SEC NEWS DIGEST Issue 2005-248 December 28, 2005 ENFORCEMENT PROCEEDINGS IN THE MATTER OF BEAR WAGNER SPECIALISTS LLC IN THE MATTER OF FLEET SPECIALIST, INC. IN THE MATTER OF LABRANCHE & CO. LLC IN THE MATTER OF SPEAR, LEEDS & KELLOGG SPECIALISTS LLC IN THE MATTER OF VAN DER MOOLEN SPECIALISTS USA, LLC IN THE MATTER OF PERFORMANCE SPECIALIST GROUP LLC IN THE MATTER OF SIG SPECIALISTS, INC SEC ISSUES NOTICE OF PROPOSED DISTRIBUTION PLAN AND OPPORTUNITY FOR COMMENT IN NYSE SPECIALIST CASES On December 27, the Commission published a notice of, and procedures for comment on, a proposed plan submitted by Heffler, Radetich & Saitta L.L.P. (Heffler), the fund administrator, for the distribution to injured customers of monies placed into the seven Fair Funds established in the New York Stock Exchange specialist cases. The notice also seeks comment on the use to be made of any funds left after the contemplated payments are made. The notice is being published pursuant to Rule 1103 of the Commission's Rules on Fair Fund and Disgorgement Plans, 17 C.F.R. § 201.1103. On March 30, 2004, and July 26, 2004, the Commission issued Orders Instituting Administrative and Cease-and-Desist Proceedings, Making Findings, and Imposing Remedial Sanctions and Cease-and-Desist Orders Pursuant to Sections 15(b)(4) and 21C of the Securities Exchange Act of 1934 (collectively, the Specialist Firm Orders) against Bear Wagner Specialists LLC, Fleet Specialist, Inc. (now Banc of America Specialist, Inc.), LaBranche & Co. LLC, Spear, Leeds & Kellogg Specialists LLC, Van der Moolen Specialists USA, LLC, Performance Specialist Group LLC, and SIG Specialists, Inc. (collectively, the Specialist Firms). Among other things, the Specialist Firm Orders directed the Specialist Firms to pay disgorgement and civil penalties totaling $247,028,778, and provided for the settlement funds to be used to reimburse injured customers for their loss, pay prejudgment interest to the injured customers, and pay the costs of administering the Distribution Plan. The Specialist Firm Orders also provided that "[t]he Commission shall determine the appropriate use for the benefit of investors of any funds left" following such payments. At the present time, it is estimated that such remaining funds could total between fifty to seventy million dollars. The Distribution Plan concerns the distribution of disgorgement and civil penalties paid by the Specialist Firms pursuant to the Specialist Firm Orders. The Distribution Plan describes the procedures by which Heffler will identify the customers who were injured as a result of the Specialist Firms' trading violations, as determined in connection with the Specialist Firm Orders by the Commission staff and the NYSE (the Injured Customers). The Distribution Plan further describes the procedures by which Heffler will calculate the total amount of disgorgement and prejudgment interest to be paid to Injured Customers, and distribute those funds to the Injured Customers. The Distribution Plan also provides a verification procedure whereby persons may determine whether they are in the class of injured customers, and, if so, verify the accuracy of their distribution amount. Finally, the Distribution Plan provides that