SEC NEWS DIGEST Issue 2005-233 December 6, 2005 COMMISSION ANNOUNCEMENTS MICHELE WEIN LAYNE NAMED ASSOCIATE REGIONAL DIRECTOR AND CO-HEAD OF ENFORCEMENT IN THE SEC’S PACIFIC REGIONAL OFFICE The Commission announced today the appointment of Michele Wein Layne as an Associate Regional Director for Enforcement in the Commission’s Pacific Regional Office, located in Los Angeles. In her new position, Layne will serve as co-head, with Briane Nelson Mitchell, of the Los Angeles office’s enforcement program, which consists of a large staff of attorneys and accountants who investigate and prosecute federal securities law violations in Southern California, Arizona, Nevada, Hawaii, Oregon, Washington, Idaho, Montana, and Alaska. She replaces Sandra J. Harris, who left the Commission in September to return to the private sector. Layne, 46, has more than 10 years of experience in the Commission’s enforcement program investigating and litigating a variety of high-profile investigations. She has been an Assistant Regional Director for enforcement in Los Angeles since 2003. Before that, Layne served as a Deputy Assistant Regional Director, Branch Chief, and staff attorney in the Commission’s Los Angeles office. Layne joined the Commission in 1995 after approximately eleven years in private practice, where she concentrated on complex business litigation. During her tenure at the SEC, Layne has played a key role in directing a number of significant and high profile enforcement actions, including cases against over a dozen former executives of Homestore, Inc., including the former CEO and chairman of the board, for fraudulent round-trip transactions to inflate the company’s on- line advertising revenues; actions against the Pimco Equity Funds’ advisers, distributor, CEO and chairman of the board of trustees, and a portfolio manager for defrauding PIMCO mutual fund investors through an undisclosed market timing arrangement; an action against Security Brokerage, Inc. and its president and owner, Daniel Calugar, for their participation in a scheme to defraud mutual fund shareholders through improper late trading and market timing from which Calugar reaped illegal profits of at least $175 million; and an action against Fidelity Brokerage Services for violating record-keeping requirements and failing to reasonably supervise its employees after employees in at least 21 of its 88 branch offices altered or destroyed the firm’s books and records in preparation for annual internal inspections. Randall R. Lee, Regional Director of the SEC’s Pacific Regional Office, said, “Michele is an outstanding lawyer and manager who has proven herself time and time again through some of our most significant and sensitive investigations. I am delighted that she will be bringing her considerable skills and experience to the overall management of our office’s enforcement program.” Linda Chatman Thomsen, Director of the SEC’s Division of Enforcement, added, “I know Michele to be a vigorous advocate for investors and an extraordinarily fair and thoughtful prosecutor. It gives me enormous confidence to know that she will be helping to lead our Los Angeles office’s enforcement program.” Layne received her law degree from the University of Southern California in 1984. She graduated magna cum laude and Phi Beta Kappa from the University of California at Los Angeles in 1981. (Press Rel. 2005-172) COMMISSION ISSUES INTERPRETIVE GUIDANCE ON ACCOUNTING FOR SALES OF VACCINES FOR GOVERNMENT STOCKPILE PROGRAMS On December 5, the Commission issued an interpretation that allows manufacturers of vaccines participating in government vaccine stockpile programs to recognize revenue when those vaccines are placed into the stockpiles, even if certain criteria that normally apply to “bill and hold” arrangements are not met. The interpretive guidance would allow revenue to be recognized at the time the vaccines are added to the stockpile so long as all other applicable revenue recognition criteria are met, and sufficient disclosures are provided that allow for a clear understanding by investors of the transactions, the related accounting, and the effect of the alternative accounting method. The Commission elected to issue this guidance in response to suggestions that revenue recognition rules could cause some vaccine manufacturers to decline to participate in these critical stockpile programs, although the Commission is not aware of any instance to date of a vaccine manufacturer declining to participate in these programs based on these accounting issues. (Rels. 33-8642; 34- 52885; IC-27178) RULES AND RELATED MATTERS COMMISSION AMENDS RULES OF PRACTICE AND RELATED PROVISIONS The Commission is amending its Rules of Practice, certain related provisions, and its delegations of authority to the staff as a result of its experience with these rules and to correct typographical errors and change certain citations. The amendments are intended to enhance the transparency and facilitate parties' understanding of the rules and to make practice under the rules easier and more efficient. (Rel. 34- 52846) ENFORCEMENT PROCEEDINGS BOXING PROMOTER CEDRIC KUSHNER PROMOTIONS, INC. AND ITS FOUNDER AND NAMESAKE, CEDRIC KUSHNER, SETTLE SEC LITIGATION RELATING TO FALSE AND MISLEADING FINANCIAL STATEMENTS FILED PRIOR TO AUDITORS’ COMPLETION OF 2002 AUDIT On Nov. 30, 2005, the U.S. District Court for the Southern District of New York entered a final judgment by consent against Cedric Kushner (Kushner), the Chairman of the Board, President, and Chief Executive Officer of New