SEC NEWS DIGEST Issue 2005-221 November 17, 2005 COMMISSION ANNOUNCEMENTS TEMPORARY SUSPENSION OF TRADING OF THE SECURITIES OF ALLIXON INTERNATIONAL CORP. The Commission announced the temporary suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934 (Exchange Act), of trading of the securities of Allixon International Corp. (AXCP), a Delaware corporation based in Seoul, South Korea, at 9:30 a.m. EST on Nov. 17, 2005, and terminating at 11:59 p.m. EST on Dec. 1, 2005. The Commission temporarily suspended trading in the securities of AXCP because of questions that have been raised that AXCP and/or certain of its shareholders may have unjustifiably relied on Rule 504 of Regulation D and/or provisions of Regulation S of the Securities Act of 1933 (Securities Act) in conducting an unlawful distribution of AXCP securities that failed to comply with the resale restrictions of Rule 144 and/or Regulation S of the Securities Act. AXCP, a company that has made no public filings with the Commission or the NASD, is quoted on the Pink Sheets, under the symbol AXCP, and has been the subject of spam e-mail touting the company's shares. The Commission cautions broker dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the company. Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the Exchange Act, at the termination of the trading suspension, no quotation may be entered unless and until they have strictly complied with all of the provisions of the rule. If any broker or dealer has any questions as to whether or not he has complied with the rule, he should not enter any quotation but immediately contact the staff of the Securities and Exchange Commission in Washington, D.C. If any broker or dealer is uncertain as to what is required by Rule 15c2-11, he should refrain from entering quotations relating to AXCP?s securities until such time as he has familiarized himself with the rule and is certain that all of its provisions have been met. For questions related to the operation of Rule 15c2-11, please contact the Division of Market Regulation, Office of Interpretation and Guidance, at 202-551-5760. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action. If any broker dealer or other person has any information that may relate to this matter, they should immediately contact Stephen Webster (websters@sec.gov) or Robert C. Hannan (hannanr@sec.gov), at the Fort Worth Office of the Securities and Exchange Commission, at 817-978-3821. (Rel. 34-52787) ENFORCEMENT PROCEEDINGS DELAWARE CORPORATIONS STOCK REGISTRATION REVOKED The registration of the stock of four Delaware corporations - Paracelsian, Inc., Socrates Technologies, Inc., Telemonde, Inc., and VDC Communications, Inc. ? has been revoked. None had filed any annual or quarterly reports with the Commission for three or more years. Thus, each violated a crucial provision of the federal securities laws that requires public corporations to publicly disclose current, accurate financial information so that investors may make informed decisions. The revocations were ordered in an administrative proceeding before an administrative law judge. (Rel. 34-52778; File No. 3-12031) IN THE MATTER OF MICHAEL GARBO On November 17, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 Making Findings and Imposing Remedial Sanctions (Order) against Michael Garbo. The Order finds that from December 1999 to May 2000, Michael Garbo was a registered representative associated with Bryn Mawr Investment Group, Inc., a broker-dealer registered with the Commission, which later was known as Valley Forge Securities, Inc. (Valley Forge). On Oct. 6, 2005, Garbo pled guilty to one count of conspiracy to commit securities fraud and wire fraud (U.S. v. Garbo, 05 Cr. 87 (D.N.J.) (WGB). The count of the criminal information relating to securities fraud to which Garbo pled guilty alleged, inter alia, that Garbo defrauded investors while working at Valley Forge by receiving undisclosed excessive cash commissions for selling stock and by permitting unregistered brokers employed by Valley Forge to use his name to sell stock. Based on the above, the Order bars Michael Garbo from association with any broker or dealer. Michael Garbo consented to the issuance of the Order, without admitting or denying the Commission?s findings, except as to the Commission?s jurisdiction over him, the subject matter of the proceedings, and his criminal conviction. (Rel. 34-52788; File No. 3-12104) JURY FINDS JAMES FRANKLIN AND SAMUEL WOLANYK LIABLE FOR SECURITIES FRAUD On November 10, a federal jury in the Southern District of California found James E. Franklin and Samuel Wolanyk liable for securities fraud. The SEC had charged Franklin, Wolanyk, Dieter Raabe, and four entity defendants under their control, with operating a ?pump and dump? scheme beginning in 1997 and continuing into 1998 that produced more than $4 million in profits. The SEC's complaint, filed Jan. 14, 2002, alleged that Franklin set up an internet website, "Red Hot Stocks," to tout stocks that he would acquire cheaply (through private offerings, open market purchases and consulting fees). According to the complaint, Franklin then sold those shares after their price increased following