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Speeches

Speeches


 

Speeches by the Chair, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.  To view Speeches prior to 2012, view the Speeches Archive.

 
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Date Title Speaker
Dec. 8, 2016 Remarks to the Investor Advisory Committee

Chair Mary Jo White

Dec. 5, 2016 Working Together to Advance High Quality Information in the Capital Markets

Wesley R. Bricker, Chief Accountant

Dec. 5, 2016 Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments

Ruth Uejio, Professional Accounting Fellow, Office of the Chief Accountant

Dec. 5, 2016 Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments

Brian Staniszewski, Professional Accounting Fellow, Office of the Chief Accountant

Dec. 5, 2016 Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments

Jennifer L. Todling, Professional Accounting Fellow, Office of the Chief Accountant

Dec. 5, 2016 Remarks before the 2016 AICPA Conference on Current SEC and PCAOB Developments

Marc Panucci, Deputy Chief Accountant, Office of the Chief Accountant

Dec. 5, 2016 Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments

Sylvia E. Alicea, Professional Accounting Fellow, Office of the Chief Accountant

Dec. 5, 2016 Remarks at the 2016 AICPA National Conference on Current SEC and PCAOB Developments

Julie A. Erhardt, Deputy Chief Accountant, Office of the Chief Accountant

Dec. 5, 2016 Remarks before the 2016 AICPA Conference on Current SEC and PCAOB Developments

Jonathan Wiggins, Associate Chief Accountant, Office of the Chief Accountant

Dec. 5, 2016 Remarks before the 2016 AICPA Conference on Current SEC and PCAOB Developments

Jenifer Minke-Girard, Assistant Deputy Chief Accountant, Office of the Chief Accountant

Dec. 5, 2016 Remarks before the 2016 AICPA Conference on Current SEC and PCAOB Developments

Sean May, Professional Accounting Fellow, Office of the Chief Accountant

Nov. 30, 2016 Keynote Speech, ACI’s 33rd International Conference on the FCPA

Andrew Ceresney, Director, Division of Enforcement

Nov. 19, 2016 Moving Forward with the Commission's Disclosure Effectiveness Initiative

Rick A. Fleming, Investor Advocate

U.S. Securities and Exchange Commission[1]

 

Nov. 18, 2016 A New Model for SEC Enforcement: Producing Bold and Unrelenting Results

Chair Mary Jo White

Nov. 16, 2016 Examining the Dodd-Frank Act and the Future of Financial Regulation

Rick A. Fleming, Investor Advocate

U.S. Securities and Exchange Commission[1]

Nov. 4, 2016 Remarks to the ALI CLE 2016 Conference on Life Insurance Products

David W. Grim, Director, Division of Investment Management

Oct. 28, 2016 A Vision for Data at the SEC, Keynote address to Big Data in Finance Conference

Commissioner Kara M. Stein

Oct. 24, 2016 Keynote Address, The Evolving Structure of the U.S. Treasury Market: Second Annual Conference

Chair Mary Jo White

Oct. 24, 2016 Improving Disclosure with Smart Data

Rick A. Fleming, Investor Advocate

Oct. 21, 2016 Remarks at 2016 Conference on Auditing and Capital Markets

Commissioner Michael S. Piwowar

U.S. Securities and Exchange Commission [1]

Oct. 21, 2016 Has Big Data Made Us Lazy?

Scott W. Bauguess
Deputy Director and Deputy Chief Economist, DERA

Oct. 19, 2016 Remarks at the National Society of Compliance Professionals 2016 National Conference

Andrew J. Donohue, Chief of Staff

Oct. 17, 2016 Inside the National Exam Program in 2016

Marc Wyatt, Director, Office of Compliance Inspections and Examinations

Oct. 13, 2016 The Impact of SEC Enforcement on Public Finance

Andrew J. Ceresney, Director, Division of Enforcement

Sept. 22, 2016 The SEC Enforcement Division’s Focus on Auditors and Auditing

Andrew Ceresney, Director, Division of Enforcement

Sept. 21, 2016 Securities Regulation in the Interconnected, Global Marketplace
Chair Mary Jo White
Sept. 21, 2016 Remarks before the AICPA National Conference on Banks & Savings Institutions

