Skip to Main Content

Public Statements

Public Statements


 

Public statements by the Chairman, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.  To view Public Statements prior to 2012, view the Public Statements Archive.

 
Email Subscription E-mail Updates: To sign up for updates, please enter your e-mail address below.
Search
Clear All
Date Title Speaker
July 19, 2016 Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies

Chair Mary Jo White

July 14, 2016 Opening Remarks to the Investor Advisory Committee

Chair Mary Jo White

July 14, 2016 Statement at Meeting of the Investor Advisory Committee

Commissioner Michael S. Piwowar

July 13, 2016 Statement at Open Meeting on Regulation SBSR, the Disclosure of Order Handling Information, and Disclosure Update and Simplification

Chair Mary Jo White

July 13, 2016 Statement at Open Meeting Regarding Amendments to Regulation SBSR — Reporting and Dissemination of Security-Based Swap Information

Commissioner Michael S. Piwowar

July 13, 2016 Statement at Open Meeting on Disclosure of Order Handling Information

Commissioner Michael S. Piwowar

July 13, 2016 Statement at Open Meeting on Disclosure Update and Simplification

Commissioner Michael S. Piwowar

July 13, 2016 Statement on Adoption of Rule on Reporting and Dissemination of Security-Based Swap Information

Commissioner Kara M. Stein

July 13, 2016 Statement on Amendments to Disclosure of Order Handling Information

Commissioner Kara M. Stein

July 13, 2016 Statement on the Disclosure Update and Simplification Proposing Release

Commissioner Kara M. Stein

July 8, 2016 Statement Regarding the Delay in Proposing to Shorten the Trade Settlement Cycle

Commissioner Michael S. Piwowar

July 1, 2016 Statement on Passing of Former SEC Commissioner Irving M. Pollack

Chair Mary Jo White

June 24, 2016 Statement from Chair Mary Jo White on U.S. Equity Markets

Chair Mary Jo White

June 13, 2016 Mary Jo White Statement on FINRA's Appointment of Robert Cook as CEO
Chair Mary Jo White
June 7, 2016 Opening Remarks at the Investor Advisory Committee Meeting
Chair Mary Jo White
June 7, 2016 Remarks at the Meeting of the SEC Investor Advisory Committee

Commissioner Michael S. Piwowar

May 19, 2016 Statement at News Conference Announcing Insider Trading Case Involving Sports Gambler and Board Member
Andrew Ceresney
Director, Division of Enforcement 
May 18, 2016 Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies
Chair Mary Jo White
May 18, 2016 Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies

Commissioner Kara M. Stein

May 18, 2016 Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies

Commissioner Michael S. Piwowar

April 29, 2016 SEC Enforcement Director Statement on Jury Finding That CEO Defrauded Investors

Andrew Ceresney
Director, SEC Division of Enforcement

April 27, 2016 Statement at an Open Meeting on a Notice of the Consolidated Audit Trail National Market System Plan

Chair Mary Jo White

April 27, 2016 Statement at an Open Meeting on a Notice of the Consolidated Audit Trail National Market System Plan

Commissioner Kara M. Stein

April 27, 2016 Statement at an Open Meeting on a Notice of the Consolidated Audit Trail National Market System Plan

Commissioner Michael S. Piwowar

April 26, 2016 Opening Remarks at the Equity Market Structure Advisory Committee Meeting

Chair Mary Jo White

April 26, 2016 Opening Remarks at the Equity Market Structure Advisory Committee Meeting

Commissioner Kara M. Stein

April 26, 2016 Opening Remarks at the Equity Market Structure Advisory Committee Meeting

Commissioner Michael S. Piwowar

April 19, 2016 Opening Remarks at the Compliance Outreach Program for Investment Companies and Investment Advisers

Chair Mary Jo White

April 18, 2016 Statement on Financial Stability Oversight Council’s Review of Asset Management Products and Activities
Chair Mary Jo White
April 14, 2016 Remarks to the Investor Advisory Committee

Chair Mary Jo White

April 13, 2016 Statement at Open Meeting on a Concept Release on the Business and Financial Disclosure Required by Regulation S-K

Chair Mary Jo White

April 13, 2016 Statement at Open Meeting on Adoption of External Business Conduct Rule for Security-Based Swap Dealers and Major Security-Based Swap Participants

