SEC NEWS DIGEST Issue 2005-218 November 14, 2005 COMMISSION ANNOUNCEMENTS SCOTT TAUB DESIGNATED AS ACTING CHIEF ACCOUNTANT On November 14, Securities and Exchange Commission Chairman Christopher Cox designated Scott Taub to serve as Acting Chief Accountant for the SEC. Mr. Taub has served as the Commission’s Deputy Chief Accountant since September 2002. Prior to joining the Commission’s staff, he was a partner in the Professional Standards Group of Arthur Andersen in Chicago. Mr. Taub also served as a professional accounting fellow with the SEC’s Office of Chief Accountant from June 1999 through June 2001. Mr. Taub is a 1990 graduate of the University of Michigan in Ann Arbor. (Press Rel. 2005-160) ENFORCEMENT PROCEEDINGS REVOCATION OF REGISTRATION OF SECURITIES OF AMERICAN GROUP, INC. On November 14, the Commission announced the revocation of the registration of securities of American Group, Inc. formerly based in Homestead, Fla., and registered with the Commission pursuant to Section 12 of the Securities Exchange Act of 1934. Without admitting or denying the facts or allegation in the Order Instituting Proceedings, Making Findings, and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934, American Group, Inc. consented to the entry of an order finding that it had failed to comply with Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13 thereunder and revoking its registration. In its Order revoking the registration of securities of American Group, Inc. registered with the Commission pursuant to Section 12 of the Exchange Act, the Commission found that American Group had failed to comply with Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13 thereunder, while its common stock was registered with the Commission in that it has not filed an Annual Report on Form 10-KSB since May 31, 2001 or periodic or quarterly reports on Form 10-QSB for any fiscal period after the quarterly period ended Feb. 28, 2002. The Commission cautions brokers, dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the company. Further, brokers and dealers should be alert to the fact that, Section 12(j) provides, in pertinent part, as follows: No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security the registration of which has been and is suspended or revoked pursuant to the preceding sentence. (Rel. 34-52771; File No. 3- 12103) SEC ORDERS THAT RALPH CASBARRO BE BARRED FROM ASSOCIATION WITH ANY BROKER, DEALER, OR INVESTMENT ADVISER On November 10, the Securities and Exchange Commission ordered Ralph D. Casbarro to be barred from associating with any broker, dealer, or investment adviser. Casbarro, age 43, was, between February 1995 and March 2005, employed as a registered representative by Salomon Smith Barney, Inc. and its successor Citigroup Global Markets, Inc. (together, Citigroup), each a broker-dealer registered with the Commission pursuant to Section 15(b) of the Securities and Exchange Act of 1934 and an investment adviser registered with the Commission pursuant to Section 203(c) of the Investment Advisers Act. In connection with his employment, Casbarro held Series 7, Series 63, and Series 65 licenses. On Oct. 7, 2005, Casbarro pleaded guilty to conspiracy to commit securities fraud in violation of 18 U.S.C. § 1349, a felony. The count of the criminal indictment to which Casbarro pleaded guilty alleged, inter alia, the following. While employed by Citigroup as a retail stock broker in New York, New York, Casbarro conspired to carry out a fraudulent scheme whereby Casbarro furnished a group of day traders with material, non- public information concerning large orders to purchase and sell securities that had been placed by Citigroup’s customers. Casbarro furnished such information by allowing the day traders to listen to Citigroup’s “squawk box,” an internal speaker system that Citigroup used to disseminate information concerning such customer orders, which involved quantities of stock that were sufficiently large that the transactions could be expected to influence the market price for the stocks in question. As a part of the scheme, the day traders used the material, non-public information disseminated through the squawk box to buy or sell the stocks in question and to profit from a rise or fall in the price of the stock in question caused by the execution of the large order for Citigroup’s customer. Casbarro provided such material, non- public information to the day traders in violation of fiduciary and other duties of trust and confidence that Casbarro owed to Citigroup and its customers. In exchange for allowing the day traders to listen to the Citigroup squawk box, Casbarro accepted from the day traders bribes in the form of commissions and other things of value. U.S. v. Casbarro, Cr. No. 05-613 (ILG), United States District Court for the Eastern District of New York. Based upon Casbarro’s criminal conviction, the Commission instituted, and simultaneously settled, an administrative proceeding pursuant to Section 15(b)(6) of the Exchange Act and Section 203(f) of the Advisers Act. Casbarro consented, without admitting or denying the Commission’s findings, except as to his criminal plea, to an order barring him from association with any broker or dealer or with any investment adviser. (Rel. 34-52762; File No. 3-12101) SEC SUSPENDS SALVATORE CENSOPRANO FROM APPEARING OR PRACTICING BEFORE THE COMMISSION AS AN ACCOUNTANT On November 10, the Commission announced the issuance of an Order Instituting Administrative Proceedings Pursuant to Rule 102(e) of the Commission’s Rules of Practice, Making Findings, and Imposing Remedial Sanctions