Wesley R. Bricker, Interim Chief Accountant

Sept. 14, 2016 Keynote Address, Security Traders Association, 83rd Annual Market Structure Conference

Chair Mary Jo White

Sept. 14, 2016 The SEC’s Whistleblower Program: The Successful Early Years

Andrew Ceresney, Director, Division of Enforcement

Sept. 7, 2016 Remarks at FINRA’s 2016 Fixed Income Conference

Commissioner Michael S. Piwowar

Aug. 25, 2016 Investor Protection in the Municipal Securities Markets

Rick A. Fleming, Investor Advocate

U.S. Securities and Exchange Commission [1]

July 20, 2016 Remarks Before the Quadrilateral Meeting of the FMLC/FMLG/FLB/EFMLG

Commissioner Michael S. Piwowar

July 12, 2016 Remarks at the FINRA Foundation 2015 National Financial Capability Study Release

Chair Mary Jo White

June 28, 2016 Keynote Address, SEC Regulation Outside the United States “The SEC at Home and Abroad”

Andrew J. Donohue, Chief of Staff

June 27, 2016 Keynote Address, International Corporate Governance Network Annual Conference: Focusing the Lens of Disclosure to Set the Path Forward on Board Diversity, Non-GAAP, and Sustainability

Chair Mary Jo White

June 16, 2016 Remarks at the ISDA Annual Legal Forum in New York

Gary Barnett, Deputy Director, Division of Trading and Markets

June 9, 2016 Remarks before the 35th Annual SEC and Financial Reporting Institute Conference

Wesley R. Bricker, Deputy Chief Accountant

June 2, 2016 Remarks Before the SEC Historical Society – “The Continuous Process of Optimizing the Equity Markets”
Chair Mary Jo White
May 20, 2016 Keynote Address Investment Company Institute 2016 General Meeting – "The Future of Investment Company Regulation"

Chair Mary Jo White

May 20, 2016 New Directions in Corporate Compliance: Keynote Luncheon Speech

Andrew J. Donohue, Chief of Staff

May 12, 2016 Securities Enforcement Forum West 2016 Keynote Address: Private Equity Enforcement

Andrew Ceresney, Director, Division of Enforcement

May 11, 2016 New Ways for the Financing of Small and Medium Enterprises and the Challenges of Crowdfunding

Chair Mary Jo White

May 6, 2016 Keynote Address at the 48th Annual Rocky Mountain Securities Conference

Commissioner Kara M Stein

May 5, 2016 Remarks before the 2016 Baruch College Financial Reporting Conference

Wesley R. Bricker, Deputy Chief Accountant

March 31, 2016 Keynote Address at the SEC-Rock Center on Corporate Governance Silicon Valley Initiative

Chair Mary Jo White

March 29, 2016 Keynote Address at the Mutual Fund Directors Forum 2016 Policy Conference
Chair Mary Jo White
March 23, 2016 Acceptance Remarks at the Penn Law Women’s Summit Awards Luncheon

Chair Mary Jo White

March 22, 2016 Remarks before the 12th Annual Life Sciences Accounting and Reporting Congress

James V. Schnurr, Chief Accountant, Office of the Chief Accountant

March 14, 2016 Remarks to the Investment Company Institute’s 2016 Mutual Funds and Investment Management Conference

David W. Grim, Director, Division of Investment Management

March 3, 2016 Remarks to the PLI Investment Management Institute – 2016

David Grim, Director, Division of Investment Management

March 2, 2016 Opening Remarks: UIC-SEC Joint Symposium to Raise Public Awareness

Andrew Ceresney, Director, Division of Enforcement

March 1, 2016 Remarks at ABS Vegas 2016

Commissioner Michael S. Piwowar

Feb. 19, 2016 Chairman’s Address at SEC Speaks - “Beyond Disclosure at the SEC in 2016”

Chair Mary Jo White

Feb. 19, 2016 Remarks at the “SEC Speaks” Conference: What Lies Ahead? The SEC in 2016

Commissioner Kara M. Stein

Feb. 19, 2016 The Falling Leaves of the Buttonwood Tree

Rick A. Fleming, Investor Advocate

U.S. Securities and Exchange Commission[1]

Feb. 19, 2016 Accredited Investors (slides from DERA presentation) (PDF)