Chair Mary Jo White

April 13, 2016 Statement at Open Meeting on a Concept Release on the Business and Financial Disclosure Required by Regulation S-K

Commissioner Kara M. Stein

April 13, 2016 Statement at Open Meeting on Adoption of External Business Conduct Rule for Security-Based Swap Dealers and Major Security-Based Swap Participants

Commissioner Kara M. Stein

April 13, 2016 Statement at Open Meeting on a Concept Release on the Business and Financial Disclosure Required by Regulation S-K

Commissioner Michael S. Piwowar

April 8, 2016 Remarks at the International Institute for Securities Market Growth and Development

Chair Mary Jo White

March 14, 2016 Opening Remarks at Open Meeting to Consider PCAOB Proposed Budget and Accounting Support Fee for 2016

Chair Mary Jo White

March 14, 2016 Opening Remarks at Open Meeting to Consider PCAOB Proposed Budget and Accounting Support Fee for 2016

Commissioner Michael S. Piwowar

March 14, 2016 Opening Remarks at Open Meeting to Consider PCAOB Proposed Budget and Accounting Support Fee for 2016

Commissioner Kara M. Stein

Feb. 29, 2016 Statement on Jury’s Verdict in Trial of Daryl Payton and Benjamin Durant
Andrew Ceresney
Director, Division of Enforcement 
Feb. 25, 2016 Opening Remarks of SEC Chair Mary Jo White before the SEC Advisory Committee on Small and Emerging Companies

Chair Mary Jo White

Feb. 25, 2016 Opening Remarks of Commissioner Kara M. Stein before the SEC Advisory Committee on Small and Emerging Companies

Commissioner Kara M. Stein

Feb. 10, 2016 Statement at Open Meeting on Final Rules Regarding Application of Title VII Dealer De Minimis Requirements to Security-Based Swap Dealing Activity in the United States

Chair Mary Jo White

Feb. 10, 2016 Statement at Open Meeting on Final Rules Regarding Application of Title VII Dealer De Minimis Requirements to Security-Based Swap Dealing Activity in the United States

Commissioner Kara M. Stein

Feb. 10, 2016 Statement at Open Meeting on Final Rules Regarding Application of Title VII Dealer De Minimis Requirements to Security-Based Swap Dealing Activity in the United States

Commissioner Michael S. Piwowar

Feb. 2, 2016 Opening Remarks to the Equity Market Structure Advisory Committee Meeting

Chair Mary Jo White

Feb. 2, 2016 Opening Remarks to the Equity Market Structure Advisory Committee Meeting

Commissioner Michael S. Piwowar

Jan. 21, 2016 Opening Remarks to the Investor Advisory Committee

Chair Mary Jo White

Jan. 21, 2016 Opening Remarks to the Investor Advisory Committee

Commissioner Michael S. Piwowar

Dec. 22, 2015 Modernizing the Commission's Regulatory Structure for Transfer Agents

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Dec. 21, 2015 Commissioner Aguilar: Looking Back at The SEC’s Transformation (and a few other things)

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission [*]

Dec. 18, 2015 Statement In The Matter Of JPMorgan Chase Bank, N.A., Regarding Order Under 506(d) Of The Securities Act Of 1933 Granting A Waiver Of The Rule 506(d)(1)(iii) Disqualification Provision

Commissioner Kara M. Stein

Dec. 16, 2015 Being a Responsible Steward: Ensuring that the SEC Implements Effective Cybersecurity Protocols for its Data Gathering Efforts

Commissioner Luis A. Aguilar

United States Securities and Exchange Commission[1]

Dec. 11, 2015 Statement at Open Meeting

Chair Mary Jo White

Dec. 11, 2015 Statement on Proposed Disclosure of Payments by Resource Extraction Issuers

Commissioner Kara M. Stein

Dec. 11, 2015 Statement on Use of Derivatives by Registered Investment Companies and Business Development Companies

Commissioner Kara M. Stein 

Dec. 11, 2015 Dissenting Statement at Open Meeting on Resource Extraction

Commissioner Michael S. Piwowar

Dec. 11, 2015 Dissenting Statement at Open Meeting on Use of Derivatives by Registered Investment Companies and Business Development Companies