against Salvatore Censoprano, based on Censoprano’s offer of settlement. The Order, to which Censoprano agreed without admitting or denying the Commission’s findings except as to jurisdiction, suspends Censoprano from appearing or practicing before the Commission as an accountant. The Commission’s Order finds that an injunction, based on Censoprano’s consent, was entered on Oct. 28, 2005, in the action filed in the Northern District of California, SEC v. M&A West, Inc., et al., Case No. C-01-3376 VRW, prohibiting Censoprano from any future violations of Sections 10(b) and 13(b)(5) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 10b-5, 13b2-1 and 13b2-2 thereunder, and from aiding and abetting violations of Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Rules 12b-20, 13a-1, 13a-11 and 13a- 13 thereunder. In the district court action, Censoprano was also ordered to pay a $250,000 civil money penalty and was prohibited from acting as an officer or director of an issuer that has securities registered pursuant to Section 12(g) of the Exchange Act. The Commission’s Order further finds that the complaint in the district court case alleged that Censoprano, formerly the chief financial officer of M&A West, Inc., made material misrepresentations and omissions of fact in M&A West’s financial statements filed with the Commission during 1999 and 2000. (Rels. 34-52763; AAER-2344; File No. 3-12102) INVESTMENT COMPANY ACT RELEASE CITIGROUP GLOBAL MARKETS INC., F/K/A/ SALOMON SMITH BARNEY INC., ET AL. The Commission has issued an order to Citigroup Global Markets Inc., F/K/A/ Salomon Smith Barney Inc., et al., under Section 9(c) of the Investment Company Act exempting applicants from Section 9(a) of the Act, with respect to a securities-related injunction entered by the U.S. District Court for the Southern District of New York on Oct. 31, 2003. (Rel. IC-27143 - November 9) SELF REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE The Commission issued notice of filing and immediate effectiveness of a proposed rule change (SR-NASD-2005-125) filed by NASD, through its subsidiary, The Nasdaq Stock Market, Inc., under Rule 19b-4 of the Securities Exchange Act of 1934 to modify pricing for NASD members using the Nasdaq Market Center and Nasdaq’s Brut facility. Publication of the proposal is expected in the Federal Register during the week of November 14. (Rel. 34-52757) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission noticed and granted accelerated approval to a proposed rule change (SR-NASD-2005-126) filed by NASD, through its subsidiary, The Nasdaq Stock Market, Inc. under Rule 19b-4 of the Securities Exchange Act of 1934 to modify pricing for non-members using Nasdaq's Brut Facility. Publication is expected in the Federal Register during the week of November 14. (Rel. 34-52758) PROPOSED RULE CHANGE The New York Stock Exchange has filed a proposed rule change (SR-NYSE- 2005-75) under Rule 19b-4 of the Securities Exchange Act relating to Section 802.01E of the Exchange’s Listed Company Manual, which concerns timely filing criteria of annual reports with the Commission. Publication of the proposal is expected in the Federal Register during the week of November 14. (Rel. 34-52760) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 PIPELINE DATA INC, 1599 WASHINGTON STREET, SUITE 1D, BRAINTREE, MA, 02184, 781 843 3812 - 31,336,431 ($31,336,431.00) Equity, (File 333-129612 - Nov. 10) (BR. 08C) S-8 UNITED PAN AM FINANCIAL CORP, 9492241917 - 0 ($16,560,000.00) Equity, (File 333-129613 - Nov. 10) (BR. 07C) S-8 SINCLAIR BROADCAST GROUP INC, 2000 WEST 41ST ST, BALTIMORE, MD, 21211, 4104675005 - 0 ($10,704,000.00) Equity, (File 333-129615 - Nov. 10) (BR. 11C) S-8 SAFEGUARD SCIENTIFICS INC, 435 DEVON PARK DR, BLDG 800, WAYNE, PA, 19087, 6102930600 - 0 ($8,220,000.00) Equity, (File 333-129617 - Nov. 10) (BR. 08C) S-8 HASBRO INC, 1027 NEWPORT AVE, P O BOX 1059, PAWTUCKET, RI, 02861, 4014318697 - 5,000,000 ($97,425,000.00) Equity, (File 333-129618 - Nov. 10) (BR. 05A) S-8 AKID CORP, 16200 WCR 18E, LOVELAND, CO, 80537, 970-635-0346 - 0 ($500,000.00) Equity, (File 333-129619 - Nov. 10) (BR. 09A) S-8 CERAMICS PROCESS SYSTEMS CORP/DE/, 111 SOUTH WORCESTER STREET, PO BOX 338, CHARTLEY, MA, 02712, 508-222-0614 - 1,250,030 ($766,455.00) Equity, (File 333-129620 - Nov. 10) (BR. 06A) S-4 MARKET CENTRAL INC, 1650A GUM BRANCH RD, JACKSONVILLE, NC, 32830, 704-837-0500 - 0 ($15,878,340.00) Equity, (File 333-129621 - Nov. 10) (BR. 03B) SB-2 STANDARD CAPITAL CORP, 2429 128TH STREET, SURREY BC, A1, V4A 3W2, 6045385995 - 855,000 ($42,750.00) Equity, (File 333-129622 - Nov. 10) (BR. 04B) S-1 MAGELLAN MIDSTREAM HOLDINGS LP, P.O. BOX 22186, TULSA, OK, 74121, 9185747000 - 0 ($599,437,500.00) Equity, (File 333-129623 - Nov. 10) (BR. ) S-8 GENESIS MICROCHIP INC /DE, 2150 GOLD STREET, ALVISO, CA, 95002, 4082626599 - 2,021,040 ($39,885,224.40) Equity, (File 333-129624 - Nov. 10) (BR. 10B) S-8 EGL INC, 15340 VICKERY DR, HOUSTON, TX, 77032, 2816183100 - 100,000 ($3,127,000.00) Equity, (File 333-129625 - Nov. 10) (BR. 05A) SB-2 ARTISTDIRECT INC, 10900 WILSHIRE BLVD, SUITE 1400, LOS ANGELES, CA, 90024, 3236344000 - 37,347,355 ($87,766,284.25) Equity, (File 333-129626 - Nov. 10) (BR. 08A) SB-2 FELLOWS ENERGY LTD, 8716 ARAPAHOE ROAD, C/O FELLOWS ENERGY LTD., BOULDER, CO, 80303, 7203086109 - 10,593,600 ($6,376,980.00) Equity, (File 333-129627 - Nov. 10) (BR. 04C) S-3 TOREADOR RESOURCES CORP, 4809 COLE AVENUE SUITE 108, DALLAS, TX, 75205, 2145593933 - 0 ($86,250,000.00) Debt Convertible into Equity, 1,504,047 ($41,481,616.26) Equity, (File 333-129628 - Nov. 10) (BR. 