distributions to Injured Customers shall begin once the Commission has approved the Distribution Plan. A copy of the Distribution Plan may be obtained by visiting http://www.sec.gov/litigation/admin/34-53025-pdp.htm or www.hrsclaimsadministration.com, or by submitting a written request to Ronald A. Bertino, c/o Heffler, Radetich & Saitta, LLP, 1515 Market Street, Suite 1700, Philadelphia, PA 19102. All persons desiring to comment on the Distribution Plan, or the use of any leftover funds, may submit their views in writing, no later than January 26, 2006: 1. to the Office of the Secretary, United States Securities and Exchange Commission, 100 F Street, N.E., Washington, D.C. 20549-9303; 2. by using the Commission's Internet comment form (http://www.sec.gov/litigation/admin.shtml); or 3. by sending an e-mail to rule-comments@sec.gov. Please include the appropriate Administrative Proceeding File Number on the subject line. (Rel. 34-53025) IN THE MATTER OF AIR PACKAGING TECHNOLOGIES, INC., ET AL. An Administrative Law Judge issued an Order Making Findings and Revoking Registrations by Default (Default Order) in the matter of Air Packaging Technologies, Inc. The Default Order finds that each of eight Respondents failed to comply with Section 13(a) of the Securities Exchange Act of 1934 and Exchange Act Rules 13a-1 and 13a- 13 by failing to file required periodic reports over a period of several years. Based on these findings, the Default Order revokes the registration of each class of registered securities of Air Packaging Technologies, Inc., Apparel Technologies, Inc., Chantal Pharmaceutical Corp., Crown Laboratories, Inc., DBS Industries, Inc., Dental Medical Diagnostic Systems, Inc., Hybrid Networks, Inc., and iPrint Technologies, Inc. (Rel. 34-53028; File No. 3-12099) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES The Commission issued notice of filing and immediate effectiveness of a proposed rule change (SR-NASD-2005-147) filed by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., relating to fees for NASD members using Nasdaq's INET facility. Publication of the proposal is expected in the Federal Register during the week of December 26. (Rel. 34-53005) The Commission issued notice of filing and immediate effectiveness of a proposed rule change (SR-CBOE-2005-107) filed by the Chicago Board Options Exchange relating to its marketing fee program. Publication of the proposal is expected in the Federal Register during the week of December 26. (Rel. 34-53016) PROPOSED RULE CHANGE The Commission issued notice of filing of a proposed rule change and Amendment No. 2 thereto submitted by the National Association of Securities Dealers (SR-NASD-2005-095) relating to sub-penny restrictions for non-Nasdaq over-the-counter equity securities. Publication of the proposal is expected in the Federal Register during the week of December 26. (Rel. 34-53024) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 MEDICAL INTERNATIONAL TECHNOLOGY INC, 2281 GUENETTE, ., VILLE SAINT-LAURENT, A8, HR4 2E9, (514) 339-9355 - 750,000 ($300,000.00) Equity, (File 333-130695 - Dec. 27) (BR. 10B) SB-2 Touchstone Mining LTD, 808 NELSON STREET, SUITE 2103, VANCOUVER, A1, V6Z 2H2, 604-684-7619 - 4,000,000 ($80,000.00) Equity, (File 