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Speeches


 

Speeches by the Chair, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.  To view Speeches prior to 2012, view the Speeches Archive.

 
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Date Title Speaker
Aug. 25, 2016 Investor Protection in the Municipal Securities Markets

Rick A. Fleming, Investor Advocate

U.S. Securities and Exchange Commission [1]

July 20, 2016 Remarks Before the Quadrilateral Meeting of the FMLC/FMLG/FLB/EFMLG

Commissioner Michael S. Piwowar

July 12, 2016 Remarks at the FINRA Foundation 2015 National Financial Capability Study Release

Chair Mary Jo White

June 28, 2016 Keynote Address, SEC Regulation Outside the United States “The SEC at Home and Abroad”

Andrew J. Donohue, Chief of Staff

June 27, 2016 Keynote Address, International Corporate Governance Network Annual Conference: Focusing the Lens of Disclosure to Set the Path Forward on Board Diversity, Non-GAAP, and Sustainability

Chair Mary Jo White

June 16, 2016 Remarks at the ISDA Annual Legal Forum in New York

Gary Barnett, Deputy Director, Division of Trading and Markets

June 9, 2016 Remarks before the 35th Annual SEC and Financial Reporting Institute Conference

Wesley R. Bricker, Deputy Chief Accountant

June 2, 2016 Remarks Before the SEC Historical Society – “The Continuous Process of Optimizing the Equity Markets”
Chair Mary Jo White
May 20, 2016 Keynote Address Investment Company Institute 2016 General Meeting – "The Future of Investment Company Regulation"

Chair Mary Jo White

May 20, 2016 New Directions in Corporate Compliance: Keynote Luncheon Speech

Andrew J. Donohue, Chief of Staff

May 12, 2016 Securities Enforcement Forum West 2016 Keynote Address: Private Equity Enforcement

Andrew Ceresney, Director, Division of Enforcement

May 11, 2016 New Ways for the Financing of Small and Medium Enterprises and the Challenges of Crowdfunding

Chair Mary Jo White

May 6, 2016 Keynote Address at the 48th Annual Rocky Mountain Securities Conference

Commissioner Kara M Stein

May 5, 2016 Remarks before the 2016 Baruch College Financial Reporting Conference

Wesley R. Bricker, Deputy Chief Accountant

March 31, 2016 Keynote Address at the SEC-Rock Center on Corporate Governance Silicon Valley Initiative

Chair Mary Jo White

March 29, 2016 Keynote Address at the Mutual Fund Directors Forum 2016 Policy Conference
Chair Mary Jo White
March 23, 2016 Acceptance Remarks at the Penn Law Women’s Summit Awards Luncheon

Chair Mary Jo White

March 22, 2016 Remarks before the 12th Annual Life Sciences Accounting and Reporting Congress

James V. Schnurr, Chief Accountant, Office of the Chief Accountant

March 14, 2016 Remarks to the Investment Company Institute’s 2016 Mutual Funds and Investment Management Conference

David W. Grim, Director, Division of Investment Management

March 3, 2016 Remarks to the PLI Investment Management Institute – 2016

David Grim, Director, Division of Investment Management

March 2, 2016 Opening Remarks: UIC-SEC Joint Symposium to Raise Public Awareness

Andrew Ceresney, Director, Division of Enforcement

March 1, 2016 Remarks at ABS Vegas 2016

Commissioner Michael S. Piwowar

Feb. 19, 2016 Chairman’s Address at SEC Speaks - “Beyond Disclosure at the SEC in 2016”

Chair Mary Jo White

Feb. 19, 2016 Remarks at the “SEC Speaks” Conference: What Lies Ahead? The SEC in 2016

Commissioner Kara M. Stein

Feb. 19, 2016 The Falling Leaves of the Buttonwood Tree

Rick A. Fleming, Investor Advocate

U.S. Securities and Exchange Commission[1]

Feb. 19, 2016 Accredited Investors (slides from DERA presentation) (PDF)

Mark J. Flannery
Director and Chief Economist

Feb. 19, 2016 Leveraging Data and Analytics at the SEC to Assess Risk (slides from DERA presentation) (PDF)