Mark J. Flannery
Director and Chief Economist

Feb. 19, 2016 Leveraging Data and Analytics at the SEC to Assess Risk (slides from DERA presentation) (PDF)

Scott W. Bauguess
Deputy Director and Deputy Chief Economist

Feb. 19, 2016 Analysis Supporting the SEC’s Rulemaking (slides from DERA presentation) (PDF)
Christof W. Stahel
Assistant Director
Jan. 26, 2016 Keynote Session at the 43rd Annual Securities Regulation Institute in San Diego, California

Chair Mary Jo White

Jan. 25, 2016 Directors Forum 2016 Keynote Address

Andrew Ceresney, Director, Division of Enforcement 

Jan. 21, 2016 International Developments – Past, Present and Future

Keith F. Higgins, Director, Division of Corporation Finance

Dec. 16, 2015 Remarks to the ICI 2015 Securities Law Development Conference

David Grim, Director, Division of Investment Management

Dec. 9, 2015 Keynote Address at the 2015 AICPA National Conference: "Maintaining High-Quality, Reliable Financial Reporting: A Shared and Weighty Responsibility"

Chair Mary Jo White

Dec. 9, 2015 Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments

Barry Kanczuker, Associate Chief Accountant, Office of the Chief Accountant

Dec. 9, 2015 Remarks before the 2015 AICPA Conference on Current SEC and PCAOB Developments

Courtney D. Sachtleben
Professional Accounting Fellow, Office of the Chief Accountant

Dec. 9, 2015 Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments

Christopher D. Semesky, Professional Accounting Fellow, Office of the Chief Accountant

Dec. 9, 2015 Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments

Ashley Wright, Professional Accounting Fellow, Office of the Chief Accountant

Dec. 9, 2015 Remarks before the 2015 AICPA Conference on Current SEC and PCAOB Developments

Christopher M. Rickli, Professional Accounting Fellow, Office of the Chief Accountant

Dec. 9, 2015 Remarks Before the 2015 AICPA National Conference on Current SEC and PCAOB Developments

Michael W. Husich, Senior Associate Chief Accountant, Office of the Chief Accountant

Dec. 9, 2015 Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments

Kris Shirley, Professional Accounting Fellow, Office of the Chief Accountant

Dec. 9, 2015 Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments

Brian T. Croteau

Deputy Chief Accountant, Office of the Chief Accountant

Dec. 9, 2015 Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments

Julie A. Erhardt

Deputy Chief Accountant, Office of the Chief Accountant 

Dec. 9, 2015 Remarks before the 2015 AICPA Conference on Current SEC and PCAOB Developments

Wesley R. Bricker, Deputy Chief Accountant

Dec. 9, 2015 Remarks Before the 2015 AICPA National Conference on Current SEC and PCAOB Developments

James V. Schnurr, Chief Accountant, Office of the Chief Accountant

Nov. 19, 2015 Keynote Remarks at the Women's Forum of New York Breakfast of Corporate Champions: "The Pursuit of Gender Parity in the American Boardroom"

Chair Mary Jo White

Nov. 17, 2015 ACI’s 32nd FCPA Conference Keynote Address

Andrew Ceresney, Director, Division of Enforcement

Nov. 17, 2015 Executive Compensation: Looking Beyond the Dodd-Frank Horizon

Keith F. Higgins, Director, Division of Corporation Finance

Nov. 16, 2015 Remarks at the 34th Annual Current Financial Reporting Issues Conference

Commissioner Michael S. Piwowar

Nov. 9, 2015 Surfing the Wave: Technology, Innovation, and Competition – Remarks at Harvard Law School’s Fidelity Guest Lecture Series

Commissioner Kara M. Stein

Nov. 4, 2015 2015 National Society of Compliance Professionals, National Conference: Keynote Address

Andrew Ceresney, Director, Division of Enforcement

Nov. 2, 2015 Remarks to the ALI CLE 2015 Conference on Life Insurance Company Products

Dave Grim, Director, Division of Investment Management, U.S. Securities and Exchange Commission

Nov. 2, 2015 Market Structure Enforcement: Looking Back and Forward

Andrew Ceresney, Director, Division of Enforcement

Oct. 28, 2015 Keynote Address at the 47th Annual Securities Regulation Institute: "Building a Dynamic Framework for Offering Reform"