04C) S-3 Stereotaxis, Inc., 4041 FOREST PARK AVENUE, ST.LOUIS, MO, 63108, 314-615-6940 - 0 ($75,000,000.00) Equity, (File 333-129629 - Nov. 10) (BR. 10C) S-3 OPTION CARE INC/DE, 485 E. HALF DAY ROAD, SUITE 300, BUFFALO GROVE, IL, 60089, 8474652100 - 0 ($1,587,377.00) Equity, (File 333-129630 - Nov. 10) (BR. 01B) S-8 BRASCAN CORP/, BCE PLACE 181 BAY ST, STE 4400 PO BOX 762, TORONTO ONTARIO, A6, 4163639491 - 1,200,000 ($56,016,000.00) Equity, (File 333-129631 - Nov. 10) (BR. 06A) S-8 JARDEN CORP, 555 THEODORE FREMD AVE, RYE, NY, 10580, 914 967 9400 - 6,000,000 ($200,880,000.00) Equity, (File 333-129632 - Nov. 10) (BR. 02C) S-8 CLINICAL DATA INC, ONE GATEWAY CENTER, SUITE 411, NEWTON, MA, 02158, 6172619933 - 0 ($3,312,355.00) Equity, (File 333-129633 - Nov. 10) (BR. 10A) S-8 CLINICAL DATA INC, ONE GATEWAY CENTER, SUITE 411, NEWTON, MA, 02158, 6172619933 - 0 ($19,450,000.00) Equity, (File 333-129634 - Nov. 10) (BR. 10A) SB-2 SVC FINANCIAL SERVICES INC, 855 EMBEDDED WAY, SAN JOSE, CA, 95138, 4153876463 - 65,631,214 ($7,219,433.50) Equity, (File 333-129635 - Nov. 10) (BR. 03A) S-3 JARDEN CORP, 555 THEODORE FREMD AVE, RYE, NY, 10580, 914 967 9400 - 6,150,123 ($205,906,118.04) Equity, (File 333-129636 - Nov. 10) (BR. 02C) S-8 CLINICAL DATA INC, ONE GATEWAY CENTER, SUITE 411, NEWTON, MA, 02158, 6172619933 - 0 ($4,862,500.00) Equity, (File 333-129637 - Nov. 10) (BR. 10A) S-4 Community Partners Bancorp, 1250 HIGHWAY 35 SOUTH, MIDDLETOWN, NJ, 07748, 732-706-9009 - 7,480,648 ($126,392,002.74) Other, (File 333-129638 - Nov. 10) (BR. ) S-11 Vintage Wine Trust Inc, 1101 5TH AVE SUITE 310, SAN RAFAEL, CA, 94901, 415-456-0420 - 0 ($160,112,690.00) Equity, (File 333-129639 - Nov. 10) (BR. ) S-8 WPP GROUP PLC, 27 FARM ST, WIJ 5RJ, LONDON ENGLAND, 011442074082204 - 50,700,000 ($505,986,000.00) Equity, (File 333-129640 - Nov. 10) (BR. 11C) F-1 Locate Technologies Inc., 3124 PARSONS ROAD, EDMONTON, A0, T6N 1L6, 780-408-2569 - 11,822,463 ($11,822,463.00) Equity, (File 333-129641 - Nov. 10) (BR. ) S-3 GOODRICH PETROLEUM CORP, 808 TRAVIS, SUITE 1320, HOUSTON, TX, 77002, 7137809494 - 0 ($150,000,000.00) Unallocated (Universal) Shelf, (File 333-129642 - Nov. 10) (BR. 04B) F-10 BARRICK GOLD CORP, BCE PLACE, CANADA TRUST TOWER, 161 BAY STREET SUITE 3700, TORONTO ONTARIO CANA, A6, M5J2S1, 4163077470 - 0 ($7,834,361,306.65) Equity, (File 333-129643 - Nov. 10) (BR. 04B) N-2 CENTRAL EUROPE & RUSSIA FUND INC, 345 PARK AVENUE, NEW YORK, NY, 10154, 800-437-6269 - 0 ($1,000,000.00) Equity, (File 333-129644 - Nov. 10) (BR. 18) SB-2 IsoRay, Inc., 350 HILLS STREET,, SUITE 106, RICHLAND, WA, 99354, (509) 375-1202 - 5,441,021 ($29,272,693.00) Equity, (File 333-129646 - Nov. 10) (BR. 10B) S-8 WASHINGTON BANKING CO, 450 SW BAYSHORE DR, OAK HARBOR, WA, 98277, 3606793121 - 0 ($11,466,655.00) Equity, (File 333-129647 - Nov. 10) (BR. 07A) S-3 EURONET WORLDWIDE INC, HORVAT UTCA 14-24, BUDAPEST, K5, 1027, 36-1-224-1000 - 0 ($175,000,000.00) Non-Convertible Debt, (File 333-129648 - Nov. 10) (BR. 07C) S-1 Edutrades, Inc., 1612 E. CAPE CORAL PARKWAY, CAPE CORAL, FL, 33904, 239-542-0643 - 0 ($26,416,000.00) Other, (File 333-129649 - Nov. 10) (BR. ) S-3 RIGEL PHARMACEUTICALS INC, 1180 VETERANS BOULEVARD, SOUTH SAN FRANCISCO, CA, 94080, 0 ($200,000,000.00) Other, (File 333-129650 - Nov. 10) (BR. 01B) S-11 Wells Timber Real Estate Investment Trust, Inc., 6200 THE CORNERS PARKWAY, SUITE 250, NORCROSS, GA, 30092, (770) 449-7800 - 0 ($845,500,000.00) Equity, (File 333-129651 - Nov. 10) (BR. ) S-1 International Securities Exchange, Inc., 60 BROAD STREET, NEW YORK, NY, 10004, 212-943-2400 - 0 ($100,000,000.00) Equity, (File 333-129652 - Nov. 10) (BR. 07) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT 21ST CENTURY HOLDING CO FL 5.02 11/10/05 21ST CENTURY HOLDING CO FL 2.02,9.01 11/10/05 4 KIDS ENTERTAINMENT INC NY 2.02,8.01,9.01 11/09/05 AMEND 7 ELEVEN INC TX 5.03,9.01 11/10/05 724 SOLUTIONS INC 2.02,9.01 11/09/05 A CONSULTING TEAM INC NY 2.02,9.01 11/09/05 ACADIA PHARMACEUTICALS INC DE 2.02,9.01 11/10/05 ACCESS ANYTIME BANCORP INC DE 2.02,9.01 11/10/05 ACCO BRANDS CORP DE 2.02,9.01 11/09/05 ACCREDITED HOME LENDERS INC DE 8.01,9.01 11/08/05 ACE SECURITIES CORP DE 8.01,9.01 11/10/05 ACTIVCARD CORP DE 8.01,9.01 11/08/05 ACTUANT CORP WI 1.01 11/07/05 ACURA PHARMACEUTICALS, INC NY 1.01,2.02,3.02,5.01,9.01 11/09/05 ACUSPHERE INC DE 2.02,9.01 11/10/05 ADA-ES INC CO 2.02,9.01 11/10/05 Adams Respiratory Therapeutics, Inc. TX 1.01 11/04/05 ADELPHIA COMMUNICATIONS CORP DE 2.02,7.01,9.01 11/08/05 ADM TRONICS UNLIMITED INC/DE DE 2.03,3.02 11/10/05 ADVANCED INTEGRATED MANAGEMENT SERVIC UT 2.01 11/04/05 Advanced Life Sciences Holdings, Inc. 2.02,9.01 11/07/05 ADVANSTAR COMMUNICATIONS INC NY 2.02,9.01 11/10/05 AEGIS ASSET BACKED SECURITIES TRUST M DE 8.01 10/28/05 AFEM MEDICAL CORP NV 3.02 11/08/05 Affinia Group Intermediate Holdings I DE 5.02 11/10/05 AGCO CORP /DE DE 5.02,9.01 11/10/05 AGERE SYSTEMS INC DE 1.01,9.01 11/04/05 AIRNET COMMUNICATIONS CORP DE 1.01,2.03,3.02,9.01 11/08/05 AIRSPAN NETWORKS INC WA 2.01,9.01 11/09/05 ALAMO GROUP INC DE 7.01,9.01 11/09/05 ALBANY INTERNATIONAL CORP /DE/ DE 5.02,9.01 11/09/05 ALION SCIENCE & TECHNOLOGY CORP DE 3.02,8.01 09/30/05 AMEND ALLIANCE GAMING CORP NV 7.01,9.01 11/08/05 ALLIANCE ONE INTERNATIONAL, INC. VA 2.02,9.01 09/30/05 Alternative Loan Trust 2005-36 8.01,9.01 11/04/05 AMDL INC DE 3.02,7.01,9.01 08/30/05 AMEND AMERICA SERVICE GROUP INC /DE DE 3.01,8.01,9.01 11/09/05 AMERICAN AIRLINES INC DE 2.03 11/09/05 AMERICAN CLAIMS EVALUATION INC NY 2.02,9.01 11/10/05 AMERICAN FINANCIAL REALTY TRUST 7.01 11/10/05 AMERICAN INDEPENDENCE CORP DE 1.01,9.01 11/09/05 