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Public Statements

Public Statements

 

Public statements by the Chairman, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.  To view Public Statements prior to 2012, view the Public Statements Archive.


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Date Title Speaker
April 9, 2015 Opening Remarks to the Investor Advisory Committee

SEC Chair Mary Jo White

April 1, 2015 Statement on Jury Verdict in Trial Of George Levin Who Raised $157 Million for Scott Rothstein’s Ponzi Scheme

Andrew Ceresney

Director, Division of Enforcement

March 25, 2015 Statement at Open Meeting on Rule 15b9-1 and Reg A+

Chair Mary Jo White

March 25, 2015 Statement at Open Meeting on Rule 15b9-1

Commissioner Luis A. Aguilar

March 25, 2015 Statement at Open Meeting on Reg A+

Commissioner Luis A. Aguilar

March 25, 2015 Statement at Open Meeting on Rule 15b9-1

Commissioner Michael S. Piwowar

March 25, 2015 Statement at Open Meeting on Reg A+

Commissioner Kara M. Stein

March 25, 2015 Statement at Open Meeting on Rule 15b9-1

Commissioner Daniel M. Gallagher

March 25, 2015 Statement at Open Meeting on Reg A+

Commissioner Daniel M. Gallagher

March 25, 2015 Statement at Open Meeting on Reg A+

Commissioner Michael S. Piwowar

March 25, 2015 Statement at Open Meeting on Rule 15b9-1

Commissioner Kara M. Stein

March 18, 2015 Statement on Jury Verdict in Willie Gault/Heart Tronics Case

Andrew Ceresney

Director, Division of Enforcement

March 4, 2015 The Need for Greater Secondary Market Liquidity for Small Businesses

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

March 4, 2015 Opening Statement to the March 2015 Meeting of the SEC Advisory Committee on Small and Emerging Companies

Commissioner Daniel M. Gallagher

March 4, 2015 Opening Remarks at Meeting of SEC Advisory Committee on Small and Emerging Companies

SEC Chair Mary Jo White

March 2, 2015 Statement on the Aggregate Impact of Financial Services Regulations

Commissioner Daniel M. Gallagher

Feb. 23, 2015 Dissenting Statement Regarding the Commission’s Order Approving a Proposed Rule Change to Adopt New Rule 5713 and List Paired Class Shares Issued by AccuShares® Commodities Trust I

Commissioner Kara M. Stein

Feb. 19, 2015 Opening Statement at the Proxy Voting Roundtable

Commissioner Daniel M. Gallagher

Feb. 19, 2015 Ensuring the Proxy Process Works for Shareholders

Commissioner Luis A. Aguilar

Feb. 19, 2015 Ensuring that Shareholders Have a Meaningful, Effective Vote

Commissioner Kara M. Stein

Feb. 13, 2015 Statement on Making the Municipal Securities Market More Transparent, Liquid, and Fair

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Feb. 12, 2015 Statement on Passing of Former SEC Commissioner Harvey J. Goldschmid

Chair Mary Jo White

Feb. 12, 2015 Investor Advisory Committee Opening Remarks

Chair Mary Jo White

Feb. 11, 2015 Joint Dissenting Statement Concerning Modifications to Previously-Adopted Regulation SBSR

Commissioners Daniel M. Gallagher and Michael S. Piwowar

Feb. 9, 2015 Aligning the Interests of Company Executives and Directors with Shareholders

Commissioner Luis A. Aguilar

Feb. 9, 2015 Joint Statement on the Commission’s Proposed Rule on Hedging Disclosures

Commissioners Daniel M. Gallagher and Michael S. Piwowar

Feb. 4, 2015 Dissenting Statement In the Matter of Oppenheimer & Co., Inc.