Chair Mary Jo White

Oct. 23, 2015 Remarks Before the UCI Audit Committee Summit

James Schnurr, Chief Accountant

Oct. 22, 2015 Economic Analysis: Providing Insight to Advance the Missions of the SEC and the PCAOB

Mark J. Flannery, Chief Economist and Director, Division of Economic and Risk Analysis

Oct. 20, 2015 Keynote Address at the Evolving Structure of the U.S. Treasury Market Conference, Federal Reserve Bank of New York: "Taking Stock of Treasury Market Regulation"

Chair Mary Jo White

Oct. 20, 2015 Keynote Remarks at the 2015 Women in Policing Conference: “Women in the NYPD: Hear Them Roar”

Chair Mary Jo White

Oct. 16, 2015 Keynote Address at the Managed Fund Association: “Five Years On: Regulation of Private Fund Advisers After Dodd-Frank”

Chair Mary Jo White

Oct. 14, 2015 Remarks at NRS 30th Annual Fall Investment Adviser and Broker-Dealer Compliance Conference

Andrew J. Donohue, Chief of Staff

Oct. 14, 2015 The Important Work of Boards of Directors

Commissioner Luis A. Aguilar

Oct. 2, 2015 Introductory Remarks at the National Faith Leaders Conference “Protecting Investors Protects You”

Chair Mary Jo White

Sept. 30, 2015 Market Structure in the 21st Century: Bringing Light to the Dark

Commissioner Kara M. Stein

Sept. 17, 2015 Remarks at the AICPA National Conference on Banks and Savings Institutions

James Schnurr, Chief Accountant

Sept. 17, 2015 Remarks at the Bloomberg BNA Conference on Revenue Recognition

Wesley R. Bricker, Deputy Chief Accountant

Sept. 10, 2015 Building Healthy Capital Markets: From the 2008 Financial Crisis to Digital Disruption and Beyond – Keynote Address to the Eurofi Financial Forum

Commissioner Kara M. Stein

Sept. 9, 2015 Accountants and Capital Markets in an Era of Digital Disruption: Remarks to the Institute of Chartered Accountants in England and Wales and BritishAmerican Business

Commissioner Kara M. Stein

Aug. 4, 2015 Dodd-Frank at Five: A Capital Markets Swan Song

Commissioner Daniel M. Gallagher

July 16, 2015 The Need for Proactivity:Remarks at the 2015 National Association of Women Lawyers Annual Meeting and Awards Luncheon

Chair Mary Jo White

July 15, 2015 Opening Remarks at the Compliance Outreach Program for Broker-Dealers

Chair Mary Jo White

June 25, 2015 Building Meaningful Communication and Engagement with Shareholders

Chair Mary Jo White

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Date: Dec. 8, 2016

Title: Remarks to the Investor Advisory Committee

Speaker

Chair Mary Jo White

Date: Dec. 5, 2016

Title: Working Together to Advance High Quality Information in the Capital Markets

Speaker

Wesley R. Bricker, Chief Accountant

Date: Dec. 5, 2016

Title: Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments

Speaker

Ruth Uejio, Professional Accounting Fellow, Office of the Chief Accountant

Date: Dec. 5, 2016

Title: Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments

Speaker

Brian Staniszewski, Professional Accounting Fellow, Office of the Chief Accountant

Date: Dec. 5, 2016

Title: Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments

Speaker

Jennifer L. Todling, Professional Accounting Fellow, Office of the Chief Accountant

Date: Dec. 5, 2016

Title: Remarks before the 2016 AICPA Conference on Current SEC and PCAOB Developments

Speaker

Marc Panucci, Deputy Chief Accountant, Office of the Chief Accountant

Date: Dec. 5, 2016

Title: Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments

Speaker

Sylvia E. Alicea, Professional Accounting Fellow, Office of the Chief Accountant

Date: Dec. 5, 2016

Title: Remarks at the 2016 AICPA National Conference on Current SEC and PCAOB Developments

Speaker

Julie A. Erhardt, Deputy Chief Accountant, Office of the Chief Accountant

Date: Dec. 5, 2016

Title: Remarks before the 2016 AICPA Conference on Current SEC and PCAOB Developments

Speaker

Jonathan Wiggins, Associate Chief Accountant, Office of the Chief Accountant

Date: Dec. 5, 2016

Title: Remarks before the 2016 AICPA Conference on Current SEC and PCAOB Developments