York-based boxing promoter Cedric Kushner Promotions, Inc. (CKP). On Dec. 2, 2005, the Court entered a final judgment by consent against CKP. Without admitting or denying the allegations of the Commission’s March 24, 2004, complaint charging CKP with filing an annual report and an amended annual report containing materially false and misleading financial statements in May 2003, CKP and Kushner have agreed to settle all charges asserted by the Commission. See Litigation Release No. 18638 (March 25, 2004). CKP consented to issuance of an order imposing a fraud injunction and requiring certain remedial undertakings, and Kushner consented to issuance of an order imposing a fraud injunction and a $60,000 civil penalty, and permanently barring him from serving as an officer or director of a public company. As alleged in the SEC’s complaint, on May 20, 2003, CKP filed a Form 10-KSB for the year ended Dec. 31, 2002, which falsely represented that two separate audit firms had issued unqualified reports approving the firm’s financial statements. In fact, the audit was not yet complete, and neither auditor had yet issued a report or consented to the filing of the Form 10-KSB. The complaint alleges further that the financial statements misstated, among other things, the company’s total assets by over 100%, but that Kushner executed the certification required by the Sarbanes-Oxley Act that they fairly presented the company’s financial condition. On May 23, 2003, the company filed an amended Form 10-KSB which disclosed that the auditors had not consented to the May 20 filing, but, the complaint alleges, the audit was still not complete as of May 23 and the financial statements which accompanied that filing were also materially false and misleading. Further, according to the complaint, the company failed to devise and maintain internal controls sufficient to ensure that transactions were recorded accurately. CKP, without admitting or denying the allegations in the Commission’s complaint, consented to entry of a final judgment permanently enjoining it from violating Sections 10(b), 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 10b-5, 12b-20 and 13a-1 thereunder; and ordering it to implement certain remedial undertakings. The remedial undertakings include appointment of new Chief Executive and Financial Officers, creation of an independent audit committee and majority independent board of directors, and retention of an independent consultant to analyze the company’s internal accounting controls, recommend improvements and oversee implementation of those improvements. These undertakings represent an unusual departure from the Commission’s policy of limited intrusion into corporate governance, but were required by the unique facts of this case: the company’s current two person board of directors consists of its Chairman, President and CEO Kushner who will now be barred from serving as an officer or director of any public company, and its Principal Financial and Accounting Officer James DiLorenzo who is a defendant litigating similar charges of fraud brought by the Commission. Further, Kushner and DiLorenzo collectively are beneficial owners of 45% of the company’s outstanding voting shares. Kushner, without admitting or denying the allegations in the Commission’s complaint, consented to entry of a final judgment: (1) permanently enjoining him from violating Exchange Act Section 10(b) and Exchange Act Rules 10b-5 and 13a-14 (the Sarbanes-Oxley certification provision), aiding and abetting violations of Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Rules 12b-20 and 13a-1 thereunder, and controlling others in the commission of the aforementioned violations; (2) ordering him to pay a civil penalty of $60,000; and (3) permanently barring him from serving as an officer or director of a public company. [SEC v. CEDRIC KUSHNER PROMOTIONS, INC., et al., Civil Action No. 04 CV 2324 (S.D.N.Y.) (TPG) (AJP)] (LR-19485; AAE Rel. 2352) COMMISSION DECLARES DECISION AS TO AARON ANDRZEJEWSKI FINAL The decision of an administrative law judge with respect to Aaron Andrzejewski has become final. The law judge found that, on March 1, 2005, the United States District Court for the Southern District of Florida entered a Final Judgment by default against Andrzejewski. The court permanently enjoined him from future violations of Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933, Sections 10(b) and 15(a) of the Securities Exchange Act of 1934, and Exchange Act Rule 10b-5. The court further permanently barred Andrzejewski from participating in any penny stock offering, ordered him to pay a civil penalty of $110,000, and ordered him to disgorge, jointly and severally with certain other defendants, over $4.59 million, plus prejudgment interest. From 2001 through April 2003, Andrzejewski offered and sold unregistered securities of Opsis Technologies International, Inc.; made material misrepresentations in connection with sales of Opsis; and, during his efforts to promote and sell Opsis, was not associated with a registered broker or dealer. The initial decision bars Andrzejewski from associating with any broker or dealer. (Rel. 34-52890; File No. 3-11866) INVESTMENT COMPANY ACT RELEASES FIRSTHAND FUNDS, ET AL. A notice has been issued giving interested persons until December 27 to request a hearing on an application filed by Firsthand Fund and Firsthand Capital Management, Inc. for an order to exempting applicants from Section 15(a) of the Investment Company Act and Rule 18f-2 under the Act. The order would permit the