SEC Open Meeting Agenda
|Item 1:||Edgar B. Alacan|
Office: Office of the General Counsel
The Commission will hear oral argument on an appeal by Edgar B. Alacan ("Alacan"), a former registered representative of J.W. Barclay & Co., Inc., a former broker-dealer, from the decision of an administrative law judge. The law judge found that Alacan violated antifraud provisions of the federal securities laws through unauthorized trading, unsuitable trading, churning, and failures to follow customers' instructions in connection with his handling of the accounts of several customers during 1997 and 1998.
Among the issues likely to be argued are:
For further information, please contact the Office of the Secretary at (202) 942-7070.
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