Scott W. Bauguess
Deputy Director and Deputy Chief Economist

Feb. 19, 2016 Analysis Supporting the SEC’s Rulemaking (slides from DERA presentation) (PDF)
Christof W. Stahel
Assistant Director
Jan. 26, 2016 Keynote Session at the 43rd Annual Securities Regulation Institute in San Diego, California

Chair Mary Jo White

Jan. 25, 2016 Directors Forum 2016 Keynote Address

Andrew Ceresney, Director, Division of Enforcement 

Jan. 21, 2016 International Developments – Past, Present and Future

Keith F. Higgins, Director, Division of Corporation Finance

Dec. 16, 2015 Remarks to the ICI 2015 Securities Law Development Conference

David Grim, Director, Division of Investment Management

Dec. 9, 2015 Keynote Address at the 2015 AICPA National Conference: "Maintaining High-Quality, Reliable Financial Reporting: A Shared and Weighty Responsibility"

Chair Mary Jo White

Dec. 9, 2015 Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments

Barry Kanczuker, Associate Chief Accountant, Office of the Chief Accountant

Dec. 9, 2015 Remarks before the 2015 AICPA Conference on Current SEC and PCAOB Developments

Courtney D. Sachtleben
Professional Accounting Fellow, Office of the Chief Accountant

Dec. 9, 2015 Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments

Christopher D. Semesky, Professional Accounting Fellow, Office of the Chief Accountant

Dec. 9, 2015 Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments

Ashley Wright, Professional Accounting Fellow, Office of the Chief Accountant

Dec. 9, 2015 Remarks before the 2015 AICPA Conference on Current SEC and PCAOB Developments

Christopher M. Rickli, Professional Accounting Fellow, Office of the Chief Accountant

Dec. 9, 2015 Remarks Before the 2015 AICPA National Conference on Current SEC and PCAOB Developments

Michael W. Husich, Senior Associate Chief Accountant, Office of the Chief Accountant

Dec. 9, 2015 Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments

Kris Shirley, Professional Accounting Fellow, Office of the Chief Accountant

Dec. 9, 2015 Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments

Brian T. Croteau

Deputy Chief Accountant, Office of the Chief Accountant

Dec. 9, 2015 Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments

Julie A. Erhardt

Deputy Chief Accountant, Office of the Chief Accountant 

Dec. 9, 2015 Remarks before the 2015 AICPA Conference on Current SEC and PCAOB Developments

Wesley R. Bricker, Deputy Chief Accountant

Dec. 9, 2015 Remarks Before the 2015 AICPA National Conference on Current SEC and PCAOB Developments

James V. Schnurr, Chief Accountant, Office of the Chief Accountant

Nov. 19, 2015 Keynote Remarks at the Women's Forum of New York Breakfast of Corporate Champions: "The Pursuit of Gender Parity in the American Boardroom"

Chair Mary Jo White

Nov. 17, 2015 ACI’s 32nd FCPA Conference Keynote Address

Andrew Ceresney, Director, Division of Enforcement

Nov. 17, 2015 Executive Compensation: Looking Beyond the Dodd-Frank Horizon

Keith F. Higgins, Director, Division of Corporation Finance

Nov. 16, 2015 Remarks at the 34th Annual Current Financial Reporting Issues Conference

Commissioner Michael S. Piwowar

Nov. 9, 2015 Surfing the Wave: Technology, Innovation, and Competition – Remarks at Harvard Law School’s Fidelity Guest Lecture Series

Commissioner Kara M. Stein

Nov. 4, 2015 2015 National Society of Compliance Professionals, National Conference: Keynote Address

Andrew Ceresney, Director, Division of Enforcement

Nov. 2, 2015 Remarks to the ALI CLE 2015 Conference on Life Insurance Company Products

Dave Grim, Director, Division of Investment Management, U.S. Securities and Exchange Commission