applicants to enter into and materially amend subadvisory agreements without shareholder approval and grant relief from certain requirements. (Rel. IC-27177 - December 2) HOLDING COMPANY ACT RELEASES FIRSTENERGY CORP., ET AL. An order has been issued authorizing FirstEnergy Corp., (FirstEnergy), a registered holding company; the following of its direct or indirect public utility subsidiaries: Ohio Edison Company; The Cleveland Electric Illuminating Company; The Toledo Edison Company; and Pennsylvania Power Company (collectively, Utility Subsidiaries); and FirstEnergy Nuclear Generating Corp. (FE Nuclear), a newly-incorporated public utility subsidiary of FirstEnergy, to transfer the Utility Subsidiaries’ respective interests in certain nuclear generating plants to FE Nuclear and for FirstEnergy and FE Nuclear to engage in certain financing transactions through Feb. 8, 2006. (Rel. 35-28069) ENTERGY CORPORATION, ET. AL. An order has been issued authorizing Entergy Louisiana, Inc. (Entergy Louisiana), a wholly-owned utility subsidiary of Entergy Corporation (Entergy), a registered holding company under the Public Utility Holding Company Act of 1935, to engage in a restructuring and reincorporation. (Rel. 35-28070) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change filed by the Chicago Board Options Exchange to extend a pilot program relating to the Retail Automatic Execution System (SR-CBOE-2005-96) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of December 5. (Rel. 34- 52855) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change filed by the American Stock Exchange (SR-Amex-2005-097) relating to the Amex listing agreement. Publication of the order is expected in the Federal Register during the week of December 5. (Rel. 34-52874) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3ASR PILGRIMS PRIDE CORP, 110 S TEXAS ST, PO BOX 93, PITTSBURG, TX, 75686, 9038554208 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-130113 - Dec. 5) (BR. 04C) S-11 HINES REAL ESTATE INVESTMENT TRUST INC, 2800 POST OAK BLVD, SUITE 5000, HOUSTON, TX, 77056-6118, 7136218000 - 0 ($2,200,000,000.00) Equity, (File 333-130114 - Dec. 5) (BR. 08B) S-3 QUANTA CAPITAL HOLDINGS LTD, 0 ($52,000,000.00) Equity, (File 333-130115 - Dec. 5) (BR. 01C) F-1 Pixelplus Co., Ltd., 5TH FLOOR, KYUNGGI BUILDING, 1017 INGAE-DONG, PALDAL-KU, KYUNGGI-DO, SUWON CITY, M5, 442-070, (82) 31-234-5311 - 2,587,500 ($75,037,500.00) ADRs/ADSs, (File 333-130116 - Dec. 5) (BR. 10) S-3ASR GENERAL ELECTRIC CO, 3135 EASTON TURNPIKE, W3M, FAIRFIELD, CT, 06828, 203-373-2211 - 0 ($0.00) Other, (File 333-130117 - Dec. 5) (BR. 10B) F-6 Pixelplus Co., Ltd., 5TH FLOOR, KYUNGGI BUILDING, 1017 INGAE-DONG, PALDAL-KU, KYUNGGI-DO, SUWON CITY, M5, 442-070, (82) 31-234-5311 - 20,000,000 ($1,000,000.00) ADRs/ADSs, (File 333-130118 - Dec. 5) (BR. 10) S-3 GLOBETEL COMMUNICATIONS CORP, 9050 PINES BLVD.,, SUITE 110, PEMBROKE PINES, FL, 33024, 954-241-0590 - 9,999,347 ($29,209,177.40) Equity, (File 333-130119 - Dec. 5) (BR. 11A) S-1 BPI Industries Inc, 885 WEST GEORGIA ST, SUITE 1500, VANCOUVER BC V6C 3E8, A1, 00000, 604-685-8688 - 18,000,000 ($43,878,008.00) Equity, (File 333-130122 - Dec. 5) (BR. 04) S-8 PARKER HANNIFIN CORP, 6035 PARKLAND BOULEVARD, CLEVELAND, OH, 44124-4141, 2168963000 - 10,000,000 ($680,500,000.00) Equity, (File 333-130123 - Dec. 5) (BR. 06A) S-8 HARRIS CORP /DE/, 1025 W NASA BLVD, MELBOURNE, FL, 32919, 3217279100 - 20,000,000 ($894,000,000.00) Equity, (File 333-130124 - Dec. 5) (BR. 05B) S-3D SOUTHSIDE BANCSHARES INC, 1201 S BECKHAM, TYLER, TX, 75701, 9035317111 - 400,000 ($8,136,000.00) Equity, (File 333-130125 - Dec. 5) (BR. 07B) S-3ASR AETNA INC /PA/, 151 FARMINGTON AVENUE, HARTFORD, CT, 06156, 8602730123 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-130126 - Dec. 5) (BR. 01A) S-8 BONTAN CORP INC, 47 AVENUE ROAD, SUITE 200, TORONTO M5R 2G3, A6, 00000, 3,100,000 ($1,130,000.00) Equity, (File 333-130127 - Dec. 5) (BR. 04B) S-3 DECODE GENETICS INC, 8 STURLUGATA, IS 101, REYJKAVIK, K6, 00000, 011 354 570 1900 - 0 ($100,000,000.00) Equity, (File 333-130128 - Dec. 5) (BR. 01A) SB-2 HOMELAND INTEGRATED SECURITY SYSTEMS, INC., 1 TOWN SQUARE BLVD SUITE 347, ASHVILLE, NC, 28803, 828-681-5152 - 187,000,000 ($55,220,000.00) Equity, (File 333-130129 - Dec. 5) (BR. ) S-3 MIDWAY GAMES INC, 2704 WEST ROSCOE STREET, CHICAGO, IL, 60618, 7739612222 - 0 ($5,042,967.00) Equity, (File 333-130130 - Dec. 5) (BR. 03C) S-3 MIDWAY GAMES INC, 2704 WEST ROSCOE STREET, CHICAGO, IL, 60618, 7739612222 - 0 ($2,122,785.00) Equity, (File 333-130131 - Dec. 5) (BR. 03C) S-3 MIDWAY GAMES INC, 2704 WEST ROSCOE STREET, CHICAGO, IL, 60618, 7739612222 - 0 ($1,390,387.00) Equity, (File 333-130132 - Dec. 5) (BR. 03C) S-3 MIDWAY GAMES INC, 2704 WEST ROSCOE STREET, CHICAGO, IL, 60618, 7739612222 - 0 ($515,817.00) Equity, (File 333-130133 - Dec. 5) (BR. 03C) S-3 MIDWAY GAMES INC, 2704 WEST ROSCOE STREET, CHICAGO, IL, 60618, 7739612222 - 0 ($75,000,000.00) Debt Convertible into Equity, (File 333-130134 - Dec. 5) (BR. 03C) S-8 GEOGLOBAL RESOURCES INC, SUITE 200, 630 - 4 AVENUE SW, CALGARY, A0, T2P 0J9, 4037779250 - 22,000,000 ($20,020,800.00) Equity, (File 333-130135 - Dec. 5) (BR. 04C) S-1 Hughes Communications, Inc., 19 WEST 44TH STREET, SUITE 507, NEW YORK, NY, 10036, 212-730-7540 - 0 ($100,000,000.00) Equity, (File 333-130136 - Dec. 5) (BR. ) S-3ASR PUBLIC STORAGE INC /CA, 701 WESTERN AVE, STE 200, GLENDALE, CA, 91201-2349, (818) 244-8080 - 0 ($1,200,000,000.00) Unallocated (Universal) Shelf, (File 333-130137 - Dec. 5) (BR. 08C) S-3ASR ST JUDE MEDICAL INC, ONE