SEC NEWS DIGEST Issue 2005-241 December 16, 2005 COMMISSION ANNOUNCEMENTS CHANGE IN THE MEETING: ADDITIONAL ITEMS The following items have been added to the closed meeting scheduled for Tuesday, December 20: Opinion and a Regulatory matter regarding a financial institution. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 551-5400. ENFORCEMENT PROCEEDINGS SEC FILES CHARGES IN FRAUD INVOLVING ESAFETYWORLD, INC. Former CEO and CFO Consent to Injunctions, Officer and Director Bars, and Penalties The Commission announced that on December 15 it filed two civil injunctive actions in federal district court for the Eastern District of New York related to fraudulent schemes perpetrated at eSafetyWorld, Inc. (now known as EZ Auctions and Shipping Inc.) (eSafety). In the first action, the Commission filed a complaint against Edward A. Heil and R. Bret Jenkins, respectively eSafety's CEO and CFO at the relevant time, alleging that they engaged in fraudulent schemes in 2001 involving a false press release, financial fraud, and/or a market manipulation. The complaint alleges that: * During the mailed-anthrax scare, Heil drafted and issued eSafety's October 19, 2001 false press release about a supposed revolutionary anthrax-containment device. The press release caused a one-day price increase of 413% and a volume increase of 57,085%. * Heil devised, and Heil and Jenkins implemented, eSafety's revenue recognition policy for consulting services which was contrary to GAAP. They also failed to restate eSafety's first through third quarter 2001 reports, improperly deferred costs in eSafety's 2001 Form 10-KSB thereby understating net loss, and aided and abetted eSafety's electronic filing violations. * In 2001, in order to manipulate the stock of eSafety, Heil directed the purchase and sale of eSafety stock and transferred $473,288 in eSafety funds to an entity that he controlled and another entity. * Heil executed a false loan agreement and provided eSafety's auditors with a false loan confirmation to conceal the use of monies in the manipulation. Heil and Jenkins each have agreed to settle the complaint by consenting, on a neither admit nor deny basis, to the entry of an injunction based on the anti-fraud, books and records, internal controls and electronic signature provisions of the federal securities laws. Heil's injunction is based on violations of Sections 10(b) and 13(b)(5) of the Exchange Act, and Rules 10b-5, 13b2-1, and 13b2-2 thereunder; and his aiding and abetting violations of Sections 13(a), 13(b)(2)(A), and 13(b)(2)(B) of the Exchange Act, and Rules 13a-1, 13a-13, 12b-20, and 12b-25 thereunder, and Section 232.302 of Regulation S-T. Jenkins' injunction is based on violations of Section 13(b)(5) of the Exchange Act; and his aiding and abetting violations of Sections 10(b), 13(a), 13(b)(2)(A), and 13(b)(2)(B) of the Exchange Act, and Rules 10b-5, 13a-1, 13a-13, 12b-20, 12b-25, 13b2-1 and 13b2-2 thereunder, and Section 232.302 of Regulation S-T. They each also agreed to a 10-year officer and director bar. Heil will pay a penalty of $60,000 and Jenkins will pay a penalty of $50,000. In a separate but related action, Heil has offered to settle an administrative proceeding pursuant to Rule 102(e) of the Commission's Rules of Practice by accepting a bar from practicing before the Commission as an accountant with a right to request reinstatement in five years. In the second federal court action, the Commission alleges that eSafety engaged in each of the fraudulent schemes described above, and that Raymond Burghard aided and abetted eSafety's financial fraud by signing a false loan agreement and a false loan confirmation that he knew would be provided to eSafety's auditors. In so doing, the Commission alleges that Burghard aided and abetted violations of Sections 10(b), 13(a), 13(b)(2)(A) and 13(b)(5) of the Exchange Act, and Rules 10b-5, 13a-1, 13b2-1, and 13b2-2 thereunder. Further, the Commission announced that it had instituted a settled administrative proceeding pursuant to Rule 102(e) of the Commission's Rules of Practice against eSafety's outside auditors during the relevant time, Gilbert Bergsman and Lee Levinson. The Order in that proceeding finds that Bergsman and Levinson engaged in repeated instances of unreasonable