overly optimistic and misleading "profiles" on the companies which appeared on the Red Hot Stocks website. The SEC's complaint alleged that Wolanyk operated Red Hot Stocks, authored and distributed the "profiles" and also owned and sold some of the stocks that were touted. After a three-week trial presided over by U.S. District Judge Dana M. Sabraw, the jury found that Franklin violated the antifraud provisions of Section 17(a) of the Securities Act of 1933 (Securities Act) and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder with respect to seven stocks and Wolanyk violated these provisions with respect to 13 stocks. The jury also found that Franklin and Wolanyk violated the antitouting provision of Section 17(b) of the Securities Act. The jury further found Franklin liable for violations of the registration provisions of Section 5 of the Securities Act, and as a control person of two of the entity defendants. Previously, on Nov. 13, 2002, a final judgment of permanent injunction was entered against Raabe, who consented to the injunction, without admitting or denying the SEC's allegations. The court will determine the amount of Raabe?s disgorgement and any civil money penalty following the resolution of the SEC's action against Franklin and Wolanyk. On March 13, 2003, a final default judgment was entered against one of the entity defendants, Vector Keel Ltd. On June 20, 2003, final default judgments were entered against the other three entity defendants, Avalon Trust, Initial Public Offering Consultants, Inc. and Net Income. In two related matters, Art H. Beroff, without admitting or denying the findings in the SEC's administrative order or the allegations in its complaint, consented to an order requiring him to cease and desist from committing or causing violations of Section 5 of the Securities Act and agreed to pay $50,000 civil penalty. [SEC v. James E. Franklin, et al., Civil Action No. 02CV0084 IEG (RBB) (S.D. Cal.)] (LR-19466) SEC FREEZES ASSETS OF AND OBTAINS OTHER RELIEF AGAINST JONATHAN DWANE "JODY" NELSON, FORMER CFO OF PATTERSON-UTI ENERGY, INC., IN $69 MILLION EMBEZZLEMENT SCHEME On November 16, Judge Sam R. Cummings of the Northern District of Texas entered orders freezing the assets of, and granting other relief against, Jonathan Dwane ?Jody? Nelson, age 36, the former chief financial officer of Snyder, Texas-based Patterson-UTI Energy, Inc. In its emergency lawsuit, the SEC alleges that Nelson, a Dallas, Texas resident, orchestrated a massive phony-invoice scheme to embezzle more than $69 million from Patterson-UTI over five years. Nelson used these funds to purchase an airplane, an airfield, a cattle ranch, homes, vehicles, and a full-service truck stop, among other things. The SEC named as relief defendants five Nelson-controlled companies alleged to have received proceeds from the scheme: XIT Land & Energy, Inc. (XIT), Chisum Travel Center, Ltd., Z8 Properties, Ltd., Three Stars Aviation, LLC, and Chisum Coach, Ltd. The SEC alleges that Nelson created false invoices that caused Patterson-UTI to pay millions of dollars to XIT, a company he secretly controlled that was not a legitimate Patterson-UTI vendor. To accomplish his scheme, Nelson circumvented Patterson-UTI internal controls by, among other things, forging another company official?s initials on payment documents. To hide his scheme, Nelson, among other things, made false written representations to Patterson-UTI?s independent auditor about the accuracy of the company?s financial statements and signed false public certifications attesting to the truthfulness of the company?s quarterly and annual SEC reports. The SEC's complaint alleges violations of the antifraud, proxy-solicitation, record-keeping, reporting, internal controls, lying-to-accountants, and report-certification provisions of the federal securities laws. The court?s order immediately freezes the assets of, and appoints a receiver over, Nelson and the relief defendants, and requires Nelson and the relief defendants to account for all proceeds stolen from Patterson-UTI, prohibits the destruction of documents and expedites discovery. In addition, the SEC seeks preliminary and permanent injunctions against Nelson, as well as disgorgement of ill-gotten gains, civil penalties and a bar against him ever serving as an officer or director of another public company. The SEC further seeks disgorgement of ill-gotten gains against each relief defendant. [SEC v. Jonathan D. Nelson (Defendant), XIT Land & Energy, Inc., Chisum Travel Center, Ltd., Z8 Properties, Ltd., Three Stars Aviation, LLC, and Chisum Coach, Ltd. (Defendants Solely for Purposes of Equitable Relief) Case No. 5-05CV0266-C. (N.D. Tex., Lubbock Division] (LR-19467; AAE Rel. 2345) FEDERAL COURT JURY FINDS PAUL JOHNSON, FORMER RESEARCH ANALYST FOR ROBERTSON STEPHENS INC., LIABLE FOR ISSUING FRAUDULENT RESEARCH REPORTS On November 11, a federal jury in Manhattan found Paul E. Johnson, formerly a senior research analyst and managing director of Robertson Stephens Inc., a now-defunct broker-dealer, liable on four counts of securities fraud. The Commission had charged Johnson with failing to disclose in research reports that he wrote and in media