| Dec. 18, 2012 |
Enforcement Priorities in the Alternative Space |
Bruce Karpati |
| Dec. 13, 2012 |
Risk Modeling at the SEC: The Accounting Quality Model |
Craig M. Lewis |
| Dec. 6, 2012 |
Remarks to the ALI CLE 2012 Conference on Investment Adviser Regulation: Legal and Compliance Forum on Institutional Advisory Services |
Norm Champ |
| Dec. 5, 2012 |
Statement on Money Market Funds as to Recent Developments |
Commissioner Luis A. Aguilar |
| Dec. 4, 2012 |
Slide Presentation (PDF): Remarks before the 2012 AICPA National Conference on Current SEC and PCAOB Developments |
Craig Olinger |
| Dec. 4, 2012 |
Slide Presentation (PDF): Remarks before the 2012 AICPA National Conference on Current SEC and PCAOB Developments - International Reporting Issues |
Craig Olinger |
| Dec. 3, 2012 |
Remarks at the AICPA Conference on Current SEC and PCAOB Developments |
Julie A. Erhardt |
| Dec. 3, 2012 |
Remarks Before the 2012 AICPA Conference on Current SEC and PCAOB Developments |
Jenifer Minke-Girard |
| Dec. 3, 2012 |
Remarks Before the 2012 AICPA National Conference on Current SEC and PCAOB Developments - Audit Policy and Current Auditing and Internal Control Matters |
Brian T. Croteau |
| Dec. 3, 2012 |
Capital Formation from the Investor's Perspective |
Commissioner Luis A. Aguilar |
| Dec. 3, 2012 |
Remarks Before the 2012 AICPA Conference on Current SEC and PCAOB Developments |
Paul A. Beswick |
| Nov. 20, 2012 |
Remarks During News Conference Announcing Charges in a $276 Million Insider Trading Scheme |
Robert Khuzami |
| Nov. 16, 2012 |
Remarks During News Conference Call About Enforcement Actions Against J.P. Morgan and Credit Suisse |
Robert Khuzami |
| Nov. 15, 2012 |
Remarks at the 2012 SEC Government-Business Forum on Small Business Capital Formation |
Commissioner Elisse B. Walter |
| Nov. 15, 2012 |
Remarks During News Conference About Enforcement Actions Against BP |
Robert Khuzami |
| Nov. 13, 2012 |
Remarks at the Financial Stability Oversight Council Meeting |
Chairman Mary L. Schapiro |
| Nov. 15, 2012 |
Remarks at the 2012 SEC Government-Business Forum on Small Business Capital Formation |
Commissioner Troy A. Paredes |
| Nov. 15, 2012 |
Effective Small Business Capital Formation Requires Investor Protection to Foster Investor Confidence |
Commissioner Luis A. Aguilar |
| Nov. 14, 2012 |
Remarks During News Briefing About SEC-DOJ FCPA Guide |
Robert Khuzami |
| Nov. 1, 2012 |
Remarks to the ALI CLE 2012 Conference on Life Insurance Company Products |
Norm Champ |
| Oct. 31, 2012 |
Conflicts of Interest and Risk Governance |
Carlo V. di Florio |
| Oct. 26, 2012 |
Remarks at the George Washington University Center for Law, Economics and Finance Fourth Annual Regulatory Reform Symposium |
Chairman Mary L. Schapiro |
| Oct. 23, 2012 |
Keynote Address at the National Society of Compliance Professionals National Meeting |
Commissioner Daniel M. Gallagher |
| Oct. 19, 2012 |
Enhancing Disclosure in the Municipal Securities Market: What Now? |
Commissioner Elisse B. Walter |
| Oct. 18, 2012 |
Taking a No-Nonsense Approach to Enforcing the Federal Securities Laws |
Commissioner Luis A. Aguilar |
| Oct. 17, 2012 |
Opening Statement at the SEC Open Meeting |
Commissioner Daniel M. Gallagher |
| Oct. 17, 2012 |
Opening Statement at SEC Open Meeting |
Chairman Mary L. Schapiro |
| Oct. 17, 2012 |
Statement at SEC Open Meeting |
Commissioner Luis A. Aguilar |
| Oct. 16, 2012 |
The Expanded Role of Economists in SEC Rulemaking |
Craig M. Lewis |
| Oct. 11, 2012 |
Remarks at 2012 New England Securities Conference |