Nov. 2, 2015 Market Structure Enforcement: Looking Back and Forward

Andrew Ceresney, Director, Division of Enforcement

Oct. 28, 2015 Keynote Address at the 47th Annual Securities Regulation Institute: "Building a Dynamic Framework for Offering Reform"

Chair Mary Jo White

Oct. 23, 2015 Remarks Before the UCI Audit Committee Summit

James Schnurr, Chief Accountant

Oct. 22, 2015 Economic Analysis: Providing Insight to Advance the Missions of the SEC and the PCAOB

Mark J. Flannery, Chief Economist and Director, Division of Economic and Risk Analysis

Oct. 20, 2015 Keynote Address at the Evolving Structure of the U.S. Treasury Market Conference, Federal Reserve Bank of New York: "Taking Stock of Treasury Market Regulation"

Chair Mary Jo White

Oct. 20, 2015 Keynote Remarks at the 2015 Women in Policing Conference: “Women in the NYPD: Hear Them Roar”

Chair Mary Jo White

Oct. 16, 2015 Keynote Address at the Managed Fund Association: “Five Years On: Regulation of Private Fund Advisers After Dodd-Frank”

Chair Mary Jo White

Oct. 14, 2015 Remarks at NRS 30th Annual Fall Investment Adviser and Broker-Dealer Compliance Conference

Andrew J. Donohue, Chief of Staff

Oct. 14, 2015 The Important Work of Boards of Directors

Commissioner Luis A. Aguilar

Oct. 2, 2015 Introductory Remarks at the National Faith Leaders Conference “Protecting Investors Protects You”

Chair Mary Jo White

Sept. 30, 2015 Market Structure in the 21st Century: Bringing Light to the Dark

Commissioner Kara M. Stein

Sept. 17, 2015 Remarks at the AICPA National Conference on Banks and Savings Institutions

James Schnurr, Chief Accountant

Sept. 17, 2015 Remarks at the Bloomberg BNA Conference on Revenue Recognition

Wesley R. Bricker, Deputy Chief Accountant

Sept. 10, 2015 Building Healthy Capital Markets: From the 2008 Financial Crisis to Digital Disruption and Beyond – Keynote Address to the Eurofi Financial Forum

Commissioner Kara M. Stein

Sept. 9, 2015 Accountants and Capital Markets in an Era of Digital Disruption: Remarks to the Institute of Chartered Accountants in England and Wales and BritishAmerican Business

Commissioner Kara M. Stein

Aug. 4, 2015 Dodd-Frank at Five: A Capital Markets Swan Song

Commissioner Daniel M. Gallagher

July 16, 2015 The Need for Proactivity:Remarks at the 2015 National Association of Women Lawyers Annual Meeting and Awards Luncheon

Chair Mary Jo White

July 15, 2015 Opening Remarks at the Compliance Outreach Program for Broker-Dealers

Chair Mary Jo White

June 25, 2015 Building Meaningful Communication and Engagement with Shareholders

Chair Mary Jo White

June 25, 2015 A Threefold Cord — Working Together to Meet the Pervasive Challenge of Cyber-Crime

Commissioner Luis A. Aguilar

United States Securities and Exchange Commission

June 23, 2015 Activism, Short-Termism, and the SEC: Remarks at the 21st Annual Stanford Directors’ College

Commissioner Daniel M. Gallagher

June 18, 2015 Anti-Money Laundering: An Often-Overlooked Cornerstone of Effective Compliance

Kevin W. Goodman, National Associate Director, Broker-Dealer Examination Program, Office of Compliance Inspections and Examinations

June 15, 2015 Mutual Funds - The Next 75 Years

Commissioner Kara M. Stein

June 10, 2015 Quality Data and the Power of Prevention: Remarks at Meet the Market, North America

Commissioner Kara M. Stein

June 5, 2015 Remarks at the 34th Annual SEC and Financial Reporting Institute Conference

James Schnurr, Chief Accountant, Office of the Chief Accountant

June 4, 2015 Remarks Before the SEC Historical Society

Chair Mary Jo White

June 2, 2015 Capital Unbound: Remarks at the Cato Summit on Financial Regulation

Commissioner Michael S. Piwowar

May 20, 2015 Remarks Before the Exchequer Club of Washington, D.C.