conduct and failures to exercise due professional care resulting in violations of applicable professional standards in conducting quarterly reviews and a year-end audit for eSafety's 2001 fiscal year. The Commission has accepted Bergsman's and Levinson's offers to settle the Order by consenting to a bar from practicing before the Commission as accountants with the right to request reinstatement in one year. The Commission's litigation as to eSafety and Burghard are continuing. [SEC v. Edward A. Heil and R. Bret Jenkins, Civil Action No. CV 05 5852 (United States District Court for the Eastern District of New York) (Judge Hurley)]; [SEC v. eSafetyWorld, Inc. (now known as EZ Auctions and Shipping, Inc.) and Raymond Burghard, Civil Action No. CV 05 5851(United States District Court for the Eastern District of New York) (Judge Hurley)] (LR-19494) SEC FILES SUBPOENA ENFORCEMENT ACTION AGAINST LAWYERS WHO PREPARED LEGENDARY POKER PLAYER DOYLE BRUNSON'S ABORTED OFFER TO BUY WPT ENTERPRISES, INC. On December 14, the Commission filed an action to enforce subpoenas issued to attorneys David Chesnoff and Chaka Henry of the Las Vegas firm Goodman & Chesnoff, P.C. The Commission alleges that Henry, on behalf of Doyle Brunson, prepared and delivered an unsolicited offer to buy WPT Enterprises, Inc., the publicly traded owner of the World Poker Tour, at a high premium over its then-market value. Shortly thereafter, the Commission contends, a public relations firm Brunson hired, and a website he endorses, announced the offer publicly. The Commission asserts that publication of this offer, widely covered in the media, triggered a steep rise in WPT's stock price on record trading volume. As the Commission alleges, however, the Goodman firm and Brunson immediately stopped responding to WPT's requests for information about the offer. Instead, shortly after delivering the offer, the Goodman firm, at Chesnoff's instruction, abruptly withdrew from the engagement. When WPT publicly disclosed Brunson and his law firm's unresponsiveness, its stock price sharply declined, costing investors tens of millions of dollars in lost market value. Brunson's offer eventually expired by its terms. The Commission is formally investigating whether Brunson's offer and its publication violated federal securities laws, including the antifraud provisions of Sections 10(b) and 14(e) of the Securities Exchange Act of 1934. As part of its investigation, the Commission's staff subpoenaed documents and testimony from Chesnoff and Henry. However, Brunson, who has invoked his Fifth Amendment right against self-incrimination and declined to testify in the investigation, directed the Goodman attorneys to withhold certain documents and not to testify on critical aspects of the offer, under the attorney-client privilege and work product doctrine. The Commission's subpoena enforcement action seeks to set aside these privileges on various legal grounds, including the crime-fraud exception, and to compel Chesnoff and Henry to provide the requested documents and testimony. [SEC v. David Chesnoff and Chaka Henry, Misc. Action No. 4:05-MC-043- Y/Northern District of Texas (Fort Worth Division)] (LR-19495) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGE The Pacific Exchange filed a proposed rule change (SR-PCX-2005-102) relating to the elimination of obsolete rules related to the Pacific Options Exchange Trading System. Publication of the proposal is expected in the Federal Register during the week of December 19. (Rel. 34-52955) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 REFAC, ONE BRIDGE PLAZA, SUITE 550, FORT LEE, NJ, 07024-7102, 2015850600 - 0 ($69,899,125.39) Equity, (File 333-130328 - Dec. 15) (BR. 11C) SB-2 ID-CONFIRM, INC., SUITE 400, 1800 BOULDER STREET, DENVER, CO, 80211-6400, 303-458-5727 - 7,939,490 ($2,778,821.50) Debt Convertible into Equity, 16,555,010 ($5,794,253.50) Equity, (File 333-130329 - Dec. 15) (BR. 03A) F-3 GENESYS SA, 4 RUE JULES FERRY BP 1145, MONTPELLIER CE, X0, 34008, 0113346706 - 0 ($64,999,999.10) Equity, (File 333-130332 - Dec. 15) (BR. 11C) S-3 CITICORP MORTGAGE SECURITIES INC, 1000 TECHNOLOGY DRIVE, O, MO, 63304, 6362611313 - 0 ($1,000,000.00) Equity, (File 333-130333 - Dec. 15) (BR. 05D) S-8 LEISURE DIRECT INC, 1070 COMMERCE