Preliminary Agenda for Short Sale Restrictions Roundtable
May 5, 2009
U.S. Securities and Exchange Commission
100 F St., N.E.
Washington, D.C. 20549
Format: Chairman and Commissioners will question several panelists
(with a staff member facilitator).
Welcome from the Chairman
10:00 a.m. - 10:10 a.m.
10:10 a.m. - 11:20 a.m.
Market Changes and Investor Confidence; Are short sale price tests or short sale circuit breakers necessary or effective?
11:20 a.m. - 11:30 a.m.
11:30 a.m. - 12:45 p.m.
Bid versus Tick versus Circuit Breakers; Discussion of short sale price tests and views on short sale circuit breakers.
12: 45 p.m. - 1:45 p.m.
1:45 p.m. - 3:00 p.m.
Lessons and Insights from Empirical Data; Short sale price tests and short sale circuit breakers by the numbers.
3:00 p.m. - 3:15 p.m.