LILLEHEI PLAZA, ST PAUL, MN, 55117, 6514832000 - 660,000,000 ($660,000,000.00) Debt, (File 333-130138 - Dec. 5) (BR. 10C) S-3 DOV PHARMACEUTICAL INC, 433 HACKENSACK AVENUE, HACKENSACK, NJ, 07601, 2019680980 - 0 ($100,000,000.00) Equity, (File 333-130139 - Dec. 5) (BR. 01A) S-8 PAR PHARMACEUTICAL COMPANIES, INC., 300 TICE BOULEVARD, WOODCLIFF LAKE, NJ, 07677, 845-425-7100 - 5,159,972 ($156,875,159.05) Equity, (File 333-130140 - Dec. 5) (BR. 01B) S-3ASR LABORATORY CORP OF AMERICA HOLDINGS, 358 S MAIN ST, BURLINGTON, NC, 27215, 3362291127 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-130141 - Dec. 5) (BR. 01B) S-8 CEC ENTERTAINMENT INC, PO BOX 152077, IRVING, TX, 75015, 9722585403 - 0 ($1,820,500.00) Equity, (File 333-130142 - Dec. 5) (BR. 05A) S-8 HEIDRICK & STRUGGLES INTERNATIONAL INC, C/O HEIDRICK & STRUGGLES INC, 233 S WACKER DR STE 4200, CHICAGO, IL, 60606-6303, 3124961200 - 0 ($30,000,000.00) Other, (File 333-130143 - Dec. 5) (BR. 08B) F-10 Compton Petroleum Finance CORP, SUITE 3300, 425 - 1ST STREET SW, CALGARY, A0, T2P 3L8, 403 237 9400 - 0 ($300,000,000.00) Non-Convertible Debt, (File 333-130144 - Dec. 5) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- 1ST SOURCE CORP IN 1.01 12/01/05 Aames Mortgage Investment Trust 2005- DE 8.01,9.01 11/25/05 Aames Mortgage Investment Trust 2005- DE 8.01,9.01 11/25/05 Aames Mortgage Investment Trust 2005- DE 8.01,9.01 11/25/05 AB HOLDING GROUP, INC. DE 2.01,9.01 12/02/05 ABERCROMBIE & FITCH CO /DE/ DE 7.01,9.01 12/01/05 ABFC Asset-Backed Certificates, Serie DE 8.01,9.01 11/25/05 ABFC C-BASS Mortgage Loan Asset-Backe DE 8.01,9.01 11/25/05 ABIOMED INC DE 1.01 11/29/05 ACE CASH EXPRESS INC/TX TX 1.01,5.02,8.01,9.01 12/01/05 ACE Securities Corp Home Equity Loan DE 8.01,9.01 11/25/05 ACE Securities Corp Home Equity Loan DE 8.01,9.01 11/25/05 ACE Securities Corp Home Equity Loan DE 8.01,9.01 11/25/05 ACE Securities Corp Home Equity Loan DE 8.01,9.01 11/25/05 ACE Securities Corp Home Equity Loan DE 8.01,9.01 11/25/05 ACE Securities Corp Home Equity Loan DE 8.01,9.01 11/25/05 ACE Securities Corp Home Equity Loan DE 9.01 08/15/05 ACE Securities Corp Home Equity Serie DE 8.01,9.01 11/25/05 ACE Securities Corp Home Equity Trust DE 8.01,9.01 11/25/05 ACE Securities Corp Series 2005 SD1 DE 8.01,9.01 11/25/05 ACE Securities Corp Series Home Equit DE 8.01,9.01 11/25/05 ACE Securities Corp. Home Equity Loan DE 8.01,9.01 11/25/05 ACE Securities Corp. Home Equity Loan DE 8.01,9.01 11/25/05 ACE Securities Corp., Home Equity Loa DE 8.01,9.01 11/25/05 ACTEL CORP CA 1.01,9.01 12/01/05 ADA-ES INC CO 5.03,5.05,9.01 12/05/05 ADVANCED ENVIRONMENTAL RECYCLING TECH DE 2.03 12/01/05 ADVANTA BUSINESS RECEIVABLES CORP 8.01,9.01 12/05/05 AEGIS ASSET BACKED SECURITIES TRUST 2 DE 8.01,9.01 11/25/05 AEGIS ASSET BACKED SECURITIES TRUST 2 DE 8.01,9.01 11/25/05 AEGIS ASSET BACKED SECURITIES TRUST 2 DE 8.01,9.01 11/25/05 AEGIS ASSET BACKED SECURITIES TRUST M DE 8.01,9.01 11/25/05 AIRGAS INC DE 8.01,9.01 12/01/05 ALLIANCE SEMICONDUCTOR CORP /DE/ DE 1.01,5.02,7.01,9.01 12/01/05 ALLIED ARTISTS ENTERTAINMENT GROUP IN NV 5.01,5.02,5.03,8.01,9.01 12/02/05 Alpha NR Holding Inc DE 2.01,9.01 10/25/05 AMEND ALTERA CORP DE 7.01,9.01 12/05/05 ALTRIMEGA HEALTH CORP NV 2.01,3.02,5.02,5.03,9.01 12/05/05 AMBAC FINANCIAL GROUP INC DE 1.01,2.03,9.01 11/29/05 AMERICAN AIRLINES INC DE 8.01 12/05/05 AMERICAN HOME MORT SECURITIES HOME MO DE 8.01,9.01 11/25/05 AMERICAN HOME MORTGAGE INVESTMENT TRU DE 8.01,9.01 11/25/05 American Home Mortgage Investment Tru DE 8.01,9.01 11/25/05 AMERICAN HOME MORTGAGE INVESTMENT TRU DE 8.01,9.01 11/25/05 AMERICAN HOME MORTGAGE INVESTMENT TRU DE 8.01,9.01 11/25/05 AMERICAN HOME MORTGAGE INVESTMENT TRU DE 8.01,9.01 11/25/05 AMERICAN ITALIAN PASTA CO DE 1.01,9.01 11/29/05 AMERICAN POWER CONVERSION CORPORATION MA 1.01,9.01 11/30/05 AMERICAN SCIENCE & ENGINEERING INC MA 1.01,9.01 12/01/05 AMERICAN SOFTWARE INC GA 2.02,9.01 12/05/05 AMERICAN TECHNOLOGIES GROUP INC NV 5.03,9.01 12/05/05 AMF BOWLING WORLDWIDE INC DE 8.01,9.01 12/05/05 AMPAL-AMERICAN ISRAEL CORP NY 1.01,2.01,9.01 12/05/05 AMR CORP DE 8.01 12/05/05 ANALOG DEVICES INC MA 1.01 12/02/05 ANALYTICAL SURVEYS INC CO 5.02 12/05/05 ANGELICA CORP /NEW/ MO 1.01,2.03,9.01 11/30/05 ANNUITY & LIFE RE (HOLDINGS), LTD. D0 1.01,8.01 12/01/05 APHTON CORP DE 3.01,9.01 11/29/05 APOLLO GROUP INC AZ 5.02 12/05/05 APPLIED DIGITAL SOLUTIONS INC MO 8.01 11/30/05 APPLIED MICRO CIRCUITS CORP DE 8.01 12/02/05 ARDEN REALTY INC MD 1.01 12/05/05 ARPEGGIO ACQUISITION CORP DE 1.01,7.01,9.01 12/05/05 Asset Backed Pass-Through Certificate DE 8.01,9.01 11/25/05 Asset Backed Pass-Through Certificate DE 8.01,9.01 11/25/05 Asset Backed Pass-Through Certificate DE 8.01,9.01 11/25/05 Asset Backed Pass-Through Certificate DE 8.01,9.01 11/25/05 ATWOOD OCEANICS INC TX 8.01,9.01 12/05/05 AURA SYSTEMS INC DE 7.01,9.01 11/30/05 AVALON PHARMACEUTICALS INC 1.01,9.01 11/30/05 AVANIR PHARMACEUTICALS CA 2.02,9.01 12/05/05 AVISTA CORP WA 1.01,1.02,2.03 11/29/05 Aviza Technology, Inc. DE 8.01,9.01 12/01/05 Azur International, Inc. 5.02 12/01/05 BALLY TOTAL FITNESS HOLDING CORP DE 1.01,9.01 11/29/05 Banc of America Alternative Loan Trus DE 8.01,9.01 11/25/05 Banc of America Funding Corp. 2005-6 DE 8.01,9.01 11/25/05 Banc of America Mortgage Securities M DE 8.01,9.01 11/25/05 BANCORPSOUTH INC MS 8.01,9.01 12/05/05 BANK JOS A CLOTHIERS INC /DE/ DE 2.02,9.01 12/05/05 BANKUNITED TRUST 2005-1, MORTGAGE PAS DE 8.01,9.01 11/25/05 BARRY R G CORP /OH/ OH 5.05,9.01 12/02/05 BE AEROSPACE INC DE 1.01,9.01 12/02/05 Bear Stearns ALT-A Trust, Mortgage Pa DE 8.01,9.01 