Commissioner Luis A. Aguilar and Commissioner Kara M. Stein

Feb. 4, 2015 Statement at Open Meeting on the PCAOB Proposed Budget and Accounting Support Fee for 2015

Chair Mary Jo White

Feb. 4, 2015 Statement at Open Meeting on the PCAOB Proposed Budget and Accounting Support Fee for 2015

Commissioner Luis A. Aguilar

Feb. 4, 2015 Statement on the Commission’s Consideration of the Public Company Accounting Oversight Board’s Proposed 2015 Budget and Accounting Support Fee

Commissioner Kara M. Stein

Feb. 4, 2015 Statement at an Open Meeting of the Commission to Consider the Public Company Accounting Oversight Board’s 2015 Budget and Accounting Support Fee

Commissioner Daniel M. Gallagher

Feb. 4, 2015 Statement at Open Meeting on the PCAOB Proposed Budget and Accounting Support Fee for 2015

Commissioner Michael S. Piwowar

Feb. 2, 2015 Statement on Proposed SEC Budget for FY 2016

Chair Mary Jo White

Jan. 16, 2015 Statement from Chair White Directing Staff to Review Commission Rule for Excluding Conflicting Proxy Proposals

Chair Mary Jo White

Jan. 14, 2015 Statement at Open Meeting Concerning Rules Regarding Security-Based Swap Data Repositories and Regulation SBSR

Chair Mary Jo White

Jan. 14, 2015 Statement at Open Meeting Concerning Rules Regarding Security-Based Swap Data Repositories and Regulation SBSR

Commissioner Luis A. Aguilar

Jan. 14, 2015 Dissenting Statement at Open Meeting Concerning Rules Regarding Security-Based Swap Data Repositories and Regulation SBSR

Commissioner Michael S. Piwowar

Jan. 14, 2015 Statement at Open Meeting Concerning Rules Regarding Security-Based Swap Data Repositories and Regulation SBSR

Commissioner Kara M. Stein

Jan. 14, 2015 Dissenting Statement at Open Meeting Concerning Rules Regarding Security-Based Swap Data Repositories and Regulation SBSR

Commissioner Daniel M. Gallagher

Dec. 17, 2014 The Importance to the Capital Markets of Updating the Rules Regarding Transfer Agents

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Dec. 17, 2014 Opening Remarks at Meeting of SEC Advisory Committee on Small and Emerging Companies

Chair Mary Jo White

Dec. 17, 2014 Opening Remarks at Meeting of SEC Advisory Committee on Small and Emerging Companies

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Dec. 17, 2014 Opening Remarks at Meeting of SEC Advisory Committee on Small and Emerging Companies

Commissioner Daniel M. Gallagher

Dec. 15, 2014 Statement on Jury's Verdict in Trial of BankAtlantic Bancorp, Inc. and Alan Levan
Andrew Ceresney
Director, Division of Enforcement

Dec. 2, 2014 Statement on Court’s Final Judgment in Case Against Life Partners Holdings, Brian Pardo, and R. Scott Peden Andrew Ceresney
Director, Division of Enforcement
Nov. 20, 2014 Opening Remarks to the Government-Business Forum on Small Business Capital Formation

Chair Mary Jo White

Nov. 20, 2014 Opening Remarks to the Government-Business Forum on Small Business Capital Formation

Commissioner Michael S. Piwowar

Nov. 20, 2014 Opening Remarks to the Government-Business Forum on Small Business Capital Formation

Commissioner Luis A. Aguilar

Nov. 20, 2014 Statement to the SEC Government-Business Forum on Small Business Capital Formation

Commissioner Kara M. Stein

Nov. 20, 2014 Opening Remarks to the 2014 Government-Business Forum on Small Business Capital Formation

Commissioner Daniel M. Gallagher

Nov. 19, 2014 Statement at Open Meeting on Regulation SCI

Chair Mary Jo White

Nov. 19, 2014 Statement at Open Meeting on Regulation SCI

Commissioner Daniel M. Gallagher

Nov. 19, 2014 Statement at Open Meeting on Regulation SCI

Commissioner Luis A. Aguilar

Nov. 19, 2014 Statement at Open Meeting on Regulation SCI

Commissioner Michael S. Piwowar

Nov. 19, 2014 Statement at Open Meeting on Regulation SCI

Commissioner Kara M. Stein

Nov. 18, 2014 Statement on Receiving the Fordham-Stein Prize

Chair Mary Jo White

Nov. 7, 2014 Statement on Jury Verdict in Case Against Charles Kokesh

Andrew Ceresney

Director, SEC Division of Enforcement

Oct. 30, 2014 Statement on Passing of Former SEC Chairman Rod Hills

Chair Mary Jo White

Oct. 22, 2014 Statement at the SEC Open Meeting on Credit Risk Retention

Chair Mary Jo White

Oct. 22, 2014 Dissenting Statement at the SEC Open Meeting on Credit Risk Retention