Commissioner Michael S. Piwowar

May 14, 2015 Structured Products – Complexity and Disclosure – Do Retail Investors Really Understand What They Are Buying and What the Risks Are?

Amy M. Starr, Chief, Office of Capital Market Trends

May 13, 2015 Private Equity: A Look Back and a Glimpse Ahead

Marc Wyatt, Acting Director, Office of Compliance Inspections and Examinations

May 13, 2015 The SEC’s Cooperation Program: Reflections on Five Years of Experience

Andrew Ceresney, Director, Division of Enforcement

May 12, 2015 Keynote Speech at New York City Bar 4th Annual White Collar Institute

Andrew Ceresney, Director, SEC Division of Enforcement

May 7, 2015 Remarks before the 2015 Baruch College Financial Reporting Conference

James Schnurr, Chief Accountant

April 30, 2015 The SEC as the Whistleblower's Advocate

Chair Mary Jo White

April 30, 2015 Toward Healthy Companies and a Stronger Economy: Remarks to the U.S. Treasury Department’s Corporate Women in Finance Symposium

Commissioner Kara M. Stein

April 21, 2015 Remarks at University of South Carolina and UNC-Charlotte 4th Annual Fixed Income Conference

Commissioner Michael S. Piwowar

April 15, 2015 Remarks at the Harvard Law School Symposium on Building the Financial System of the 21st Century: An Agenda for Europe and the United States

Commissioner Daniel M. Gallagher

April 14, 2015 The Dominance of Data and the Need for New Tools: Remarks at the SIFMA Operations Conference

Commissioner Kara M. Stein

April 14, 2015 The Importance of Smart Regulation

Rick A. Fleming, Investor Advocate

U.S. Securities and Exchange Commission[1]

April 14, 2015 Regulators Working Together to Serve Investors

Commissioner Luis A. Aguilar

April 10, 2015 Bank Regulators at the Gates: The Misguided Quest for Prudential Regulation of Asset Managers: Remarks at the 2015 Virginia Law and Business Review Symposium

Commissioner Daniel M. Gallagher

March 27, 2015 Grading the Commission’s Record on Capital Formation: A+, D, or Incomplete?

Commissioner Daniel M. Gallagher

March 26, 2015 International Cooperation in a New Data-Driven World

Commissioner Kara M. Stein

March 24, 2015 The Benefits of Structured Data for Investors

Rick A. Fleming
Investor Advocate

March 20, 2015 Preparing for the Regulatory Challenges of the 21st Century

Commissioner Luis A. Aguilar

March 19, 2015 A Few Observations on Shareholders in 2015

Chair Mary Jo White

March 16, 2015 Remarks at the 2015 Mutual Funds and Investment Management Conference

Commissioner Michael S. Piwowar

March 13, 2015 Remarks at the University of Notre Dame, Mendoza College of Business, Center for the Study of Financial Regulation

Commissioner Michael S. Piwowar

March 12, 2015 Understanding Disqualifications, Exemptions and Waivers Under the Federal Securities Laws

Chair Mary Jo White

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Date: Aug. 25, 2016

Title: Investor Protection in the Municipal Securities Markets

Speaker

Rick A. Fleming, Investor Advocate

U.S. Securities and Exchange Commission [1]

Date: July 20, 2016

Title: Remarks Before the Quadrilateral Meeting of the FMLC/FMLG/FLB/EFMLG

Speaker

Commissioner Michael S. Piwowar

Date: July 12, 2016

Title: Remarks at the FINRA Foundation 2015 National Financial Capability Study Release

Speaker

Chair Mary Jo White

Date: June 28, 2016

Title: Keynote Address, SEC Regulation Outside the United States “The SEC at Home and Abroad”

Speaker

Andrew J. Donohue, Chief of Staff

Date: June 16, 2016

Title: Remarks at the ISDA Annual Legal Forum in New York

Speaker

Gary Barnett, Deputy Director, Division of Trading and Markets

Date: June 9, 2016

Title: Remarks before the 35th Annual SEC and Financial Reporting Institute Conference