statements that he made regarding two public companies that he a substantial financial interest in impending mergers that the companies had announced. The Commission also had charged Johnson with having issued false and misleading "Buy" recommendations in 2001 for another public company that were inconsistent with his privately-held belief. The Commission presented evidence that in 1999 and 2000 Johnson provided positive research coverage on Redback Networks, Inc., and Sycamore Networks, Inc., after they had announced proposed mergers with private companies. Johnson praised both mergers in his research reports and media statements, but failed to disclose his serious conflicts of interest. Specifically, in both cases, he owned stock in the private companies that would be exchanged for public company shares if the mergers were completed, creating multimillion-dollar windfalls for Johnson. In issuing his research reports and making public statements concerning the proposed mergers, Johnson never disclosed his personal holdings in the private companies or the magnitude of his financial interest in the outcome of the mergers. The Commission also presented evidence that, in January 2001, Johnson spoke privately about Corvis Corporation, another company that he covered, to a Robertson Stephens committee that was responsible for making investment decisions for a group of partnerships in which Johnson and other senior Robertson Stephens executives were investors. The Commission presented evidence that, in response to a question, Johnson told the committee that he would not buy Corvis stock at the prevailing market price, but would buy it at approximately half of that price. Johnson's statements to the committee directly contradicted his existing "Buy" recommendation on Corvis. In addition, the day after he made his private recommendation to the committee, Johnson sold nearly all of his Corvis stock. Two days after his stock sale, Johnson issued another research report reiterating his buy recommendation on Corvis, but failed to disclose that he had sold his Corvis stock two days earlier. Three days after he issued that report. Johnson sold his remaining shares of Corvis stock. After a two week trial, presided over by U.S. District Judge John F. Keenan, the jury found that Johnson had violated Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, which are general antifraud provisions of the federal securities laws. At a later date, the Commission will ask the court to determine the appropriate relief, and will request a permanent injunction, disgorgement of illicit profits and prejudgment interest, and a civil penalty. For further information, please see Litigation Release No. 17922 (Jan. 9, 2003). [SEC v. Paul E. Johnson, Civil Action No. 03 Civ. 0177 (JFK) SDNY] (LR-19468) COURT ORDERS $7.5 MILLION IN DISGORGEMENT, $100,000 IN CIVIL PENALTIES, A TWENTY-YEAR OFFICER AND DIRECTOR BAR AND A PERMANENT INJUNCTION AGAINST JEFFREY ALAN MULLER, FORMER PRESIDENT AND CEO OF SAVE THE WORLD AIR, INC. On November 15, the U.S. District Court for the Southern District of New York, in a decision by Magistrate Judge Frank Maas, granted the Commission?s motion for summary judgment in its case against Jeffrey Alan Muller, ordering Muller to pay $7.5 million in disgorgement and $100,000 in civil penalties, barring Muller from serving as an officer of a public company for a period of twenty years, and enjoining Muller from future securities law violations. The Commission?s complaint, filed in the case on Dec. 19, 2001, alleged that Save the World Air, Inc. (STWA), Muller, and Billy Blackwelder, the company?s marketing consultant, engaged in a fraudulent scheme to manipulate the market for stock in STWA, a public company controlled by Muller. Muller, who is an Australian citizen and resident, served as the president and CEO of STWA during the relevant time period. The Court found that, beginning in February 1999, Muller carried out a fraudulent worldwide promotional campaign to disseminate false and materially misleading information about STWA's product, the ?Zero Emission Fuel Saver Device? (ZEFS Device), a device Muller claimed would reduce toxic exhaust emissions and improve fuel economy in motor vehicles. Among other things, the Court found that Muller made materially false claims about the testing, compatibility, and marketing of the ZEFS Device. At the same time, Muller privately sold millions of shares of restricted STWA stock at substantial profits to himself. The Court further found that Muller misrepresented a purported licensing deal and caused STWA to falsely record and report revenues of $125,000 in connection with that deal. Also, Muller failed to report his sales of company stock in required filings with the Commission. The Court held that Muller violated the antifraud and reporting provisions of the federal securities laws and ordered him permanently enjoined from future violations, barred for twenty years from serving as a director or officer of a public company, and liable for $7.5 million in illicit gains (plus prejudgment interest) and $100,000 in civil penalties. The Court also ordered the disgorgement of any STWA stock currently owned by