DRIVE, BLDG. II, STE. 303, PERRYSBURG, OH, 43551, 419-873-1111 - 2,500,000 ($1,125,000.00) Equity, (File 333-130335 - Dec. 15) (BR. 05B) S-8 KFX INC, 55 MADISON STREET, SUITE 500, DENVER, CO, 80206, 3032932992 - 7,400,000 ($104,539,220.00) Equity, (File 333-130336 - Dec. 15) (BR. 06A) S-8 MEDICAL PROPERTIES TRUST INC, 1000 UBRAN CENTER DRIVE, SUITE 501, BIRMINGHAM, AL, 35242, 205-969-3755 - 3,900,000 ($35,763,000.00) Equity, (File 333-130337 - Dec. 15) (BR. 08B) S-3 CADIZ INC, 777 SOUTH FIGUEROA STREET, SUITE 4250, LOS ANGELES, CA, 90017, 213-271-1600 - 4,302,109 ($87,117,707.25) Equity, (File 333-130338 - Dec. 15) (BR. 02C) S-8 AGNICO EAGLE MINES LTD, 145 KING STREET EAST, SUITE 500, TORONTO, A6, M5C 2Y7, 4169471212 - 0 ($141,908,389.00) Equity, (File 333-130339 - Dec. 15) (BR. 04B) S-8 SUNPOWER CORP, 430 INDIO WAY, SUNNYVALE, CA, 94086, 408-991-0900 - 0 ($179,932,366.00) Equity, (File 333-130340 - Dec. 15) (BR. 10) S-8 RAVEN MOON ENTERTAINMENT INC, 120 INTERNATIONAL PARKWAY, SUITE 220, HEATHROW, FL, 32746, 400,000,000 ($320,000.00) Equity, (File 333-130342 - Dec. 15) (BR. 05C) SB-2 NEDAK ETHANOL, LLC, 118 EAST STATE ST., ATKINSON, NE, 68713, 402-336-2261 - 3,150 ($31,500,000.00) Equity, (File 333-130343 - Dec. 15) (BR. ) SB-2 Novori Inc., SUITE 204B, 9648 ? 128TH STREET, SURREY, A1, V3T 2X9, 877 877 4141 - 3,067,625 ($1,227,050.00) Equity, (File 333-130344 - Dec. 15) (BR. ) S-8 AVALON ENERGY CORP., 1288 ALBERNI STREET SUITE 806, VANCOUVER, VANCOUVER, A1, V6E 4R8, 6046640499 - 3,800,000 ($418,000.00) Equity, (File 333-130348 - Dec. 15) (BR. 04A) S-8 AMERICHIP INTERNATIONAL INC, PLYMOUTH TRADE CENTER, 9282 GENERAL DRIVE, SUITE 100, PLYMOUTH, MI, 48170-4607, 734-207-0334 - 35,000,000 ($1,295,000.00) Equity, (File 333-130352 - Dec. 15) (BR. 10A) S-4 Pregis CORP, 1900 WEST FIELD COURT, LAKE FOREST, IL, 60045, 800-834-9441 - 0 ($267,840,000.00) Other, (File 333-130353 - Dec. 15) (BR. ) S-3 NUVASIVE INC, 4545 TOWNE CENTRE COURT, SAN DIEGO, CA, 92121, (858) 909-1800 - 0 ($115,000,000.00) Equity, (File 333-130354 - Dec. 15) (BR. 10B) S-8 VINEYARD NATIONAL BANCORP, 9590 FOOTHILL BLVD, RANCHO CUCAMONGA, CA, 91730, 9099870177 - 512,500 ($15,728,625.00) Equity, (File 333-130355 - Dec. 15) (BR. 07B) SB-2 SAMARITAN PHARMACEUTICALS INC, 101 CONVENTION CENTER DRIVE, SUITE 310, LAS VEGAS, NV, 89109, 702-735-7001 - 21,700,000 ($8,680,000.00) Equity, (File 333-130356 - Dec. 15) (BR. 01C) S-8 ARTS WAY MANUFACTURING CO INC, P O BOX 288, ARMSTRONG, IA, 50514, 7128643131 - 50,000 ($267,000.00) Equity, (File 333-130357 - Dec. 15) (BR. 10A) S-3ASR ARGONAUT GROUP INC, 10101 REUNION PLACE, STE. 500, SAN ANTONIO, TX, 78216, 2103218500 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-130359 - Dec. 15) (BR. 01A) S-1 Nuveen Commodities Income & Growth Fund, 333 WEST WACKER DRIVE, CHICAGO, IL, 60606, 312-917-8146 - 1,000,000 ($25,000,000.00) Equity, (File 333-130360 - Dec. 15) (BR. ) S-4 Safety Products Holdings, Inc., 2001 SPRING ROAD, SUITE 425, OAK BROOK, IL, 60523, (630) 572-5715 - 0 ($55,923,351.00) Other, (File 333-130361 - Dec. 15) (BR. 06) S-3 ENCORE CAPITAL GROUP INC, 8875 AERO DRIVE, SUITE 200, SAN DIEGO, CA, 92123, 8007590327 - 0 ($100,000,000.00) Debt Convertible into Equity, (File 333-130362 - Dec. 15) (BR. 07A) S-3 PANAMERICAN BANCORP, 3400 CORAL WAY, MIAMI, FL, 33451, 305-421-6800 - 15,000,000 ($48,150,000.00) Equity, (File 333-130363 - Dec. 15) (BR. 07B) S-4 TELEWEST GLOBAL INC, C/O CT CORPORATION SYSTEM, 1209 ORANGE STREET, WILMINGTON, DE, 19801, 442072995000 - 0 ($5,400,174,385.28) Equity, (File 333-130364 - Dec. 15) (BR. 11C) SB-2 VASO ACTIVE PHARMACEUTICALS INC, 99 ROSEWOOD DRIVE, #260, DANVERS, MA, 01923, 978-750-1991 - 8,622,727 ($4,138,909.00) Equity, (File 333-130365 - Dec. 15) (BR. 01C) SB-2 MotivNation, Inc., 18101 VON KARMAN AVE., SUITE 330, IRVINE, CA, 92612, 949-888-8060 - 12,500,000 ($7,750,000.00) Equity, (File 333-130366 - Dec. 15) (BR. 09B) S-8 Somaxon Pharmaceuticals, Inc., 12750 HIGH BLUFF DRIVE, SUITE 310, SAN DIEGO, CA, 92130, (858) 509-3670 - 8,059,274 ($79,695,025.00) Equity, (File 333-130367 - Dec. 15) (BR. 01A) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- 8X8 INC /DE/ DE 8.01,9.01 12/14/05 A CONSULTING TEAM INC NY 1.01,9.01 12/12/05 ABGENIX INC DE 1.01,7.01,9.01 12/14/05 ABM INDUSTRIES INC /DE/ DE 1.01 12/14/05 ABM INDUSTRIES INC /DE/ DE 2.02,8.01,9.01 12/14/05 ACE LTD D0 1.01,1.02,2.03 12/09/05 Adams Respiratory Therapeutics, Inc. TX 8.01 12/14/05 ADEPT TECHNOLOGY INC CA 1.01 12/09/05 ADOBE SYSTEMS INC DE 2.02,5.02,9.01 12/15/05 ADVANCED DIGITAL INFORMATION CORP WA 1.01,2.02,9.01 12/15/05 AETNA INC /PA/ PA 7.01 12/14/05 Affinia Group Intermediate Holdings I DE 1.01,2.05,2.06,9.01 12/09/05 AFFORDABLE RESIDENTIAL COMMUNITIES IN MD 1.01,1.02,5.02,8.01,9.01 12/13/05 ALLETE INC MN 8.01 12/14/05 ALLIANCE SEMICONDUCTOR CORP /DE/ DE 9.01 12/06/05 AMEND ALLIED WASTE INDUSTRIES INC DE 5.02 12/09/05 ALLOY INC DE 8.01,9.01 12/07/05 AMEREN CORP MO 1.01,9.01 12/09/05 AMERICAN ECOLOGY CORP DE 1.01 12/13/05 AMERICAN EQUITY INVESTMENT LIFE HOLDI IA 1.01,9.01 12/14/05 AMERICAN EQUITY INVESTMENT LIFE HOLDI IA 8.01 12/15/05 AMERICAN EXPRESS CREDIT ACCOUNT MASTE DE 8.01,9.01 12/15/05 American Express Issuance Trust DE 8.01,9.01 12/15/05 AMERICAN LEISURE HOLDINGS, INC. NV 1.01,9.01 12/13/05 AMEND AMGEN INC DE 1.01,9.01 12/14/05 ANDREW CORP DE 4.02,7.01,9.01 12/13/05 ANDRX CORP /DE/ DE 8.01 12/14/05 ANTEON INTERNATIONAL CORP DE 7.01,9.01 12/14/05 ANTEON INTERNATIONAL CORP DE 7.01,9.01 12/15/05 ANTHRACITE CAPITAL INC MD 5.02,9.01 12/14/05 APOGEE ENTERPRISES INC MN 2.02,9.01 12/14/05 APOLLO GROUP INC AZ 2.02,9.01 12/15/05 AQUA SOCIETY, INC. NV 5.02,9.01 12/13/05 AQUACELL TECHNOLOGIES INC DE 3.01 12/12/05 ARGENTEX MINING CORP NV 5.02 12/13/05 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 12/15/05 ASPYRA INC CA 7.01,9.01 11/14/05 ASSET-BACKED CERTIFICATES, SERIES 200 DE 9.01 11/30/05 ASTA FUNDING INC DE 2.02,9.01 12/15/05 ASTRALIS LTD CO 5.02 12/15/05 Axion Power International, Inc. DE 3.02 12/11/05 Axion Power International, Inc. DE 3.02 12/11/05 AMEND AZTEC OIL & GAS, INC. NV 4.02 12/14/05 BA MASTER CREDIT CARD TRUST / 9.01 12/15/05 BALCHEM CORP MD 8.01,9.01 12/09/05 BALLY TOTAL FITNESS HOLDING CORP DE 8.01,9.01 12/15/05 Banc of America Commercial Mortgage I DE 8.01,9.01 12/12/05 Banc of America Funding Corp. 2005-7 DE 8.01,9.01 11/29/05 BANK OF SOUTH CAROLINA CORP SC 8.01,9.01 12/15/05 BAY NATIONAL CORP 1.01,1.02,2.03,9.01 12/12/05 BB&T CORP NC 8.01,9.01 12/14/05 BEAR STEARNS ARM TRUST, MORTGAGE PASS DE 9.01 11/01/05 BEAR STEARNS ASSET BACKED SECURITIES DE 9.01 11/30/05 BEAR STEARNS ASSET BACKED SECURITIES DE 9.01 11/30/05 BEAR STEARNS ASSET BACKED SECURITIES 9.01 11/29/05 BEAR STEARNS COMMERCIAL MORTGAGE SECU 8.01,9.01 11/30/05 Bear Stearns Commercial Mortgage Secu DE 8.01,9.01 12/12/05 Bear Stearns Commercial Mortgage Secu DE 8.01,9.01 12/12/05 Bear Stearns Commercial Mortgage Secu DE 8.01,9.01 12/13/05 BEAR STEARNS COMPANIES INC DE 1.01 12/09/05 BEAR STEARNS COMPANIES INC DE 2.02,8.01,9.01 11/30/05 BEARINGPOINT INC DE 1.01 12/09/05 BEHRINGER HARVARD REIT I INC MD 3.03,5.03,9.01 12/14/05 BEHRINGER HARVARD REIT I INC MD 9.01 12/15/05 AMEND BELL INDUSTRIES INC /NEW/ CA 8.01,9.01 12/15/05 BELLSOUTH CORP GA 2.05,9.01 12/14/05 BIG SKY ENERGY CORP NV 4.02 12/08/05 BIOPURE CORP DE 2.02,9.01 12/15/05 BLUE HOLDINGS, INC. NV 5.02,9.01 12/12/05 BlueLinx Holdings Inc. DE 1.01,5.02,9.01 12/13/05 BON TON STORES INC PA 8.01 12/14/05 BOSTON COMMUNICATIONS GROUP INC MA 7.01 12/13/05 BOSTON COMMUNICATIONS GROUP INC MA 7.01,9.01 12/15/05 BOSTON LIFE SCIENCES INC /DE DE 1.01 12/12/05 BOSTON RESTAURANT ASSOCIATES INC DE 1.01 12/12/05 BPI Industries Inc 1.01,8.01,9.01 12/13/05 BRAVO RESOURCES LTD 1.01,2.01,5.01,5.02,5.03,5.06, 12/09/05 8.01,9.01 BRT REALTY TRUST MA 5.02,9.01 09/13/05 BRT REALTY TRUST MA 9.01 09/30/05 BSD MEDICAL CORP DE 7.01,9.01 12/15/05 BURLINGTON NORTHERN SANTA FE CORP DE 1.01,2.03,9.01 12/12/05 CAPITAL CORP OF THE WEST CA 5.02,9.01 12/10/05 CAPITAL ONE FUNDING, LLC 8.01,9.01 12/14/05 CAPSTONE TURBINE CORP DE 5.02,5.03,9.01 12/09/05 CAREY W P & CO LLC DE 8.01,9.01 12/15/05 CARMAX AUTO OWNER TRUST 2005-1 DE 8.01,9.01 12/15/05 CarMax Auto Owner Trust 2005-2 DE 8.01,9.01 12/15/05 CASCADE NATURAL GAS CORP WA 8.01,9.01 12/12/05 CASEYS GENERAL STORES INC IA 7.01 12/15/05 CBOT HOLDINGS INC DE 2.05,9.01 12/13/05 CDKNET COM INC DE 2.04 12/08/05 CECIL BANCORP INC MD 8.01 12/15/05 CENTERPOINT ENERGY HOUSTON ELECTRIC L TX 1.01,8.01,9.01 12/09/05 CENTERSTATE BANKS OF FLORIDA INC FL 5.02 12/15/05 CepTor CORP 1.01,2.03,3.02,9.01 