11/25/05 Bear Stearns ALT-A Trust, Series 2005 DE 8.01,9.01 11/25/05 Bear Stearns ALT-A Trust, Series 2005 DE 8.01,9.01 11/25/05 Bear Stearns ALT-A Trust, Series 2005 DE 8.01,9.01 11/25/05 Bear Stearns ALT-A Trust, Series 2005 DE 8.01,9.01 11/25/05 Bear Stearns ARM Trust 2005-10 DE 8.01,9.01 11/25/05 Bear Stearns ARM Trust 2005-10 DE 8.01,9.01 11/25/05 Bear Stearns Arm Trust 2005-3 DE 8.01,9.01 11/25/05 Bear Stearns ARM Trust 2005-4 DE 8.01,9.01 11/25/05 Bear Stearns ARM Trust 2005-7 DE 8.01,9.01 11/25/05 BEAR STEARNS ARM TRUST, MORTGAGE PASS DE 8.01,9.01 11/25/05 BEAR STEARNS ARM TRUST, MORTGAGE-BACK DE 8.01,9.01 11/25/05 BEAR STEARNS ARM TRUST, MORTGAGE-BACK 8.01,9.01 11/25/05 BEAR STEARNS ARM TRUST, MORTGAGE-BACK DE 8.01,9.01 11/25/05 Bear Stearns ARM Trust, Series 2005-1 DE 8.01,9.01 11/25/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 11/25/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 11/25/05 Bear Stearns Asset Backed Securities DE 8.01,9.01 11/25/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 11/25/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 11/25/05 Bear Stearns Asset Backed Securities DE 8.01,9.01 11/25/05 Bear Stearns Asset Backed Securities DE 8.01,9.01 11/25/05 Bear Stearns BSALTA 2005-1 DE 8.01,9.01 11/25/05 Bears Stearns Asset Backed Securities DE 8.01,9.01 11/25/05 Bears Stearns Asset Backed Securities DE 8.01,9.01 11/25/05 BEHRINGER HARVARD REIT I INC MD 1.02 11/23/05 BEMIS CO INC MO 8.01,9.01 12/05/05 BIDVILLE INC NV 5.02 11/29/05 BIOMERICA INC DE 8.01 12/01/05 BLOCKBUSTER INC DE 5.02 12/01/05 BOSTON SCIENTIFIC CORP DE 8.01,9.01 12/05/05 BRAINTECH INC NV 4.01,9.01 11/22/05 AMEND BRIGHAM EXPLORATION CO DE 2.01,9.01 12/02/05 BRIGHTPOINT INC IN 8.01,9.01 12/05/05 BROADVISION INC DE 4.01,9.01 11/29/05 BROWN SHOE CO INC NY 7.01,9.01 12/05/05 BSABS 20005-SD1 DE 8.01,9.01 11/25/05 BSABS 2005-1 DE 8.01,9.01 11/25/05 C-BASS MORTGAGE LOAN ASSET-BACKED CER DE 8.01,9.01 11/25/05 CALPINE CORP DE 1.01,3.01,8.01,9.01 12/01/05 CANADIAN DERIVATIVES CLEARING CORP A6 9.01 11/30/05 CANO PETROLEUM, INC 1.01,2.03,3.02,3.03,9.01 11/29/05 CANWEST PETROLEUM CORP 3.02 10/18/05 CANWEST PETROLEUM CORP 3.02 08/02/05 CAPITAL TITLE GROUP INC DE 8.01 12/05/05 CARMIKE CINEMAS INC DE 5.02 12/05/05 CATO CORP DE 5.02,9.01 11/29/05 CAVCO INDUSTRIES INC DE 1.01 11/30/05 CEDRIC KUSHNER PROMOTIONS INC DE 5.02,8.01,9.01 11/30/05 CEMENTITIOUS MATERIALS INC DE 2.01,3.02,4.01,5.01,5.02, 11/29/05 5.03,5.06,9.01 CENTRAL HUDSON GAS & ELECTRIC CORP NY 8.01 12/05/05 Chaparral Steel CO DE 8.01 11/30/05 CHATTEM INC TN 1.01,9.01 11/30/05 CHECKERS DRIVE IN RESTAURANTS INC /DE DE 7.01,9.01 12/05/05 CHEESECAKE FACTORY INCORPORATED DE 8.01,9.01 12/05/05 CHESAPEAKE UTILITIES CORP DE 1.01 11/30/05 CHS INC MN 5.02,5.03,9.01 12/02/05 CHYRON CORP NY 1.01,9.01 11/30/05 Citigroup Mortgage Loan Trust Inc. As 8.01 11/25/05 CLAIBORNE LIZ INC DE 8.01,9.01 12/05/05 CLEARCOMM L P DE 3.03,9.01 11/30/05 CMGI INC DE 2.02,9.01 12/05/05 CMS ENERGY CORP MI 8.01,9.01 12/05/05 CNL Hotels & Resorts, Inc. MD 1.01 12/05/05 COACHMEN INDUSTRIES INC IN 5.01,9.01 12/05/05 COHERENT INC DE 1.01 11/29/05 COLLECTORS UNIVERSE INC DE 7.01 12/05/05 COLUMBIA BANCORP MD 8.01,9.01 12/05/05 COMCAM INC DE 3.03,9.01 11/29/05 COMMUNITY BANK SYSTEM INC DE 1.01,5.02,9.01 12/02/05 COMPUCREDIT CORP GA 2.03,3.02,9.01 11/23/05 AMEND COMPUTER HORIZONS CORP NY 1.01,9.01 11/29/05 Comstock Homebuilding Companies, Inc. DE 7.01,8.01,9.01 12/05/05 CONAGRA FOODS INC /DE/ DE 2.02 12/05/05 CONSOLIDATED GRAPHICS INC /TX/ TX 8.01,9.01 12/02/05 COOPER CAMERON CORP DE 2.01,9.01 12/01/05 COPART INC CA 2.02,9.01 12/02/05 CORTEX PHARMACEUTICALS INC/DE/ DE 5.02,9.01 12/01/05 CORUS BANKSHARES INC MN 1.01,8.01,9.01 11/29/05 COTT CORP /CN/ 8.01,9.01 11/29/05 COVE APPAREL INC NV 8.01,9.01 12/05/05 CPI AEROSTRUCTURES INC NY 1.01,9.01 12/01/05 CREDIT ACCEPTANCE CORPORATION MI 1.01 11/14/05 CRITICAL THERAPEUTICS INC DE 1.01 11/30/04 CSFB ADJUSTABLE RATE MORTGAGE TRUST 2 DE 8.01,9.01 11/25/05 CSFB Adjustable Rate Mortgage Trust 2 DE 8.01,9.01 11/25/05 CSFB ADJUSTABLE RATE MORTGAGE TRUST 2 DE 8.01,9.01 11/25/05 CSFB Adjustable Rate Mortgage Trust 2 DE 8.01,9.01 11/25/05 CSFB ADJUSTABLE RATE MORTGAGE TRUST 2 DE 8.01,9.01 11/25/05 CSFB Adjustable Rate Mortgage Trust 2 DE 8.01,9.01 11/25/05 CSFB Adjustable Rate Mortgage Trust 2 DE 8.01,9.01 11/25/05 CSFB Adjustable Rate Mortgage Trust 2 DE 8.01,9.01 11/25/05 CSFB Adjustable Rate Mortgage Trust 2 DE 8.01,9.01 11/25/05 CSFB Adjustable Rate Mortgage Trust 2 DE 8.01,9.01 11/25/05 CSFB Home Equity Asset Trust 2005-1 DE 8.01,9.01 11/25/05 CSFB HOME EQUITY MORTGAGE TRUST 2005- DE 8.01,9.01 11/04/05 CSFB Mortgage-Backed Pass-Through Cer DE 8.01,9.01 11/25/05 CSFB Mortgage-Backed Pass-Through Cer DE 8.01,9.01 11/25/05 CSFB Mortgage-Backed Pass-Through Cer DE 8.01,9.01 12/05/05 CSFB Mortgage-Backed Pass-Through Cer DE 8.01,9.01 11/25/05 CSFB Mortgage-Backed Pass-Through Cer DE 8.01,9.01 11/25/05 CSFB Mortgage-Backed Pass-Through Cer DE 8.01,9.01 11/25/05 CSFB Mortgage-Backed Pass-Through Cer DE 8.01,9.01 11/25/05 CSFB Mortgage-Backed Pass-Through Cer DE 8.01,9.01 11/25/05 CSFB Mortgage-Backed Pass-Through Cer DE 8.01,9.01 11/25/05 CSFB Mortgage-Backed Pass-Through Cer DE 8.01,9.01 11/25/05 CSK AUTO CORP DE 2.02,7.01,9.01 12/05/05 CURATIVE HEALTH SERVICES INC 1.01,2.05 12/05/05 CURATIVE HEALTH SERVICES INC 1.01,2.04,5.02,7.01,9.01 12/01/05 CURTISS WRIGHT CORP DE 8.01 12/01/05 CWALT INC 8.01,9.01 12/01/05 CWHEQ, Inc. 8.01,9.01 12/02/05 CYBERONICS INC DE 1.01,9.01 12/01/05 CYGNE DESIGNS INC DE 1.01,5.02,8.01,9.01 11/29/05 CYTOKINETICS