Muller and directed STWA to cancel any issued and outstanding shares of STWA stock currently owned by Muller. [SEC v. Save the World Air, Inc., Jeffrey Alan Muller, and Billy Blackwelder; Civil Action No. 01 Civ. 11586 (GBD) (FM) (S.D.N.Y.)] (LR-19469) HOLDING COMPANY ACT RELEASES NATIONAL FUEL GAS CORPORATION, ET AL. A notice has been issued giving interested persons until Dec. 12, 2005, to request a hearing on a proposal by National Fuel Gas Corporation (NFG), a registered holding company, National Fuel Gas Distribution Corporation, a public-utility subsidiary company of NFG, and NFG?s nonutility subsidiary companies to extend their existing financing authorization from Dec. 31, 2005 to Feb. 8, 2006. (Rel. 35-28064) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGES The Commission granted approval of proposed rule change (SR-NSCC-2005-13) filed by the National Securities Clearing Corporation under Section 19(b)(1) of the Exchange Act that allows NSCC to modify and consolidate its clearing fund formula rules. Publication of the order is expected in the Federal Register during the week of November 21. (Rel. 34-52772) The Commission, pursuant to Section 19(b)(2) of the Securities Exchange Act of 1934, has approved a proposed rule change (SR-NSX-2005-07), and Amendment Nos. 1, 2, and 3 thereto, submitted by the National Stock Exchange relating to the creation of a Regulatory Oversight Committee. Publication of the order is expected in the Federal Register during the week of November 21. (Rel. 34-52774) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 BROOKS AUTOMATION INC, 15 ELIZABETH DRIVE, CHELMSFORD, MA, 01824, (978) 262-2400 - 0 ($10,082,102.40) Equity, (File 333-129724 - Nov. 16) (BR. 10A) S-8 CARDINAL HEALTH INC, 7000 CARDINAL PLACE, DUBLIN, OH, 43017, 6147573033 - 31,900,000 ($1,945,262,000.00) Equity, (File 333-129725 - Nov. 16) (BR. 01A) F-1 DIANA SHIPPING INC., PENDELIS 16, 175 64 PALAIO FALIRO, ATHENS, J3, 00000, 30-210-947-0100 - 0 ($84,000,000.00) Equity, (File 333-129726 - Nov. 16) (BR. 05A) S-8 AMERICAS CARMART INC, 802 SOUTHEAST PLAZA AVE., SUITE 200, BENTONVILLE, AR, 72712, (479) 464-9944 - 100,000 ($1,530,500.00) Equity, (File 333-129727 - Nov. 16) (BR. 02C) S-8 POWER-SAVE ENERGY CORP., 3940-7 BROAD STREET, #200, SAN LUIS OBISPO, CA, 93401, 8055416652 - 7,125,000 ($35,625.00) Debt Convertible into Equity, (File 333-129728 - Nov. 16) (BR. 09B) S-3 ACE COMM CORP, 704 QUINCE ORCHARD RD, GAITHERBURG, MD, 20878, 3012589850 - 0 ($9,248,000.00) Equity, (File 333-129731 - Nov. 16) (BR. 03A) S-8 INTERACTIVE INTELLIGENCE INC, 7601 INTERACTIVE WAY, INDIANAPOLIS, IN, 46278, 3178723000 - 250,000 ($1,280,000.00) Equity, (File 333-129732 - Nov. 16) (BR. 03A) S-8 WPP GROUP PLC, 27 FARM ST, WIJ 5RJ, LONDON ENGLAND, 011442074082204 - 1,031,230 ($10,902,775.75) Equity, (File 333-129733 - Nov. 16) (BR. 11C) S-2 SUPERTEL HOSPITALITY INC, 309 NORTH FIFTH STREET, NORFOLK, NE, 68701, 4023712520 - 2,650,000 ($26,800,000.00) Equity, (File 333-129736 - Nov. 16) (BR. 08B) S-8 RESPIRONICS INC, 1010 MURRY RIDGE LANE, MURRYSVILLE, PA, 15668-8525, 7243875200 - 5,019,000 ($180,985,140.00) Equity, (File 333-129737 - Nov. 16) (BR. 10C) S-8 RESPIRONICS INC, 1010 MURRY RIDGE LANE, MURRYSVILLE, PA, 15668-8525, 7243875200 - 25,000,000 ($25,000,000.00) Other, (File 333-129738 - Nov. 16) (BR. 10C) S-8 WEBEX COMMUNICATIONS INC, 307 WEST TASMAN AVE, SAN JOSE, CA, 95134, 4084357050 - 2,659,000 ($63,018,300.00) Equity, (File 333-129739 - Nov. 16) (BR. 08C) SB-2 UNICORP INC /NEW, 1117 HERKIMER STREET, SUITE 110, HOUSTON, TX, 77008, 713 802 2944 - 10,646,864 ($10,220,989.00) Equity, (File 333-129740 - Nov. 16) (BR. 04A) S-8 ACTEL CORP, 2061 STIERLIN COURT, MOUNTAIN VIEW, CA, 94043-4655, 6503184200 - 1,000,000 ($13,870,000.00) Equity, (File 333-129742 - Nov. 16) (BR. 10A) S-3D UNITED DOMINION REALTY TRUST INC, 400 EAST CARY STREET, RICHMOND, VA, 23219-3802, 8047802691 - 6,849,009 ($148,828,965.57) Equity, (File 333-129743 - Nov. 16) (BR. 08C) SB-2 NOVELOS THERAPEUTICS, INC., ONE GATEWAY CENTER, SUITE 504, NEWTON, MA, 02458, 617-244-1616 - 0 ($35,596,315.20) Equity, (File 333-129744 - Nov. 16) (BR. 08C) S-3 UNIVERSAL DISPLAY CORP \PA\, 6096710980 - 160,536 ($1,979,409.00) Equity, (File 333-129745 - Nov. 16) (BR. 03A) S-8 VION PHARMACEUTICALS INC, 4 SCIENCE PARK, NEW HAVEN, CT, 06511, 2034984210 - 0 ($15,293,119.00) Equity, (File 333-129746 - Nov. 16) (BR. 01C) S-3 ACCESS INTEGRATED TECHNOLOGIES INC, 55 MADISON AVE, MORRISTOWN, NJ, 07960, 973-290-0080 - 1,010,604 ($7,700,802.48) Equity, (File 333-129747 - Nov. 16) (BR. 08A) S-8 AFFILIATED MANAGERS GROUP INC, 600 HALE STREET, /, PRIDES CROSSING, MA, 01965, 6177473300 - 0 ($267,857,922.71) Equity, (File 333-129748 - Nov. 16) (BR. 07B) S-8 OSI PHARMACEUTICALS INC, 58 SOUTH SERVICE RD., SUITE 110, MELVILLE, NY, 11747, 631-962-2000 - 0 ($103,249,516.60) Equity, (File 333-129749 - Nov. 16) (BR. 01B) S-3 MYOGEN INC, 7575 WEST 103RD AVENUE STE 102, WESTMINSTER, CO, 80021, 3034106666 - 0 ($250,000,000.00) Other, (File 333-129750 - Nov. 16) (BR. 01B) S-8 IHS Inc., 15 INVERNESS WAY EAST, ENGLEWOOD, CO, 80112, 303-790-0600 - 0 ($63,144,723.20) Equity, (File 333-129751 - Nov. 16) (BR. 03B) S-8 QUALITY SYSTEMS INC, 