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Open Meeting of the SEC Investor Advisory Committee
Monday, February 22, 2010 --------------

ARCHIVED VIDEO WEBCAST
Originally broadcast live on Monday, February 22, 2010

Open Meeting of the
SEC Investor Advisory Committee

The SEC's Investor Advisory Committee held a public meeting on Monday, February 22, 2010, in the multipurpose room of the Commission's headquarters at 100 F Street, NE, in Washington, DC, between approximately 9:00 a.m. and 4:30 p.m. The agenda for the meeting included: consideration of a Committee recusal policy, a report from the Education Subcommittee, including a presentation on the National Financial Capability Survey, a report from the Investor as Purchaser Subcommittee, including a discussion of fiduciary duty and mandatory arbitration, a report from the Investor as Owner Subcommittee, including recommendations for the Committee on Regulation FD and proxy voting transparency, as well as reports on a work plan for environmental, social, and governance disclosure and on financial reform legislation, and discussion of next steps and closing comments. More Information

I. Draft Conflict of Interest Policy

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Captioned Version: WindowsMedia

II. Investor as Owner Subcommittee Recommendations
· Regulation FD
· Proxy Voting Transparency

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III. Discussion with the Investor as Owner Subcommittee
· ESG Disclosure Work Plan
· Financial Reform Legislation and Impact on SEC

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IV. Discussion with the Investor Education Subcommittee
·
Activity Report
· National Financial Capability Survey

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V. Discussion with the Investor as Purchaser Subcommittee
·
Fiduciary Responsibility
· Mandatory Arbitration

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VI. Next Steps/Closing Comments

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Quicktime: AM Session (Panels I - IV) | PM Session (Panels V - VI)

 

http://www.sec.gov/news/otherwebcasts/2010/022210iacmeeting.shtml


Modified: 07/27/2010