INC 1.01,2.03 11/29/05 DAG MEDIA INC NY 1.01,5.02,9.01 12/05/05 DATA SYSTEMS & SOFTWARE INC DE 5.02 11/30/05 DAYSTAR TECHNOLOGIES INC DE 5.02,8.01,9.01 12/05/05 DEERE & CO DE 7.01 12/05/05 Deutsche Alt-A Securities, Inc. Mortg 8.01,9.01 11/25/05 Deutsche Alt-A Securities, Inc. Mortg 8.01,9.01 11/25/05 Deutsche Alt-A Securities, Inc. Mortg 8.01,9.01 11/25/05 Deutsche Alt-A Securities, Inc. Mortg 8.01,9.01 11/25/05 Deutsche Alt-A Securities, Inc. Mortg 8.01,9.01 11/25/05 Deutsche Alt-A Securities, Inc. Mortg 8.01,9.01 11/25/05 DEVRY INC DE 8.01 12/05/05 Diamond Foods Inc DE 1.01 12/05/05 DIGITAL FUSION INC/NJ/ DE 5.02,9.01 11/30/05 DIGITAL RECORDERS INC NC 5.02,7.01,9.01 12/05/05 DRAVCO MINING INC NV 5.02 12/02/05 DSLA Mortgage Loan Trust 2005-AR2 DE 8.01,9.01 11/21/05 DYNAMIC MATERIALS CORP DE 1.01,9.01 12/02/05 E-SMART TECHNOLOGIES INC NV 3.03,4.01,4.02,5.03 11/09/05 AMEND EARTHLINK INC DE 1.01,9.01 11/29/05 ECOST COM INC DE 3.01,9.01 11/18/05 EGPI FIRECREEK, INC. NV 8.01 12/05/05 ELECTRONIC CONTROL SECURITY INC NJ 8.01,9.01 11/30/05 EMERSON RADIO CORP DE 3.01,9.01 11/30/05 EMMIS COMMUNICATIONS CORP IN 2.01 11/30/05 EMULEX CORP /DE/ DE 1.01,8.01,9.01 12/01/05 ENDWAVE CORP DE 1.01,3.03,5.03,9.01 11/30/05 ENOVA SYSTEMS INC CA 5.02 12/05/05 ENPATH MEDICAL INC MN 5.02,9.01 12/05/05 ENTEGRIS INC MN 1.01,2.05,9.01 11/29/05 ENTERGY NEW ORLEANS INC LA 7.01,9.01 11/30/05 EOG RESOURCES INC DE 8.01 12/05/05 Eternal Energy Corp. 1.01,9.01 11/29/05 EXIDE TECHNOLOGIES DE 1.01,5.02 11/29/05 EZ EM INC DE 1.01,9.01 11/30/05 FBR Securitization, Inc. 8.01,9.01 12/01/05 FERRO CORP OH 5.02,7.01 11/29/05 FFD FINANCIAL CORP/OH OH 7.01,9.01 12/05/05 FIBERMARK INC DE 1.03,9.01 12/02/05 Fieldstone Mortgage Investment Trust, MD 8.01,9.01 11/25/05 FINANCIAL ASSET SECURITIES CORP DE 8.01,9.01 12/05/05 FIRST FEDERAL BANCSHARES OF ARKANSAS TX 8.01,9.01 12/02/05 FIRST FINANCIAL BANCORP /OH/ OH 8.01,9.01 12/05/05 FIRST FRANKLIN CORP DE 3.01,9.01 12/01/05 First Franklin Mortgage Loan Trust 20 DE 8.01,9.01 11/25/05 First Franklin Mortgage Loan Trust 20 DE 8.01,9.01 11/25/05 First Franklin Mortgage Loan Trust 20 DE 8.01,9.01 11/25/05 FIRST FRANKLIN MORTGAGE LOAN TRUST, S DE 8.01,9.01 11/25/05 First Franklin Mortgage Loan Trust, S DE 8.01,9.01 11/25/05 First NLC Trust 2005-3 Mortgate-Backe 8.01,9.01 11/25/05 FNB FINANCIAL SERVICES CORP NC 5.02 12/01/05 Fortune Partners, Inc. NV 4.01,9.01 11/08/05 AMEND FREESTAR TECHNOLOGY CORP NV 3.02 09/27/05 FREMONT MORTGAGE SECURITIES CORP DE 8.01,9.01 11/18/05 FULTON FINANCIAL CORP PA 8.01,9.01 12/05/05 GAMES INC DE 5.02 12/05/05 GARDENBURGER INC OR 7.01,9.01 11/30/05 GATX CORP NY 2.06,9.01 12/02/05 GATX FINANCIAL CORP DE 2.06,9.01 12/02/05 GE Commercial Mortgage Corp. Series 2 DE 8.01,9.01 12/01/05 GEMSTAR TV GUIDE INTERNATIONAL INC DE 8.01,9.01 12/01/05 GENCORP INC OH 8.01 10/11/05 AMEND GENEREX BIOTECHNOLOGY CORP DE 1.01,2.03,3.02,9.01 12/05/05 GENWORTH FINANCIAL INC DE 1.01,5.02,8.01,9.01 12/01/05 GEVITY HR INC FL 2.02,7.01,9.01 12/05/05 GLENBOROUGH REALTY TRUST INC MD 5.02,9.01 12/02/05 GMACM MORTGAGE LOAN TRUST 2005-AF2 DE 8.01,9.01 12/01/05 GMACM MORTGAGE LOAN TRUST 2005-J1 DE 8.01,9.01 12/05/05 GMX RESOURCES INC OK 7.01,9.01 12/01/05 Goal Capital Funding Trust DE 8.01,9.01 11/25/05 GOLD STANDARD INC UT 4.01 12/01/05 GONDWANA ENERGY LTD / NY NV 5.02 12/05/05 GOUVERNEUR BANCORP INC DE 2.02,9.01 12/02/05 GRAMERCY CAPITAL CORP MD 2.02,8.01,9.01 11/22/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 11/28/05 GS MORTGAGE SECURITIES CORP DE 8.01 12/02/05 GSAA Home Equity Trust 2005-11 DE 8.01,9.01 11/25/05 HALOZYME THERAPEUTICS INC NV 8.01,9.01 12/02/05 HARTFORD LIFE INSURANCE CO CT 9.01 12/05/05 HERCULES OFFSHORE, INC. DE 2.02,9.01 12/05/05 HIGHER EDUCATION FUNDING I DE 8.01,9.01 11/25/05 HILLMAN COMPANIES INC DE 3.01,9.01 12/02/05 Home Equity Asset Trust 2005-4 DE 8.01,9.01 11/25/05 HOME EQUITY ASSET TRUST 2005-6 DE 8.01,9.01 11/25/05 Home Equity Asset Trust 2005-7 DE 8.01,9.01 11/25/05 HOME EQUITY ASSET TRUST 2005-8 DE 8.01,9.01 11/25/05 Homeland Security Network, Inc. 4.01 12/05/05 HOOKER FURNITURE CORP VA 5.02 12/05/05 HORTON D R INC /DE/ DE 1.01,2.03 11/30/05 HYDROGEN ENGINE CENTER, INC. NV 9.01 12/05/05 HYDROMER INC NJ 8.01 12/05/05 IDT CORP DE 1.01,2.03,9.01 12/02/05 IMPERIAL PETROLEUM RECOVERY CORP NV 8.01,9.01 12/05/05 INAMED CORP DE 3.03,8.01,9.01 12/05/05 INDUSTRIAL MINERALS INC DE 5.02 12/01/05 INHIBITEX INC 8.01,9.01 12/05/05 INTERDIGITAL COMMUNICATIONS CORP PA 8.01 12/02/05 INTERMOUNTAIN COMMUNITY BANCORP ID 8.01,9.01 12/01/05 INTERNATIONAL WIRE GROUP INC DE 1.01,2.01,9.01 11/30/05 INTERSTATE BAKERIES CORP/DE/ DE 1.01,9.01 11/30/05 IPASS INC DE 1.01,5.02 11/30/05 IRWIN FINANCIAL CORP IN 8.01,9.01 12/05/05 Irwin Home Equity Loan Trust 2005-1 DE 8.01,9.01 11/25/05 Irwin Whole Loan Home Equity Trust 20 DE 8.01,9.01 11/25/05 Irwin Whole Loan Home Equity Trust 20 DE 8.01,9.01 11/25/05 Irwin Whole Loan Home Equity Trust 20 DE 8.01,9.01 11/25/05 ITEC ENVIRONMENTAL GROUP INC DE 1.01,9.01 11/29/05 ITT INDUSTRIES INC IN 2.06,7.01,8.01,9.01 12/05/05 J.P. Morgan Mortgage Trust 2005-A1 DE 8.01,9.01 11/25/05 J.P. MORGAN MORTGAGE TRUST 2005-A2 DE 8.01,9.01 11/25/05 J.P. Morgan Mortgage Trust 2005-A3 DE 8.01,9.01 11/25/05 J.P. Morgan Mortgage Trust 2005-A4 DE 8.01,9.01 11/25/05 J.P. Morgan Mortgage Trust 2005-A5 DE 8.01,9.01 11/25/05 J.P. Morgan Mortgage Trust 2005-A6 DE 8.01,9.01 11/25/05 J.P. Morgan Mortgage Trust 2005-A7 DE 8.01,9.01 11/25/05 J.P. Morgan Mortgage Trust 2005-Alt 1 DE 8.01,9.01 11/25/05 J.P. Morgan Mortgage Trust 2005-S1 DE 8.01,9.01 11/25/05 J.P. Morgan