12/09/05 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 12/12/05 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 12/15/05 CHASE BANK USA, NATIONAL ASSOCIATION DE 9.01 12/15/05 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 12/15/05 CHASE CREDIT CARD MASTER TRUST NY 8.01,9.01 12/15/05 Chemtura CORP DE 1.01,9.01 12/12/05 CHESAPEAKE CORP /VA/ VA 1.01,5.02,5.03,9.01 12/12/05 CHINA MEDIA1 CORP. NV 8.01,9.01 12/05/05 CIMAREX ENERGY CO DE 7.01,9.01 12/14/05 CIT Education Loan Trust 2005-1 DE 8.01,9.01 12/15/05 CITIBANK OMNI-S MASTER TRUST 8.01,9.01 12/15/05 Citigroup Mortgage Loan Trust Inc., S 2.01,9.01 11/22/05 CMS ENERGY CORP MI 8.01,9.01 12/13/05 COCA COLA ENTERPRISES INC DE 1.01,5.02,9.01 12/14/05 COCA COLA ENTERPRISES INC DE 8.01,9.01 12/15/05 COGNIGEN NETWORKS INC CO 1.01,1.02,9.01 12/09/05 COLLAGENEX PHARMACEUTICALS INC DE 1.01,9.01 12/14/05 COLLEGE LOAN CORP TRUST 2005-2 DE 8.01,9.01 11/30/05 COLLEGE LOAN CORP TRUST I DE 8.01,9.01 11/30/05 Collegiate Funding Services Education 8.01,9.01 11/30/05 Collegiate Funding Services Education DE 8.01,9.01 11/30/05 COLLEGIATE FUNDING SERVICES INC DE 8.01,9.01 12/15/05 COMARCO INC CA 2.02,9.01 12/14/05 COMDISCO HOLDING CO INC DE 2.02,8.01,9.01 12/14/05 COMMERCE ENERGY GROUP INC DE 1.01,5.02,9.01 12/12/05 COMMERCE ENERGY GROUP INC DE 2.02,9.01 12/15/05 COMMERCIAL NET LEASE REALTY INC MD 1.01,2.03,8.01,9.01 12/15/05 COMMSCOPE INC DE 1.01,9.01 12/14/05 COMPUPRINT INC 3.02,9.01 12/12/05 COMSYS IT PARTNERS INC DE 1.01,2.03,9.01 12/14/05 COOLSAVINGS INC DE 8.01 12/15/05 CORNING NATURAL GAS CORP NY 5.02 12/06/05 COUSINS PROPERTIES INC GA 1.01,9.01 12/09/05 COVAD COMMUNICATIONS GROUP INC DE 1.01,1.02,9.01 12/09/05 CREDIT & ASSET REP VEHICLE CORP KEYCO DE 8.01,9.01 12/01/05 CSFB Adjustable Rate Mortgage Trust 2 DE 8.01,9.01 11/30/05 CSG SYSTEMS INTERNATIONAL INC DE 1.01,2.01,2.05,2.06,5.02,9.01 12/09/05 CSK AUTO CORP DE 7.01,9.01 12/14/05 CYGNUS INC /DE/ DE 1.01,1.02,5.02,5.03,8.01,9.01 12/12/05 DARDEN RESTAURANTS INC FL 1.01,2.02,9.01 12/15/05 DEVRY INC DE 8.01 12/15/05 DIAMETRICS MEDICAL INC MN 4.01,9.01 12/14/05 DIGENE CORP DE 8.01,9.01 12/14/05 DOMINION RESOURCES INC /VA/ VA 5.02,9.01 12/09/05 DreamWorks Animation SKG, Inc. 1.01,9.01 12/09/05 DSL NET INC DE 3.01,9.01 12/12/05 DUPONT E I DE NEMOURS & CO DE 5.02,9.01 12/15/05 DYCOM INDUSTRIES INC FL 1.01,8.01,9.01 12/09/05 EAUTOCLAIMS, INC NV 7.01,8.01 12/13/05 EDGAR FILINGNET INC NV 4.01,9.01 12/12/05 EDISON MISSION ENERGY DE 1.01 12/15/05 ELECTRIC CITY CORP DE 1.01,9.01 12/13/05 EMPIRE RESORTS INC DE 1.01,9.01 12/12/05 AMEND ENCLAVES GROUP INC DE 1.01,2.01,2.03,8.01,9.01 12/09/05 ENDEAVOUR INTERNATIONAL CORP NV 8.01,9.01 12/15/05 ENSCO INTERNATIONAL INC DE 7.01,9.01 12/15/05 Enterprise GP Holdings L.P. DE 8.01,9.01 12/15/05 ENTERPRISE PRODUCTS PARTNERS L P DE 8.01,9.01 12/15/05 ENTRAVISION COMMUNICATIONS CORP DE 5.03 12/09/05 ERICO INTERNATIONAL CORP 1.01,9.01 12/12/05 ERIE INDEMNITY CO PA 1.01,8.01,9.01 12/15/05 EXCO RESOURCES INC TX 7.01 12/09/05 EXELIXIS INC DE 1.01,9.01 12/09/05 EXPRESS SCRIPTS INC DE 1.01,5.02,9.01 12/15/05 FAIRPOINT COMMUNICATIONS INC DE 7.01,8.01,9.01 12/14/05 FBR Securitization, Inc. 8.01,9.01 12/15/05 Federal Home Loan Bank of New York X1 2.03,9.01 12/12/05 Federal Home Loan Bank of San Francis X1 2.03 12/15/05 FEDERAL MOGUL CORP MI 1.01,9.01 12/15/05 FelCor Lodging Trust Inc MD 1.01,1.02,2.03 12/09/05 FFD FINANCIAL CORP/OH OH 7.01 12/15/05 FIBERSTARS INC /CA/ CA 1.01 12/09/05 FINANCIAL ASSET SECURITIES CORP DE 9.01 12/07/05 FIRST NLC SECURITIZATION, INC. DE 8.01,9.01 12/12/05 FISCHER IMAGING CORP DE 1.01,1.02,9.01 12/09/05 FLEET CREDIT CARD MASTER TRUST II NY 9.01 12/15/05 FORWARD AIR CORP TN 8.01,9.01 12/12/05 FPIC INSURANCE GROUP INC FL 1.01,1.02,5.02,8.01,9.01 12/14/05 Franklin Auto Trust 2005-1 DE 8.01,9.01 12/15/05 FREESCALE SEMICONDUCTOR INC DE 5.02 12/09/05 AMEND GABRIEL TECHNOLOGIES CORP DE 7.01,9.01 12/07/05 GARDENBURGER INC OR 8.01 12/09/05 GATEWAY INC DE 5.02,9.01 12/11/05 GE Capital Credit Card Master Note Tr DE 8.01,9.01 12/15/05 GE Capital Credit Card Master Note Tr DE 8.01,9.01 12/15/05 GE Capital Credit Card Master Note Tr DE 8.01,9.01 12/15/05 GE Capital Credit Card Master Note Tr DE 8.01,9.01 12/15/05 GE Capital Credit Card Master Note Tr DE 8.01,9.01 12/15/05 GE COMM