Chairman Mary L. Schapiro |
| Oct. 4, 2012 |
“Market 2012: Time for a Fresh Look at Equity Market Structure and Self-Regulation” |
Commissioner Daniel M. Gallagher |
| Oct. 2, 2012 |
Remarks to American Bar Association International Section |
Commissioner Elisse B. Walter |
| Oct. 2, 2012 |
Introductory Remarks at SEC’s Market Technology Roundtable |
Chairman Mary L. Schapiro |
| Oct. 1, 2012 |
Bringing Municipal Bond Trading Into the Light |
Commissioner Elisse B. Walter |
| Sep. 25-26, 2012 |
Crisis and Conflicts |
Ethiopis Tafara |
| Sep. 24, 2012 |
"SEC Priorities in Perspective" |
Commissioner Daniel M. Gallagher |
| Sep. 20, 2012 |
Remarks at Third SAIS Global Conference on Women in the Boardroom |
Commissioner Elisse B. Walter |
| Sep. 19, 2012 |
Remarks at the Conference on Financial Markets Quality |
Commissioner Daniel M. Gallagher |
| Sep. 19, 2012 |
Working to Achieve the American Dream, Remarks to the Hispanic Bar Association of the District of Columbia |
Commissioner Luis A. Aguilar |
| Sep. 12 2012 |
Slide Presentation (PDF): Update from the Division of Corporation Finance, 2012 AICPA National Conference on Banks & Savings Institutions |
Stephanie Ciboroski; Mark Shannon |
| Aug. 29, 2012 |
Opening Remarks Regarding the Proposal of Rules Eliminating the Prohibition against General Solicitation and General Advertising in Rule 506 and Rule 144A Offerings |
Commissioner Elisse B. Walter |
| Aug. 29, 2012 |
Increasing the Vulnerability of Investors |
Commissioner Luis A. Aguilar |
| Aug. 29, 2012 |
Statement at Open Meeting to Propose Rule Amendments Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144A Offerings |
Commissioner Troy A. Paredes |
| Aug. 29, 2012 |
Statement at SEC Open Meeting - Proposed Rules to Eliminate the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144A Offerings |
Commissioner Daniel M. Gallagher |
| Aug. 29, 2012 |
Statement at the SEC Open Meeting |
Chairman Mary L. Schapiro |
| Aug. 28, 2012 |
Statement on the Regulation of Money Market Funds |
Commissioner Daniel M. Gallagher; Commissioner Troy A. Paredes |
| Aug. 23, 2012 |
Statement Regarding Money Market Funds |
Commissioner Luis A. Aguilar |
| Aug. 22, 2012 |
Statement on Money Market Fund Reform
|
Chairman Mary L. Schapiro |
| Aug. 22, 2012 |
Statement at SEC Open Meeting - Disclosure of Payments by Resource Extraction Issuers
- See also:
- Video of Opening Statement
|
Commissioner Elisse B. Walter |
| Aug. 22, 2012 |
Statement at SEC Open Meeting - Conflict Minerals |
Commissioner Elisse B. Walter |
| Aug. 22, 2012 |
Statement at SEC Open Meeting - Conflict Minerals |
Commissioner Daniel M. Gallagher |
| Aug. 22, 2012 |
Statement at SEC Open Meeting - Disclosure of Payments by Resource Extraction Issuers |
Commissioner Daniel M. Gallagher |
| Aug. 22, 2012 |
Statement at SEC Open Meeting - Disclosure of Payments by Resource Extraction Issuers |
Commissioner Luis A. Aguilar |
| Aug. 22, 2012 |
Statement at SEC Open Meeting - Conflict Minerals |
Commissioner Luis A. Aguilar |
| Aug. 22, 2012 |
Statement at SEC Open Meeting - Conflict Minerals |
Commissioner Troy A. Paredes |
| Aug. 22, 2012 |
Statement at SEC Open Meeting
- See also:
- Video of Chairman's Remarks
|
Chairman Mary L. Schapiro |
| Aug. 6, 2012 |
Remarks Before the 2012 American Accounting Association Annual Meeting - Policy Choices Informed by Root Cause Analysis and the Audit Performance Feedback Loop – Investors are counting on all of us |
Brian T. Croteau |
| Jul. 31, 2012 |
Remarks on News Conference Call About the SEC’s Report on the Municipal Securities Market |