Speaker

Jenifer Minke-Girard, Assistant Deputy Chief Accountant, Office of the Chief Accountant

Date: Dec. 5, 2016

Title: Remarks before the 2016 AICPA Conference on Current SEC and PCAOB Developments

Speaker

Sean May, Professional Accounting Fellow, Office of the Chief Accountant

Date: Nov. 30, 2016

Title: Keynote Speech, ACI’s 33rd International Conference on the FCPA

Speaker

Andrew Ceresney, Director, Division of Enforcement

Date: Nov. 19, 2016

Title: Moving Forward with the Commission's Disclosure Effectiveness Initiative

Speaker

Rick A. Fleming, Investor Advocate

U.S. Securities and Exchange Commission[1]

 

Date: Nov. 18, 2016

Title: A New Model for SEC Enforcement: Producing Bold and Unrelenting Results

Speaker

Chair Mary Jo White

Date: Nov. 16, 2016

Title: Examining the Dodd-Frank Act and the Future of Financial Regulation

Speaker

Rick A. Fleming, Investor Advocate

U.S. Securities and Exchange Commission[1]

Date: Nov. 4, 2016

Title: Remarks to the ALI CLE 2016 Conference on Life Insurance Products

Speaker

David W. Grim, Director, Division of Investment Management

Date: Oct. 28, 2016

Title: A Vision for Data at the SEC, Keynote address to Big Data in Finance Conference

Speaker

Commissioner Kara M. Stein

Date: Oct. 24, 2016

Title: Improving Disclosure with Smart Data

Speaker

Rick A. Fleming, Investor Advocate

Date: Oct. 21, 2016

Title: Remarks at 2016 Conference on Auditing and Capital Markets

Speaker

Commissioner Michael S. Piwowar

U.S. Securities and Exchange Commission [1]

Date: Oct. 21, 2016

Title: Has Big Data Made Us Lazy?

Speaker

Scott W. Bauguess
Deputy Director and Deputy Chief Economist, DERA

Date: Oct. 19, 2016

Title: Remarks at the National Society of Compliance Professionals 2016 National Conference

Speaker

Andrew J. Donohue, Chief of Staff

Date: Oct. 17, 2016

Title: Inside the National Exam Program in 2016

Speaker

Marc Wyatt, Director, Office of Compliance Inspections and Examinations

Date: Oct. 13, 2016

Title: The Impact of SEC Enforcement on Public Finance

Speaker

Andrew J. Ceresney, Director, Division of Enforcement

Date: Sept. 22, 2016

Title: The SEC Enforcement Division’s Focus on Auditors and Auditing

Speaker

Andrew Ceresney, Director, Division of Enforcement

Date: Sept. 21, 2016

Title: Securities Regulation in the Interconnected, Global Marketplace

Speaker

Chair Mary Jo White

Date: Sept. 21, 2016

Title: Remarks before the AICPA National Conference on Banks & Savings Institutions

Speaker

Wesley R. Bricker, Interim Chief Accountant

Date: Sept. 14, 2016

Title: Keynote Address, Security Traders Association, 83rd Annual Market Structure Conference

Speaker

Chair Mary Jo White

Date: Sept. 14, 2016

Title: The SEC’s Whistleblower Program: The Successful Early Years

Speaker

Andrew Ceresney, Director, Division of Enforcement

Date: Sept. 7, 2016

Title: Remarks at FINRA’s 2016 Fixed Income Conference

Speaker

Commissioner Michael S. Piwowar

Date: Aug. 25, 2016

Title: Investor Protection in the Municipal Securities Markets

Speaker

Rick A. Fleming, Investor Advocate

U.S. Securities and Exchange Commission [1]

Date: July 20, 2016

Title: Remarks Before the Quadrilateral Meeting of the FMLC/FMLG/FLB/EFMLG

Speaker

Commissioner Michael S. Piwowar

Date: July 12, 2016

Title: Remarks at the FINRA Foundation 2015 National Financial Capability Study Release

Speaker

Chair Mary Jo White

Date: June 28, 2016

Title: Keynote Address, SEC Regulation Outside the United States “The SEC at Home and Abroad”