333-130696 - Dec. 27) (BR. 09) S-1 Navitas International CORP, 4 DUBLIN CIRCLE, BURLINGTON, MA, 01803, 617-721-8295 - 0 ($388,000,000.00) Equity, (File 333-130697 - Dec. 27) (BR. 09) S-4 AMERICANWEST BANCORPORATION, 41 W. RIVERSIDE AVENUE, SUITE 400, SPOKANE, WA, 99201-3631, (509)467-6993 - 852,975 ($7,458,500.00) Equity, (File 333-130698 - Dec. 27) (BR. 07A) S-3 SUN LIFE ASSURANCE CO OF CANADA US, ONE SUN LIFE EXECUTIVE PARK SC4290, WELLESLEY HILLS, MA, 02481, 7812636302 - 0 ($500,000,000.00) Other, (File 333-130699 - Dec. 27) (BR. 20) S-8 COMPUTER SOFTWARE INNOVATIONS INC, 1661 EAST MAIN STREET, EASLEY, SC, 29640, 8648553900 - 1,100,000 ($1,980,000.00) Equity, (File 333-130700 - Dec. 27) (BR. 09B) S-8 GENETHERA INC, 3930 YOUNGFIELD STREET, WHEAT RIDGE, CO, 80033, 3034636371 - 2,000,000 ($300,000.00) Equity, (File 333-130701 - Dec. 27) (BR. 01A) S-8 GENETHERA INC, 3930 YOUNGFIELD STREET, WHEAT RIDGE, CO, 80033, 3034636371 - 1,600,000 ($225,000.00) Equity, (File 333-130702 - Dec. 27) (BR. 01A) S-3 SUN LIFE ASSURANCE CO OF CANADA US, ONE SUN LIFE EXECUTIVE PARK SC4290, WELLESLEY HILLS, MA, 02481, 7812636302 - 0 ($100,000,000.00) Other, (File 333-130703 - Dec. 27) (BR. 20) S-3 SUN LIFE ASSURANCE CO OF CANADA US, ONE SUN LIFE EXECUTIVE PARK SC4290, WELLESLEY HILLS, MA, 02481, 7812636302 - 0 ($99,999,999.00) Other, (File 333-130704 - Dec. 27) (BR. 20) S-3 INFOCROSSING INC, 2 CHRISTIE HEIGHTS STREET, LEONIA, NJ, 07605, 2018404700 - 346,597 ($2,857,692.26) Equity, (File 333-130705 - Dec. 27) (BR. 03B) S-3 SEMOTUS SOLUTIONS INC, 16400 LARK AVE, SUITE 230, LOS GATOS, CA, 95032, 4083587100 - 9,005,640 ($2,431,522.80) Equity, (File 333-130706 - Dec. 27) (BR. 08C) SB-2 Saltys Warehouse, Inc., 1850 SOUTHEAST 17TH STREET, SUITE 300, FT. LAUDEREDALE, FL, 33316, 954-356-8111 - 0 ($229,000.00) Equity, (File 333-130707 - Dec. 27) (BR. 09) S-8 INLAND RETAIL REAL ESTATE TRUST INC, INLAND RETAIL REAL ESTATE TRUST INC, 2907 BUTTERFIELD ROAD, OAK BROOK, IL, 60523, 6302188000 - 0 ($3,615,000.00) Equity, (File 333-130708 - Dec. 27) (BR. 08B) S-8 Bancorp, Inc., 302-385-5000 - 0 ($16,780,000.00) Equity, (File 333-130709 - Dec. 27) (BR. 07C) S-3ASR LEVEL 3 COMMUNICATIONS INC, 1025 ELDORADO BOULEVARD, BLDG 2000, BROOMFIELD, CO, 80021, 7208881000 - 0 ($334,650,000.00) Equity, (File 333-130710 - Dec. 27) (BR. 11C) S-3ASR COEUR D ALENE MINES CORP, 400 COEUR D ALENE MINES BLDG, 505 FRONT AVE, COEUR D ALENE, ID, 83814, 2086673511 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-130711 - Dec. 27) (BR. 04A) S-3 CKX, Inc., 650 MADISON AVENUE, NEW YORK, NY, 10022, 2128383100 - 0 ($220,425,540.00) Equity, (File 333-130712 - Dec. 27) (BR. 05B) S-8 ACCENTIA BIOPHARMACEUTICALS INC, 324 SOUTH HYDE PARK AVE, SUITE 350, TAMPA, FL, 33606, 8138642562 - 4,156,734 ($23,319,277.74) Equity, (File 333-130713 - Dec. 27) (BR. 01B) S-3ASR JOHNSON CONTROLS INC, 5757 N GREEN BAY AVENUE, P O BOX 591, MILWAUKEE, WI, 53201, 4145241200 - 0 ($0.00) Other, (File 333-130714 - Dec. 27) (BR. 06A) S-3ASR Nalco Holding CO, 1601 WEST DIEHL ROAD, NAPERVILLE, IL, 60563, (630) 305-1000 - 0 ($0.00) Equity, (File 333-130715 - Dec. 27) (BR. 06C) S-8 CALLISTO PHARMACEUTICALS INC, 420 LEXINGTON AVENUE, SUITE 601, NEW YORK, NY, 10170, 2126729190 - 8,806,984 ($12,399,384.00) Equity, (File 333-130716 - Dec. 27) (BR. 01A) S-3 THERMA WAVE INC, 1250 RELIANCE WAY, FREMONT, CA, 94539, 5104903663 - 8,959,407 ($14,553,027.48) Equity, (File 333-130717 - Dec. 27) (BR. 10C) S-3ASR FULTON FINANCIAL CORP, ONE PENN SQ, PO BOX 4887, LANCASTER, PA, 17604, 7172912411 - 0 ($0.00) Other, (File 333-130718 - Dec. 27) (BR. 07B) SB-2 WATER CHEF INC, 6029914534 - 13,596,097 ($1,053,698.00) Equity, (File 333-130719 - Dec. 27) (BR. 06C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- A21 INC TX 9.01 10/12/05 AMEND ACXIOM CORP DE 8.01,9.01 12/20/05 ADMIRALTY HOLDING CO CO 8.01 12/27/05 ADVANCED LUMITECH INC NV 8.01 12/27/05 ADVANCED MEDICAL OPTICS INC DE 3.02 12/27/05 AEOLUS PHARMACEUTICALS, INC. DE 2.02,9.01 12/27/05 AES CORP DE 8.01,9.01 12/27/05 ALLETE INC MN 8.01 12/21/05 ALLIANCE DATA SYSTEMS CORP DE 1.01,2.03,9.01 12/21/05 Allis Chalmers Energy Inc. DE 1.01,8.01,9.01 12/20/05 ALPHA INNOTECH CORP DE 1.01,4.01,9.01 12/20/05 AMARU INC NV 8.01 12/09/05 AMC ENTERTAINMENT INC DE 1.01,9.01 12/20/05 AMDL INC DE 5.02 12/21/05 AMEREN CORP MO 8.01,9.01 12/27/05 AMERICAN ROCK SALT CO LLC 7.01 12/27/05 Amersin Life Sciences CORP NV 4.02 06/02/05 AMEND APTIMUS INC WA 1.01,8.01 12/22/05 ARTISOFT INC DE 1.01,9.01 12/21/05 ARVINMERITOR INC IN 8.01 12/22/05 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 12/27/05 ASSURANCEAMERICA CORP NV 1.01,2.03,8.01,9.01 12/22/05 ASTORIA FINANCIAL CORP DE 8.01,9.01 12/27/05 AUTOCAM CORP/MI MI 1.01,2.03,9.01 12/22/05 AVISTA CORP WA 8.01 12/21/05 Banc of America Funding Corp. Mortgag DE 8.01,9.01 12/20/05 Banc of America Mortgage Trust 2005-1 DE 9.01 12/27/05 Banc of America Securities Auto Trust DE 8.01,9.01 12/18/05 BANKUNITED FINANCIAL CORP FL 1.01 12/20/05 BEHRINGER HARVARD MID TERM VALUE ENHA TX 2.01,9.01 12/27/05 BEHRINGER HARVARD REIT I INC MD 8.01 12/21/05 BIOJECT MEDICAL TECHNOLOGIES INC OR 5.02 12/22/05 BLACK WARRIOR WIRELINE CORP DE 8.01,9.01 12/27/05 BOISE CASCADE HOLDINGS, L.L.C. DE 1.01,1.02,5.03,9.01 12/20/05 BOSTON COMMUNICATIONS GROUP INC MA 1.01 12/20/05 C & F FINANCIAL CORP VA 1.01 12/20/05 CABOT CORP DE 1.01,5.02 12/21/05 CALAIS RESOURCES INC 1.01,2.01,3.01,3.02,5.02,8.01 01/25/05 CALPINE CORP DE 1.01,5.02,9.01 12/27/05 Cambridge Display Technology, Inc. DE 1.01,3.02,8.01,9.01 12/23/05 CAMDEN NATIONAL CORP ME 7.01,9.01 12/27/05 CAPITAL BANK CORP NC 1.01,2.03,9.01 12/22/05 CARDINAL COMMUNICATIONS, INC NV 8.01,9.01 12/21/05 CARROLLTON BANCORP MD 1.02 12/27/05 Caterpillar Financial Asset Trust 200 NV 8.01,9.01 12/26/05 CATERPILLAR FINANCIAL FUNDING CORP 8.01,9.01 12/26/05 China Unistone Acquisition CORP DE 1.01,7.01,9.01 12/20/05 CIT Equipment Collateral 2005-EF1 8.01,9.01 12/20/05 CITIGROUP INC DE 9.01 12/27/05 CLINICAL DATA INC DE 1.01,2.01,2.03,5.02,9.01 12/20/05 COCA COLA ENTERPRISES INC DE 1.01,9.01 12/20/05 COCONNECT INC NV 2.01 12/27/05 COGNITRONICS CORP NY 1.01,2.01 12/22/05 COLUMBIA SPORTSWEAR CO OR 1.01,2.03,9.01 12/22/05 COMMERCIAL NET LEASE REALTY INC MD 2.01,7.01,9.01 12/21/05 COMMUNITY CENTRAL BANK CORP MI 5.02 12/20/05 COMPX INTERNATIONAL INC DE 1.01,1.02,2.03 12/23/05 COMSYS IT PARTNERS INC DE 1.01,8.01,9.01 12/21/05 CONCORD CAMERA CORP NJ 1.01,5.02,9.01 12/27/05 CONSULIER ENGINEERING INC FL 8.01,9.01 12/23/05 