Commissioner Michael S. Piwowar

Dec. 11, 2015 Statement at Open Meeting regarding Disclosure of Payments by Resource Extraction Issuers

Commissioner Luis A. Aguilar

Dec. 11, 2015 Statement at Open Meeting regarding Use of Derivatives by Registered Investment Companies and Business Development Companies

Commissioner Luis A. Aguilar

Dec. 8, 2015 Statement Regarding Repeal of Indemnification Requirement

Commissioner Michael S. Piwowar

Nov. 30, 2015 Commissioner Aguilar's (Hopefully) Helpful Tips for New SEC Commissioners

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

Nov. 19, 2015 Opening Remarks to the Government-Business Forum on Small Business Capital Formation

Chair Mary Jo White

Nov. 19, 2015 Statement to the Government-Business Forum on Small Business Capital Formation

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

Nov. 19, 2015 Statement to the Government-Business Forum on Small Business Capital Formation

Commissioner Kara M. Stein

Nov. 19, 2015 Statement to the Government-Business Forum on Small Business Capital Formation

Commissioner Michael S. Piwowar

Nov. 18, 2015 Statement at Open Meeting on Regulation of NMS Stock Alternative Trading Systems

Chair Mary Jo White

Nov. 18, 2015 Statement at Open Meeting on Regulation of NMS Stock Alternative Trading Systems

Commissioner Luis A. Aguilar

Nov. 18, 2015 Statement at Open Meeting on Regulation of NMS Stock Alternative Trading Systems

Commissioner Michael S. Piwowar

Nov. 18, 2015 Statement at Open Meeting on Regulation of NMS Stock Alternative Trading Systems

Commissioner Kara M. Stein

Nov. 18, 2015 Dissenting From an SEC Windfall For Lawyers

Commissioners Daniel M. Gallagher and Michael S. Piwowar 

U.S. Securities and Exchange Commission[1]

Nov. 16, 2015 Statement on Departure from the SEC

Commissioner Luis A. Aguilar

Nov. 2, 2015 Opening Remarks at the 21st Annual International Institute for Securities Enforcement and Market Oversight

Chair Mary Jo White

Oct. 30, 2015 Statement on the Retirement of FINRA Chairman and CEO Richard Ketchum

Chair Mary Jo White

Oct. 30, 2015 Statement at Open Meeting on Regulation Crowdfunding and on Securities Act Rules 147 and 504

Chair Mary Jo White

Oct. 30, 2015 Statement at Open Meeting on Regulation Crowdfunding and on Securities Act Rules 147 and 504

Commissioner Luis A. Aguilar

Oct. 30, 2015 Dissenting Statement at Open Meeting on Regulation Crowdfunding and on Securities Act Rules 147 and 504

Commissioner Michael S. Piwowar

Oct. 30, 2015 Statement at Open Meeting on Regulation Crowdfunding

Commissioner Kara M. Stein

Oct. 30, 2015 Statement at Open Meeting on Securities Act Rules 147 and 504

Commissioner Kara M. Stein

Oct. 27, 2015 Opening Remarks at the October 2015 Meeting of the Equity Market Structure Advisory Committee

Chair Mary Jo White

Oct. 27, 2015 Opening Remarks at the October 2015 Meeting of the Equity Market Structure Advisory Committee

Commissioner Luis A. Aguilar

Oct. 27, 2015 Remarks at the SEC Equity Market Structure Advisory Committee Meeting

Commissioner Michael S. Piwowar

Oct. 19, 2015 The Need for Greater Focus on the Cybersecurity Challenges Facing Small and Midsize Businesses

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Oct. 16, 2015 Statement of Investor Advocate Rick A. Fleming Regarding His First Official Recommendation to the Securities and Exchange Commission

Rick A. Fleming, Investor Advocate

Oct. 15, 2015 How Can the Markets Best Adapt to the Rapid Growth of ETFs

Commissioner Luis A. Aguilar

Oct. 15, 2015 Opening Remarks to the Investor Advisory Committee

Chair Mary Jo White

Oct. 9, 2015 Commission Statement Regarding Decision in Koch v. SEC

The Commission

Oct. 2, 2015 Statement of Commissioner Daniel M. Gallagher on His Departure from the SEC

