Open Meeting Agenda
|Item 1:||Prohibition of fraud by advisers to certain pooled investment vehicles|
Office: Division of Investment Management
Staff: Robert Plaze, David Blass, Daniel Kahl, and Vivien Liu
The Commission will consider whether to adopt a new antifraud rule under the Investment Advisers Act of 1940. The new rule would prohibit advisers to certain pooled investment vehicles from making false or misleading statements to, or otherwise defrauding, investors or prospective investors in those pooled vehicles.
For further information, please contact Vivien Liu, Senior Counsel, Division of Investment Management at 202-551-6787.
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