MORT PASS THROUGH CERT SERIES DE 8.01,9.01 12/12/05 GEN-ID LAB SERVICES, INC. MN 5.03,9.01 11/28/05 GENERAL DYNAMICS CORP DE 8.01,9.01 12/14/05 GENERAL KINETICS INC VA 4.01 10/31/05 AMEND GENEREX BIOTECHNOLOGY CORP DE 1.01,3.02,9.01 12/09/05 GEO GROUP INC FL 1.01,9.01 12/09/05 GEOKINETICS INC DE 3.02,8.01,9.01 12/09/05 GEORGIA PACIFIC CORP GA 1.01,2.03,9.01 12/09/05 GETTY IMAGES INC DE 5.03,9.01 12/09/05 GILEAD SCIENCES INC DE 5.02,9.01 12/12/05 GLOBAL INDUSTRIES LTD LA 1.01 11/30/05 GLOBAL SIGNAL INC DE 8.01,9.01 12/15/05 GLOBIX CORP DE 1.01,9.01 12/13/05 GMAC Commercial Mortgage Securities, DE 8.01,9.01 12/12/05 GOLDEN HEALTH HOLDINGS, INC. 1.01,2.01,3.02,4.01,9.01 12/15/05 GOLDMAN SACHS GROUP INC/ DE 1.01,2.02,8.01,9.01 12/13/05 GOLDTECH MINING CORP NV 5.02,9.01 12/08/05 GRAFTECH INTERNATIONAL LTD DE 5.02,9.01 12/12/05 Great Wolf Resorts, Inc. DE 9.01 12/12/05 AMEND GREENFIELD ONLINE INC DE 2.05,9.01 12/10/05 GREENS WORLDWIDE INC AZ 4.01 12/15/05 GTX INC /DE/ DE 8.01,9.01 12/15/05 GULF ISLAND FABRICATION INC LA 1.01 12/09/05 H&R BLOCK INC MO 1.01,5.02,9.01 12/14/05 HarborView Mortgage Loan Trust 2005-1 DE 8.01 12/15/05 HEILIG MEYERS CO VA 8.01 10/31/05 HERCULES INC DE 5.02,9.01 12/15/05 HERLEY INDUSTRIES INC /NEW DE 2.02,9.01 12/13/05 HILLENBRAND INDUSTRIES INC IN 1.01,9.01 12/10/05 HIRSCH INTERNATIONAL CORP NY 2.02,9.01 12/13/05 HOLOGIC INC DE 5.02 12/13/05 Home Equity Loan Trust 2005-HS2 DE 8.01,9.01 12/13/05 HomeBanc Mortgage Trust 2005-5 DE 8.01 11/30/05 HOOPER HOLMES INC NY 1.01,9.01 12/14/05 HORIZON BANCORP /IN/ IN 8.01,9.01 12/13/05 HORIZON HEALTH CORP /DE/ DE 1.01,9.01 12/09/05 HOST AMERICA CORP DE 1.01,9.01 12/09/05 HQ SUSTAINABLE MARITIME INDUSTRIES, I DE 2.03,9.01 12/14/05 HSI ASSET SECURITIZATION CORP 8.01 12/13/05 HYUNDAI ABS FUNDING CORP DE 8.01,9.01 12/15/05 ICOS CORP WA 1.01,9.01 12/13/05 IDACORP INC ID 8.01,9.01 12/15/05 IMPAC CMB TRUST SERIES 2005-8 DE 2.01,8.01,9.01 11/30/05 IMPAC CMB TRUST SERIES 2005-8 DE 2.01,9.01 11/30/05 IMPRESO INC DE 2.02,9.01 12/15/05 INAMED CORP DE 8.01,9.01 12/14/05 INDEPENDENT BANK CORP MI 8.01 12/15/05 INFOTEC BUSINESS SYSTEMS INC NV 2.01,9.01 09/30/05 AMEND INFRASOURCE SERVICES INC DE 7.01,9.01 12/15/05 INN OF THE MOUNTAIN GODS RESORTS & CA 2.02,9.01 12/15/05 INNODATA ISOGEN INC DE 1.01,9.01 12/09/05 INTEGRA LIFESCIENCES HOLDINGS CORP DE 8.01,9.01 12/15/05 INTEGRATED ELECTRICAL SERVICES INC DE 7.01,9.01 12/14/05 INTELLI CHECK INC DE 8.01,9.01 12/13/05 INTERNATIONAL PAPER CO /NEW/ NY 5.02,9.01 12/15/05 INTERNATIONAL SPEEDWAY CORP FL 8.01,9.01 12/15/05 INTERNET CAPITAL GROUP INC DE 1.01,9.01 12/15/05 INTERSIL CORP/DE DE 8.01 12/14/05 iPCS, INC DE 2.02,9.01 12/14/05 ISIS PHARMACEUTICALS INC DE 5.02,9.01 12/13/05 J P MORGAN ACCEPTANCE CORP I DE 8.01,9.01 12/14/05 JONES SODA CO WA 5.02,9.01 12/12/05 JPMorgan Chase Commercial Mortgage Se DE 8.01,9.01 12/12/05 JPMorgan Chase Commercial Mortgage Se 8.01,9.01 12/12/05 JPMorgan Chase Commercial Mortgage Se DE 8.01,9.01 12/12/05 KANSAS CITY SOUTHERN DE 3.03,5.03,9.01 12/14/05 Kentucky First Federal Bancorp 8.01,9.01 12/14/05 KINDER MORGAN INC KS 1.01,2.03,9.01 12/15/05 KINDRED HEALTHCARE, INC DE 8.01,9.01 12/15/05 LASALLE HOTEL PROPERTIES MD 7.01,9.01 12/15/05 LASERSCOPE CA 5.02,9.01 12/09/05 LAWSON SOFTWARE INC DE 1.01,9.01 06/02/05 LEAR CORP DE 1.01,3.03,9.01 12/15/05 LEHMAN BROTHERS HOLDINGS INC DE 9.01 12/15/05 Lehman Mortgage Trust 2005-2 DE 8.01 11/30/05 LENNAR CORP /NEW/ DE 2.02,9.01 12/15/05 Liberty Global, Inc. DE 7.01 12/14/05 LIBERTY MEDIA CORP /DE/ DE 8.01,9.01 07/21/05 LIFESTREAM TECHNOLOGIES INC NV 1.01,9.01 12/12/05 LONE STAR STEAKHOUSE & SALOON INC DE 8.01,9.01 12/14/05 Long Beach Acceptance Auto Receivable 8.01,9.01 12/15/05 Long Beach Acceptance Auto Receivable 8.01,9.01 12/15/05 LONG ISLAND FINANCIAL CORP DE 8.01,9.01 12/14/05 LUMINENT MORTGAGE CAPITAL INC 1.01 12/09/05 LYNCH INTERACTIVE CORP DE 5.02 12/15/05 M POWER ENTERTAINMENT INC. DE 1.01,9.01 11/21/05 Macquarie Infrastructure CO Trust DE 1.01,2.03 12/12/05 MADONNA CORP 4.01 11/30/05 AMEND MAINSTREET BANKSHARES INC VA 8.01 12/12/05 MARCUS CORP WI 2.02,9.01 12/15/05 MARTEK BIOSCIENCES CORP DE 5.02 12/13/05 MASS MEGAWATTS WIND POWER INC 2.02,9.01 12/14/05 MATTEL INC /DE/ DE 1.01,2.03,9.01 12/15/05 MAXYGEN INC DE 1.01,8.01,9.01 12/09/05 MBNA AMERICA BK NAT