Open Meeting Agenda
|Item 1:||Commission Guidance on the Use of Company Web Sites|
Office: Division of Corporation Finance
Staff: Thomas Kim, Amy Starr, Jeffrey Cohan, Kim McManus, Mark Vilardo
|Item 2:||Proposed Amendments Regarding Municipal Securities Disclosure Proposed Rule Change by the Municipal Securities Rulemaking Board|
Office: Division of Trading and Markets
Staff: Robert L.D. Colby, David S. Shillman, Martha M. Haines, Nancy Burke- Sanow, Mary N. Simpkins, Cyndi N. Rodriguez, Rahman J. Harrison
|Item 3:||Commission Guidance Regarding the Duties and Responsibilities of Investment Company Boards of Directors with Respect to Investment Adviser Portfolio Trading Practices|
Office: Division of Investment Management
Staff: Thomas R. Smith, Karen L. Rossotto, Matthew N. Goldin
The Commission will consider whether to publish an interpretive release to provide guidance regarding the use of company web sites under the Securities Exchange Act of 1934 and the antifraud provisions of the federal securities laws.
For further information, please contact: Jeffrey Cohan, Kim McManus or Mark Vilardo, Division of Corporation Finance, at (202) 551-3500.
The Commission will consider whether to publish for comment a proposed rule change by the Municipal Securities Rulemaking Board to establish the continuing disclosure service of the MSRB's Electronic Municipal Market Access (EMMA) system. The Commission will also consider whether to propose amendments to Rule 15c2-12 under the Securities Exchange Act of 1934 to enhance the disclosure of information regarding municipal securities.
For further information, please contact Martha Mahan Haines, Division of Trading and Markets, at (202) 551-5680.
The Commission will consider whether to issue proposed guidance to investment company boards of directors to assist them in fulfilling their oversight responsibilities with respect to an investment adviser's trading of fund portfolio securities, including the use of fund brokerage commissions to purchase brokerage and research services.
For further information, please contact Karen L. Rossotto, Division of Investment Management, at 202-551-6720.
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