AMERICAN REAL ESTATE PARTNERS L P DE 7.01,9.01 11/10/05 AMERICAN RETIREMENT CORP TN 1.01,2.03,7.01,9.01 11/03/05 AMERICAN SCIENCE & ENGINEERING INC MA 4.01,9.01 11/09/05 AMERICAN SCIENCE & ENGINEERING INC MA 1.01,5.02,9.01 11/03/05 AMERICAN SCIENCE & ENGINEERING INC MA 2.02,9.01 11/09/05 AMERICAN VANGUARD CORP DE 2.02,9.01 11/07/05 AMERICREDIT AUTOMOBILE RECEIVABLES TR 8.01,9.01 11/10/05 AmeriCredit Automobile Receivables Tr DE 8.01,9.01 11/10/05 AmeriCredit Automobile Receivables Tr DE 8.01,9.01 11/10/05 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE 8.01,9.01 11/10/05 AMPLIDYNE INC DE 5.03,9.01 11/09/05 AMR CORP DE 2.03 11/09/05 APHTON CORP DE 1.01,1.02,2.02 11/07/05 ARDEN GROUP INC DE 2.02 11/10/05 ARGAN INC DE 1.01,2.03,9.01 11/07/05 ARGON ST, Inc. DE 5.02 11/10/05 ARTCRAFT V INC 1.01,2.01,3.02,9.01 11/07/05 ASPECT MEDICAL SYSTEMS INC DE 1.01,9.01 08/31/05 ASSET BACKED SECURITIES CORP DE 8.01,9.01 11/10/05 AUGUST TECHNOLOGY CORP MN 7.01,9.01 11/09/05 AUTOBYTEL INC DE 2.02,9.01 11/07/05 AVANEX CORP DE 1.01 11/10/05 B2B INTERNET HOLDRSSM TRUST NY 9.01 09/30/05 Banc of America Alternative Loan Trus DE 8.01,9.01 10/27/05 Banc of America Commercial Mortgage I DE 8.01,9.01 05/10/05 AMEND Banc of America Commercial Mortgage I DE 8.01,9.01 08/10/05 AMEND Banc of America Funding Corp. 2005-D DE 8.01,9.01 07/25/05 AMEND BANC OF AMERICA MORTGAGE SECURITIES I DE 8.01,9.01 11/09/05 Banc of America Mortgage Securities M DE 8.01,9.01 10/27/05 Banc of America Mortgage Securities M DE 8.01,9.01 10/27/05 BANDAG INC IA 5.03,9.01 11/08/05 BARR PHARMACEUTICALS INC DE 7.01 11/10/05 BAXTER INTERNATIONAL INC DE 8.01,9.01 11/10/05 BAYVIEW FINANCIAL SECURITIES CO LLC DE 8.01 11/10/05 BCB BANCORP INC 1.01,9.01 11/01/05 Bear Stearns Commercial Mortgage Secu DE 8.01,9.01 04/11/05 AMEND Bear Stearns Commercial Mortgage Secu DE 8.01,9.01 05/11/05 AMEND Bear Stearns Commercial Mortgage Secu DE 8.01,9.01 06/13/05 AMEND Bear Stearns Commercial Mortgage Secu DE 8.01,9.01 07/11/05 AMEND Bear Stearns Commercial Mortgage Secu DE 8.01,9.01 08/11/05 AMEND Bear Stearns Commercial Mortgage Secu DE 8.01,9.01 09/12/05 AMEND BEAR STEARNS COMPANIES INC DE 8.01,9.01 10/31/05 BERKSHIRE HILLS BANCORP INC 8.01,9.01 11/08/05 BFC FINANCIAL CORP FL 7.01 11/09/05 BIG 5 SPORTING GOODS CORP DE 2.02,9.01 11/10/05 BioMed Realty Trust Inc MD 2.02,9.01 11/09/05 BIOTECH HOLDRS TRUST 9.01 09/30/05 BLAIR CORP DE 2.01,2.05,8.01,9.01 11/04/05 BLOCK COMMUNICATIONS INC OH 2.02,9.01 11/08/05 BOEING CO DE 1.01,9.01 11/04/05 BofI Holding, Inc. DE 2.02,9.01 11/10/05 BofI Holding, Inc. DE 1.01,9.01 11/09/05 BORLAND SOFTWARE CORP DE 1.01 10/27/05 AMEND BOSTON COMMUNICATIONS GROUP INC MA 2.02,9.01 11/09/05 BRICKMAN GROUP LTD 2.02 11/10/05 BRIGHTPOINT INC IN 7.01,9.01 11/10/05 BRILLIAN CORP DE 1.01,9.01 11/08/05 BROADBAND HOLDRS TRUST 9.01 09/30/05 BSD MEDICAL CORP DE 7.01,9.01 11/10/05 BUCKLE INC NE 2.02,9.01 11/10/05 BUFFETS HOLDINGS, INC. DE 1.01,5.02,9.01 11/10/05 BUSINESS OBJECTS S.A. 8.01,9.01 11/09/05 CABLEVISION SYSTEMS CORP /NY DE 2.01,9.01 11/10/05 CALGON CARBON CORPORATION DE 8.01 11/09/05 CALPINE CORP DE 5.02,9.01 11/10/95 CANTEL MEDICAL CORP DE 5.03,9.01 11/08/05 CAPITAL LEASE FUNDING INC 2.02,9.01 11/10/05 CAPITAL ONE FINANCIAL CORP DE 7.01,9.01 11/09/05 CAPITOL FEDERAL FINANCIAL 2.02,7.01,9.01 09/30/05 CAPSTONE TURBINE CORP DE 2.02,9.01 11/10/05 CARACO PHARMACEUTICAL LABORATORIES LT MI 3.02 10/27/05 CARDINAL COMMUNICATIONS, INC NV 5.02,9.01 11/04/05 CARRIAGE SERVICES INC DE 2.02,9.01 11/09/05 CARRINGTON LABORATORIES INC /TX/ TX 2.02,9.01 11/10/05 CARTERS INC DE 8.01,9.01 11/09/05 CASTLE ENERGY CORP DE 1.01,7.01,9.01 11/08/05 CATALYTICA ENERGY SYSTEMS INC DE 2.02,9.01 11/10/05 CATHAY GENERAL BANCORP DE 8.01,9.01 11/10/05 CATHAY MERCHANT GROUP, INC. DE 5.02 11/10/05 CELL THERAPEUTICS INC WA 2.03,3.02,9.01 11/04/05 CELL THERAPEUTICS INC WA 1.01 10/31/05 AMEND CELLEGY PHARMACEUTICALS INC CA 8.01,9.01 11/08/05 Centennial Bank Holdings, Inc. DE 2.01,9.01 10/01/05 AMEND CF Industries Holdings, Inc. DE 2.02,9.01 11/09/05 CHAMPPS ENTERTAINMENT INC DE 2.02,9.01 11/09/05 CHARTER FINANCIAL CORP/GA 2.02,9.01 11/09/05 Chase Mortgage Finance Trust Series 2 DE 8.01,9.01 10/26/05 CHATTEM INC TN 5.02,9.01 11/07/05 CHECKERS DRIVE IN RESTAURANTS INC /DE DE 7.01,9.01 11/10/05 CHESAPEAKE CORP /VA/ VA 2.02,2.05 11/10/05 CHINA NETTV HOLDINGS INC NV 1.02 11/03/05 CHRISTOPHER & BANKS CORP DE 5.02,9.01 11/10/05 CLAYTON WILLIAMS ENERGY INC /DE DE 8.01,9.01 11/07/05 CLEARANT INC 3.02,7.01,9.01 11/07/05 COACH INC MD 1.01 11/08/05 COACH INDUSTRIES GROUP INC NV 1.01,1.02,3.02,7.01,9.01 11/04/05 COAST DISTRIBUTION SYSTEM INC DE 2.02,9.01 11/08/05 COLLECTORS UNIVERSE INC DE 2.02,9.01 11/09/05 COLONY RIH HOLDINGS INC DE 2.02,9.01 11/10/05 COLUMBIA BANCORP MD 8.01,9.01 11/09/05 COMCAST CORP PA 1.01,9.01 11/07/05 COMMERCIAL NATIONAL FINANCIAL CORP /P PA 2.02 11/10/05 COMMUNITY SHORES BANK CORP MI 1.01,9.01 11/04/05 COMPUDYNE CORP NV 2.02,9.01 11/09/05 COMPUTER ASSOCIATES INTERNATIONAL INC DE 8.01,9.01 11/04/05 CONGOLEUM CORP DE 2.02,9.01 11/10/05 CONNETICS CORP DE 1.01,9.01 11/07/05 CONVERA CORP DE 1.01,5.02,9.01 11/09/05 CORAUTUS GENETICS INC DE 2.02,9.01 11/10/05 CORGENIX MEDICAL CORP/CO NV 2.02 11/10/05 CORNERSTONE MINISTRIES INVESTMENTS IN GA 4.01 11/02/05 CORNERSTONE REALTY FUND LLC CA 2.01,9.01 09/30/05 AMEND COSI INC DE 2.02,9.01 11/09/05 COVANSYS CORP MI 8.01,9.01 11/08/05 COVENTRY HEALTH CARE INC DE 1.01,9.01 11/10/05 COX COMMUNICATIONS INC /DE/ DE 2.02,9.01 11/09/05 CPI AEROSTRUCTURES INC NY 2.02,9.01 11/09/05 CROSSTEX ENERGY LP DE 9.01 11/01/05 AMEND CROWN CRAFTS INC DE 1.01,9.01 11/04/05 CSFB