Commissioner Daniel M. Gallagher

Oct. 2, 2015 Opinion of Commissioner Gallagher and Commissioner Piwowar, dissenting from the opinion of the Commission

Commissioner Daniel M. Gallagher and Commissioner Michael S. Piwowar

Sept. 29, 2015 The Investment Company Act and Investment Advisers Act Standing the Test of Time

Chair Mary Jo White

Sept. 25, 2015 Statement Regarding Security-Based Swap Rules

Commissioner Daniel M. Gallagher and Commissioner Michael S. Piwowar

Sept. 24, 2015 Statement on Final Judgment Entered Against BBX Capital Corporation and Alan B. Levan

Andrew Ceresney

Director, Division of Enforcement

Sept. 24, 2015 Statement on New Rulemaking Website

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Sept. 24, 2015 Announcement of New Rulemaking Database

Chair Mary Jo White

Sept. 24, 2015 Statement on Jury Verdict in Insider Trading Trial of Ralph J. Pirtle and Morando Berrettini

Andrew Ceresney

Director of Enforcement

Sept. 23, 2015 Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies

Chair Mary Jo White

Sept. 23, 2015 Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies

Commissioner Daniel M. Gallagher

Sept. 23, 2015 Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Sept. 22, 2015 Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing

Chair Mary Jo White

Sept. 22, 2015 Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing

Commissioner Luis A. Aguilar

Search
Clear All
Currently only the first 100 results are displayed. To view more results please select a filter.
Subscribe RSS Subscribe
Search

Last Updated Sort direction

Date: July 19, 2016

Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies

Speaker

Chair Mary Jo White

Date: July 14, 2016

Title: Opening Remarks to the Investor Advisory Committee

Speaker

Chair Mary Jo White

Date: July 14, 2016

Title: Statement at Meeting of the Investor Advisory Committee

Speaker

Commissioner Michael S. Piwowar

Date: July 13, 2016

Title: Statement at Open Meeting on Disclosure of Order Handling Information

Speaker

Commissioner Michael S. Piwowar

Date: July 13, 2016

Title: Statement at Open Meeting on Disclosure Update and Simplification

Speaker

Commissioner Michael S. Piwowar

Date: July 13, 2016

Title: Statement on Adoption of Rule on Reporting and Dissemination of Security-Based Swap Information

Speaker

Commissioner Kara M. Stein

Date: July 13, 2016

Title: Statement on Amendments to Disclosure of Order Handling Information

Speaker

Commissioner Kara M. Stein

Date: July 13, 2016

Title: Statement on the Disclosure Update and Simplification Proposing Release

Speaker

Commissioner Kara M. Stein

Date: July 8, 2016

Title: Statement Regarding the Delay in Proposing to Shorten the Trade Settlement Cycle

Speaker

Commissioner Michael S. Piwowar

Date: July 1, 2016

Title: Statement on Passing of Former SEC Commissioner Irving M. Pollack

Speaker

Chair Mary Jo White

Date: June 24, 2016

Title: Statement from Chair Mary Jo White on U.S. Equity Markets

Speaker

Chair Mary Jo White

Date: June 13, 2016

Title: Mary Jo White Statement on FINRA's Appointment of Robert Cook as CEO

Speaker

Chair Mary Jo White

Date: June 7, 2016

Title: Opening Remarks at the Investor Advisory Committee Meeting

Speaker

Chair Mary Jo White

Date: June 7, 2016

Title: Remarks at the Meeting of the SEC Investor Advisory Committee

Speaker

Commissioner Michael S. Piwowar

Date: May 19, 2016

Title: Statement at News Conference Announcing Insider Trading Case Involving Sports Gambler and Board Member

Speaker

Andrew Ceresney
Director, Division of Enforcement 

Date: May 18, 2016

Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies

Speaker

Chair Mary Jo White

Date: May 18, 2016

Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies

Speaker

Commissioner Kara M. Stein

Date: May 18, 2016

Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies

Speaker

Commissioner Michael S. Piwowar

Date: April 29, 2016

Title: SEC Enforcement Director Statement on Jury Finding That CEO Defrauded Investors

Speaker

Andrew Ceresney
Director, SEC Division of Enforcement

Date: April 27, 2016

Title: Statement at an Open Meeting on a Notice of the Consolidated Audit Trail National Market System Plan