18191 VON KARMAN AVENUE, IRVINE, CA, 92612, 7147317171 - 1,200,000 ($83,220,000.00) Equity, (File 333-129752 - Nov. 16) (BR. 03B) F-3 ICICI BANK LTD, ICICI BANK TOWERS, BANDRA-KURLA COMPLEX, MUMBAI, K7, 400 051, 91-22-2653-8900 - 0 ($1,442,704,000.00) Equity, (File 333-129753 - Nov. 16) (BR. 07C) S-8 GENIUS PRODUCTS INC, 740 LOMAS SANTA FE, SUITE 210, SOLANA BEACH, CA, 92075, 8587938840 - 10,765,000 ($19,699,950.00) Equity, (File 333-129754 - Nov. 16) (BR. 05C) S-3 SIGA TECHNOLOGIES INC, 420 LEXINGTON AVE, SUITE 601, NEW YORK, NY, 10170, 2126729100 - 3,060,000 ($3,014,100.00) Equity, (File 333-129756 - Nov. 16) (BR. 01C) S-8 IHS Inc., 15 INVERNESS WAY EAST, ENGLEWOOD, CO, 80112, 303-790-0600 - 1,271,220 ($21,763,286.40) Equity, (File 333-129757 - Nov. 16) (BR. 03B) S-8 IHS Inc., 15 INVERNESS WAY EAST, ENGLEWOOD, CO, 80112, 303-790-0600 - 1,000,000 ($17,120,000.00) Equity, (File 333-129758 - Nov. 16) (BR. 03B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant?s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant?s Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT --------------------------------------------------------------------------------------------------------- 4 KIDS ENTERTAINMENT INC NY 1.01,5.02,9.01 11/09/05 ACCENTURE LTD 8.01 11/15/05 ACCENTURE SCA 8.01 11/15/05 ACCUPOLL HOLDING CORP NV 1.01,3.02,9.01 11/14/05 ACE CASH EXPRESS INC/TX TX 1.01,9.01 11/11/05 ACE LTD D0 1.01 11/14/05 ADAPTEC INC DE 1.01,5.02,5.03,9.01 11/11/05 Advanced BioPhotonics Inc. DE 1.01,2.03,3.02,9.01 11/14/05 ADVANCED MAGNETICS INC DE 2.02,5.02,9.01 11/15/05 AFC ENTERPRISES INC MN 2.02,9.01 11/10/05 AFFILIATED COMPUTER SERVICES INC DE 1.01,9.01 11/11/05 AFFIRMATIVE INSURANCE HOLDINGS INC DE 2.02,5.02,7.01,9.01 11/09/05 AIRGAS INC DE 8.01,9.01 11/15/05 ALCAN INC A6 5.02 11/16/05 ALCOA INC PA 1.01,5.02,8.01,9.01 11/10/05 ALDERWOODS GROUP INC DE 2.02,9.01 11/16/05 ALICO INC FL 2.02,8.01 11/16/05 ALLOS THERAPEUTICS INC DE 7.01,9.01 11/16/05 ALTEON INC /DE DE 8.01,9.01 11/15/05 ALTIGEN COMMUNICATIONS INC 2.02,9.01 11/16/05 AMERCO /NV/ NV 2.01,9.01 11/09/05 AMERICAN COMMUNITY PROPERTIES TRUST MD 2.02,4.02,9.01 09/30/05 AMERICAN EXPRESS CO NY 7.01 11/16/05 AMERICAN EXPRESS CREDIT CORP DE 2.03 11/15/05 AMERICAN HEALTHWAYS INC DE 5.02,9.01 11/11/05 AMERICAN OIL & GAS INC NV 8.01,9.01 11/16/05 AMERICAN REAL ESTATE PARTNERS L P DE 2.02,7.01 11/16/05 AMERICAN REAL ESTATE PARTNERS L P DE 5.02,9.01 11/16/05 AMERIGAS PARTNERS LP DE 2.02,9.01 11/16/05 Amersin Life Sciences CORP NV 5.02 11/15/05 AMKOR TECHNOLOGY INC DE 1.01,2.03,3.02,9.01 11/14/05 ANDEAN DEVELOPMENT CORP FL 4.01 10/10/05 ANDRX CORP /DE/ DE 8.01 11/15/05 ANSOFT CORP PA 2.02,9.01 11/16/05 AON CORP DE 8.01,9.01 11/16/05 AP PHARMA INC /DE/ DE 3.01 11/11/05 APHTON CORP DE 5.02 11/09/05 APPLIED DIGITAL SOLUTIONS INC MO 8.01,9.01 11/15/05 APPLIED FILMS CORP CO 1.01 11/09/05 APPLIED MATERIALS INC /DE DC 2.02,9.01 11/16/05 ARAMARK CORP/DE DE 2.02 11/16/05 ARBITRON INC DE 5.02,9.01 11/15/05 ARCH CAPITAL GROUP LTD. 1.01,5.02,7.01,9.01 11/15/05 ARIAD PHARMACEUTICALS INC DE 8.01,9.01 11/16/05 ARIEL WAY INC FL 5.03 11/16/05 ASTEA INTERNATIONAL INC DE 1.01,9.01 11/14/05 ASTRO MED INC /NEW/ RI 7.01,9.01 11/16/05 ATLANTIC CITY ELECTRIC CO NJ 1.01,9.01 11/14/05 ATLANTIC EXPRESS TRANSPORTATION CORP NY 8.01,9.01 11/16/05 AUSTRALIAN OIL & GAS CORP DE 5.02 11/16/05 AVON PRODUCTS INC NY 1.01,5.02,9.01 10/12/05 AMEND AXIS CAPITAL HOLDINGS LTD 8.01 11/15/05 B&D Food Corp. DE 4.01,9.01 11/15/05 Banc of America Alternative Loan Trus DE 8.01,9.01 10/25/05 AMEND Banc of America Commercial Mortgage I DE 8.01,9.01 11/10/05 BELL MICROPRODUCTS INC CA 8.01 11/15/05 BERKSHIRE HILLS BANCORP INC 5.02,9.01 11/14/05 BIO KEY INTERNATIONAL INC MN 2.02,9.01 11/15/05 BKF CAPITAL GROUP INC DE 1.01,7.01,8.01,9.01 11/15/05 BLUE DOLPHIN ENERGY CO DE 2.02,9.01 11/16/05 BP INTERNATIONAL INC DE 5.02 10/31/05 BRINKER INTERNATIONAL INC DE 5.04,9.01 11/16/05 BRINKS CO VA 1.01,9.01 11/15/05 BRITESMILE INC UT 3.01,9.01 11/10/05 BRITTON & KOONTZ CAPITAL CORP MS 8.01,9.01 11/16/05 BROADVIEW MEDIA INC MN 2.02,9.01 11/14/05 BROCADE COMMUNICATIONS SYSTEMS INC DE 2.02,9.01 11/16/05 BRUSH ENGINEERED MATERIALS INC 1.01,9.01 11/16/05 BUILD A BEAR WORKSHOP INC DE 1.01,8.01,9.01 11/10/05 BURKE MILLS INC NC 2.02,9.01 10/01/05 BUTLER NATIONAL CORP DE 8.01,9.01 11/15/05 CAM COMMERCE SOLUTIONS INC DE 2.02,9.01 11/16/05 Cambridge Display Technology, Inc. DE 1.01 11/16/05 CAMPBELL SOUP CO NJ 4.01,9.01 11/10/05 CAPITAL ONE FUNDING, LLC 8.01,9.01 11/15/05 CAPITOL FEDERAL FINANCIAL 7.01,9.01 09/30/05 AMEND CAPTEC FRANCHISE CAPITAL PARTNERS L P DE 1.01,9.01 11/10/05 CARDINAL BANKSHARES CORP VA 8.01,9.01 11/16/05 CARRIAGE SERVICES INC DE 1.01 11/14/05 CASCADE NATURAL GAS CORP WA 2.02,9.01 11/15/05 CBEYOND COMMUNICATIONS INC 2.02,9.01 11/15/05 CenterPoint Energy Transition Bond CO DE 8.01,9.01 11/14/05 CENTRAL FEDERAL CORP DE 8.01,9.01 11/15/05 CHARMING SHOPPES INC PA 2.02,9.01 11/16/05 Chase Auto Owner Trust 2005-B DE 8.01,9.01 11/15/05 CHEMBIO DIAGNOSTICS, INC. NV 3.02 11/15/05 CHEVRON PHILLIPS CHEMICAL CO LLC DE 2.03 11/16/05 CHINA MEDIA NETWORKS INTERNATIONAL IN NV 1.02 09/30/05 CHINA NETTV HOLDINGS INC NV 8.01,9.01 11/15/05 CHL MORTGAGE PASS-THROUGH TRUST 2005- DE 