Mortgage-Backed Pass-Through Cer DE 8.01,9.01 09/26/05 AMEND CTS CORP IN 7.01,9.01 11/10/05 CULLEN FROST BANKERS INC TX 8.01,9.01 11/09/05 CURIS INC DE 2.02,9.01 11/09/05 CWABS INC DE 8.01,9.01 11/02/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 10/21/05 CYBER DEFENSE SYSTEMS INC FL 8.01,9.01 11/10/05 DARLING INTERNATIONAL INC DE 2.02,9.01 11/10/05 DELL INC DE 2.02,9.01 11/10/05 DELTA AIR LINES INC /DE/ DE 2.02,9.01 11/10/05 DEVRY INC DE 1.01,9.01 11/09/05 Digital Realty Trust, Inc. MD 2.02,7.01,9.01 11/09/05 Discovery Holding CO DE 2.02 11/09/05 DOLLAR FINANCIAL CORP DE 1.01 11/03/05 DOLLAR FINANCIAL GROUP INC NY 1.01 11/03/05 DYNATRONICS CORP UT 2.02,9.01 11/10/05 DYNEGY INC /IL/ IL 7.01,9.01 11/10/05 ECC Capital CORP 1.01,2.02,9.01 11/07/05 EDEN ENERGY CORP NV 1.01,9.01 11/08/05 EDO CORP NY 1.01,2.03,9.01 11/10/05 ELECTRIC CITY CORP DE 2.02,9.01 11/10/05 EMERGE INTERACTIVE INC DE 2.02,9.01 11/10/05 EMISPHERE TECHNOLOGIES INC DE 2.02,9.01 11/10/05 EMPIRE GLOBAL CORP. DE 1.01,9.01 11/04/05 EMPIRE RESOURCES INC /NEW/ DE 2.02,9.01 11/10/05 EMULEX CORP /DE/ DE 1.01 11/08/05 ENERGY CONVERSION DEVICES INC DE 2.02,9.01 11/08/05 ENERGY PARTNERS LTD DE 2.02 11/10/05 ENIGMA SOFTWARE GROUP, INC NV 2.02,9.01 11/10/05 EPL Intermediate, Inc. DE 8.01 11/04/05 ERHC Energy Inc CO 4.01,9.01 11/04/05 EUROPE 2001 HOLDRS TRUST NY 8.01,9.01 09/30/05 EVANS BOB FARMS INC DE 7.01,9.01 11/08/05 EVERGREEN SOLAR INC DE 4.02 11/09/05 EXAM USA, INC. NV 1.01,9.01 11/04/05 EXPEDITORS INTERNATIONAL OF WASHINGTO WA 2.02 11/07/05 EXPLORATION CO OF DELAWARE INC DE 2.02,9.01 11/09/05 EYETECH PHARMACEUTICALS INC DE 8.01,9.01 11/10/05 EZENIA INC DE 2.02,7.01,9.01 11/09/05 FBR Securitization, Inc. 8.01,9.01 11/03/05 Federal Home Loan Bank of New York X1 2.03,9.01 11/07/05 Federal Home Loan Bank of San Francis X1 5.02,9.01 11/09/05 Federal Home Loan Bank of San Francis X1 2.03 11/10/05 FEDERAL NATIONAL MORTGAGE ASSOCIATION 2.02,5.02,7.01,9.01 11/08/05 FENTURA FINANCIAL INC MI 8.01,9.01 11/08/05 FERRO CORP OH 7.01,9.01 11/09/05 FIBERMARK INC DE 1.01,9.01 11/09/05 FIDELITY BANKSHARES INC DE 1.01,9.01 11/10/05 FIELDPOINT PETROLEUM CORP CO 2.02,9.01 11/10/05 Fieldstone Mortgage Investment Trust, DE 8.01,9.01 09/26/05 AMEND FIFTH THIRD BANCORP OH 1.01,9.01 11/04/05 FIND SVP INC NY 2.02,9.01 11/10/05 FIRST DATA CORP DE 8.01 11/09/05 AMEND First Franklin Mortgage Loan Trust 20 DE 8.01 10/28/05 FIRST INTERSTATE BANCSYSTEM INC MT 8.01 11/10/05 FIRST LITCHFIELD FINANCIAL CORP DE 2.02,9.01 11/09/05 FIRST UNION REAL ESTATE EQUITY & MORT OH 1.01,2.01,5.03,7.01,9.01 11/07/05 FIRST WEST VIRGINIA BANCORP INC WV 2.02,9.01 11/09/05 FIRSTCITY FINANCIAL CORP DE 2.02,7.01,9.01 11/10/05 FLOWERS FOODS INC GA 2.02,9.01 11/10/05 FLOWERS FOODS INC GA 8.01 11/10/05 FLOWSERVE CORP NY 1.01,2.02,9.01 11/04/05 FNB CORP/NC NC 2.01 11/04/05 AMEND FOCUS ENHANCEMENTS INC DE 3.02,8.01,9.01 11/07/05 FOCUS ENHANCEMENTS INC DE 2.02,9.01 11/10/05 FOOTSTAR INC DE 7.01,9.01 11/10/05 FOREST OIL CORP NY 2.02,7.01,9.01 11/09/05 FORMFACTOR INC DE 1.01 11/04/05 Fortune Partners, Inc. NV 4.01,9.01 11/08/05 FRANKLIN BANK CORP 7.01,9.01 11/10/05 FRONT RANGE CAPITAL CORP DE 2.04,7.01,9.01 11/08/05 GAINSCO INC TX 2.02,9.01 11/08/05 GALTECH SEMICONDUCTOR MATERIALS CO UT 2.01 11/08/05 GAYLORD ENTERTAINMENT CO /DE DE 1.01,9.01 11/10/05 GCI INC AK 2.02,9.01 11/09/05 GENAERA CORP DE 2.02,9.01 11/09/05 GENERAL COMMUNICATION INC AK 2.02,9.01 11/09/05 GEO GROUP INC FL 2.01,9.01 11/04/05 GIFT LIQUIDATORS INC OK 1.01,2.01,2.03,8.01,9.01 11/04/05 GLENBOROUGH REALTY TRUST INC MD 4.02,8.01 11/04/05 GLOBAL ENERGY GROUP INC DE 5.02,9.01 11/03/05 GMX RESOURCES INC OK 1.01,2.02,7.01,9.01 11/08/05 GOAMERICA INC DE 2.02,9.01 11/10/05 GOLD BANC CORP INC KS 1.01,8.01,9.01 11/09/05 GOLD BANC CORP INC KS 1.01 11/04/05 GOLD STANDARD INC UT 4.01 11/09/05 GOLDEN HOPE RESOURCES CORP 4.01,9.01 11/04/05 GOLDSTRIKE INC NV 2.01,3.02,5.01,5.02,5.03,5.06,9.01 11/10/05 Grande Communications Holdings, Inc. DE 2.02,9.01 11/10/05 GRANITE BROADCASTING CORP DE 2.02,9.01 11/10/05 GREEN MOUNTAIN COFFEE ROASTERS INC DE 2.02,9.01 09/24/05 GREENBRIER COMPANIES INC DE 1.01,9.01 11/07/05 GreenPoint MTA Trust 2005-AR2 DE 8.01,9.01 06/27/05 AMEND GreenPoint MTA Trust 2005-AR4 DE 8.01,9.01 09/26/05 AMEND GreenPoint MTA Trust 2005-AR4 DE 8.01,9.01 08/25/05 AMEND GREENS WORLDWIDE INC AZ 1.01,9.01 11/10/05 AMEND GRIDLINE COMMUNICATIONS HOLDINGS INC DE 1.01,9.01 11/10/05 GRIFFIN LAND & NURSERIES INC DE 7.01,9.01 11/10/05 GSI GROUP INC DE 1.01,5.02,9.01 11/04/05 GSR Mortgage Loan Trust 2005-AR2 DE 8.01,9.01 06/27/05 AMEND GTECH HOLDINGS CORP DE 3.02 11/08/05 GTSI CORP DE 2.02,8.01,9.01 11/10/05 H&E EQUIPMENT SERVICES LLC LA 5.02 11/10/05 HANOVER CAPITAL MORTGAGE HOLDINGS INC MD 1.01,2.02,2.03,9.01 11/10/05 HARDINGE INC NY 5.02,8.01 11/08/05 HARLEYSVILLE NATIONAL CORP PA 8.01,9.01 11/10/05 HARSCO CORP DE 1.01,9.01 11/08/05 HARTVILLE GROUP INC NV 4.02,9.01 11/10/05 HEALTHAXIS INC PA 2.02 03/30/05 AMEND HEALTHAXIS INC PA 2.02 05/16/05 AMEND HEALTHAXIS INC PA 2.02 08/15/05 AMEND HEARUSA INC DE 5.02 11/06/05 HERITAGE OAKS BANCORP CA 5.03 11/10/05 HERSHA HOSPITALITY TRUST MD 2.02,9.01 11/08/05 HEWITT ASSOCIATES INC DE 1.01,2.02,2.05,5.02,9.01 11/09/05 HICKORY TECH CORP MN 5.02,9.01 11/09/05 HICKORY TECH CORP MN 1.01,9.01 11/09/05 Hiland Partners, LP 1.01,2.02,9.01 11/08/05 Hiland Partners, LP 9.01 09/26/05 AMEND HILFIGER TOMMY CORP 2.02,9.01 11/09/05 HINES HORTICULTURE INC DE 2.02,9.01 11/10/05 HOME FEDERAL BANCORP INC 1.01,9.01 10/21/05 Home Loan Trust 2005-HI3 DE 8.01,9.01 11/07/05 HOME SOLUTIONS OF AMERICA INC DE 1.01,5.02,9.01 11/04/05 HOMEBANC CORP GA 2.02,7.01,9.01 11/09/05 