Commissioner Daniel M. Gallagher

Oct. 22, 2014 Dissenting Statement at the SEC Open Meeting on Credit Risk Retention

Commissioner Michael S. Piwowar

Oct. 22, 2014 Statement at the SEC Open Meeting on Credit Risk Retention

Commissioner Kara M. Stein

Oct. 22, 2014 Statement at the SEC Open Meeting on Credit Risk Retention

Commissioner Luis A. Aguilar

Oct. 9, 2014 Opening Remarks at Investor Advisory Committee

SEC Chair Mary Jo White

Aug. 28, 2014 Dissenting Statement In the Matter of Lynn R. Blodgett and Kevin R. Kyser, CPA, Respondents

Commissioner Luis A. Aguilar

Aug. 27, 2014 Statement on Credit Rating Agencies at SEC Open Meeting

Chair Mary Jo White

Aug. 27, 2014 Statement on Credit Rating Agencies at SEC Open Meeting

Commissioner Luis A. Aguilar

Aug. 27, 2014 Dissenting Statement on Credit Rating Agencies at SEC Open Meeting

Commissioner Michael S. Piwowar

Aug. 27, 2014 Statement on Credit Rating Agencies at SEC Open Meeting

Commissioner Kara M. Stein

Aug. 27, 2014 Dissenting Statement on Credit Rating Agencies at SEC Open Meeting

Commissioner Daniel M. Gallagher

Aug. 27, 2014 Statement on Asset-Backed Securities at SEC Open Meeting

Chair Mary Jo White

Aug. 27, 2014 Statement on Asset-Backed Securities at SEC Open Meeting

Commissioner Michael S. Piwowar

Aug. 27, 2014 Statement on Asset-Backed Securities at SEC Open Meeting

Commissioner Luis A. Aguilar

Aug. 27, 2014 Statement on Asset-Backed Securities at SEC Open Meeting

Commissioner Kara M. Stein

Aug. 27, 2014 Statement on Asset-Backed Securities at SEC Open Meeting

Commissioner Daniel M. Gallagher

Aug. 13, 2014 Statement on Favorable Jury Verdict Against Investment Adviser

Andrew Ceresney

Director, SEC Division of Enforcement

Aug. 8, 2014 Statement on Jury Verdict in Florida Federal Court Following Trial Against Orchestrator of Pump-and-Dump Scheme

Andrew Ceresney
Director, SEC Division of Enforcement

Aug. 5, 2014 Statement on the Matter of John W. Lawton

Commissioner Daniel M. Gallagher

July 23, 2014 Statement at SEC Open Meeting on Money Market Fund Reform

Chair Mary Jo White

July 23, 2014 Statement at SEC Open Meeting on Money Market Fund Reform

Commissioner Daniel Gallagher

July 23, 2014 Statement at SEC Open Meeting On Money Market Fund Reform

Commissioner Kara M. Stein

July 23, 2014 Statement at SEC Open Meeting On Money Market Fund Reform

Commissioner Michael S. Piwowar

July 23, 2014 Statement at SEC Open Meeting on Money Market Fund Reform

Commissioner Luis Aguilar

July 17, 2014 Statement on the Anniversary of the Dodd-Frank Act

Chair Mary Jo White

July 10, 2014 Opening Statement at Investor Advisory Committee Meeting

Chair Mary Jo White

July 10, 2014 Opening Statement at Investor Advisory Committee Meeting

Commissioner Luis A. Aguilar

June 25, 2014 Statement at Open Meeting on Cross-Border Security-Based Swap Rules