8.01,9.01 09/25/05 CHUBB CORP NJ 7.01 11/16/05 CIPHERGEN BIOSYSTEMS INC DE 3.01,4.02,9.01 11/10/05 CISCO SYSTEMS INC CA 1.01,9.01 11/15/05 CISCO SYSTEMS INC CA 5.02 01/19/05 AMEND CLEVELAND CLIFFS INC OH 8.01 11/15/05 COINMACH CORP DE 7.01,9.01 11/16/05 Coley Pharmaceutical Group, Inc. DE 8.01,9.01 11/14/05 College Oak Investments, Inc. NV 3.02,9.01 11/15/05 COMM 2005-C6 DE 8.01,9.01 11/10/05 COMM 2005-LP5 DE 8.01,9.01 11/10/05 COMMUNITY TRUST BANCORP INC /KY/ KY 2.02,7.01 09/30/05 COMPUSONICS VIDEO CORP CO 4.01 10/11/05 AMEND Consolidated Communications Holdings, DE 7.01,9.01 11/16/05 CONSOLIDATED EDISON CO OF NEW YORK IN NY 8.01,9.01 11/16/05 COOPER CAMERON CORP DE 1.01,8.01,9.01 11/10/05 COOPERATIVE BANKSHARES INC NC 8.01,9.01 07/21/05 Copano Energy, L.L.C. DE 7.01,9.01 11/15/05 COUNTERPATH SOLUTIONS, INC. NV 8.01,9.01 11/15/05 CRAY INC WA 1.01,9.01 11/15/05 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 11/16/05 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 10/19/05 CRIIMI MAE INC MD 8.01,9.01 11/16/05 CRITICAL PATH INC CA 3.01 11/15/05 CROSS COUNTRY HEALTHCARE INC DE 1.01,1.02,2.03 11/10/05 CROSSTEX ENERGY LP DE 1.01,3.02,7.01,9.01 11/15/05 CROWN HOLDINGS INC PA 7.01,9.01 11/15/05 CURAGEN CORP DE 1.01 11/10/05 CWALT INC 8.01,9.01 11/07/05 DAIMLERCHRYSLER AUTO TRUST 2005-A MI 8.01,9.01 11/08/05 DAIMLERCHRYSLER AUTO TRUST 2005-B MI 8.01,9.01 11/08/05 DAIMLERCHRYSLER MASTER OWNER TRUST 8.01,9.01 11/15/05 DAKTRONICS INC /SD/ SD 2.02,9.01 10/29/05 DANA CORP VA 4.02,9.01 11/11/05 DATARAM CORP NJ 2.02,8.01,9.01 11/16/05 DATATRAK INTERNATIONAL INC OH 2.02,9.01 11/10/05 Deerfield Triarc Capital Corp 2.02,9.01 11/14/05 DEPARTMENT 56 INC DE 2.02,5.03,9.01 11/09/05 Dermisonics, Inc 7.01,9.01 11/15/05 DESIGN WITHIN REACH INC DE 2.02,9.01 11/10/05 DEVCON INTERNATIONAL CORP FL 1.01,7.01,9.01 11/09/05 DEVCON INTERNATIONAL CORP FL 1.01,2.01,2.03,7.01,9.01 11/10/05 Diamond I, Inc. DE 1.01,7.01,9.01 11/07/05 DIASENSE INC/PA PA 1.01,3.02 11/16/05 DIGENE CORP DE 1.01,8.01,9.01 11/15/05 DIGITAL FUSION INC/NJ/ DE 1.01,5.02,9.01 11/10/05 DIRECT INSITE CORP DE 2.02,9.01 11/15/05 DISCOVERY PARTNERS INTERNATIONAL INC DE 1.01,1.02,5.02,9.01 11/14/05 DOUBLE EAGLE PETROLEUM CO MD 7.01,9.01 11/15/05 DPL INC OH 7.01 11/10/05 DRESSER INC DE 1.01,9.01 11/14/05 DRESSER INC DE 7.01 11/16/05 EARTH SEARCH SCIENCES INC NV 8.01,9.01 11/16/05 EDO CORP NY 1.01,9.01 11/15/05 EGPI FIRECREEK, INC. NV 1.01,2.01,2.03,8.01,9.01 11/14/05 ELITE PHARMACEUTICALS INC /DE/ DE 7.01,9.01 11/15/05 EMCORE CORP NJ 1.01,2.03,3.02 11/10/05 EMERGING VISION INC NY 2.02 11/15/05 EMERGING VISION INC NY 5.05 11/16/05 EMERSON RADIO CORP DE 2.02,9.01 11/14/05 ENCLAVES GROUP INC DE 1.01,3.02,9.01 11/09/05 ENCORE ACQUISITION CO DE 7.01,9.01 11/16/05 ENCORE ACQUISITION CO DE 8.01 11/16/05 ENERGY WEST INC MT 2.02,9.01 11/14/05 ENVIRONMENTAL POWER CORP DE 1.01,8.01,9.01 11/15/05 FARO TECHNOLOGIES INC FL 7.01,9.01 11/15/05 FASHION HOUSE HOLDINGS INC 1.01,4.01 11/15/05 FASTENTECH INC DE 5.02 10/05/05 FBR Securitization, Inc. 8.01,9.01 11/16/05 FIBERMARK INC DE 2.02,9.01 11/16/05 FIDELITY BANCORP INC PA 5.02,9.01 11/15/05 FINANCIAL ASSET SECURITIES CORP DE 8.01,9.01 11/16/05 FINANCIAL INSTITUTIONS INC NY 8.01 11/14/05 FIRST COMMUNITY BANCSHARES INC /NV/ NV 7.01,9.01 11/16/05 FIRST FINANCIAL CORP /IN/ IN 8.01,9.01 11/16/05 FIRST MARBLEHEAD CORP 1.01,9.01 11/10/05 FIRST MIDWEST BANCORP INC DE 1.01,5.02,8.01 11/16/05 FIRSTPLUS FINANCIAL GROUP INC NV 8.01 11/16/05 FLAG FINANCIAL CORP GA 1.01,2.03,9.01 11/10/05 FOG CUTTER CAPITAL GROUP INC MD 8.01 11/15/05 FOSTER WHEELER LTD D0 8.01,9.01 11/10/05 FREMONT MORTGAGE SECURITIES CORP DE 8.01,9.01 11/15/05 FUSION TELECOMMUNICATIONS INTERNATION 1.01,8.01,9.01 11/14/05 GAINSCO INC TX 1.01,3.03,5.03,9.01 11/09/05 GANDER MOUNTAIN CO MN 1.01,2.02,9.01 11/14/05 GE Commercial Mortgage Corp Series 20 DE 8.01,9.01 11/10/05 GELSTAT CORP MN 2.01 11/14/05 Genex Pharmaceutical, Inc. DE 4.01,9.01 11/15/05 GEO GROUP INC FL 2.02,9.01 11/10/05 GEORGIA PACIFIC CORP GA 1.02,2.04,7.01 11/16/05 GILEAD SCIENCES INC DE 1.01,8.01,9.01 11/15/05 GLACIER WATER SERVICES INC DE 2.02 11/16/05 GLOBAL AIRCRAFT SOLUTIONS, INC. AZ 1.01 11/16/05 GLOBAL CROSSING LTD 2.02,7.01,9.01 11/16/05 GLOBAL ENERGY GROUP INC DE 1.01,9.01 11/10/05 GOVERNMENT TRUST 1 D IL 8.01 11/15/05 GOVERNMENT TRUST 2 F IL 8.01 11/15/05 GRAHAM PACKAGING HOLDINGS CO DE 2.02,7.01,9.01 11/14/05 GREATBATCH, INC. DE 2.05,9.01 11/14/05 Green Plains Renewable Energy, Inc. IA 8.01 11/15/05 GREENBRIER COMPANIES INC DE 1.01 08/01/05 AMEND GREER BANCSHARES INC SC 2.02,9.01 11/10/05 GSI COMMERCE INC DE 2.02,9.01 11/15/05 GUITAR CENTER INC DE 1.01,5.02 11/11/05 GYMBOREE CORP DE 2.02,9.01 11/16/05 HALOZYME THERAPEUTICS INC NV 2.02,9.01 11/11/05 HARBOR FLORIDA BANCSHARES INC DE 1.01 11/09/05 HARBOR FLORIDA BANCSHARES INC DE 8.01 11/16/05 HarborView Mortgage Loan Trust 2005-1 DE 8.01,9.01 11/16/05 HarborView Mortgage Loan Trust 2005-7 DE 8.01,9.01 11/16/05 HARLEYSVILLE NATIONAL CORP PA 1.01,8.01,9.01 11/15/05 HARLEYSVILLE NATIONAL CORP PA 7.01,9.01 11/16/05 Health Fitness Corp /MN/ MN 1.01,2.02,3.02,3.03,5.03,9.01 11/14/05 HELMERICH & PAYNE INC DE 2.02 11/16/05 HIGHWOODS PROPERTIES INC MD 5.03,9.01 11/15/05 HILLENBRAND