SEC Open Meeting Agenda
|Item 1:||Regulation B|
Office: Division of Market Regulation
Staff: Joseph Corcoran, Brice Prince
The Commission will consider whether to propose new Regulation B, which, among other things, would redesignate and amend definitions and exemptions relating to the exceptions for banks from the definition of "broker" in the Securities Exchange Act of 1934 adopted by the Commission on an interim final basis in 2001 and provide additional exemptions for banks from this definition.
For further information, please contact Joseph Corcoran (202) 942-0756 or Brice Prince at (202) 942-0759.
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