ASSOC MBNA MASTER 8.01,9.01 11/30/05 MBNA AMERICA BK NAT ASSOC MBNA MASTER 8.01,9.01 11/30/05 MBNA CORP MD 8.01 11/30/05 MCG CAPITAL CORP DE 5.02,9.01 12/09/05 MEDICINOVA INC DE 8.01,9.01 12/13/05 MEDICIS PHARMACEUTICAL CORP DE 5.03 12/12/05 MEDIMMUNE INC /DE DE 1.01,1.02,9.01 12/15/05 MERCK & CO INC NJ 7.01,9.01 12/15/05 MERCURY COMPUTER SYSTEMS INC MA 1.01,3.03,5.03,9.01 12/14/05 MERIX CORP OR 2.01,9.01 09/29/05 AMEND MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 12/15/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 12/15/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 12/15/05 MFA MORTGAGE INVESTMENTS MD 2.02,7.01,9.01 12/15/05 MICROSTRATEGY INC DE 1.01 12/09/05 MIDWEST GENERATION LLC DE 1.01 12/15/05 MIRANT AMERICAS GENERATING LLC DE 1.03,9.01 12/09/05 MIRANT CORP DE 1.03,9.01 12/09/05 MIRANT MID ATLANTIC LLC DE 1.03,9.01 12/09/05 MISSION ENERGY HOLDING CO DE 1.01 12/15/05 MOBILE MINI INC DE 7.01,9.01 12/14/05 MORGAN STANLEY DE 1.01,5.02,9.01 12/12/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 09/26/05 AMEND Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 09/26/05 AMEND MORRIS PUBLISHING GROUP LLC GA 1.01,1.02,7.01,9.01 12/14/05 MTM Technologies, Inc. NY 1.01,5.02,7.01,9.01 12/12/05 NATIONAL RURAL UTILITIES COOPERATIVE DC 5.02 12/09/05 NATIONAL SECURITY GROUP INC DE 8.01 12/15/05 NBTY INC DE 7.01,9.01 12/14/05 NEOMEDIA TECHNOLOGIES INC DE 1.01 12/14/05 NEOSE TECHNOLOGIES INC DE 1.01,9.01 12/15/05 NETWORK 1 SECURITY SOLUTIONS INC DE 8.01,9.01 12/12/05 NEVADA CLASSIC THOROUGHBREDS INC NV 8.01 12/13/05 NEW HORIZONS WORLDWIDE INC DE 1.01 12/12/05 New Skies Satellites Holdings Ltd. D0 1.01,9.01 12/14/05 NEW YORK COMMUNITY BANCORP INC DE 8.01,9.01 12/14/05 NEWFIELD EXPLORATION CO /DE/ DE 5.04 12/15/05 NEWNAN COWETA BANCSHARES INC 2.03,9.01 12/08/05 NEWPORT INTERNATIONAL GROUP INC DE 1.01,3.02,9.01 12/09/05 NEWS CORP 8.01,9.01 12/15/05 NGP Capital Resources CO MD 7.01,9.01 12/15/05 NII HOLDINGS INC DE 1.01,1.02 12/09/05 NOBLE CORP 1.01,7.01,9.01 12/12/05 NORTH FORK BANCORPORATION INC DE 1.01 12/13/05 NORTH FORK BANCORPORATION INC DE 8.01 12/13/05 NORTHEAST UTILITIES MA 2.03,9.01 12/09/05 NORTHWEST AIRLINES CORP DE 7.01 12/15/05 NORWOOD FINANCIAL CORP PA 8.01,9.01 12/15/05 NOVADEL PHARMA INC DE 1.01,2.02,5.02,9.01 12/09/05 NT HOLDING CORP. DE 5.02 12/15/05 NTL INC DE 8.01 12/15/05 NTL INC DE 1.01,3.03,9.01 12/14/05 NUTRITION 21 INC NY 1.01,5.02,9.01 12/12/05 NVIDIA CORP DE 8.01 12/14/05 ON SEMICONDUCTOR CORP DE 8.01,9.01 12/14/05 ON SEMICONDUCTOR CORP DE 8.01,9.01 12/15/05 ONE LIBERTY PROPERTIES INC MD 5.02,9.01 09/13/05 ONLINE INNOVATION INC DE 4.02,9.01 12/15/05 OPTIO SOFTWARE INC GA 2.02,7.01,9.01 12/14/05 ORACLE CORP /DE/ DE 2.02,9.01 12/15/05 ORGANITECH USA INC DE 4.01,9.01 12/15/05 AMEND ORTHOVITA INC 1.01,9.01 12/14/05 OSI PHARMACEUTICALS INC DE 8.01 12/14/05 AMEND OVATION PRODUCTS CORP 5.02 12/15/05 OVERSTOCK COM INC UT 1.01,2.03,9.01 12/12/05 OXIGENE INC DE 1.01,9.01 12/14/05 PACER HEALTH CORP FL 1.01,9.01 12/06/05 PANHANDLE ROYALTY CO OK 8.01 12/14/05 PDI INC 5.02 12/15/05 PERKINELMER INC MA 7.01 12/15/05 PINNACLE FOODS GROUP INC DE 1.02 12/15/05 PINNACLE WEST CAPITAL CORP AZ 1.01,1.02,2.03,5.03,9.01 12/09/05 PLATINA ENERGY GROUP INC. DE 2.03 12/15/05 PNM RESOURCES INC NM 7.01 11/30/05 POLYCOM INC DE 5.02,5.03,9.01 12/13/05 POP N GO INC DE 1.01,3.02,9.01 12/14/05 POSTER FINANCIAL GROUP INC NV 3.03,9.01 12/09/05 POWER 3 MEDICAL PRODUCTS INC NY 1.01,2.03,9.01 12/12/05 PRIDE INTERNATIONAL INC DE 7.01,9.01 12/15/05 PRIMUS GUARANTY LTD 8.01 12/15/05 PROGRESS ENERGY INC NC 1.01,9.01 12/14/05 PROGRESSIVE CORP/OH/ OH 7.01,9.01 12/15/05 QLT INC/BC A1 8.01 12/14/05 QUALMARK CORP CO 1.01,2.01,2.03 12/08/05 RADIANT SYSTEMS INC GA 1.01 12/12/05 RALI Series 2005-QO4 Trust DE 8.01,9.01 12/15/05 RALI Series 2005-QS16 Trust DE 8.01,9.01 12/15/05 RAND CAPITAL CORP NY 5.02,9.01 12/15/05 RASC Series 2005 EMX4 Trust DE 8.01,9.01 12/15/05 RASC Series 2005-AHL3 Trust DE 8.01,9.01 12/15/05 RAYTHEON CO/ DE 5.02,9.01 12/13/05 REYNOLDS & REYNOLDS CO OH 8.01,9.01 12/15/05 REYNOLDS & REYNOLDS CO OH 1.01,9.01 12/15/05 RF MONOLITHICS INC /DE/ DE 2.02,9.01 12/15/05 RITE AID CORP DE 2.02,9.01 12/15/05 Rockwood Holdings, Inc. DE 1.01,2.03,9.01 12/13/05 ROWAN COMPANIES INC DE 7.01,9.01 09/15/05 ROWE COMPANIES NV 