Chair Mary Jo White

June 25, 2014 Statement at Open Meeting on Cross-Border Security-Based Swap Rules

Commissioner Michael S. Piwowar

June 25, 2014 Statement at Open Meeting on Cross-Border Security-Based Swap Rules

Commissioner Luis A. Aguilar

June 25, 2014 Statement at Open Meeting on Cross-Border Security-Based Swap Rules

Commissioner Daniel M. Gallagher

June 25, 2014 Statement at Open Meeting on Cross-Border Security-Based Swap Rules

Commissioner Kara M. Stein

June 4, 2014 Statement on 2nd Circuit Decision

Andrew Ceresney
Director, SEC Division of Enforcement

May 15, 2014 Comment Letter on the OFR Asset Management and Financial Stability Report

Commissioner Daniel M. Gallagher

May 12, 2014 Statement on Jury’s Verdict in Case Against the Wylys:

Andrew Ceresney
Director, SEC Division of Enforcement

April 29, 2014 Statement of the Division of Corporation Finance on the Conflict Minerals Decision

Keith F. Higgins
Director, SEC Division of Corporation Finance

April 29, 2014 Statement on WKSI Waivers

Commissioner Daniel M. Gallagher

April 28, 2014 Dissenting Statement in the Matter of The Royal Bank of Scotland Group, plc, Regarding Order Under Rule 405 of the Securities Act of 1933, Granting a Waiver From Being an Ineligible Issuer

Commissioner Kara M. Stein

April 28, 2014 Joint Statement on the Conflict Minerals Decision

Commissioners Daniel M. Gallagher and Michael S. Piwowar

March 26, 2014 Opening Statement at SEC Roundtable on Cybersecurity

Chair Mary Jo White

March 26, 2014 Statement at SEC Roundtable on Cybersecurity

Commissioner Luis A. Aguilar

Currently only the first 100 results are displayed. To view more results please select a filter.
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Last Updated

Date: April 9, 2015

Title: Opening Remarks to the Investor Advisory Committee

Speaker

SEC Chair Mary Jo White

Date: April 1, 2015

Title: Statement on Jury Verdict in Trial Of George Levin Who Raised $157 Million for Scott Rothstein’s Ponzi Scheme

Speaker

Andrew Ceresney

Director, Division of Enforcement

Date: March 25, 2015

Title: Statement at Open Meeting on Rule 15b9-1 and Reg A+

Speaker

Chair Mary Jo White

Date: March 25, 2015

Title: Statement at Open Meeting on Rule 15b9-1

Speaker

Commissioner Luis A. Aguilar

Date: March 25, 2015

Title: Statement at Open Meeting on Reg A+

Speaker

Commissioner Luis A. Aguilar

Date: March 25, 2015

Title: Statement at Open Meeting on Rule 15b9-1

Speaker

Commissioner Michael S. Piwowar

Date: March 25, 2015

Title: Statement at Open Meeting on Reg A+

Speaker

Commissioner Kara M. Stein

Date: March 25, 2015

Title: Statement at Open Meeting on Rule 15b9-1

Speaker

Commissioner Daniel M. Gallagher

Date: March 25, 2015

Title: Statement at Open Meeting on Reg A+

Speaker

Commissioner Daniel M. Gallagher

Date: March 25, 2015

Title: Statement at Open Meeting on Reg A+

Speaker

Commissioner Michael S. Piwowar

Date: March 25, 2015

Title: Statement at Open Meeting on Rule 15b9-1

Speaker

Commissioner Kara M. Stein

Date: March 18, 2015

Title: Statement on Jury Verdict in Willie Gault/Heart Tronics Case

Speaker

Andrew Ceresney

Director, Division of Enforcement

Date: March 4, 2015

Title: The Need for Greater Secondary Market Liquidity for Small Businesses

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Date: March 4, 2015

Title: Opening Statement to the March 2015 Meeting of the SEC Advisory Committee on Small and Emerging Companies