CONSUMER PORTFOLIO SERVICES INC CA 1.01,2.03 12/20/05 CONVERGYS CORP OH 1.02 12/22/05 CSG SYSTEMS INTERNATIONAL INC DE 1.01,5.02,9.01 12/09/05 AMEND CUBIST PHARMACEUTICALS INC DE 8.01,9.01 12/21/05 CVF TECHNOLOGIES CORP NV 8.01,9.01 12/27/05 CWHEQ, Inc. 8.01,9.01 12/23/05 Cyberkinetics Neurotechnology Systems DE 1.01,2.03,9.01 12/27/05 DDI CORP CA 1.01 12/20/05 DNB FINANCIAL CORP /PA/ PA 1.01 12/22/05 DURECT CORP DE 8.01,9.01 12/26/05 EMC CORP MA 1.01 12/20/05 ENERGYTEC INC NV 1.01,3.02,5.02,5.03,9.01 12/21/05 ENGINEERED SUPPORT SYSTEMS INC MO 1.01 12/20/05 EON COMMUNICATIONS CORP DE 1.01,9.01 12/27/05 EQUITABLE RESOURCES INC /PA/ PA 2.06 12/23/05 EQUITEX INC DE 1.01,2.03,9.01 12/22/05 EXPLORATION CO OF DELAWARE INC DE 7.01,9.01 12/22/05 FASTFUNDS FINANCIAL CORP NV 1.01,9.01 12/22/05 Federal Home Loan Bank of New York X1 2.03,9.01 12/21/05 Federal Home Loan Bank of San Francis X1 2.03 12/27/05 FEDERAL TRUST CORP FL 1.01,8.01,9.01 12/20/05 FIDELITY BANKSHARES INC DE 1.01,9.01 12/20/05 FIRST FEDERAL BANC OF THE SOUTHWEST I 8.01,9.01 12/23/05 FIRST NLC SECURITIZATION, INC. DE 8.01,9.01 12/21/05 FIRST SECURITY BANCORP INC /KY/ KY 1.01 12/20/05 FIRST UNITED CORP/MD/ MD 5.02 12/21/05 flexSCAN, Inc. NV 9.01 08/12/05 AMEND FOAMEX INTERNATIONAL INC DE 8.01,9.01 12/23/05 FOREST OIL CORP NY 1.01 12/21/05 FORWARD INDUSTRIES INC NY 8.01,9.01 12/23/05 FRANKLIN LAKE RESOURCES INC /NV NV 8.01 12/23/05 FULTON FINANCIAL CORP PA 1.01,3.03,9.01 12/27/05 FULTON FINANCIAL CORP PA 1.01 12/27/05 GILEAD SCIENCES INC DE 1.01,2.03,9.01 12/21/05 GLOBETEL COMMUNICATIONS CORP DE 5.02 12/26/05 GLOBETEL COMMUNICATIONS CORP DE 3.01,9.01 12/19/05 GOLDEN STAR RESOURCES LTD 1.01,2.01,5.02,9.01 12/21/05 GOODYS FAMILY CLOTHING INC /TN TN 8.01,9.01 12/23/05 GRANDSOUTH BANCORPORATION SC 1.01 12/21/05 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 12/23/05 GTC BIOTHERAPEUTICS INC MA 1.01 12/22/05 GUIDANT CORP IN 8.01,9.01 12/27/05 GUIDANT CORP IN 2.02 12/23/05 AMEND HALLADOR PETROLEUM CO CO 3.02,9.01 12/20/05 HALLADOR PETROLEUM CO CO 3.02,9.01 12/20/05 AMEND HARTFORD FINANCIAL SERVICES GROUP INC DE 1.01 12/21/05 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 12/15/05 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 12/15/05 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 12/15/05 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 12/15/05 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 12/15/05 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 12/15/05 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 12/15/05 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 12/15/05 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 12/15/05 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 12/15/05 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 12/15/05 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 12/15/05 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 12/15/05 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 12/15/05 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 12/15/05 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 12/15/05 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 12/15/05 Hartford Life Global Funding Trust 20 DE 1.03,2.01,8.01,9.01 12/15/05 