Speaker

Andrew J. Donohue, Chief of Staff

Date: June 16, 2016

Title: Remarks at the ISDA Annual Legal Forum in New York

Speaker

Gary Barnett, Deputy Director, Division of Trading and Markets

Date: June 9, 2016

Title: Remarks before the 35th Annual SEC and Financial Reporting Institute Conference

Speaker

Wesley R. Bricker, Deputy Chief Accountant

Date: May 20, 2016

Title: New Directions in Corporate Compliance: Keynote Luncheon Speech

Speaker

Andrew J. Donohue, Chief of Staff

Date: May 12, 2016

Title: Securities Enforcement Forum West 2016 Keynote Address: Private Equity Enforcement

Speaker

Andrew Ceresney, Director, Division of Enforcement

Date: May 6, 2016

Title: Keynote Address at the 48th Annual Rocky Mountain Securities Conference

Speaker

Commissioner Kara M Stein

Date: May 5, 2016

Title: Remarks before the 2016 Baruch College Financial Reporting Conference

Speaker

Wesley R. Bricker, Deputy Chief Accountant

Date: March 29, 2016

Title: Keynote Address at the Mutual Fund Directors Forum 2016 Policy Conference

Speaker

Chair Mary Jo White

Date: March 23, 2016

Title: Acceptance Remarks at the Penn Law Women’s Summit Awards Luncheon

Speaker

Chair Mary Jo White

Date: March 22, 2016

Title: Remarks before the 12th Annual Life Sciences Accounting and Reporting Congress

Speaker

James V. Schnurr, Chief Accountant, Office of the Chief Accountant

Date: March 14, 2016

Title: Remarks to the Investment Company Institute’s 2016 Mutual Funds and Investment Management Conference

Speaker

David W. Grim, Director, Division of Investment Management

Date: March 3, 2016

Title: Remarks to the PLI Investment Management Institute – 2016

Speaker

David Grim, Director, Division of Investment Management

Date: March 2, 2016

Title: Opening Remarks: UIC-SEC Joint Symposium to Raise Public Awareness

Speaker

Andrew Ceresney, Director, Division of Enforcement

Date: March 1, 2016

Title: Remarks at ABS Vegas 2016

Speaker

Commissioner Michael S. Piwowar

Date: Feb. 19, 2016

Title: Chairman’s Address at SEC Speaks - “Beyond Disclosure at the SEC in 2016”

Speaker

Chair Mary Jo White

Date: Feb. 19, 2016

Title: Remarks at the “SEC Speaks” Conference: What Lies Ahead? The SEC in 2016

Speaker

Commissioner Kara M. Stein

Date: Feb. 19, 2016

Title: The Falling Leaves of the Buttonwood Tree

Speaker

Rick A. Fleming, Investor Advocate

U.S. Securities and Exchange Commission[1]

Date: Feb. 19, 2016

Title: Accredited Investors (slides from DERA presentation) (PDF)

Speaker

Mark J. Flannery
Director and Chief Economist

Date: Feb. 19, 2016

Title: Leveraging Data and Analytics at the SEC to Assess Risk (slides from DERA presentation) (PDF)

Speaker

Scott W. Bauguess
Deputy Director and Deputy Chief Economist

Date: Feb. 19, 2016

Title: Analysis Supporting the SEC’s Rulemaking (slides from DERA presentation) (PDF)

Speaker

Christof W. Stahel
Assistant Director

Date: Jan. 25, 2016

Title: Directors Forum 2016 Keynote Address

Speaker

Andrew Ceresney, Director, Division of Enforcement 

Date: Jan. 21, 2016

Title: International Developments – Past, Present and Future

Speaker

Keith F. Higgins, Director, Division of Corporation Finance

Date: Dec. 16, 2015

Title: Remarks to the ICI 2015 Securities Law Development Conference

Speaker

David Grim, Director, Division of Investment Management

Date: Dec. 9, 2015

Title: Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments

Speaker

Barry Kanczuker, Associate Chief Accountant, Office of the Chief Accountant

Date: Dec. 9, 2015

Title: Remarks before the 2015 AICPA Conference on Current SEC and PCAOB Developments

Speaker

Courtney D. Sachtleben
Professional Accounting Fellow, Office of the Chief Accountant

Date: Dec. 9, 2015

Title: Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments

Speaker

Christopher D. Semesky, Professional Accounting Fellow, Office of the Chief Accountant