Commissioner Elisse B. Walter |
| Jul. 13, 2012 |
Remarks at Society of Corporate Secretaries & Governance Professionals, 66th National Conference on “The Shape of Things to Come” |
Commissioner Troy A. Paredes |
| Jul. 11, 2012 |
Statement at SEC Open Meeting: Consolidated Audit Trail
- See also:
- Video of Chairman's Remarks
|
Chairman Mary L. Schapiro |
| Jul. 11, 2012 |
Statement at SEC Open Meeting: Consolidated Audit Trail |
Commissioner Luis A. Aguilar |
| Jul. 11, 2012 |
Statement at SEC Open Meeting: Consolidated Audit Trail |
Commissioner Elisse B. Walter |
| Jul. 11, 2012 |
Statement at SEC Open Meeting: Consolidated Audit Trail |
Commissioner Daniel M. Gallagher |
| Jun. 27, 2012 |
Pension Funds as Owners and Investors: A Voice for Working Families |
Commissioner Luis A. Aguilar |
| Jun. 26, 2012 |
Remarks to the IRI 2012 Government, Legal & Regulatory Conference |
Susan Nash |
| Jun. 12, 2012 |
Remarks at the Meeting of the Investor Advisory Committee |
Chairman Mary L. Schapiro |
| Jun. 12, 2012 |
Investor Voices Renewed: The New Investor Advisory Committee |
Commissioner Luis A. Aguilar |
| Jun. 9, 2012 |
Outline of Dodd-Frank Act and JOBS Act |
Lori J. Schock |
| Jun. 8, 2012 |
Remarks at the Conference on Current Topics in Financial Regulation, organized by the Center for the Study of Financial Regulation, University of Notre Dame |
Commissioner Elisse B. Walter |
| Jun. 5, 2012 |
Risk Assessment at the U.S. Securities & Exchange Commission |
Craig M. Lewis |
| May 22, 2012 |
Remarks Before the Financial Accounting Foundation's 2012 Annual Board of Trustees Dinner |
Commissioner Elisse B. Walter |
| May 17, 2012 |
Remarks at AICPA Council Spring Meeting |
Commissioner Troy A. Paredes |
| May 16, 2012 |
Remarks at the 37th International Organization of Securities Commissions Annual Conference |
Commissioner Elisse B. Walter |
| May 14, 2012 |
Statement Regarding Commission Approval of MSRB Rule G-17 Interpretive Notice |
Commissioner Daniel M. Gallagher; Commissioner Troy A. Paredes |
| May 11, 2012 |
Statement concerning publication by IOSCO on April 27, 2012 of the “Consultation Report of the IOSCO Standing Committee 5 on Money Market Funds: Money Market Fund Systemic Risk Analysis and Reform Options.” |
Commissioner Luis A. Aguilar; Commissioner Troy A. Paredes; Commissioner Daniel M. Gallagher |
| May 11, 2012 |
What SEC Registration Means for Hedge Fund Advisers |
Norm Champ |
| May 7, 2012 |
Advocating for Greater Federal and State Securities Regulatory Cooperation and Collaboration |
Commissioner Luis A. Aguilar |
| May 2, 2012 |
Address at the Private Equity International Private Fund Compliance Forum |
Carlo V. di Florio |
| May 1, 2012 |
Remarks before AusBiotech |
Commissioner Daniel M. Gallagher |
| May 1, 2012 |
Summary of Remarks at a Meeting of OTC Derivatives Regulators |
Chairman Mary L. Schapiro |
| Apr. 30, 2012 |
Remarks to the American Chamber of Commerce in Australia |
Commissioner Daniel M. Gallagher |
| Apr. 25, 2012 |
Remarks to the IFRS Taxonomy Annual Convention 2012 |
Mike Starr |
| Apr. 18, 2012 |
Statement at SEC Open Meeting: Defining Swaps-Related Terms |
Commissioner Elisse B. Walter |
| Apr. 18, 2012 |
Statement at SEC Open Meeting: Defining Swaps-Related Terms |
Commissioner Daniel M. Gallagher |
| Apr. 18, 2012 |
Opening Statement at SEC Open Meeting: Defining Swaps-Related Terms
- See also:
- Video of Chairman's Remarks
|
Chairman Mary L. Schapiro |
| Apr. 18, 2012 |
Statement at SEC Open Meeting: Defining Swaps-Related Terms |
Commissioner Troy A. Paredes |
| Apr. 18, 2012 |