HARTFORD LIFE INSURANCE CO CT 9.01 12/27/05 HARTMARX CORP/DE DE 1.01,9.01 12/27/05 Henry Bros. Electronics, Inc. DE 2.01,9.01 10/10/05 AMEND HIGHLAND HOSPITALITY CORP MD 3.01,5.02 12/20/05 HILFIGER TOMMY CORP 1.01,8.01,9.01 12/20/05 HOLLINGER INTERNATIONAL INC DE 7.01,9.01 12/27/05 HOUSEHOLD AFFINITY CREDIT CARD MASTER DE 9.01 12/15/05 HOUSEHOLD CREDIT CARD MASTER NOTE TRU DE 9.01 12/15/05 HOUSEHOLD PRIVATE LABEL CREDIT CARD M DE 9.01 12/15/05 HSBC Automotive Trust 2005-1 NV 9.01 12/19/05 HSBC Automotive Trust 2005-2 NV 9.01 12/19/05 HSBC Automotive Trust 2005-3 9.01 12/19/05 HSBC Home Equity Loan Trust 2005-1 DE 9.01 12/20/05 HSBC HOME EQUITY LOAN TRUST 2005-2 DE 9.01 12/20/05 HSBC HOME EQUITY LOAN TRUST 2005-3 DE 9.01 12/20/05 HUNTSMAN INTERNATIONAL LLC DE 1.01,2.01,2.03,9.01 12/20/05 Hybrid Fuel Systems GA 1.01,2.03,3.02,9.01 12/27/05 HYPERFEED TECHNOLOGIES INC DE 5.02,9.01 12/20/05 HYPERFEED TECHNOLOGIES INC DE 1.01,2.03,9.01 12/20/05 HYPERFEED TECHNOLOGIES INC DE 1.01 12/07/05 Impac Secured Assets Corp., Mortgage CA 8.01,9.01 12/27/05 Impac Secured Assets Corp., Mortgage CA 8.01,9.01 12/27/05 INFONOW CORP / DE 1.01,8.01,9.01 12/23/05 Inland American Real Estate Trust, In MD 9.01 10/13/05 Interactive Brand Development Inc. DE 2.04 12/20/05 Interactive Television Networks NV 1.01,3.02,9.01 12/21/05 INTERDIGITAL COMMUNICATIONS CORP PA 8.01 12/21/05 INTERDIGITAL COMMUNICATIONS CORP PA 8.01 12/21/05 INTERNET SECURITY SYSTEMS INC/GA DE 1.01,5.02,9.01 12/21/05 ISPAT INLAND INC DE 8.01,9.01 12/22/05 JL HALSEY CORP 8.01,9.01 10/11/05 AMEND KANSAS CITY SOUTHERN DE 1.01,2.01,2.03 12/20/05 KENILWORTH SYSTEMS CORP NY 5.02,9.01 12/27/05 KOPPERS INC PA 1.02,9.01 12/27/05 KRISPY KREME DOUGHNUTS INC NC 8.01,9.01 12/27/05 LANGER INC NY 1.01,9.01 12/20/05 Liberty Global, Inc. DE 7.01 12/27/05 Liberty Global, Inc. DE 1.01,9.01 12/22/05 LIBERTY PROPERTY TRUST MD 1.01,2.03 12/22/05 LIFETIME BRANDS, INC DE 1.01 12/22/05 LINCOLN BANCORP /IN/ IN 1.01 12/20/05 LINCOLN NATIONAL CORP IN 1.01,9.01 12/23/05 LINDSAY MANUFACTURING CO DE 2.02,9.01 12/21/05 MACROCHEM CORP DE 1.01 12/27/05 MADISON GAS & ELECTRIC CO WI 1.01,2.03 12/21/05 MAGELLAN MIDSTREAM PARTNERS LP DE 1.01,9.01 12/24/05 MAINSOURCE FINANCIAL GROUP IN 7.01,9.01 12/27/05 Marquee Holdings Inc. DE 1.01,9.01 12/20/05 MARRIOTT INTERNATIONAL INC /MD/ DE 1.01,9.01 11/03/05 MATRIX BANCORP INC CO 1.01,9.01 12/22/05 MATRIX SERVICE CO DE 1.01,2.03,8.01,9.01 12/20/05 MAUI GENERAL STORE INC NY 1.01 12/09/05 AMEND MBNA CREDIT CARD MASTER NOTE TRUST 8.01,9.01 11/30/05 AMEND MEDIVATION, INC. DE 1.01 12/22/05 MEMS USA INC NV 1.01 12/21/05 MENS WEARHOUSE INC TX 1.01,2.03,9.01 12/21/05 MERCURY INTERACTIVE CORP DE 8.01,9.01 12/27/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 12/22/05 Merrill Lynch Mortgage Trust 2005-LC1 DE 8.01,9.01 12/15/05 Merrill Lynch Mortgage Trust 2005-LC1 DE 8.01,9.01 12/13/05 MGE ENERGY INC WI 1.01,2.03 12/21/05 MICROISLET INC NV 1.01,1.02,3.02,9.01 12/23/05 MID PENN BANCORP INC PA 5.02 12/21/05 MIDCAROLINA FINANCIAL CORP NC 1.01,9.01 12/20/05 MIDNET INC 1.01,9.01 12/27/05 Mittal Steel USA ISG Inc DE 8.01,9.01 12/22/05 MODERN TECHNOLOGY CORP NV 1.01,2.01 12/20/05 MRS FIELDS FAMOUS BRANDS LLC DE 1.01 12/19/05 MSC INDUSTRIAL DIRECT CO INC NY 1.01 