INDUSTRIES INC IN 1.01,9.01 11/10/05 HOT TOPIC INC /CA/ CA 2.02,9.01 11/16/05 HQ SUSTAINABLE MARITIME INDUSTRIES, I DE 8.01,9.01 11/14/05 HyperSpace Communications, Inc. CO 2.02,9.01 11/15/05 ICON CASH FLOW PARTNERS L P SEVEN DE 8.01,9.01 11/14/05 ICON INCOME FUND EIGHT /DE DE 8.01,9.01 11/14/05 ICON INCOME FUND EIGHT B LP 8.01,9.01 11/14/05 ICON INCOME FUND TEN LLC DE 8.01,9.01 11/14/05 IMATION CORP DE 1.01,9.01 11/09/05 IMCLONE SYSTEMS INC/DE DE 8.01,9.01 11/16/05 IMMUNOGEN INC MA 8.01,9.01 11/16/05 IMPERIAL CONSOLIDATED CAPITAL 5.03 10/05/05 INAMED CORP DE 8.01,9.01 11/14/05 INCENTRA SOLUTIONS, INC. NV 2.02,7.01,9.01 11/15/05 Inland American Real Estate Trust, In MD 7.01,8.01,9.01 11/15/05 INNKEEPERS USA TRUST/FL MD 7.01,9.01 11/16/05 Integrated Healthcare Holdings Inc NV 7.01 11/16/05 INTELLISYNC CORP DE 8.01,9.01 11/16/05 INTERLINK ELECTRONICS INC DE 2.02 11/14/05 INTERSECTIONS INC DE 1.01 11/11/05 INTUIT INC DE 2.02,9.01 11/16/05 INVESTORS CAPITAL HOLDINGS LTD MA 2.02,9.01 11/16/05 IOMEGA CORP DE 1.01 11/15/05 IRON MOUNTAIN INC DE 5.02,9.01 11/16/05 IT&E INTERNATIONAL GROUP 1.01,1.02,2.01,2.03,3.02,3.03,5.01,5.02,9.01 11/09/05 J P MORGAN ACCEPTANCE CORP I DE 8.01,9.01 11/16/05 J P MORGAN ACCEPTANCE CORP I DE 8.01,9.01 11/16/05 JACK IN THE BOX INC /NEW/ DE 1.01,5.03,9.01 11/10/05 JACO ELECTRONICS INC NY 5.02 11/14/05 JANUS CAPITAL GROUP INC DE 1.01 11/11/05 JER Investors Trust Inc 2.03 11/16/05 JLG INDUSTRIES INC PA 7.01 11/16/05 JPMorgan Chase Commercial Mortgage Se DE 8.01,9.01 11/15/05 K-SEA TRANSPORTATION PARTNERS LP DE 7.01 11/16/05 KERR MCGEE CORP /DE DE 1.01 11/16/05 KINETIC CONCEPTS INC /TX/ TX 5.02,9.01 11/15/05 KING PHARMACEUTICALS INC TN 1.01,8.01,9.01 11/09/05 KOPPERS INC PA 2.02,9.01 11/15/05 Kraton Polymers LLC DE 7.01,9.01 11/16/05 LABOR READY INC WA 7.01,9.01 11/16/05 LAKES ENTERTAINMENT INC MN 8.01,9.01 11/11/05 LAKES ENTERTAINMENT INC MN 1.02,9.01 11/10/05 LEARNING CARE GROUP, INC MI 1.01,5.03,9.01 11/11/05 LNB BANCORP INC OH 1.01,3.01,7.01,9.01 11/04/05 LODGIAN INC DE 8.01 11/10/05 LONG BEACH SECURITIES CORP DE 8.01,9.01 11/14/05 LONG BEACH SECURITIES CORP DE 8.01,9.01 11/14/05 LONG ISLAND FINANCIAL CORP DE 8.01,9.01 11/16/05 LONGS DRUG STORES CORP MD 2.02,9.01 11/16/05 LXU Healthcare, Inc. MA 1.01,9.01 11/16/05 M&T BANK CORP NY 7.01,9.01 11/16/05 MAAX Holdings, Inc. DE 1.01,9.01 11/14/05 MAGNITUDE INFORMATION SYSTEMS INC DE 8.01,9.01 11/16/05 MANAKOA SERVICES CORP NV 5.02 11/16/05 MARKET CENTRAL INC DE 8.01,9.01 11/16/05 MARKWEST ENERGY PARTNERS L P 1.01,3.02,9.01 11/09/05 MARKWEST HYDROCARBON INC DE 8.01,9.01 11/09/05 MARKWEST HYDROCARBON INC DE 4.01,9.01 09/20/05 AMEND MARSH SUPERMARKETS INC IN 1.01,1.02,2.03,9.01 11/09/05 MATHSTAR INC MN 1.01,3.02 11/10/05 MATRIXONE INC DE 2.02,9.01 11/15/05 MAVERICK TUBE CORPORATION DE 7.01,9.01 11/16/05 MAVERICK TUBE CORPORATION DE 1.01,3.02,8.01,9.01 11/09/05 MAYTAG CORP DE 8.01,9.01 11/16/05 MB FINANCIAL INC /MD MD 7.01 11/16/05 MBNA CORP MD 8.01 11/16/05 MCDERMOTT INTERNATIONAL INC R1 5.02,9.01 11/16/05 MCDERMOTT INTERNATIONAL INC R1 2.02,7.01,9.01 11/16/05 MCKENZIE BAY INTERNATIONAL LTD 1.01,2.01,2.03,3.02 11/16/05 MEDTRONIC INC MN 2.02,9.01 11/16/05 MEMC ELECTRONIC MATERIALS INC DE 2.02,9.01 11/16/05 MEMRY CORP DE 2.02,9.01 11/14/05 MENS WEARHOUSE INC TX 2.02,9.01 11/16/05 MERCURY COMPUTER SYSTEMS INC MA 1.01,9.01 11/14/05 Merisant Worldwide, Inc. DE 1.01,9.01 11/14/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 11/14/05 MEXICAN RESTAURANTS INC TX 2.02,9.01 11/15/05 MICROMUSE INC DE 2.02,5.03,9.01 11/14/05 MILLENNIUM QUEST INC DE 4.01,9.01 11/14/05 MOHAWK INDUSTRIES INC DE 5.02,9.01 11/16/05 MOLIRIS CORP FL 4.01,9.01 11/10/05 MONACO COACH CORP /DE/ DE 1.01,5.03,9.01 11/09/05 Morgan Stanley Capital I Trust 2005-H DE 8.01,9.01 11/14/05 MORTGAGE-BACKED CERTIFICATES, SERIES DE 9.01 09/30/05 AMEND MortgageIT Holdings, Inc. MD 1.01,9.01 11/10/05 MOSSIMO INC DE 1.01 11/12/05 MOTIENT CORP DE 7.01,9.01 11/10/05 NATIONAL FUEL GAS CO NJ 7.01,9.01 11/16/05 NAVITONE TECHNOLOGIES INC NV 5.02 11/16/05 NCI, Inc. DE 2.02,9.01 11/15/05 NCT GROUP INC DE 2.02,9.01 11/14/05 NETWORK APPLIANCE INC CA 2.02,9.01 11/16/05 NEW HORIZONS WORLDWIDE INC DE 1.01,9.01 11/09/05 NEW RIVER PHARMACEUTICALS INC VA 2.02,9.01 11/14/05 NEW YORK COMMUNITY BANCORP INC DE 8.01,9.01 11/16/05 NEWAVE INC UT 7.01,9.01 11/16/05 NewGen Technologies, Inc NV 1.01,2.02,9.01 11/15/05 NEWS CORP 8.01,9.01 11/16/05 NEXT INC/TN DE 5.02,9.01 11/16/05 NORTH FORK BANCORPORATION INC DE 7.01,9.01 11/16/05 NORTH POINTE HOLDINGS CORP 8.01,9.01 11/16/05 NORTHERN TECHNOLOGIES INTERNATIONAL C DE 2.02,9.01 11/16/05 NORTHWEST BANCORP INC PA 8.01,9.01 11/16/05 NOVASTAR FINANCIAL INC MD 1.01,9.01 11/15/05 Nuance Communications, Inc. DE 2.02,9.01 11/16/05 OCCAM NETWORKS INC/DE DE 5.02 11/15/05 OCEANEERING INTERNATIONAL INC DE 7.01 11/16/05 OMEGA HEALTHCARE INVESTORS INC MD 1.01,8.01,9.01 11/16/05 ONE LINK 4 TRAVEL INC DE 1.01,3.02,9.01 11/10/05 ONEOK INC /NEW/ OK 8.01,9.01 11/16/05 OPTICAL COMMUNICATION PRODUCTS INC DE 2.02,9.01 11/16/05 Origin Agritech LTD D6 4.01,9.01 11/15/05 OSI PHARMACEUTICALS INC DE 1.01,2.01,9.01 11/12/05 PARAMETRIC TECHNOLOGY CORP MA 1.01 11/09/05 PARK CITY GROUP INC DE 8.01,9.01 11/11/05 PATH 1 NETWORK