Speaker

Wesley R. Bricker, Deputy Chief Accountant

Date: May 20, 2016

Title: New Directions in Corporate Compliance: Keynote Luncheon Speech

Speaker

Andrew J. Donohue, Chief of Staff

Date: May 12, 2016

Title: Securities Enforcement Forum West 2016 Keynote Address: Private Equity Enforcement

Speaker

Andrew Ceresney, Director, Division of Enforcement

Date: May 6, 2016

Title: Keynote Address at the 48th Annual Rocky Mountain Securities Conference

Speaker

Commissioner Kara M Stein

Date: May 5, 2016

Title: Remarks before the 2016 Baruch College Financial Reporting Conference

Speaker

Wesley R. Bricker, Deputy Chief Accountant

Date: March 23, 2016

Title: Acceptance Remarks at the Penn Law Women’s Summit Awards Luncheon

Speaker

Chair Mary Jo White

Date: March 22, 2016

Title: Remarks before the 12th Annual Life Sciences Accounting and Reporting Congress

Speaker

James V. Schnurr, Chief Accountant, Office of the Chief Accountant

Date: March 14, 2016

Title: Remarks to the Investment Company Institute’s 2016 Mutual Funds and Investment Management Conference

Speaker

David W. Grim, Director, Division of Investment Management

Date: March 3, 2016

Title: Remarks to the PLI Investment Management Institute – 2016

Speaker

David Grim, Director, Division of Investment Management

Date: March 2, 2016

Title: Opening Remarks: UIC-SEC Joint Symposium to Raise Public Awareness

Speaker

Andrew Ceresney, Director, Division of Enforcement

Date: March 1, 2016

Title: Remarks at ABS Vegas 2016

Speaker

Commissioner Michael S. Piwowar

Date: Feb. 19, 2016

Title: Chairman’s Address at SEC Speaks - “Beyond Disclosure at the SEC in 2016”

Speaker

Chair Mary Jo White

Date: Feb. 19, 2016

Title: Remarks at the “SEC Speaks” Conference: What Lies Ahead? The SEC in 2016

Speaker

Commissioner Kara M. Stein

Date: Feb. 19, 2016

Title: The Falling Leaves of the Buttonwood Tree

Speaker

Rick A. Fleming, Investor Advocate

U.S. Securities and Exchange Commission[1]

Date: Feb. 19, 2016

Title: Accredited Investors (slides from DERA presentation) (PDF)

Speaker

Mark J. Flannery
Director and Chief Economist

Date: Feb. 19, 2016

Title: Leveraging Data and Analytics at the SEC to Assess Risk (slides from DERA presentation) (PDF)

Speaker

Scott W. Bauguess
Deputy Director and Deputy Chief Economist

Date: Feb. 19, 2016

Title: Analysis Supporting the SEC’s Rulemaking (slides from DERA presentation) (PDF)

Speaker

Christof W. Stahel
Assistant Director

Date: Jan. 25, 2016

Title: Directors Forum 2016 Keynote Address

Speaker

Andrew Ceresney, Director, Division of Enforcement 

Date: Jan. 21, 2016

Title: International Developments – Past, Present and Future

Speaker

Keith F. Higgins, Director, Division of Corporation Finance

Date: Dec. 16, 2015

Title: Remarks to the ICI 2015 Securities Law Development Conference

Speaker

David Grim, Director, Division of Investment Management

Date: Dec. 9, 2015

Title: Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments

Speaker

Barry Kanczuker, Associate Chief Accountant, Office of the Chief Accountant

Date: Dec. 9, 2015

Title: Remarks before the 2015 AICPA Conference on Current SEC and PCAOB Developments

Speaker

Courtney D. Sachtleben
Professional Accounting Fellow, Office of the Chief Accountant

Date: Dec. 9, 2015

Title: Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments

Speaker

Christopher D. Semesky, Professional Accounting Fellow, Office of the Chief Accountant