12/27/05 National Collegiate Student Loan Trus 8.01,9.01 12/27/05 NATIONAL PRESTO INDUSTRIES INC WI 8.01,9.01 12/27/05 NBT BANCORP INC DE 8.01,9.01 12/22/05 NEFFS BANCORP INC PA 5.02,9.01 12/20/05 NEOPHARM INC DE 8.01,9.01 12/27/05 NEUSTAR INC 5.02 12/21/05 NEW BRUNSWICK SCIENTIFIC CO INC NJ 5.02 12/23/05 NEW DRAGON ASIA CORP FL 1.01,2.03,3.02,3.03,5.03, 12/22/05 7.01,9.01 NEW YORK TIMES CO NY 1.01,9.01 12/22/05 NEWPORT CORP NV 1.01 12/21/05 NISSAN AUTO RECEIVABLES 2005-B OWNER 8.01,9.01 12/15/05 NISSAN AUTO RECEIVABLES 2005-C OWNER DE 8.01,9.01 12/15/05 NL INDUSTRIES INC NJ 1.01,1.02,2.03 12/23/05 NORTHLAND CABLE TELEVISION INC WA 1.01,2.03 12/22/05 NUVIM INC DE 3.02 12/23/05 OAK HILL FINANCIAL INC OH 1.01,1.02,9.01 12/20/05 OFFICEMAX INC DE 1.02 12/20/05 OLIN CORP VA 5.02,5.03,9.01 12/20/05 OMNI ENERGY SERVICES CORP LA 8.01,9.01 12/21/05 ON SEMICONDUCTOR CORP DE 1.01,2.03,3.02,9.01 12/21/05 OSCIENT PHARMACEUTICALS CORP MA 1.01,9.01 12/21/05 PACIFICARE HEALTH SYSTEMS INC /DE/ DE 1.01,9.01 12/20/05 PATRIOT TRANSPORTATION HOLDING INC FL 2.02,4.02,9.01 12/27/05 PERCEPTRON INC/MI MI 1.01,9.01 12/20/05 PHEAA STUDENT LOAN TRUST I DE 8.01,9.01 12/14/05 PINGCHUAN PHARMACEUTICAL INC NC 4.01 12/20/05 POLYONE CORP 1.01,1.02,9.01 12/21/05 POTLATCH CORP DE 1.01,9.01 12/22/05 PRIDE INTERNATIONAL INC DE 8.01 12/20/05 PRINCIPAL LIFE INCOME FUINDINGS TRUST DE 8.01,9.01 12/15/05 PRINCIPAL LIFE INCOME FUINDINGS TRUST DE 8.01,9.01 12/15/05 PRINCIPAL LIFE INCOME FUNDINGS TRSUT DE 8.01,9.01 12/15/05 PRINCIPAL LIFE INCOME FUNDINGS TRUST DE 8.01,9.01 12/15/05 PRINCIPAL LIFE INCOME FUNDINGS TRUST DE 8.01,9.01 12/15/05 PRINCIPAL LIFE INCOME FUNDINGS TRUST DE 8.01,9.01 12/15/05 PRINCIPAL LIFE INCOME FUNDINGS TRUST DE 8.01,9.01 12/15/05 PRINCIPAL LIFE INCOME FUNDINGS TRUST DE 8.01,9.01 12/15/05 Principal Life Income Fundings Trust DE 8.01,9.01 12/15/05 Principal Life Income Fundings Trust DE 8.01,9.01 12/15/05 PRINCIPAL LIFE INCOME FUNDINGS TRUST DE 8.01,9.01 12/15/05 PRINCIPAL LIFE INCOME FUNDINGS TRUST DE 8.01,9.01 12/15/05 PRINCIPAL LIFE INCOME FUNDINGS TRUST DE 8.01,9.01 12/15/05 PRINCIPAL LIFE INCOME FUNDINGS TRUST DE 8.01,9.01 12/15/05 Principal Life Income Fundings Trust DE 8.01,9.01 12/15/05 Principal Life Income Fundings Trust DE 8.01,9.01 12/15/05 Principal Life Income Fundings Trust DE 8.01,9.01 12/15/05 PROTECTIVE LIFE INSURANCE CO TN 9.01 12/22/05 PROVIDENT FINANCIAL SERVICES INC DE 1.01,9.01 12/22/05 QUANTA CAPITAL HOLDINGS LTD 3.01,5.02 12/20/05 RADIANT LOGISTICS, INC DE 1.01,3.02,9.01 12/21/05 RADYNE CORP DE 7.01,9.01 12/27/05 RIDGEFIELD ACQUISITION CORP CO 3.02,9.01 12/22/05 ROME BANCORP INC DE 1.01,9.01 12/21/05 SAKS CREDIT CARD MASTER TRUST NV 9.01 12/15/05 SAND HILL IT SECURITY ACQUISITION COR CA 4.02,9.01 12/23/05 AMEND SCIENCE APPLICATIONS INTERNATIONAL CO DE 8.01,9.01 12/27/05 SELECT COMFORT CORP 7.01,9.01 12/27/05 SEQUOIA MORTGAGE TRUST 2004-12 8.01,9.01 12/20/05 Sequoia Mortgage Trust 2005-1 8.01,9.01 12/20/05 Sequoia Mortgage Trust 2005-2 8.01,9.01 12/20/05 Sequoia Mortgage Trust 2005-3 8.01,9.01 12/20/05 Sequoia Mortgage Trust 2005-4 8.01,9.01 12/20/05 SHANNON INTERNATIONAL INC NV 5.02 12/20/05 SI INTERNATIONAL INC DE 7.01 06/23/05 AMEND SLM Private Credit Student Loan Trust 8.01,9.01 12/15/05 