1.01,9.01 12/12/05 RSA SECURITY INC/DE/ DE 1.01 12/09/05 RUSS BERRIE & CO INC NJ 1.01,9.01 12/09/05 SABR TRUST 2005-FR1 8.01,9.01 10/25/05 AMEND SACO I TRUST 2005-9 DE 9.01 11/30/05 SAFENET INC DE 1.01,2.03,3.02,9.01 12/13/05 SAKS INC TN 8.01 12/14/05 SANDISK CORP DE 1.01,5.02,5.03,9.01 12/09/05 SAPIENT CORP DE 1.01 12/11/05 SCHICK TECHNOLOGIES INC DE 8.01,9.01 12/15/05 SCHOOL SPECIALTY INC WI 8.01 12/13/05 SCHWAB CHARLES CORP DE 3.01 12/09/05 SCICLONE PHARMACEUTICALS INC DE 8.01,9.01 12/15/05 Securitized Asset Backed Receivables 8.01,9.01 11/30/05 SEI INVESTMENTS CO PA 1.01,8.01,9.01 12/12/05 SENECA FOODS CORP /NY/ NY 4.01 12/08/05 AMEND SEROLOGICALS CORP DE 5.02 12/12/05 SIGMATRON INTERNATIONAL INC DE 2.02,9.01 12/15/05 SILICON LABORATORIES INC DE 1.01,9.01 12/09/05 SKYLYNX COMMUNICATIONS INC DE 4.02 11/04/05 SONTRA MEDICAL CORP MN 1.01 12/14/05 Soundview Home Loan Trust 2005-OPT4 DE 2.01,9.01 10/24/05 SOUTHWEST WATER CO DE 3.02,9.01 12/15/05 SOUTHWESTERN ENERGY CO AR 7.01 12/15/05 SPARTECH CORP DE 2.02,9.01 12/15/05 Splinex Technology Inc. DE 8.01 12/13/05 SPRINT NEXTEL CORP KS 1.01,9.01 10/10/05 AMEND STANDARD MICROSYSTEMS CORP DE 2.02,9.01 12/15/05 STANLEY WORKS CT 1.01,5.02,9.01 12/12/05 STARMED GROUP INC AZ 3.02 12/09/05 STRUCTURED ADJUSTABLE RATE MORTGAGE L DE 8.01,9.01 11/30/05 STRUCTURED ADJUSTABLE RATE MORTGAGE L DE 5.01,7.01 12/12/05 Structured Asset Mortgage Investments DE 9.01 11/20/05 Structured Asset Securities Corp 2005 DE 8.01 11/30/05 Structured Asset Securities Corp Trus DE 8.01,9.01 11/25/05 AMEND STUDENT LOAN CORP DE 5.02 12/15/05 SUN HEALTHCARE GROUP INC DE 1.01,2.01,3.02,5.02,9.01 12/09/05 SUN NEW MEDIA INC. MN 8.01,9.01 12/13/05 SUNLINK HEALTH SYSTEMS INC OH 8.01,9.01 12/14/05 SUNRISE TELECOM INC 3.01,9.01 12/15/05 SUPERIOR OIL & GAS CO NV 1.01,8.01 12/15/05 SYMANTEC CORP DE 2.02,4.02,9.01 12/14/05 SYNERTECK INC DE 1.01,2.01,3.02,9.01 12/09/05 SYNTHETECH INC OR 1.02,5.02 12/09/05 SYSCO CORP DE 8.01 12/12/05 TAL International Group, Inc. DE 5.02,9.01 12/14/05 TEKTRONIX INC OR 2.02,9.01 12/15/05 TELEPLUS ENTERPRISES INC 1.01,3.02,9.01 12/14/05 TELETOUCH COMMUNICATIONS INC DE 8.01,9.01 12/02/05 Tennessee Commerce Bancorp, Inc. TN 7.01,9.01 12/14/05 TENTHGATE INC 1.01,2.01,3.02,5.02,9.01 12/15/05 AMEND TEPPCO PARTNERS LP DE 1.01,9.01 12/13/05 THERMA WAVE INC DE 5.02,9.01 12/09/05 TIER TECHNOLOGIES INC DE 2.02,4.02,8.01,9.01 12/14/05 TOWER BANCORP INC PA 8.01 12/15/05 TOWER BANCORP INC PA 8.01 12/15/05 AMEND TOYS R US INC DE 1.01,2.03,9.01 12/15/05 TRANSATLANTIC HOLDINGS INC DE 1.01,2.03,9.01 12/14/05 TRANSOCEAN INC E9 7.01,9.01 12/15/05 TRIPATH TECHNOLOGY INC 1.02 12/13/05 TRIZEC PROPERTIES INC DE 1.01,9.01 12/14/05 Trust, Asset Backed Notes DE 9.01 12/15/05 TRUSTCO BANK CORP N Y NY 8.01,9.01 11/30/05 TWIN DISC INC WI 1.01 12/14/05 UNIT CORP DE 1.01,9.01 12/13/05 UNITED BANCORP INC /MI/ MI 1.01,5.02,9.01 12/13/05 UNITED TECHNOLOGIES CORP /DE/ DE 5.02,9.01 12/14/05 URANERZ ENERGY CORP. NV 1.01 12/09/05 USAA AUTO OWNER TRUST 2005-1 8.01,9.01 12/15/05 USAA AUTO OWNER TRUST 2005-2 8.01,9.01 12/15/05 USAA AUTO OWNER TRUST 2005-3 8.01,9.01 12/15/05 USAA Auto Owner Trust 2005-4 8.01,9.01 12/15/05 USEC INC DE 1.01,9.01 12/13/05 UTAH MEDICAL PRODUCTS INC UT 8.01 12/15/05 VASCULAR SOLUTIONS INC DE 1.01,9.01 12/09/05 VECTOR GROUP LTD DE 2.01,9.01 12/09/05 VIAD CORP DE 7.01,9.01 12/15/05 VIKING SYSTEMS INC NV 1.01,2.03,9.01 12/13/05 VIRBAC CORP DE 8.01 12/01/05 VIRBAC CORP DE 8.01,9.01 12/13/05 VISCOUNT SYSTEMS INC NV 4.01,9.01 12/13/05 Visiphor CORP A1 7.01,9.01 12/14/05 VISTA GOLD CORP 1.01,2.01,9.01 12/09/05 VISTACARE, INC. DE 2.02 12/13/05 VISTAPRINT LTD D0 1.01,2.03,9.01 12/15/05 WD 40 CO DE 5.02 12/15/05 Wells Fargo Asset Securities Corp Mor DE 8.01,9.01 11/29/05 Wells Fargo Financial Auto Owner Trus DE 9.01 12/15/05 WEST CORP DE 8.01,9.01 12/14/05 WHIRLPOOL CORP /DE/ DE 1.01,5.02,9.01 12/14/05 WILLIS LEASE FINANCE CORP DE 1.01 12/09/05 WINTRUST FINANCIAL CORP IL 1.01,2.03,9.01 12/14/05 WISCONSIN ENERGY CORP WI 1.01 12/15/05 WOLVERINE TUBE INC DE 1.02 12/09/05 WORLD ENERGY SOLUTIONS, INC. FL 8.01 12/06/05 AMEND WPCS INTERNATIONAL INC DE 2.02,9.01 12/15/05 ZIMMER HOLDINGS INC DE 1.01,8.01,9.01 12/09/05 ZIONS BANCORPORATION /UT/ UT 1.01,5.02,9.01 12/14/05 ZYNEX MEDICAL HOLDINGS INC NV 4.01,9.01 12/13/05