Statement at SEC Open Meeting: Defining Swaps-Related Terms |
Commissioner Luis A. Aguilar |
| Apr. 13, 2012 |
Remarks at the 44th Annual Rocky Mountain Securities Conference |
Commissioner Daniel M. Gallagher |
| Apr. 11, 2012 |
Defrauded Investors Deserve Their Day in Court |
Commissioner Luis A. Aguilar |
| Mar. 20, 2012 |
Remarks at the SIFMA C&L Conference |
Chairman Mary L. Schapiro |
| Mar. 19, 2012 |
Remarks at the 2012 Mutual Funds and Investment Management Conference |
Commissioner Elisse B. Walter |
| Mar. 19, 2012 |
Public Statement by SEC Staff:
Commission Credits Individual Under Cooperation Initiative |
Robert Khuzami |
| Mar. 16, 2012 |
Investor Protection is Needed for True Capital Formation: Views on the JOBS Act |
Commissioner Luis A. Aguilar |
| Mar. 15, 2012 |
Remarks at the Society of American Business Editors and Writers (SABEW) Annual Convention |
Chairman Mary L. Schapiro |
| Mar. 15, 2012 |
Why Seniors Are More Vulnerable Now As Targets for Financial Abuse |
Commissioner Luis A. Aguilar |
| Mar. 12, 2012 |
Keynote Address at PLI - Eleventh Annual Institute on Securities Regulation in Europe |
Meredith B. Cross |
| Mar. 8, 2012 |
Keynote Address Investment Adviser Association Investment Adviser Compliance Conference/2012 |
Commissioner Daniel M. Gallagher |
| Mar. 5, 2012 |
Ongoing Regulatory Reform in the Global Capital Markets |
Commissioner Daniel M. Gallagher |
| Feb. 29, 2012 |
“Broker-Dealer Anti-Money Laundering Compliance – Learning Lessons from the Past and Looking to the Future” |
David W. Blass |
| Feb. 24, 2012 |
Remarks at The SEC Speaks in 2012 |
Commissioner Elisse B. Walter |
| Feb. 24, 2012 |
Remarks at “The SEC Speaks in 2012” |
Commissioner Daniel M. Gallagher |
| Feb. 24, 2012 |
Shining a Light on Expenditures of Shareholder Money |
Commissioner Luis A. Aguilar |
| Feb. 24, 2012 |
Remarks at “The SEC Speaks in 2012” |
Commissioner Troy A. Paredes |
| Feb. 24, 2012 |
Remarks at the Practising Law Institute’s SEC Speaks |
Chairman Mary L. Schapiro |
| Feb. 17, 2012 |
Remarks at the Credit Suisse Global Equity Trading Forum |
Commissioner Daniel M. Gallagher |
| Feb. 9, 2012 |
Remarks Before the PLI Investment Management Institute 2012 |
Eileen P. Rominger |
| Feb. 9, 2012 |
Slide Presentation (PDF): SEC Staff Review of Common Financial Reporting Issues Facing Smaller Issuers, PCAOB Forums on Auditing in the Small Business Environment |
Craig Olinger |
| Feb. 3, 2012 |
Statement by SEC Commissioner Regarding New Appointment to the PCAOB Board |
Commissioner Luis A. Aguilar |
| Feb. 1, 2012 |
Remarks on News Conference Call About Case Against Credit Suisse Investment Bankers |
Robert Khuzami |
| Jan. 31, 2012 |
Remarks at the Compliance Outreach Program |
Carlo V. di Florio |
| Jan. 27, 2012 |
Remarks at Joint News Conference to Announce RMBS Working Group |
Robert Khuzami |
| Jan. 18, 2012 |
News Conference Remarks |
Robert Khuzami |
| Jan. 12, 2012 |
Remarks at the SRO Outreach Conference |
Commissioner Daniel M. Gallagher |
| Jan. 11, 2012 |
Opening Statement at SEC Open Meeting: PCAOB Proposed Budget and Accounting Support Fee for 2012
- See also:
- Video of Chairman's Remarks
|
Chairman Mary L. Schapiro |
| Jan. 11, 2012 |
Statement at SEC Open Meeting: PCAOB Proposed Budget and Accounting Support Fee for 2012 |
Commissioner Daniel M. Gallagher |
| Jan. 11, 2012 |
Statement at SEC Open Meeting: PCAOB Proposed Budget and Accounting Support Fee for 2012 |
Commissioner Luis A. Aguilar |
| Jan. 7, 2012 |
Public Statement by SEC Staff: Recent Policy Change |
Robert Khuzami |