Speaker

Commissioner Daniel M. Gallagher

Date: March 4, 2015

Title: Opening Remarks at Meeting of SEC Advisory Committee on Small and Emerging Companies

Speaker

SEC Chair Mary Jo White

Date: March 2, 2015

Title: Statement on the Aggregate Impact of Financial Services Regulations

Speaker

Commissioner Daniel M. Gallagher

Date: Feb. 19, 2015

Title: Opening Statement at the Proxy Voting Roundtable

Speaker

Commissioner Daniel M. Gallagher

Date: Feb. 19, 2015

Title: Ensuring the Proxy Process Works for Shareholders

Speaker

Commissioner Luis A. Aguilar

Date: Feb. 19, 2015

Title: Ensuring that Shareholders Have a Meaningful, Effective Vote

Speaker

Commissioner Kara M. Stein

Date: Feb. 13, 2015

Title: Statement on Making the Municipal Securities Market More Transparent, Liquid, and Fair

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Date: Feb. 12, 2015

Title: Statement on Passing of Former SEC Commissioner Harvey J. Goldschmid

Speaker

Chair Mary Jo White

Date: Feb. 12, 2015

Title: Investor Advisory Committee Opening Remarks

Speaker

Chair Mary Jo White

Date: Feb. 11, 2015

Title: Joint Dissenting Statement Concerning Modifications to Previously-Adopted Regulation SBSR

Speaker

Commissioners Daniel M. Gallagher and Michael S. Piwowar

Date: Feb. 9, 2015

Title: Aligning the Interests of Company Executives and Directors with Shareholders

Speaker

Commissioner Luis A. Aguilar

Date: Feb. 9, 2015

Title: Joint Statement on the Commission’s Proposed Rule on Hedging Disclosures

Speaker

Commissioners Daniel M. Gallagher and Michael S. Piwowar

Date: Feb. 4, 2015

Title: Dissenting Statement In the Matter of Oppenheimer & Co., Inc.

Speaker

Commissioner Luis A. Aguilar and Commissioner Kara M. Stein

Date: Feb. 4, 2015

Title: Statement at Open Meeting on the PCAOB Proposed Budget and Accounting Support Fee for 2015

Speaker

Commissioner Luis A. Aguilar

Date: Feb. 4, 2015

Title: Statement at Open Meeting on the PCAOB Proposed Budget and Accounting Support Fee for 2015

Speaker

Commissioner Michael S. Piwowar

Date: Feb. 2, 2015

Title: Statement on Proposed SEC Budget for FY 2016

Speaker

Chair Mary Jo White

Date: Dec. 17, 2014

Title: The Importance to the Capital Markets of Updating the Rules Regarding Transfer Agents

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Date: Dec. 17, 2014

Title: Opening Remarks at Meeting of SEC Advisory Committee on Small and Emerging Companies

Speaker

Chair Mary Jo White

Date: Dec. 17, 2014

Title: Opening Remarks at Meeting of SEC Advisory Committee on Small and Emerging Companies

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Date: Dec. 17, 2014

Title: Opening Remarks at Meeting of SEC Advisory Committee on Small and Emerging Companies

Speaker

Commissioner Daniel M. Gallagher

Date: Dec. 15, 2014

Title: Statement on Jury's Verdict in Trial of BankAtlantic Bancorp, Inc. and Alan Levan

Speaker

Andrew Ceresney
Director, Division of Enforcement

Date: Dec. 2, 2014

Title: Statement on Court’s Final Judgment in Case Against Life Partners Holdings, Brian Pardo, and R. Scott Peden

Speaker Andrew Ceresney
Director, Division of Enforcement

Date: Nov. 20, 2014

Title: Opening Remarks to the Government-Business Forum on Small Business Capital Formation

Speaker

Chair Mary Jo White

Date: Nov. 20, 2014

Title: Opening Remarks to the Government-Business Forum on Small Business Capital Formation

Speaker

Commissioner Michael S. Piwowar

Date: Nov. 20, 2014

Title: Opening Remarks to the Government-Business Forum on Small Business Capital Formation

