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U.S. Securities and Exchange Commission

Open Meeting Agenda
Wednesday, July 23, 2014

Item 1:

Money Market Fund Reform; Amendments to Form PF

Office:

Division of Investment Management

Staff:

Norm Champ, Diane Blizzard, Sarah ten Siethoff, Thoreau Bartmann, Sara Cortes, Adam Bolter, Erin Loomis, Andrea Ottomanelli Magovern, Kay Mario Vobis, Amanda Wagner

The Commission will consider whether to adopt amendments to certain rules under the Investment Company Act of 1940 that govern the operation of money market funds and related amendments to Form PF under the Investment Advisers Act of 1940.

For further information, please contact Thoreau Bartmann, Division of Investment Management, at (202) 551-6745.


Item 2:

Notice of Proposed Exemptive Relief

Office:

Division of Trading and Markets

Staff:

Steve Luparello, Haimera Workie, Natasha Vij Greiner, Jonathan Shapiro, George Makris

The Commission will consider whether to issue a notice of proposed exemptive relief.

For further information, please contact Natasha Greiner, Division of Trading and Markets, at (202) 551-4563.


Item 3:

Removal of Certain References to Credit Ratings and Amendment to the Issuer Diversification Requirement in the Money Market Fund Rule

Office:

Division of Investment Management

Staff:

Norm Champ, Diane Blizzard, Penelope Saltzman, Amanda Wagner

The Commission will consider whether to (i) re-propose amendments to the principal rule under the Investment Company Act of 1940 that governs the operation of money market funds to address provisions that reference credit ratings and (ii) propose an amendment to the diversification provisions in that rule.

For further information, please contact Amanda Wagner, Division of Investment Management, at (202) 551-6762.

 

http://www.sec.gov/news/openmeetings/2014/agenda072314.htm


Modified: 07/22/2014