Mortgage Trust 2005-S2 DE 8.01,9.01 11/25/05 JMAR TECHNOLOGIES INC DE 1.01,9.01 11/29/05 KANSAS CITY SOUTHERN DE 1.01,7.01,9.01 12/01/05 KANSAS CITY SOUTHERN DE 8.01,9.01 12/05/05 KELLY SERVICES INC DE 1.01,1.02,2.03,9.01 11/30/05 KINTERA INC 8.01,9.01 12/02/05 KLONDIKE STAR MINERAL CORP DE 5.05 12/02/05 KNIGHT CAPITAL GROUP, INC. DE 1.01,9.01 12/02/05 Koppers Holdings Inc. PA 1.01,9.01 12/02/05 KOPPERS INC PA 8.01,9.01 12/02/05 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 12/01/05 LAKES ENTERTAINMENT INC MN 7.01,9.01 11/29/05 Lehman Mortgage Trust 2005-1 DE 8.01,9.01 11/25/05 Lehman XS Trust Series 2005-5N DE 8.01,9.01 11/25/05 LEVEL 8 SYSTEMS INC DE 1.01 12/02/05 LEVI STRAUSS & CO DE 8.01,9.01 12/03/05 Liberty Global, Inc. DE 7.01 12/05/05 LIFESTREAM TECHNOLOGIES INC NV 1.01,9.01 11/29/05 LIGAND PHARMACEUTICALS INC DE 1.01,9.01 12/02/05 LIN TV CORP DE 1.01,2.01,9.01 11/30/05 LINCOLN ELECTRIC HOLDINGS INC OH 1.01,9.01 11/30/05 LOCATEPLUS HOLDINGS CORP 8.01 12/02/05 LOGILITY INC GA 2.02,9.01 12/05/05 LTX CORP MA 1.01 11/30/05 LYONDELL CHEMICAL CO DE 8.01,9.01 12/05/05 MAGMA DESIGN AUTOMATION INC DE 8.01 11/30/05 MAGNITUDE INFORMATION SYSTEMS INC DE 1.01,5.02 12/02/05 MAGNUS INTERNATIONAL RESOURCES, INC. NV 1.01,5.02,8.01,9.01 11/25/05 MAGUIRE PROPERTIES INC MD 1.01 12/05/05 MAINE & MARITIMES CORP 8.01,9.01 12/02/05 MAINE & MARITIMES CORP 5.02,9.01 12/05/05 MAINE & MARITIMES CORP 5.02 12/05/05 AMEND MARTEN TRANSPORT LTD DE 5.02,8.01,9.01 11/30/05 MARTIN MIDSTREAM PARTNERS LP DE 7.01,9.01 12/05/05 MASTR Asset Securitization Trust 2004 DE 8.01,9.01 11/25/05 MASTR Asset Securitization Trust 2005 DE 8.01,9.01 11/25/05 MATHSTAR INC MN 8.01,9.01 12/02/05 MATHSTAR INC MN 1.01,9.01 12/05/05 MEASUREMENT SPECIALTIES INC NJ 2.01,9.01 11/30/05 MedAire, Inc. NV 8.01,9.01 11/28/05 MEDALLION FINANCIAL CORP DE 1.01,9.01 12/01/05 MEDIA SCIENCES INTERNATIONAL INC DE 8.01 12/05/05 MEDICINOVA INC DE 8.01,9.01 11/30/05 MEDIS TECHNOLOGIES LTD DE 1.01 11/30/05 MEDSOLUTIONS INC TX 1.01,2.01,9.01 11/30/05 MERRILL LYNCH MORTGAGE INVESTORS, INC DE 8.01,9.01 11/25/05 MERRILL LYNCH MORTGAGE INVESTORS, INC DE 8.01,9.01 11/25/05 METLIFE INC DE 2.02,7.01,9.01 12/05/05 METRO ONE TELECOMMUNICATIONS INC OR 1.01,9.01 11/29/05 MFC DEVELOPMENT CORP DE 2.01,3.02,5.01,5.02,5.03,8.01,9.01 11/29/05 MIDDLESEX WATER CO NJ 8.01 12/05/05 MIDWAY GAMES INC DE 8.01,9.01 12/05/05 MIKOHN GAMING CORP NV 7.01 12/02/05 MILLION DOLLAR SALOON INC NV 4.01 12/01/05 MIRANT AMERICAS GENERATING LLC DE 7.01,9.01 12/02/05 MIRANT CORP DE 7.01,9.01 12/02/05 MIRANT MID ATLANTIC LLC DE 7.01,9.01 12/02/05 MITEK SYSTEMS INC DE 3.02 12/01/05 MM2 GROUP, INC. NY 8.01,9.01 12/05/05 MOLIRIS CORP FL 4.01,9.01 11/10/05 AMEND Morgan Stanley ABS Capital I Inc. IXI DE 8.01,9.01 11/25/05 Morgan Stanley ABS Capital I Inc. IXI DE 8.01,9.01 11/25/05 Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 11/25/05 Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 11/25/05 MORTGAGE LOAN ASSET-BACKED CERTIFICAT DE 8.01,9.01 11/25/05 MORTGAGE PASS-THROUGH CERTIFICATES, S DE 8.01,9.01 11/25/05 MS STRUCTURED SATURNS SERIES 2001-1 DE 8.01,9.01 12/01/05 MS STRUCTURED SATURNS SERIES 2002-11 DE 8.01,9.01 12/01/05 MS STRUCTURED SATURNS SERIES 2002-9 DE 8.01,9.01 12/01/05 MS STRUCTURED SATURNS SERIES 2003-1 DE 8.01,9.01 12/01/05 MS STRUCTURED SATURNS SERIES 2003-15 DE 8.01,9.01 12/01/05 MS STRUCTURED SATURNS SERIES 2004-1 DE 8.01,9.01 12/01/05 NAAC Alternative Loan Trust, Series 2 8.01,9.01 11/25/05 NAAC Alternative Loan Trust, Series 2 DE 8.01,9.01 11/25/05 National Interstate CORP OH 5.02 11/29/05 NAVTEQ CORP DE 1.01,2.03,9.01 11/30/05 NEIMAN MARCUS GROUP INC DE 1.01,9.01 11/29/05 NESTOR INC DE 4.02,7.01 12/01/05 New Century Energy Corp. CO 1.01,2.01,2.03,9.01 09/02/05 AMEND NEWS CORP 8.01,9.01 12/05/05 NEXIA HOLDINGS INC NV 4.01,9.01 12/01/05 NOBLE INTERNATIONAL, LTD. DE 7.01,9.01 12/05/05 NOMURA ASSET ACCEPTANCE CORP DE 8.01,9.01 12/05/05 Nomura Asset Acceptance Corp. Series DE 1.01,9.01 11/30/05 Nomura Asset Acceptance Corporation, DE 1.01,9.01 11/30/05 Nomura Asset Acceptance Corporation, DE 1.01,9.01 11/30/05 Nomura Home Equity Loan Trust, Series DE 8.01,9.01 11/25/05 NORTHEAST UTILITIES MA 8.01 11/30/05 NOVASTAR MORTGAGE FUNDING CORP DE 8.01,9.01 11/28/05 NOVASTAR MORTGAGE FUNDING CORP DE 8.01,9.01 11/28/05 NOVASTAR MORTGAGE FUNDING CORP DE 8.01,9.01 11/28/05 NovaStar Mortgage Funding Trust, Seri DE 8.01,9.01 11/25/05 NovaStar Mortgage Funding Trust, Seri DE 8.01,9.01 11/25/05 NovaStar Mortgage Funding Trust, Seri DE 8.01,9.01 11/25/05 NOVEN PHARMACEUTICALS INC DE 8.01 12/02/05 NOVOSTE CORP /FL/ FL 1.01,4.01,9.01 11/29/05 OHIO CASUALTY CORP OH 1.01,9.01 12/01/05 OLIN CORP VA 7.01,9.01 12/05/05 ON THE GO HEALTHCARE INC DE 1.01,2.03 11/30/05 ONEOK INC /NEW/ OK 8.01,9.01 12/05/05 OPTION CARE INC/DE DE 5.02 11/29/05 Option One Mortgage Loan Trust 2005-4 DE 8.01,9.01 11/25/05 ORTHOVITA INC 1.01 11/29/05 OSTEOTECH INC DE 7.01,9.01 12/05/05 OWNIT MORTGAGE LOAN TRUST, SERIES 200 DE 8.01,9.01 11/25/05 OXFORD MEDIA, INC. NV 2.02,9.01 11/29/05 Park Place Securities Inc. Asset Back DE 8.01,9.01 11/25/05 Park Place Securities, Inc. Series 20 DE 8.01,9.01 11/25/05 Park Place Securities, Inc. Series 20 DE 8.01,9.01 11/25/05 Park Place Securities, Inc., Asset-Ba 8.01,9.01 11/25/05 Park Place Securities, Inc., Asset-Ba DE 8.01,9.01 11/25/05 Park Place Securities, Inc., Asset-Ba DE 8.01,9.01 11/25/05 Park Place Securities, Inc., Asset-Ba DE 8.01,9.01 11/25/05 Park Place Securities, Inc., Asset-Ba DE 8.01,9.01 11/25/05 Park Place Securities, Inc., Asset-Ba DE 8.01,9.01 11/25/05 Patient