Honda Auto Receivables 2005-4 Owner T CA 8.01,9.01 10/21/05 AMEND HOSPIRA INC DE 2.02,9.01 11/10/05 HS3 TECHNOLOGIES INC. NV 7.01 10/09/05 ICON CASH FLOW PARTNERS L P SERIES D DE 2.01,9.01 11/04/05 IDS MANAGED FUTURES II L P DE 8.01 11/10/05 IDS MANAGED FUTURES L P DE 8.01 11/10/05 Ignis Petroleum Group, Inc. 7.01,9.01 11/10/05 IMAGE ENTERTAINMENT INC CA 1.01,2.02,9.01 11/10/05 IMCLONE SYSTEMS INC/DE DE 5.02,9.01 11/10/05 IMH Assets Corp., Collateralized Asse 8.01,9.01 09/26/05 AMEND IMMUCOR INC GA 2.02,9.01 11/10/05 IMMUNE RESPONSE CORP DE 3.02 11/09/05 IMPERIAL INDUSTRIES INC DE 2.02,7.01,9.01 11/10/05 INDEPENDENCE HOLDING CO DE 1.01,9.01 11/09/05 INFONOW CORP / DE 2.01,9.01 11/10/05 INFOTEC BUSINESS SYSTEMS INC NV 7.01,9.01 11/10/05 Ingen Technologies, Inc. 3.03,5.02,5.03,8.01 09/22/05 Inland American Real Estate Trust, In MD 8.01 11/08/05 INLAND WESTERN RETAIL REAL ESTATE TRU MD 5.02 11/08/05 INNODATA ISOGEN INC DE 2.02,9.01 11/10/05 INPUT OUTPUT INC DE 2.02,7.01,9.01 11/09/05 INSURANCE AUTO AUCTIONS, INC IL 2.02,7.01 11/09/05 INTELSAT LTD 2.02,9.01 11/10/05 INTELSAT LTD 2.02,9.01 11/10/05 AMEND INTER PARFUMS INC DE 2.02 11/09/05 INTERCHANGE CORP DE 2.02,9.01 11/10/05 INTERNATIONAL GAME TECHNOLOGY NV 2.02 11/10/05 INTERNET ARCHITECTURE HOLDRSSM TRUST NY 8.01,9.01 09/30/05 INTERNET HOLDRS TRUST NY 8.01,9.01 09/30/05 INTERNET INFRASTRUCTURE HOLDRSSM TRUS NY 8.01,9.01 09/30/05 INTRADO INC DE 7.01 11/09/05 IOWA TELECOMMUNICATIONS SERVICES INC IA 2.02,9.01 11/10/05 IRVINE SENSORS CORP/DE/ DE 8.01 10/25/05 ITT INDUSTRIES INC IN 1.01,2.03,9.01 11/10/05 IVAX DIAGNOSTICS INC DE 2.02,9.01 11/10/05 JAVELIN PHARMACEUTICALS, INC DE 3.02,9.01 11/07/05 JDS UNIPHASE CORP /CA/ DE 2.02,9.01 11/09/05 JWH GLOBAL TRUST 8.01 11/10/05 KAMAN CORP CT 1.01,9.01 11/10/05 KANA SOFTWARE INC DE 2.02,9.01 11/07/05 KELLOGG CO DE 1.01,9.01 11/08/05 AMEND KING PHARMACEUTICALS INC TN 1.01,5.02,9.01 04/01/05 AMEND KNBT BANCORP INC PA 7.01,9.01 11/10/05 KNOT INC DE 2.02,5.02,9.01 11/07/05 KOHLS CORPORATION WI 2.02,9.01 11/10/05 LAIDLAW INTERNATIONAL INC DE 2.02,9.01 11/10/05 LAKE AREA CORN PROCESSORS LLC 1.02 11/04/05 LANTRONIX INC DE 2.02,9.01 11/10/05 LESCO INC/OH OH 1.01 11/03/05 LIBERTY MEDIA CORP /DE/ DE 2.02 11/09/05 LIFE USA INC CO 3.02 11/07/05 LIGHTPATH TECHNOLOGIES INC DE 5.02 11/10/05 LIGHTPATH TECHNOLOGIES INC DE 8.01 11/10/05 AMEND LMI AEROSPACE INC MO 2.02,7.01,9.01 11/10/05 LOGICVISION INC DE 1.01,2.05,5.02 11/04/05 LOUISIANA-PACIFIC CORP DE 1.01 11/05/05 LTX CORP MA 5.02,8.01,9.01 11/10/05 LUCENT TECHNOLOGIES INC DE 5.02,9.01 11/09/05 LUMINENT MORTGAGE CAPITAL INC 2.02,9.01 11/09/05 LYNCH CORP IN 8.01,9.01 11/10/05 MAGELLAN HEALTH SERVICES INC DE 8.01,9.01 11/10/05 MAGNA ENTERTAINMENT CORP DE 2.02,9.01 11/09/05 MAGNA ENTERTAINMENT CORP DE 7.01,9.01 11/09/05 Maidenform Brands, Inc. DE 2.02,9.01 11/10/05 MAINE & MARITIMES CORP 2.02,9.01 11/10/05 MAINSTREET BANKSHARES INC VA 2.02,9.01 11/09/05 MAJESCO ENTERTAINMENT CO DE 1.01 09/13/05 MANNATECH INC TX 2.02,9.01 11/09/05 MARKET 2000 PLUS HOLDRS SM TRUST NY 9.01 09/30/05 MARKWEST ENERGY PARTNERS L P 2.02,9.01 11/09/05 MARSHALL & ILSLEY CORP/WI/ WI 1.01,8.01 11/09/05 MASTR ASSET BACKED SECURITIES TRUST 2 DE 8.01,9.01 11/10/05 MASTR Asset Securitization Trust 2005 DE 8.01,9.01 11/10/05 MATRIA HEALTHCARE INC DE 1.01,5.02,9.01 11/07/05 MAUI LAND & PINEAPPLE CO INC HI 2.02 09/30/05 MAVERICK TUBE CORPORATION DE 8.01,9.01 11/08/05 MBNA AMERICA BANK NATIONAL ASSOCIATIO DE 8.01,9.01 11/10/05 MCF CORP DE 7.01,9.01 11/10/05 MCRAE INDUSTRIES INC DE 3.01 11/04/05 MECHANICAL TECHNOLOGY INC NY 1.01 11/09/05 MEDCO HEALTH SOLUTIONS INC DE 7.01,9.01 11/10/05 MEDQUIST INC NJ 2.02,9.01 11/09/05 MERIDIAN RESOURCE CORP TX 2.02,9.01 11/09/05 MERRILL LYNCH & CO INC DE 7.01 11/10/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 11/10/05 MESA LABORATORIES INC /CO CO 8.01,9.01 11/09/05 MESTEK INC PA 2.02,7.01,9.01 09/30/05 METABASIS THERAPEUTICS INC 2.02,9.01 11/10/05 METALS USA INC DE 7.01 11/10/05 MIKOHN GAMING CORP NV 1.01,7.01,9.01 11/04/05 MINDEN BANCORP INC 2.02,9.01 11/09/05 MIRANT AMERICAS GENERATING LLC DE 5.02 11/10/05 MIRANT CORP DE 5.02 11/10/05 MIRANT MID ATLANTIC LLC DE 5.02 11/10/05 MM2 GROUP, INC. NY 4.01,9.01 10/19/05 AMEND MOLECULAR IMAGING CORP DE 5.02 11/04/05 MOMENTA PHARMACEUTICALS INC DE 1.01,9.01 11/08/05 MONEY CENTERS OF AMERICA, INC. DE 2.02,7.01,9.01 11/08/05 MONSTER WORLDWIDE INC DE 8.01,9.01 11/10/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 10/25/05 AMEND Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 10/25/05 AMEND Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 10/25/05 AMEND Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 10/25/05 AMEND Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 10/25/05 AMEND MOVIE GALLERY INC DE 2.02,9.01 11/10/05 MTM Technologies, Inc. NY 2.02,9.01 11/10/05 MUELLER INDUSTRIES INC DE 8.01,9.01 11/10/05 MUNICIPAL MORTGAGE & EQUITY LLC DE 2.02,9.01 11/07/05 MUZAK HOLDINGS LLC DE 2.02,9.01 11/10/05 NASH FINCH CO DE 2.02,9.01 11/10/05 NASH FINCH CO DE 8.01,9.01 11/10/05 NATIONAL BANK OF INDIANAPOLIS CORP IN 2.02,9.01 11/10/05 NATIONAL ENERGY GROUP INC DE 7.01,9.01 11/10/05 NationsHealth, Inc. DE 1.01,3.02,9.01 11/04/05 NATIONSRENT COMPANIES INC DE 1.01,8.01,9.01 11/03/05 NATURAL GAS SERVICES GROUP INC 2.02,9.01 11/10/05 NATURAL RESOURCE PARTNERS LP DE 1.01,2.03,9.01 11/09/05 NATURES SUNSHINE PRODUCTS INC UT 8.01 11/10/05 NAVIGANT INTERNATIONAL INC DE 2.02,9.01 11/09/05 NEORX CORP WA 2.02 11/09/05 NETOPIA INC DE 8.01 11/09/05 NETOPIA INC DE 2.02,9.01 11/10/05 NEUROBIOLOGICAL TECHNOLOGIES INC /CA/ DE 2.02,9.01 11/10/05 NEW WORLD BRANDS INC