Speaker

Commissioner Luis A. Aguilar

Date: Nov. 20, 2014

Title: Statement to the SEC Government-Business Forum on Small Business Capital Formation

Speaker

Commissioner Kara M. Stein

Date: Nov. 20, 2014

Title: Opening Remarks to the 2014 Government-Business Forum on Small Business Capital Formation

Speaker

Commissioner Daniel M. Gallagher

Date: Nov. 19, 2014

Title: Statement at Open Meeting on Regulation SCI

Speaker

Chair Mary Jo White

Date: Nov. 19, 2014

Title: Statement at Open Meeting on Regulation SCI

Speaker

Commissioner Daniel M. Gallagher

Date: Nov. 19, 2014

Title: Statement at Open Meeting on Regulation SCI

Speaker

Commissioner Luis A. Aguilar

Date: Nov. 19, 2014

Title: Statement at Open Meeting on Regulation SCI

Speaker

Commissioner Michael S. Piwowar

Date: Nov. 19, 2014

Title: Statement at Open Meeting on Regulation SCI

Speaker

Commissioner Kara M. Stein

Date: Nov. 18, 2014

Title: Statement on Receiving the Fordham-Stein Prize

Speaker

Chair Mary Jo White

Date: Nov. 7, 2014

Title: Statement on Jury Verdict in Case Against Charles Kokesh

Speaker

Andrew Ceresney

Director, SEC Division of Enforcement

Date: Oct. 30, 2014

Title: Statement on Passing of Former SEC Chairman Rod Hills

Speaker

Chair Mary Jo White

Date: Oct. 22, 2014

Title: Statement at the SEC Open Meeting on Credit Risk Retention

Speaker

Chair Mary Jo White

Date: Oct. 22, 2014

Title: Dissenting Statement at the SEC Open Meeting on Credit Risk Retention

Speaker

Commissioner Daniel M. Gallagher

Date: Oct. 22, 2014

Title: Dissenting Statement at the SEC Open Meeting on Credit Risk Retention

Speaker

Commissioner Michael S. Piwowar

Date: Oct. 22, 2014

Title: Statement at the SEC Open Meeting on Credit Risk Retention

Speaker

Commissioner Kara M. Stein

Date: Oct. 22, 2014

Title: Statement at the SEC Open Meeting on Credit Risk Retention

Speaker

Commissioner Luis A. Aguilar

Date: Oct. 9, 2014

Title: Opening Remarks at Investor Advisory Committee

Speaker

SEC Chair Mary Jo White

Date: Aug. 28, 2014

Title: Dissenting Statement In the Matter of Lynn R. Blodgett and Kevin R. Kyser, CPA, Respondents