Date: Dec. 9, 2015

Title: Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments

Speaker

Ashley Wright, Professional Accounting Fellow, Office of the Chief Accountant

Date: Dec. 9, 2015

Title: Remarks before the 2015 AICPA Conference on Current SEC and PCAOB Developments

Speaker

Christopher M. Rickli, Professional Accounting Fellow, Office of the Chief Accountant

Date: Dec. 9, 2015

Title: Remarks Before the 2015 AICPA National Conference on Current SEC and PCAOB Developments

Speaker

Michael W. Husich, Senior Associate Chief Accountant, Office of the Chief Accountant

Date: Dec. 9, 2015

Title: Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments

Speaker

Kris Shirley, Professional Accounting Fellow, Office of the Chief Accountant

Date: Dec. 9, 2015

Title: Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments

Speaker

Brian T. Croteau

Deputy Chief Accountant, Office of the Chief Accountant

Date: Dec. 9, 2015

Title: Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments

Speaker

Julie A. Erhardt

Deputy Chief Accountant, Office of the Chief Accountant 

Date: Dec. 9, 2015

Title: Remarks before the 2015 AICPA Conference on Current SEC and PCAOB Developments

Speaker

Wesley R. Bricker, Deputy Chief Accountant

Date: Dec. 9, 2015

Title: Remarks Before the 2015 AICPA National Conference on Current SEC and PCAOB Developments

Speaker

James V. Schnurr, Chief Accountant, Office of the Chief Accountant

Date: Nov. 17, 2015

Title: ACI’s 32nd FCPA Conference Keynote Address

Speaker

Andrew Ceresney, Director, Division of Enforcement

Date: Nov. 17, 2015

Title: Executive Compensation: Looking Beyond the Dodd-Frank Horizon

Speaker

Keith F. Higgins, Director, Division of Corporation Finance

Date: Nov. 16, 2015

Title: Remarks at the 34th Annual Current Financial Reporting Issues Conference

Speaker

Commissioner Michael S. Piwowar

Date: Nov. 4, 2015

Title: 2015 National Society of Compliance Professionals, National Conference: Keynote Address

Speaker

Andrew Ceresney, Director, Division of Enforcement

Date: Nov. 2, 2015

Title: Remarks to the ALI CLE 2015 Conference on Life Insurance Company Products

Speaker

Dave Grim, Director, Division of Investment Management, U.S. Securities and Exchange Commission

Date: Nov. 2, 2015

Title: Market Structure Enforcement: Looking Back and Forward

Speaker

Andrew Ceresney, Director, Division of Enforcement

Date: Oct. 23, 2015

Title: Remarks Before the UCI Audit Committee Summit

Speaker

James Schnurr, Chief Accountant

Date: Oct. 22, 2015

Title: Economic Analysis: Providing Insight to Advance the Missions of the SEC and the PCAOB

Speaker

Mark J. Flannery, Chief Economist and Director, Division of Economic and Risk Analysis

Date: Oct. 14, 2015

Title: Remarks at NRS 30th Annual Fall Investment Adviser and Broker-Dealer Compliance Conference

Speaker

Andrew J. Donohue, Chief of Staff

Date: Oct. 14, 2015

Title: The Important Work of Boards of Directors

Speaker

Commissioner Luis A. Aguilar

Date: Sept. 30, 2015

Title: Market Structure in the 21st Century: Bringing Light to the Dark

Speaker

Commissioner Kara M. Stein

Date: Sept. 17, 2015

Title: Remarks at the AICPA National Conference on Banks and Savings Institutions

Speaker

James Schnurr, Chief Accountant

Date: Sept. 17, 2015

Title: Remarks at the Bloomberg BNA Conference on Revenue Recognition

Speaker

Wesley R. Bricker, Deputy Chief Accountant

Date: Aug. 4, 2015

Title: Dodd-Frank at Five: A Capital Markets Swan Song

Speaker

Commissioner Daniel M. Gallagher

Date: July 15, 2015

Title: Opening Remarks at the Compliance Outreach Program for Broker-Dealers

Speaker

Chair Mary Jo White

Date: June 25, 2015

Title: Building Meaningful Communication and Engagement with Shareholders

Speaker

Chair Mary Jo White

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