Speaker

Commissioner Michael S. Piwowar

Date: April 26, 2016

Title: Opening Remarks at the Equity Market Structure Advisory Committee Meeting

Speaker

Chair Mary Jo White

Date: April 26, 2016

Title: Opening Remarks at the Equity Market Structure Advisory Committee Meeting

Speaker

Commissioner Kara M. Stein

Date: April 26, 2016

Title: Opening Remarks at the Equity Market Structure Advisory Committee Meeting

Speaker

Commissioner Michael S. Piwowar

Date: April 14, 2016

Title: Remarks to the Investor Advisory Committee

Speaker

Chair Mary Jo White

Date: April 8, 2016

Title: Remarks at the International Institute for Securities Market Growth and Development

Speaker

Chair Mary Jo White

Date: March 14, 2016

Title: Opening Remarks at Open Meeting to Consider PCAOB Proposed Budget and Accounting Support Fee for 2016

Speaker

Commissioner Michael S. Piwowar

Date: Feb. 29, 2016

Title: Statement on Jury’s Verdict in Trial of Daryl Payton and Benjamin Durant

Speaker

Andrew Ceresney
Director, Division of Enforcement 

Date: Feb. 2, 2016

Title: Opening Remarks to the Equity Market Structure Advisory Committee Meeting

Speaker

Chair Mary Jo White

Date: Feb. 2, 2016

Title: Opening Remarks to the Equity Market Structure Advisory Committee Meeting

Speaker

Commissioner Michael S. Piwowar

Date: Jan. 21, 2016

Title: Opening Remarks to the Investor Advisory Committee

Speaker

Chair Mary Jo White

Date: Jan. 21, 2016

Title: Opening Remarks to the Investor Advisory Committee

Speaker

Commissioner Michael S. Piwowar

Date: Dec. 22, 2015

Title: Modernizing the Commission's Regulatory Structure for Transfer Agents

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Date: Dec. 21, 2015

Title: Commissioner Aguilar: Looking Back at The SEC’s Transformation (and a few other things)

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission [*]

Date: Dec. 16, 2015

Title: Being a Responsible Steward: Ensuring that the SEC Implements Effective Cybersecurity Protocols for its Data Gathering Efforts

Speaker

Commissioner Luis A. Aguilar

United States Securities and Exchange Commission[1]

Date: Dec. 11, 2015

Title: Statement at Open Meeting

Speaker

Chair Mary Jo White

Date: Dec. 11, 2015

Title: Statement on Proposed Disclosure of Payments by Resource Extraction Issuers

Speaker

Commissioner Kara M. Stein

Date: Dec. 11, 2015

Title: Dissenting Statement at Open Meeting on Resource Extraction

Speaker

Commissioner Michael S. Piwowar

Date: Dec. 11, 2015

Title: Statement at Open Meeting regarding Disclosure of Payments by Resource Extraction Issuers

Speaker

Commissioner Luis A. Aguilar

Date: Dec. 8, 2015

Title: Statement Regarding Repeal of Indemnification Requirement

Speaker

Commissioner Michael S. Piwowar

Date: Nov. 30, 2015

Title: Commissioner Aguilar's (Hopefully) Helpful Tips for New SEC Commissioners

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

Date: Nov. 19, 2015

Title: Opening Remarks to the Government-Business Forum on Small Business Capital Formation

Speaker

Chair Mary Jo White

Date: Nov. 19, 2015

Title: Statement to the Government-Business Forum on Small Business Capital Formation

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

Date: Nov. 19, 2015

Title: Statement to the Government-Business Forum on Small Business Capital Formation

Speaker

Commissioner Kara M. Stein

Date: Nov. 19, 2015

Title: Statement to the Government-Business Forum on Small Business Capital Formation

Speaker

Commissioner Michael S. Piwowar

Date: Nov. 18, 2015

Title: Statement at Open Meeting on Regulation of NMS Stock Alternative Trading Systems

Speaker

Chair Mary Jo White

Date: Nov. 18, 2015

Title: Statement at Open Meeting on Regulation of NMS Stock Alternative Trading Systems

Speaker

Commissioner Luis A. Aguilar

Date: Nov. 18, 2015

Title: Statement at Open Meeting on Regulation of NMS Stock Alternative Trading Systems