SLM Private Credit Student Loan Trust 8.01,9.01 12/15/05 SLM Private Credit Student Loan Trust 8.01,9.01 12/15/05 SLM Private Credit Student Loan Trust 8.01,9.01 12/15/05 SLM Private Credit Student Loan Trust 8.01,9.01 12/15/05 SLM Private Credit Student Loan Trust 8.01,9.01 12/15/05 SLM Private Credit Student Loan Trust 8.01,9.01 12/15/05 SLM Private Credit Student Loan Trust 8.01,9.01 12/15/05 SLM Student Loan Trust 2002-4 DE 8.01,9.01 12/15/05 SLM Student Loan Trust 2002-5 DE 8.01,9.01 12/15/05 SLM Student Loan Trust 2002-6 DE 8.01,9.01 12/15/05 SLM Student Loan Trust 2002-7 DE 8.01,9.01 12/15/05 SLM Student Loan Trust 2002-8 DE 8.01,9.01 12/15/05 SLM Student Loan Trust 2003-1 DE 8.01,9.01 12/15/05 SLM Student Loan Trust 2003-11 DE 8.01,9.01 12/15/05 SLM STudent Loan Trust 2003-12 DE 8.01,9.01 12/15/05 SLM Student Loan Trust 2003-2 DE 8.01,9.01 12/15/05 SLM Student Loan Trust 2003-3 DE 8.01,9.01 12/15/05 SLM Student Loan Trust 2003-4 DE 8.01,9.01 12/15/05 SLM Student Loan Trust 2003-5 DE 8.01,9.01 12/15/05 SLM Student Loan Trust 2003-6 DE 8.01,9.01 12/15/05 SLM Student Loan Trust 2003-7 DE 8.01,9.01 12/15/05 SLM Student Loan Trust 2003-9 DE 8.01,9.01 12/15/05 SLM Student Loant Trust 2003-8 DE 8.01,9.01 12/15/05 SONOMAWEST HOLDINGS INC DE 1.01 12/23/05 SOUTHERN CONNECTICUT BANCORP INC CT 1.01 12/22/05 SOUTHERN UNION CO DE 5.02,8.01,9.01 12/21/05 Spansion Inc. DE 1.01,9.01 12/23/05 STAAR SURGICAL CO DE 7.01,8.01 12/22/05 STRUCTURED ADJUSTABLE RATE MORTGAGE L DE 8.01,9.01 12/27/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 12/27/05 SUN NEW MEDIA INC. MN 1.01,9.01 12/23/05 SUNOCO LOGISTICS PARTNERS LP DE 1.01,1.02,9.01 12/20/05 SYNOVUS FINANCIAL CORP GA 1.01,9.01 12/27/05 TECHNITROL INC PA 2.03 12/27/05 Tectonic Network, Inc DE 1.01,9.01 12/19/05 TENGTU INTERNATIONAL CORP DE 1.01,5.02,9.01 12/21/05 TERRACE VENTURES INC 5.03,8.01,9.01 12/19/05 THESTREET COM DE 5.02 12/21/05 THOMAS GROUP INC DE 1.01,9.01 12/20/05 THRESHOLD PHARMACEUTICALS INC DE 1.01,5.02,9.01 12/20/05 TIMCO AVIATION SERVICES INC DE 1.01,5.02,9.01 12/20/05 TITAN PHARMACEUTICALS INC DE 3.02 12/20/05 TOR MINERALS INTERNATIONAL INC DE 1.01,2.03,9.01 12/27/05 TRANSTECH INDUSTRIES INC DE 8.01 12/22/05 TRANSWITCH CORP /DE DE 1.01 12/27/05 TRIZETTO GROUP INC DE 1.01,9.01 12/21/05 TRUSTCO BANK CORP N Y NY 8.01,9.01 11/30/05 TUESDAY MORNING CORP/DE DE 1.01 12/27/05 TVIA INC DE 4.01,9.01 12/20/05 UNION DENTAL HOLDINGS, INC. FL 1.01,9.01 12/22/05 UNITED RENTALS INC /DE DE 8.01,9.01 12/27/05 UNITED SECURITY BANCSHARES INC DE 1.01 12/22/05 UNITEDHEALTH GROUP INC MN 2.01,2.03,9.01 12/20/05 UPFC Auto Receivables Trust 2005-A DE 8.01,9.01 12/15/05 UPFC Auto Receivables Trust 2005-B DE 8.01,9.01 12/15/05 VA SOFTWARE CORP DE 1.01,2.01,9.01 12/23/05 VIEWCAST COM INC DE 1.01 12/22/05 VIGNETTE CORP DE 4.01,9.01 12/20/05 VINTAGE PETROLEUM INC DE 8.01,9.01 12/27/05 VSB BANCORP INC NY 8.01 12/23/05 WARP TECHNOLOGY HOLDINGS INC NV 7.01,9.01 12/27/05 WARP TECHNOLOGY HOLDINGS INC NV 1.01,9.01 12/23/05 WHITTIER ENERGY CORP NV 7.01,9.01 12/27/05 WINWIN GAMING INC DE 1.01,9.01 12/21/05 WINWIN GAMING INC DE 1.01,9.01 12/22/05 WORLD AIR HOLDINGS, INC. 8.01 12/27/05 WorldSpace, Inc DE 1.01,1.02,9.01 12/20/05 ZHONE TECHNOLOGIES INC DE 1.01,2.03,9.01 12/27/05