Speaker

Commissioner Luis A. Aguilar

Date: Aug. 27, 2014

Title: Statement on Credit Rating Agencies at SEC Open Meeting

Speaker

Chair Mary Jo White

Date: Aug. 27, 2014

Title: Statement on Credit Rating Agencies at SEC Open Meeting

Speaker

Commissioner Luis A. Aguilar

Date: Aug. 27, 2014

Title: Dissenting Statement on Credit Rating Agencies at SEC Open Meeting

Speaker

Commissioner Michael S. Piwowar

Date: Aug. 27, 2014

Title: Statement on Credit Rating Agencies at SEC Open Meeting

Speaker

Commissioner Kara M. Stein

Date: Aug. 27, 2014

Title: Dissenting Statement on Credit Rating Agencies at SEC Open Meeting

Speaker

Commissioner Daniel M. Gallagher

Date: Aug. 27, 2014

Title: Statement on Asset-Backed Securities at SEC Open Meeting

Speaker

Chair Mary Jo White

Date: Aug. 27, 2014

Title: Statement on Asset-Backed Securities at SEC Open Meeting

Speaker

Commissioner Michael S. Piwowar

Date: Aug. 27, 2014

Title: Statement on Asset-Backed Securities at SEC Open Meeting

Speaker

Commissioner Luis A. Aguilar

Date: Aug. 27, 2014

Title: Statement on Asset-Backed Securities at SEC Open Meeting

Speaker

Commissioner Kara M. Stein

Date: Aug. 27, 2014

Title: Statement on Asset-Backed Securities at SEC Open Meeting

Speaker

Commissioner Daniel M. Gallagher

Date: Aug. 13, 2014

Title: Statement on Favorable Jury Verdict Against Investment Adviser

Speaker

Andrew Ceresney

Director, SEC Division of Enforcement

Date: Aug. 8, 2014

Title: Statement on Jury Verdict in Florida Federal Court Following Trial Against Orchestrator of Pump-and-Dump Scheme

Speaker

Andrew Ceresney
Director, SEC Division of Enforcement

Date: Aug. 5, 2014

Title: Statement on the Matter of John W. Lawton

Speaker

Commissioner Daniel M. Gallagher

Date: July 23, 2014

Title: Statement at SEC Open Meeting on Money Market Fund Reform

Speaker

Chair Mary Jo White

Date: July 23, 2014

Title: Statement at SEC Open Meeting on Money Market Fund Reform

Speaker

Commissioner Daniel Gallagher

Date: July 23, 2014

Title: Statement at SEC Open Meeting On Money Market Fund Reform

Speaker

Commissioner Kara M. Stein

Date: July 23, 2014

Title: Statement at SEC Open Meeting On Money Market Fund Reform

Speaker

Commissioner Michael S. Piwowar

Date: July 23, 2014

Title: Statement at SEC Open Meeting on Money Market Fund Reform

Speaker

Commissioner Luis Aguilar

Date: July 17, 2014

Title: Statement on the Anniversary of the Dodd-Frank Act

Speaker

Chair Mary Jo White

Date: July 10, 2014

Title: Opening Statement at Investor Advisory Committee Meeting

Speaker

Chair Mary Jo White

Date: July 10, 2014

Title: Opening Statement at Investor Advisory Committee Meeting

Speaker

Commissioner Luis A. Aguilar

Date: June 25, 2014

Title: Statement at Open Meeting on Cross-Border Security-Based Swap Rules

Speaker

Chair Mary Jo White

Date: June 25, 2014

Title: Statement at Open Meeting on Cross-Border Security-Based Swap Rules

Speaker

Commissioner Michael S. Piwowar

Date: June 25, 2014

Title: Statement at Open Meeting on Cross-Border Security-Based Swap Rules

Speaker

Commissioner Luis A. Aguilar

Date: June 25, 2014

Title: Statement at Open Meeting on Cross-Border Security-Based Swap Rules

Speaker

Commissioner Daniel M. Gallagher

Date: June 25, 2014

Title: Statement at Open Meeting on Cross-Border Security-Based Swap Rules

Speaker

Commissioner Kara M. Stein

Date: June 4, 2014

Title: Statement on 2nd Circuit Decision

Speaker

Andrew Ceresney
Director, SEC Division of Enforcement

Date: May 15, 2014

Title: Comment Letter on the OFR Asset Management and Financial Stability Report

Speaker

Commissioner Daniel M. Gallagher

Date: May 12, 2014

Title: Statement on Jury’s Verdict in Case Against the Wylys:

Speaker

Andrew Ceresney
Director, SEC Division of Enforcement

Date: April 29, 2014

Title: Statement of the Division of Corporation Finance on the Conflict Minerals Decision

Speaker

Keith F. Higgins
Director, SEC Division of Corporation Finance

Date: April 29, 2014

Title: Statement on WKSI Waivers

Speaker

Commissioner Daniel M. Gallagher

Date: April 28, 2014

Title: Joint Statement on the Conflict Minerals Decision

Speaker

Commissioners Daniel M. Gallagher and Michael S. Piwowar

Date: March 26, 2014

Title: Opening Statement at SEC Roundtable on Cybersecurity

Speaker

Chair Mary Jo White

Date: March 26, 2014

Title: Statement at SEC Roundtable on Cybersecurity

Speaker

Commissioner Luis A. Aguilar

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