Date: Dec. 9, 2015

Title: Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments

Speaker

Ashley Wright, Professional Accounting Fellow, Office of the Chief Accountant

Date: Dec. 9, 2015

Title: Remarks before the 2015 AICPA Conference on Current SEC and PCAOB Developments

Speaker

Christopher M. Rickli, Professional Accounting Fellow, Office of the Chief Accountant

Date: Dec. 9, 2015

Title: Remarks Before the 2015 AICPA National Conference on Current SEC and PCAOB Developments

Speaker

Michael W. Husich, Senior Associate Chief Accountant, Office of the Chief Accountant

Date: Dec. 9, 2015

Title: Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments

Speaker

Kris Shirley, Professional Accounting Fellow, Office of the Chief Accountant

Date: Dec. 9, 2015

Title: Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments

Speaker

Brian T. Croteau

Deputy Chief Accountant, Office of the Chief Accountant

Date: Dec. 9, 2015

Title: Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments

Speaker

Julie A. Erhardt

Deputy Chief Accountant, Office of the Chief Accountant 

Date: Dec. 9, 2015

Title: Remarks before the 2015 AICPA Conference on Current SEC and PCAOB Developments

Speaker

Wesley R. Bricker, Deputy Chief Accountant

Date: Dec. 9, 2015

Title: Remarks Before the 2015 AICPA National Conference on Current SEC and PCAOB Developments

Speaker

James V. Schnurr, Chief Accountant, Office of the Chief Accountant

Date: Nov. 17, 2015

Title: ACI’s 32nd FCPA Conference Keynote Address

Speaker

Andrew Ceresney, Director, Division of Enforcement

Date: Nov. 17, 2015

Title: Executive Compensation: Looking Beyond the Dodd-Frank Horizon

Speaker

Keith F. Higgins, Director, Division of Corporation Finance

Date: Nov. 16, 2015

Title: Remarks at the 34th Annual Current Financial Reporting Issues Conference

Speaker

Commissioner Michael S. Piwowar

Date: Nov. 4, 2015

Title: 2015 National Society of Compliance Professionals, National Conference: Keynote Address

Speaker

Andrew Ceresney, Director, Division of Enforcement

Date: Nov. 2, 2015

Title: Remarks to the ALI CLE 2015 Conference on Life Insurance Company Products

Speaker

Dave Grim, Director, Division of Investment Management, U.S. Securities and Exchange Commission

Date: Nov. 2, 2015

Title: Market Structure Enforcement: Looking Back and Forward

Speaker

Andrew Ceresney, Director, Division of Enforcement

Date: Oct. 23, 2015

Title: Remarks Before the UCI Audit Committee Summit

Speaker

James Schnurr, Chief Accountant

Date: Oct. 22, 2015

Title: Economic Analysis: Providing Insight to Advance the Missions of the SEC and the PCAOB

Speaker

Mark J. Flannery, Chief Economist and Director, Division of Economic and Risk Analysis

Date: Oct. 14, 2015

Title: Remarks at NRS 30th Annual Fall Investment Adviser and Broker-Dealer Compliance Conference

Speaker

Andrew J. Donohue, Chief of Staff

Date: Oct. 14, 2015

Title: The Important Work of Boards of Directors

Speaker

Commissioner Luis A. Aguilar

Date: Sept. 30, 2015

Title: Market Structure in the 21st Century: Bringing Light to the Dark

Speaker

Commissioner Kara M. Stein

Date: Sept. 17, 2015

Title: Remarks at the AICPA National Conference on Banks and Savings Institutions

Speaker

James Schnurr, Chief Accountant

Date: Sept. 17, 2015

Title: Remarks at the Bloomberg BNA Conference on Revenue Recognition

Speaker

Wesley R. Bricker, Deputy Chief Accountant

Date: Aug. 4, 2015

Title: Dodd-Frank at Five: A Capital Markets Swan Song

Speaker

Commissioner Daniel M. Gallagher

Date: July 15, 2015

Title: Opening Remarks at the Compliance Outreach Program for Broker-Dealers

Speaker

Chair Mary Jo White

Date: June 25, 2015

Title: Building Meaningful Communication and Engagement with Shareholders

Speaker

Chair Mary Jo White

Date: June 25, 2015

Title: A Threefold Cord — Working Together to Meet the Pervasive Challenge of Cyber-Crime