TECHNOLOGIES INC DE 5.02 11/16/05 PEOPLES ENERGY CORP IL 2.03 11/16/05 PEPCO HOLDINGS INC DE 1.01,9.01 11/14/05 PETSMART INC DE 2.02,9.01 11/16/05 POINT THERAPEUTICS INC DE 8.01,9.01 11/16/05 PORTA SYSTEMS CORP DE 2.02,9.01 11/14/05 POWER2SHIP INC NV 8.01,9.01 11/15/05 PPL CORP PA 4.01,9.01 11/16/05 PRINCIPAL LIFE INSURANCE CO IA 9.01 11/10/05 PRINCIPAL LIFE INSURANCE CO IA 9.01 11/10/05 PRINCIPAL LIFE INSURANCE CO IA 9.01 11/10/05 PROTOCALL TECHNOLOGIES INC NV 3.02 11/09/05 PRUDENTIAL FINANCIAL INC NJ 2.03,3.02,8.01,9.01 11/16/05 PSS WORLD MEDICAL INC FL 1.01,9.01 11/16/05 AMEND PURADYN FILTER TECHNOLOGIES INC DE 5.02,9.01 11/15/05 PXRE GROUP LTD 7.01,9.01 11/16/05 QUIPP INC FL 2.02,9.01 11/10/05 RAINIER PACIFIC FINANCIAL GROUP INC WA 8.01,9.01 11/16/05 RALI Series 2005-QA11 Trust DE 8.01,9.01 11/16/05 RAPTOR NETWORKS TECHNOLOGY INC 3.02 11/15/05 REFOCUS GROUP INC TX 5.02,9.01 11/15/05 REGIONS FINANCIAL CORP DE 7.01,9.01 11/16/05 RENTECH INC /CO/ CO 1.01,9.01 11/15/05 RENTRAK CORP OR 1.01 11/09/05 RESIDENTIAL ASSET SECURITIES CORP DE 8.01,9.01 11/16/05 RESIDENTIAL ASSET SECURITIES CORP DE 8.01,9.01 11/16/05 RETRACTABLE TECHNOLOGIES INC TX 8.01,9.01 11/16/05 RG GLOBAL LIFESTYLES INC CA 1.01,2.01,3.02,5.02,9.01 11/15/05 Riddell Bell Holdings, Inc. DE 2.02,9.01 11/16/05 ROCK OF AGES CORP DE 1.01,8.01,9.01 11/16/05 SACO I TRUST 2005-GP1 DE 9.01 09/09/05 AMEND SALESFORCE COM INC DE 2.02,9.01 11/16/05 SAPIENT CORP DE 5.02 11/10/05 Saxon Asset Securities Trust 2005-3 VA 8.01 10/25/05 AMEND SCHEID VINEYARDS INC DE 2.02,9.01 11/16/05 SELIGMAN NEW TECHNOLOGIES FUND INC 7.01,9.01 11/16/05 SIMPSON MANUFACTURING CO INC /CA/ DE 8.01 11/15/05 SINOFRESH HEALTHCARE INC FL 2.02,9.01 11/16/05 Siouxland Ethanol, LLC NE 1.01 11/11/05 SIPEX CORP DE 1.01,2.03,9.01 11/10/05 SIRICOMM INC DE 8.01 11/15/05 SIRICOMM INC DE 8.01,9.01 11/16/05 SL GREEN REALTY CORP MD 8.01,9.01 11/16/05 SMTC CORP DE 2.02,9.01 11/14/05 SOMERA COMMUNICATIONS INC DE 1.01,9.01 11/15/05 SOTHEBYS HOLDINGS INC MI 1.01 11/14/05 SOUTHERN CO DE 8.01,9.01 11/08/05 STANDARD MANAGEMENT CORP IN 2.02,9.01 11/11/05 STANLEY WORKS CT 8.01,9.01 11/16/05 STAPLES INC DE 8.01 11/15/05 STEPAN CO DE 5.02,9.01 11/11/05 STERLING FINANCIAL CORP /PA/ PA 7.01,9.01 11/15/05 STONE ENERGY CORP DE 7.01,9.01 11/14/05 STRATEGIC HOTEL CAPITAL INC 7.01,9.01 11/15/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 11/14/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 11/14/05 SUNRISE SENIOR LIVING INC DE 7.01 11/16/05 SUPERGEN INC DE 8.01,9.01 11/15/05 SUPERIOR ESSEX INC DE 1.01,9.01 11/09/05 SYNOPSYS INC DE 1.01,9.01 11/14/05 TALBOTS INC DE 2.02,9.01 11/16/05 TALX CORP MO 7.01,9.01 11/16/05 TARGETED GENETICS CORP /WA/ WA 8.01,9.01 11/14/05 Tarpon Industries, Inc. MI 1.01,9.01 11/11/05 TARRAGON CORP NV 7.01,9.01 11/16/05 TBS INTERNATIONAL LTD 7.01,9.01 11/16/05 TEAM FINANCIAL INC /KS KS 2.02,9.01 11/11/05 TELTRONICS INC DE 2.02,9.01 11/15/05 TEMPORARY FINANCIAL SERVICES INC WA 1.01,2.01,3.02,5.01,5.02,5.03, 11/09/05 7.01,9.01 TERAX ENERGY, INC. NV 5.02,9.01 11/10/05 TERRA NOSTRA RESOURCES CORP. NV 4.01,9.01 10/10/05 AMEND TERREMARK WORLDWIDE INC DE 4.01,9.01 10/05/05 AMEND TESORO CORP /NEW/ DE 8.01,9.01 11/16/05 TESORO CORP /NEW/ DE 1.01,9.01 11/14/05 TIAA REAL ESTATE ACCOUNT NY 1.01,1.02,5.02,9.01 11/14/05 TIDEWATER INC DE 7.01,9.01 11/14/05 Titan Global Holdings, Inc. UT 9.01 11/09/05 TITANIUM METALS CORP DE 1.01,9.01 08/02/05 AMEND TOO, INC. DE 2.02,9.01 11/16/05 TOR MINERALS INTERNATIONAL INC DE 8.01,9.01 10/27/05 TreeHouse Foods, Inc. DE 2.05,9.01 11/16/05 TRM CORP OR 2.02,8.01,9.01 11/09/05 TRUE TEMPER SPORTS INC 2.02,9.01 11/16/05 TYCO INTERNATIONAL LTD /BER/ D0 2.02,9.01 11/16/05 UBIQUITEL INC DE 1.01,9.01 11/09/05 UGI CORP /PA/ PA 2.02,9.01 11/16/05 UGI UTILITIES INC PA 2.02,9.01 11/16/05 ULTRASTRIP SYSTEMS INC FL 1.01,5.02 10/20/05 UNISYS CORP DE 5.02 11/15/05 UNIT CORP DE 7.01,9.01 11/16/05 UNITED COMMUNITY BANKS INC GA 7.01,8.01,9.01 11/15/05 UNITED FINANCIAL MORTGAGE CORP IL 2.01,9.01 08/31/05 AMEND UNIVERSAL CORP /VA/ VA 8.01,9.01 11/14/05 UPFC Auto Receivables Trust 2005-B DE 8.01,9.01 11/16/05 USA Mobility, Inc DE 2.02,7.01,9.01 11/16/05 VENTURE FINANCIAL GROUP INC WA 5.02,9.01 11/16/05 VERIDIEN CORP DE 7.01,9.01 11/14/05 VIASPACE Inc. NV 2.02,9.01 11/16/05 VIRGINIA COMMERCE BANCORP INC 5.02 11/16/05 VISTACARE, INC. DE 8.01 11/15/05 VIVUS INC CA 1.01,5.02,9.01 11/14/05 VOLKSWAGEN PUBLIC AUTO LOAN SECURITIZ 8.01,9.01 11/16/05 WACCAMAW BANKSHARES INC NC 8.01,9.01 11/16/05 WaMu Mortgage Pass-Through Certificat DE 8.01,9.01 07/25/05 AMEND WARP TECHNOLOGY HOLDINGS INC NV 7.01,9.01 11/15/05 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 11/15/05 WATERFORD GAMING LLC DE 8.01 11/16/05 WELLCARE HEALTH PLANS, INC. DE 1.02 04/27/05 WELLCO ENTERPRISES INC NC 2.02 11/16/05 WHITING PETROLEUM CORP DE 9.01 10/04/05 AMEND WHITNEY HOLDING CORP LA 5.02 11/10/05 WILEY JOHN & SONS INC NY 5.02 11/16/05 WILLOW GROVE BANCORP INC/NEW PA 9.01 08/31/05 AMEND WORLD AM, INC. 5.02,9.01 11/10/05 WPS RESOURCES CORP WI 1.01,2.03,9.01 11/10/05 XERION ECOSOLUTIONS GROUP INC CO 4.01,9.01 11/11/05 XYBERNAUT CORP DE 7.01,9.01 11/16/05 ZALE CORP DE 2.02 11/16/05 Zumiez Inc 2.02,9.01 11/16/05 22 NEWS DIGEST, November 17, 2005