DE 5.02,9.01 11/04/05 NEW YORK MORTGAGE TRUST INC MD 2.02,7.01,9.01 11/09/05 NEW YORK MORTGAGE TRUST INC MD 8.01,9.01 11/10/05 NEW YORK REGIONAL RAIL CORP DE 1.01,2.01,9.01 11/06/05 NEWPORT INTERNATIONAL GROUP INC DE 4.02 11/08/05 NEWS CORP 2.02,9.01 11/10/05 NICOLE INDUSTRIES INC NV 5.02 10/10/05 NITCHES INC CA 8.01,9.01 11/09/05 NN INC DE 5.02,9.01 11/10/05 NOBEL LEARNING COMMUNITIES INC DE 7.01,9.01 11/10/05 NOMURA ASSET ACCEPTANCE CORP DE 8.01,9.01 11/09/05 Norcraft Holdings, L.P. DE 2.02,9.01 11/10/05 NORDSTROM INC WA 1.01,1.02,2.03 11/04/05 NORTH POINTE HOLDINGS CORP 2.02,9.01 11/10/05 NORTHERN STATES FINANCIAL CORP /DE/ DE 8.01 11/10/05 NOVASTAR FINANCIAL INC MD 7.01,9.01 11/10/05 NUTRA PHARMA CORP CA 1.01,3.02 10/28/05 ODYSSEY MARINE EXPLORATION INC NV 5.02 11/10/05 OIL SERVICE HOLDRS TRUST NY 8.01,9.01 09/30/05 OLD NATIONAL BANCORP /IN/ IN 4.01,9.01 11/10/05 OLD NATIONAL BANCORP /IN/ IN 4.01,9.01 11/10/05 AMEND OLD POINT FINANCIAL CORP VA 7.01,9.01 11/10/05 OMEGA PROTEIN CORP NV 2.02,9.01 11/09/05 OMNICELL INC /CA/ CA 2.02,9.01 10/20/05 ON THE GO HEALTHCARE INC DE 5.02 11/10/05 ONE LIBERTY PROPERTIES INC MD 9.01 11/10/05 Option One Mortgage Loan Trust 2005-5 DE 9.01 11/10/05 ORALABS HOLDING CORP CO 1.02,7.01,9.01 11/09/05 ORMAT TECHNOLOGIES, INC. DE 2.02,9.01 11/09/05 OSI PHARMACEUTICALS INC DE 8.01,9.01 11/10/05 OSULLIVAN INDUSTRIES HOLDINGS INC DE 8.01,9.01 11/09/05 OSULLIVAN INDUSTRIES INC DE 8.01,9.01 11/09/05 OXFORD INDUSTRIES INC GA 1.01,9.01 11/07/05 P COM INC DE 1.01,2.03,9.01 11/10/05 P&F INDUSTRIES INC DE 2.02,9.01 11/10/05 P&F INDUSTRIES INC DE 8.01,9.01 11/10/05 PACIFIC ENERGY PARTNERS LP 7.01,9.01 11/09/05 PACIFIC SUNWEAR OF CALIFORNIA INC CA 2.02,9.01 11/10/05 PARAGON TECHNOLOGIES INC PA 2.02,9.01 09/30/05 PARKE BANCORP, INC. NJ 8.01,9.01 11/09/05 PARLEX CORP MA 1.01,1.02,3.01,3.03,5.01,5.02,9.01 11/10/05 PARTICLE DRILLING TECHNOLOGIES INC/NV NV 2.02,9.01 11/09/05 PATHFINDER BANCORP INC DE 2.02 09/30/05 Patient Safety Technologies, Inc DE 8.01,9.01 11/09/05 PAYLESS SHOESOURCE INC /DE/ DE 1.01,9.01 11/07/05 PEERLESS SYSTEMS CORP DE 1.01 11/04/05 PENSECO FINANCIAL SERVICES CORP PA 5.02,9.01 11/10/05 PEOPLES BANCORP INC OH 8.01,9.01 11/10/05 Peoples Choice Home Loan Securities T 2.01,9.01 11/10/05 PETROL OIL & GAS INC 1.01,2.03,3.02,5.02,8.01,9.01 10/31/05 PG&E Energy Recovery Funding LLC DE 9.01 11/09/05 PHARMACEUTICAL HOLDRS TRUST 9.01 09/30/05 PHH CORP MD 2.02,9.01 11/10/05 PHHMC MORTGAGE PASS-THROUGH CERTIFICA DE 9.01 10/27/05 PHOENIX COMPANIES INC/DE DE 1.01,9.01 11/07/05 Pike Electric CORP 2.02,9.01 11/10/05 PILGRIMS PRIDE CORP DE 1.01,9.01 11/04/05 PINNACLE BANCSHARES INC AL 2.02,9.01 11/09/05 PLATINUM UNDERWRITERS HOLDINGS LTD D0 8.01,9.01 11/09/05 PLIANT CORP UT 1.01,3.03,9.01 11/04/05 PLURISTEM LIFE SYSTEMS INC NV 7.01,9.01 11/09/05 PMC COMMERCIAL TRUST /TX TX 2.02,9.01 11/09/05 POINT 360 CA 2.02 09/30/05 Polypore, Inc. DE 2.02,9.01 11/09/05 PortalPlayer, Inc. DE 7.01,9.01 11/10/05 PORTRAIT CORP OF AMERICA, INC. 1.01,5.02 11/02/05 POSITRON CORP TX 1.01,2.03,9.01 10/31/05 PRESIDENTIAL REALTY CORP/DE/ DE 2.02 11/10/05 PRG SCHULTZ INTERNATIONAL INC GA 2.02,9.01 11/09/05 PRINCIPAL LIFE INSURANCE CO IA 9.01 11/10/05 PRINCIPAL LIFE INSURANCE CO IA 9.01 11/10/05 PROASSURANCE CORP DE 7.01,9.01 11/09/05 PROSPECT ENERGY CORP MD 2.02,9.01 11/09/05 PROVENA FOODS INC CA 2.02,9.01 11/10/05 PROVIDENT FINANCIAL SERVICES INC DE 7.01,9.01 11/10/05 PRUDENTIAL BACHE WATSON & TAYLOR LTD TX 1.01 11/04/05 PRUDENTIAL FINANCIAL INC NJ 2.03,3.02,8.01,9.01 11/10/05 PSB Holdings, Inc. 1.01,9.01 10/21/05 PSB Holdings, Inc. 1.01,9.01 11/07/05 PSB Holdings, Inc. 1.01,9.01 11/07/05 PXRE GROUP LTD 7.01,9.01 11/09/05 PXRE GROUP LTD 1.01,7.01,9.01 11/08/05 QAD INC DE 2.02,9.01 11/10/05 QRS MUSIC TECHNOLOGIES INC DE 5.02 11/07/05 QUALITY DISTRIBUTION INC FL 1.01,5.02,9.01 11/09/05 RAMP Series 2005-EFC5 Trust DE 8.01,9.01 11/09/05 RANGE RESOURCES CORP DE 8.01,9.01 11/10/05 RCN CORP /DE/ DE 2.02,7.01,9.01 11/10/05 READING INTERNATIONAL INC NV 2.02,9.01 11/09/05 REALNETWORKS INC WA 1.01 11/04/05 REGIONAL BANK HOLDERS SM TRUST NY 9.01 09/30/05 RELIANCE GROUP HOLDINGS INC DE 1.03,9.01 11/07/05 RENTECH INC /CO/ CO 8.01 11/09/05 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 11/10/05 RESIDENTIAL FUNDING MORTGAGE SECURITI DE 8.01,9.01 11/07/05 RESIDENTIAL FUNDING MORTGAGE SECURITI DE 8.01,9.01 11/07/05 RETAIL HOLDRS TRUST NY 8.01,9.01 09/30/05 RIO TINTO PLC X0 4.01 10/14/05 AMEND RIO TINTO PLC X0 4.01 10/14/05 AMEND ROCKWELL COLLINS INC DE 2.02,7.01 11/10/05 Rockwood Holdings, Inc. DE 5.02,9.01 11/10/05 ROFIN SINAR TECHNOLOGIES INC DE 2.02,9.01 09/30/05 ROYAL GOLD INC DE 8.01 11/10/05 RSA SECURITY INC/DE/ DE 1.01 11/04/05 RTI INTERNATIONAL METALS INC OH 4.02,8.01,9.01 11/09/05 RUBINCON VENTURES INC DE 5.02 11/07/05 RUBY TUESDAY INC GA 1.01,2.03 11/01/05 RUDOLPH TECHNOLOGIES INC DE 8.01,9.01 11/10/05 RUSS BERRIE & CO INC NJ 2.02,9.01 11/09/05 SAFECO CORP WA 8.01,9.01 11/10/05 SAFEGUARD SCIENTIFICS INC PA 1.01,9.01 11/08/05 SALON MEDIA GROUP INC DE 1.01,2.02,9.01 11/09/05 SALTON INC DE 1.01,9.01 11/09/05 SALTON INC DE 2.02,9.01 11/10/05 SANFILIPPO JOHN B & SON INC DE 2.02,9.01 11/10/05 SAVANNAH ELECTRIC & POWER CO GA 8.01 11/10/05 SEA CONTAINERS LTD /NY/ 2.02,9.01 11/09/05 SEABULK INTERNATIONAL INC DE 2.02,9.01 11/09/05 SEACOR HOLDINGS INC /NEW/ DE 2.02,9.01 11/09/05 SEARCHHELP INC 1.01,2.01,3.02,9.01 11/10/05 SEMICONDUCTOR HOLDRS TRUST NY 9.01 09/30/05 SENECA FOODS CORP /NY/ NY 2.02 11/09/05 SGC HOLDINGS INC 5.03,9.01 11/04/05 SHIRE PHARMACEUTICALS GROUP PLC 8.01,9.01 11/10/05 SHOE PAVILION INC DE 2.02,9.01 11/10/05 SIGHT RESOURCE CORP DE 