Speaker

Commissioner Michael S. Piwowar

Date: Nov. 18, 2015

Title: Statement at Open Meeting on Regulation of NMS Stock Alternative Trading Systems

Speaker

Commissioner Kara M. Stein

Date: Nov. 18, 2015

Title: Dissenting From an SEC Windfall For Lawyers

Speaker

Commissioners Daniel M. Gallagher and Michael S. Piwowar 

U.S. Securities and Exchange Commission[1]

Date: Nov. 16, 2015

Title: Statement on Departure from the SEC

Speaker

Commissioner Luis A. Aguilar

Date: Oct. 30, 2015

Title: Statement on the Retirement of FINRA Chairman and CEO Richard Ketchum

Speaker

Chair Mary Jo White

Date: Oct. 30, 2015

Title: Statement at Open Meeting on Regulation Crowdfunding and on Securities Act Rules 147 and 504

Speaker

Commissioner Luis A. Aguilar

Date: Oct. 30, 2015

Title: Dissenting Statement at Open Meeting on Regulation Crowdfunding and on Securities Act Rules 147 and 504

Speaker

Commissioner Michael S. Piwowar

Date: Oct. 30, 2015

Title: Statement at Open Meeting on Regulation Crowdfunding

Speaker

Commissioner Kara M. Stein

Date: Oct. 30, 2015

Title: Statement at Open Meeting on Securities Act Rules 147 and 504

Speaker

Commissioner Kara M. Stein

Date: Oct. 27, 2015

Title: Opening Remarks at the October 2015 Meeting of the Equity Market Structure Advisory Committee

Speaker

Commissioner Luis A. Aguilar

Date: Oct. 27, 2015

Title: Remarks at the SEC Equity Market Structure Advisory Committee Meeting

Speaker

Commissioner Michael S. Piwowar

Date: Oct. 19, 2015

Title: The Need for Greater Focus on the Cybersecurity Challenges Facing Small and Midsize Businesses

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Date: Oct. 15, 2015

Title: How Can the Markets Best Adapt to the Rapid Growth of ETFs

Speaker

Commissioner Luis A. Aguilar

Date: Oct. 15, 2015

Title: Opening Remarks to the Investor Advisory Committee

Speaker

Chair Mary Jo White

Date: Oct. 9, 2015

Title: Commission Statement Regarding Decision in Koch v. SEC

Speaker

The Commission

Date: Oct. 2, 2015

Title: Statement of Commissioner Daniel M. Gallagher on His Departure from the SEC

Speaker

Commissioner Daniel M. Gallagher

Date: Oct. 2, 2015

Title: Opinion of Commissioner Gallagher and Commissioner Piwowar, dissenting from the opinion of the Commission

Speaker

Commissioner Daniel M. Gallagher and Commissioner Michael S. Piwowar

Date: Sept. 29, 2015

Title: The Investment Company Act and Investment Advisers Act Standing the Test of Time

Speaker

Chair Mary Jo White

Date: Sept. 25, 2015

Title: Statement Regarding Security-Based Swap Rules

Speaker

Commissioner Daniel M. Gallagher and Commissioner Michael S. Piwowar

Date: Sept. 24, 2015

Title: Statement on Final Judgment Entered Against BBX Capital Corporation and Alan B. Levan

Speaker

Andrew Ceresney

Director, Division of Enforcement

Date: Sept. 24, 2015

Title: Statement on New Rulemaking Website

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Date: Sept. 24, 2015

Title: Announcement of New Rulemaking Database

Speaker

Chair Mary Jo White

Date: Sept. 24, 2015

Title: Statement on Jury Verdict in Insider Trading Trial of Ralph J. Pirtle and Morando Berrettini

Speaker

Andrew Ceresney

Director of Enforcement

Date: Sept. 23, 2015

Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies

Speaker

Chair Mary Jo White

Date: Sept. 23, 2015

Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies

Speaker

Commissioner Daniel M. Gallagher

Date: Sept. 23, 2015

Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Date: Sept. 22, 2015

Title: Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing

Speaker

Chair Mary Jo White

Date: Sept. 22, 2015

Title: Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing

Speaker

Commissioner Luis A. Aguilar

Currently only the first 100 results are displayed. To view more results please select a filter.
 
Print Facebook Twitter Email Share
Facebook Twitter Email