Speaker

Commissioner Luis A. Aguilar

United States Securities and Exchange Commission

Date: June 23, 2015

Title: Activism, Short-Termism, and the SEC: Remarks at the 21st Annual Stanford Directors’ College

Speaker

Commissioner Daniel M. Gallagher

Date: June 18, 2015

Title: Anti-Money Laundering: An Often-Overlooked Cornerstone of Effective Compliance

Speaker

Kevin W. Goodman, National Associate Director, Broker-Dealer Examination Program, Office of Compliance Inspections and Examinations

Date: June 15, 2015

Title: Mutual Funds - The Next 75 Years

Speaker

Commissioner Kara M. Stein

Date: June 10, 2015

Title: Quality Data and the Power of Prevention: Remarks at Meet the Market, North America

Speaker

Commissioner Kara M. Stein

Date: June 5, 2015

Title: Remarks at the 34th Annual SEC and Financial Reporting Institute Conference

Speaker

James Schnurr, Chief Accountant, Office of the Chief Accountant

Date: June 4, 2015

Title: Remarks Before the SEC Historical Society

Speaker

Chair Mary Jo White

Date: June 2, 2015

Title: Capital Unbound: Remarks at the Cato Summit on Financial Regulation

Speaker

Commissioner Michael S. Piwowar

Date: May 20, 2015

Title: Remarks Before the Exchequer Club of Washington, D.C.

Speaker

Commissioner Michael S. Piwowar

Date: May 13, 2015

Title: Private Equity: A Look Back and a Glimpse Ahead

Speaker

Marc Wyatt, Acting Director, Office of Compliance Inspections and Examinations

Date: May 13, 2015

Title: The SEC’s Cooperation Program: Reflections on Five Years of Experience

Speaker

Andrew Ceresney, Director, Division of Enforcement

Date: May 12, 2015

Title: Keynote Speech at New York City Bar 4th Annual White Collar Institute

Speaker

Andrew Ceresney, Director, SEC Division of Enforcement

Date: May 7, 2015

Title: Remarks before the 2015 Baruch College Financial Reporting Conference

Speaker

James Schnurr, Chief Accountant

Date: April 30, 2015

Title: The SEC as the Whistleblower's Advocate

Speaker

Chair Mary Jo White

Date: April 21, 2015

Title: Remarks at University of South Carolina and UNC-Charlotte 4th Annual Fixed Income Conference

Speaker

Commissioner Michael S. Piwowar

Date: April 14, 2015

Title: The Dominance of Data and the Need for New Tools: Remarks at the SIFMA Operations Conference

Speaker

Commissioner Kara M. Stein

Date: April 14, 2015

Title: The Importance of Smart Regulation

Speaker

Rick A. Fleming, Investor Advocate

U.S. Securities and Exchange Commission[1]

Date: April 14, 2015

Title: Regulators Working Together to Serve Investors

Speaker

Commissioner Luis A. Aguilar

Date: March 27, 2015

Title: Grading the Commission’s Record on Capital Formation: A+, D, or Incomplete?

Speaker

Commissioner Daniel M. Gallagher

Date: March 26, 2015

Title: International Cooperation in a New Data-Driven World

Speaker

Commissioner Kara M. Stein

Date: March 24, 2015

Title: The Benefits of Structured Data for Investors

Speaker

Rick A. Fleming
Investor Advocate

Date: March 20, 2015

Title: Preparing for the Regulatory Challenges of the 21st Century

Speaker

Commissioner Luis A. Aguilar

Date: March 19, 2015

Title: A Few Observations on Shareholders in 2015

Speaker

Chair Mary Jo White

Date: March 16, 2015

Title: Remarks at the 2015 Mutual Funds and Investment Management Conference

Speaker

Commissioner Michael S. Piwowar

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