Safety Technologies, Inc DE 8.01,9.01 12/02/05 PEOPLES CHOICE HOME LOAN SECURITIES T 8.01,9.01 11/25/05 PEOPLES CHOICE HOME LOAN SECURITIES T 8.01,9.01 11/25/05 PEOPLES CHOICE HOME LOAN SECURITIES T 8.01,9.01 11/25/05 PERINI CORP MA 8.01,9.01 12/05/05 PLATINUM ENERGY RESOURCES INC DE 8.01,9.01 12/05/05 PLAYBOY ENTERPRISES INC DE 7.01,9.01 12/05/05 PLC SYSTEMS INC 8.01 11/30/05 PMI GROUP INC DE 5.02,9.01 12/01/05 PNM RESOURCES INC NM 8.01 12/05/05 POINT THERAPEUTICS INC DE 8.01,9.01 12/02/05 POLYMEDICA CORP MA 1.01,9.01 11/30/05 PORTFOLIO RECOVERY ASSOCIATES INC DE 1.01,2.03,9.01 11/29/05 POWER EFFICIENCY CORP DE 5.02 11/29/05 PRIME MORTGAGE TRUST 2005-4 DE 8.01,9.01 11/25/05 PRIME MORTGAGE TRUST, MORTGAGE PASS-T 8.01,9.01 11/25/05 Prime Mortgage Trust, Mortgage Pass-T DE 8.01,9.01 11/25/05 PRIME MORTGAGE TRUST, MORTGAGE PASS-T DE 8.01,9.01 11/25/05 PRIVATEBANCORP INC DE 1.01,2.03,9.01 12/05/05 PROSPECT ENERGY CORP MD 8.01,9.01 12/05/05 PROVENA FOODS INC CA 2.03,9.01 12/01/05 PROVIDE COMMERCE INC DE 1.01,8.01,9.01 12/04/05 PROVIDENT NEW YORK BANCORP DE 1.01,9.01 11/29/05 PW EAGLE INC MN 8.01,9.01 11/30/05 QUANTA CAPITAL HOLDINGS LTD 8.01,9.01 12/05/05 QUANTA SERVICES INC DE 7.01,9.01 12/05/05 QUEST RESOURCE CORP NV 7.01 12/05/05 RCM TECHNOLOGIES INC NV 7.01 12/05/05 REDHOOK ALE BREWERY INC WA 5.02,8.01 11/29/05 RELATIONSERVE MEDIA INC 1.01,3.02,4.01,5.02,5.03,9.01 11/30/05 REMOTE MDX INC UT 4.01,9.01 11/02/05 AMEND RENAISSANCE HOME EQUITY LOAN TRUST 20 DE 8.01,9.01 11/25/05 RENAISSANCE HOME EQUITY LOAN TRUST 20 DE 8.01,9.01 11/25/05 RENT WAY INC PA 5.02,9.01 12/05/05 REYNOLDS AMERICAN INC 1.01,5.02,8.01,9.01 11/30/05 RGC RESOURCES INC VA 1.01,9.01 12/01/05 RSA SECURITY INC/DE/ DE 1.01,2.05,5.02,7.01,9.01 11/30/05 RURBAN FINANCIAL CORP OH 5.02,7.01,9.01 11/30/05 SAFECO CORP WA 5.02,8.01,9.01 11/29/05 SAFETEK INTERNATIONAL INC DE 8.01 12/01/05 SATELLITE ENTERPRISES CORP NV 5.03,9.01 11/30/05 SCHERING PLOUGH CORP NJ 5.02,9.01 12/05/05 Securitized Asset Backed Receivables 8.01,9.01 11/25/05 Securitized Asset Backed Receivables 8.01,9.01 11/25/05 SELECT COMFORT CORP 7.01,9.01 12/05/05 Seneca Gaming Corp XX 8.01,9.01 12/05/05 SENSIENT TECHNOLOGIES CORP WI 1.01,1.02,9.01 12/01/05 SHELTER PROPERTIES V LIMITED PARTNERS CA 2.01,9.01 11/30/05 Shire plc 8.01,9.01 12/02/05 SIX FLAGS INC DE 5.03 12/05/05 SKYBRIDGE WIRELESS INC NV 8.01 12/05/05 SKYLYNX COMMUNICATIONS INC DE 1.01,9.01 11/29/05 SL GREEN REALTY CORP MD 2.02,8.01,9.01 12/02/05 SMART ONLINE INC 8.01,9.01 12/05/05 SOLPOWER CORP NV 4.01,9.01 11/22/05 SOLUTIA INC DE 1.01,9.01 12/05/05 Speciality Underwriting & Residential DE 8.01,9.01 11/25/05 Specialty Underwriting & Residential DE 8.01,9.01 11/25/05 SPECIALTY UNDERWRITING & RESIDENTIAL DE 8.01,9.01 11/25/05 SPRINT NEXTEL CORP KS 9.01 08/12/05 AMEND ST JUDE MEDICAL INC MN 2.01,9.01 11/16/05 AMEND STAGE STORES INC NV 2.02,9.01 12/01/05 STANCORP FINANCIAL GROUP INC OR 8.01,9.01 12/01/05 STAR GAS PARTNERS LP DE 1.01,9.01 12/05/05 STARBUCKS CORP WA 5.02,9.01 12/01/05 STONE ENERGY CORP DE 5.02,7.01,8.01,9.01 11/28/05 STRATEX NETWORKS INC DE 5.02,9.01 12/01/05 Structured Asset Investment Loan Trus DE 8.01,9.01 11/25/05 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 11/25/05 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 11/25/05 STRUCTURED ASSET MORTGAGE INVESTMENTS DE 8.01,9.01 11/25/05 SUMTOTAL SYSTEMS INC DE 1.01,9.01 12/01/05 SUNOCO LOGISTICS PARTNERS LP DE 1.01,9.01 12/05/05 SUNTRUST BANKS INC GA 2.02,7.01,9.01 12/05/05 SUPERCONDUCTOR TECHNOLOGIES INC 1.01 12/01/05 Synova Healthcare Group Inc 1.01,9.01 11/29/05 TABATHA IV INC CO 1.01,9.01 11/17/05 TBX RESOURCES INC TX 1.01,3.02,9.01 11/30/05 TEAMSTAFF INC NJ 2.02,7.01,9.01 12/05/05 TECHEDGE INC DE 5.02 11/29/05 TECHNITROL INC PA 1.01,9.01 12/02/05 TEMPLE INLAND INC DE 7.01,8.01,9.01 12/02/05 TERAX ENERGY, INC. NV 2.03,7.01,8.01 12/02/05 TESSERA TECHNOLOGIES INC DE 1.01 11/28/05 TETRA TECH INC DE 5.02,9.01 12/01/05 TFM SA DE CV O5 5.02,8.01 12/05/05 TMSF HOLDINGS INC UT 1.01,5.02 12/05/05 TOUCHSTONE RESOURCES USA, INC. 1.01,5.02,5.03,5.05,9.01 11/29/05 TOUCHTUNES MUSIC CORP NV 8.01,9.01 12/01/05 TRADEQUEST INTERNATIONAL INC MS 4.01,9.01 11/14/05 TRADESTAR SERVICES, INC. NV 5.01 12/05/05 TRANSATLANTIC HOLDINGS INC DE 8.01 12/05/05 TREND MINING CO DE 7.01,9.01 12/05/05 TRIMAX CORP NV 4.01,9.01 11/30/05 TRUSTCO BANK CORP N Y NY 8.01,9.01 12/05/05 TRUSTCO BANK CORP N Y NY 8.01,9.01 12/05/05 TRX INC/GA GA 1.01,9.01 12/05/05 TTM TECHNOLOGIES INC WA 1.01,5.02,9.01 11/30/05 TUPPERWARE CORP DE 2.01,7.01,9.01 12/05/05 UINTAH MOUNTAIN COPPER COMPANY UT 1.01,9.01 11/30/05 UNIPROP MANUFACTURED HOUSING COMMUNIT MI 8.01 12/02/05 UNISYS CORP DE 5.03,9.01 12/01/05 UNITED DOMINION REALTY TRUST INC MD 7.01,8.01,9.01 12/02/05 UNITED FIRE & CASUALTY CO IA 8.01,9.01 12/02/05 UNIVERSAL ELECTRONICS INC DE 8.01 12/02/05 UNIZAN FINANCIAL CORP OH 1.01,1.02 12/01/05 VENTURE CATALYST INC UT 1.01,9.01 11/29/05 Veri-Tek International, Corp. MI 5.02,9.01 12/05/05 VERIZON COMMUNICATIONS INC DE 8.01 12/04/05 VERSANT CORP CA 1.01 11/29/05 VIROPRO INC NV 5.02 11/19/05 VISUAL NETWORKS INC DE 1.01,8.01,9.01 12/02/05 AMEND WASHTENAW GROUP INC 1.02,2.05,7.01 12/02/05 WCI COMMUNITIES INC 8.01,9.01 12/02/05 WESTERN SIZZLIN CORP DE 5.02,5.03,9.01 11/30/05 WESTSIDE ENERGY CORP NV 1.01 11/30/05 WET SEAL INC DE 8.01,9.01 11/29/05 WILLIAMS INDUSTRIES INC VA 9.01 12/05/05 WINWIN GAMING INC DE 1.01,9.01 12/05/05 YOUBET COM INC DE 1.01,7.01,9.01 11/30/05 YOUNG BROADCASTING INC /DE/ DE 1.01,9.01 11/29/05 YUM BRANDS INC NC 5.02 12/05/05 ZEOLITE EXPLORATION CO 5.01,5.02 11/30/05