extend the operation of the single stock circuit breaker pilot program until February 4, 2013 (Release No. 34-67502; File No. SR-EDGX-2012-28; July 25, 2012); see also Exhibit 5
- EDGX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.13 to extend the operation of a pilot program pursuant to the Rule until February 4, 2013 (Release No. 34-67499; File No. SR-EDGX-2012-27; July 25, 2012); see also Exhibit 5
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot, Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilot Permanent or January 31, 2013 (Release No. 34-67494; File No. SR-NYSE-2012-26; July 25, 2012)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot Until the Earlier of the Securities and Exchange Commissions Approval to Make Such Pilot Permanent or January 31, 2013 (Release No. 34-67493; File No. SR-NYSE-2012-27; July 25, 2012)
- NYSE Arca: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Arca Options Rule 6.40 to Specify that the Potential Range for the Settings Applicable to the Market Maker Risk Limitation Mechanism will be Between One and 100 Executions Per Second, to Eliminate the Current Reference to the Default Setting and, In the Future, to Specify the Applicable Minimum, Maximum and Default Settings via Regulatory Bulletin (Release No. 34-67498; File No. NYSEArca-2012-76; July 25, 2012); see also Exhibit 5
- NYSEMKT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 500 - Equities to Extend the Operation of the Pilot Program that Allows Nasdaq Stock Market Securities to be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilot Permanent or January 31, 2013 (Release No. 34-67497; File No. SR-NYSEMKT-2012-25; July 25, 2012)
- NYSEMKT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot, Until the Earlier of the Securities and Exchange Commissions Approval to Make Such Pilot Permanent or January 31, 2013 (Release No. 34-67496; File No. SR-NYSEMKT-2012-22; July 25, 2012)
- NYSEMKT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilot Permanent or January 31, 2013 (Release No. 34-67495; File No. SR-NYSEMKT-2012-21; July 25, 2012)
http://www.sec.gov/news/whatsnew/wn-today.shtml
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