1.03,9.01 11/04/05 SIGMA ALDRICH CORP DE 5.02,9.01 11/08/05 SIGMA ALDRICH CORP DE 5.02,9.01 11/08/05 SIGMATEL INC DE 2.02,9.01 10/25/05 AMEND SITEL CORP MN 2.02,9.01 11/09/05 SIZELER PROPERTY INVESTORS INC DE 2.02,5.03,8.01,9.01 11/09/05 SKY PETROLEUM, INC. NV 1.01,1.02,5.02 11/02/05 SKYTERRA COMMUNICATIONS INC DE 7.01,9.01 11/10/05 SMART ONLINE INC 1.01,3.02,9.01 11/08/05 SMARTIRE SYSTEMS INC 2.02 11/09/05 SMITH MICRO SOFTWARE INC DE 2.02,9.01 11/10/05 SOFTWARE HOLDRS TRUST NY 8.01,9.01 09/30/05 SOTHEBYS HOLDINGS INC MI 2.02,9.01 11/07/05 Soundview Home Loan Trust 2005-B DE 2.01,9.01 09/07/05 SOURCE ENERGY CORP /UT/ UT 2.01,3.02,4.01,5.01,5.02,5.03,5.06,9.0111/09/05 SOUTHWALL TECHNOLOGIES INC /DE/ DE 5.02,9.01 10/27/05 SOUTHWEST WATER CO DE 5.02 11/09/05 SOUTHWESTERN ENERGY CO AR 7.01 11/10/05 SOUTHWESTERN ENERGY CO AR 7.01 11/10/05 AMEND SPACEHAB INC \WA\ WA 8.01,9.01 11/10/05 SPACEHAB INC \WA\ WA 1.01,9.01 10/10/05 SPARTON CORP OH 8.01,9.01 11/09/05 SPECIALTY LABORATORIES INC 1.01 11/09/05 Spectrum Brands, Inc. WI 2.02,9.01 11/10/05 SPHERIX INC DE 2.02,9.01 11/10/05 SRS LABS INC DE 2.02,9.01 11/10/05 STANDARD PARKING CORP DE 2.02,7.01 11/09/05 Stereotaxis, Inc. DE 2.02,9.01 11/10/05 STRATEGIC DIAGNOSTICS INC/DE/ DE 2.02,9.01 11/03/05 STRATEGIC HOTEL CAPITAL INC 2.02,9.01 11/09/05 STRATS (SM) TRUST FOR JPMORGAN CHASE 8.01,9.01 11/01/05 STRATS SM TRUST FOR IBM CORP SEC SERI 8.01,9.01 10/29/05 Strats(SM) Trust for JPMorgan Chase C 8.01,9.01 11/01/05 STRATS(SM) Trust For Morgan Stanley S 8.01,9.01 11/01/05 STRATUS PROPERTIES INC DE 2.02,9.01 11/10/05 Structured Asset Investment Loan Trus DE 8.01 10/28/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 11/09/05 Structured Asset Securities Corp 2005 DE 8.01 10/28/05 SUMMIT BANK CORP GA 2.02 11/10/05 SUNGARD DATA SYSTEMS INC DE 2.02,9.01 11/09/05 SUNLINK HEALTH SYSTEMS INC OH 2.02,7.01,9.01 11/08/05 Sunstone Hotel Investors, Inc. MD 2.02,9.01 11/09/05 Swank, Inc. DE 2.02,9.01 11/10/05 SYSCO CORP DE 1.01,1.02,2.03,9.01 11/04/05 TANGER FACTORY OUTLET CENTERS INC NC 5.03 11/10/05 TARGET CORP MN 2.02,8.01,9.01 11/10/05 TARRANT APPAREL GROUP CA 2.02,7.01,9.01 11/10/05 TASKER CAPITAL CORP NV 7.01,9.01 11/10/05 TBS INTERNATIONAL LTD 2.02,9.01 11/10/05 TECHNOCONCEPTS, INC. CO 8.01,9.01 11/04/05 TECHNOLOGY SOLUTIONS COMPANY DE 2.02 11/10/05 TELECOM HOLDRS TRUST NY 8.01,9.01 09/30/05 TELEPHONE & DATA SYSTEMS INC /DE/ DE 1.01,2.02,2.03,4.02,9.01 11/09/05 TELEWEST GLOBAL INC 2.02,9.01 11/10/05 TERAYON COMMUNICATION SYSTEMS DE 7.01,9.01 11/09/05 TEXOLA ENERGY CORP NV 5.02 11/08/05 TGC INDUSTRIES INC TX 1.01 10/17/05 TGC INDUSTRIES INC TX 8.01,9.01 11/09/05 THERMADYNE HOLDINGS CORP /DE DE 1.01,2.02,2.03,9.01 11/07/05 THERMOGENESIS CORP DE 2.02,9.01 11/09/05 THERMOGENESIS CORP DE 1.01,9.01 11/04/05 THOMAS GROUP INC DE 2.02,7.01,9.01 02/22/05 THOMAS GROUP INC DE 2.02,7.01,9.01 04/20/05 THOMAS GROUP INC DE 2.02,7.01,9.01 07/19/05 THRESHOLD PHARMACEUTICALS INC DE 2.02,9.01 11/10/05 TIME WARNER INC DE 7.01,9.01 11/08/05 TITANIUM METALS CORP DE 2.02,7.01,9.01 11/09/05 TOLLGRADE COMMUNICATIONS INC \PA\ PA 1.01,7.01,9.01 11/08/05 TOREADOR RESOURCES CORP DE 2.02,7.01,9.01 11/10/05 TORPEDO SPORTS USA INC NV 5.02 11/05/05 TRACEGUARD TECHNOLOGIES, INC. 3.02,4.01,5.02 11/06/05 TRANS WORLD ENTERTAINMENT CORP NY 2.02,9.01 11/10/05 TRANSCONTINENTAL REALTY INVESTORS INC NV 9.01 11/10/05 AMEND TRI STATE 1ST BANK INC OH 8.01,9.01 11/10/05 TRINITY LEARNING CORP UT 7.01 10/17/05 Trinity Partners Acquistion CO Inc. DE 8.01 11/10/05 TRIPATH IMAGING INC DE 2.02,9.01 11/10/05 TRIPATH TECHNOLOGY INC 1.01 11/08/05 AMEND TURBODYNE TECHNOLOGIES, INC NV 4.01,9.01 11/07/05 TYSON FOODS INC DE 5.02,9.01 11/10/05 UCBH HOLDINGS INC DE 8.01,9.01 11/09/05 ULTRA PURE WATER TECHNOLOGIES INC FL 4.01,9.01 11/10/05 AMEND UNITED AMERICAN CORP FL 5.02 11/08/05 UNITED AMERICAN CORP FL 5.02 11/08/05 UNITED STATES CELLULAR CORP DE 1.01,2.02,2.03,4.02,9.01 11/09/05 US HOME SYSTEMS INC DE 2.02,9.01 11/10/05 USI HOLDINGS CORP DE 7.01,9.01 11/09/05 USN CORP CO 1.01,5.02,9.01 10/31/05 UTILITIES HOLDERS SM TRUST NY 9.01 09/30/05 VALUEVISION MEDIA INC MN 2.02,9.01 11/09/05 VANTAGEMED CORP DE 2.02,9.01 11/10/05 VENTURE CATALYST INC UT 2.02,9.01 11/09/05 VERITAS DGC INC DE 1.01,5.02,9.01 11/07/05 VERITY INC \DE\ DE 7.01 11/08/05 VIA NET WORKS INC DE 5.02,8.01,9.01 11/04/05 VION PHARMACEUTICALS INC DE 2.02,9.01 11/09/05 VIRBAC CORP DE 5.04,9.01 11/09/05 VIRBAC CORP DE 2.02,7.01,9.01 11/09/05 VIROPHARMA INC DE 7.01,9.01 11/10/05 VNUS MEDICAL TECHNOLOGIES INC 1.01,5.02,9.01 11/10/05 VNUS MEDICAL TECHNOLOGIES INC 2.02,9.01 11/10/05 VOS INTERNATIONAL INC CO 5.02,5.05,9.01 09/30/05 W&T OFFSHORE INC TX 2.02,9.01 11/09/05 WaMu Mortgage Pass-Through Certificat DE 9.01 10/26/05 Warner Music Group Corp. DE 1.01,8.01 11/04/05 Washington Mutual Mortgage Pass-Throu DE 9.01 10/27/05 WEBMETHODS INC DE 5.02,7.01,9.01 11/07/05 WELLS FARGO ASSET SECURITIES CORP DE 8.01,9.01 11/09/05 WELLS FARGO ASSET SECURITIES CORP DE 8.01,9.01 11/09/05 WELLS REAL ESTATE FUND VI L P GA 1.01 11/09/05 WELLS REAL ESTATE FUND VII L P GA 1.01 11/08/05 WELLS REAL ESTATE FUND VII L P GA 1.01 11/09/05 WELLS REAL ESTATE FUND VIII LP GA 1.01 11/08/05 WELLS REAL ESTATE FUND VIII LP GA 1.01 11/09/05 WESTERN TRANSITIONS, INC NV 8.01,9.01 11/10/05 WGL HOLDINGS INC VA 8.01,9.01 11/08/05 WHERIFY WIRELESS INC DE 5.02 11/05/05 WHITNEY HOLDING CORP LA 2.02,9.01 11/09/05 WILEY JOHN & SONS INC NY 2.03 11/10/05 WINDSWEPT ENVIRONMENTAL GROUP INC DE 1.01,9.01 11/10/05 WINLAND ELECTRONICS INC MN 7.01,9.01 11/10/05 WINTHROP GROWTH INVESTORS I LP MA 1.02 09/30/05 WIRELESS HOLDRS TRUST NY 8.01,9.01 09/30/05 WIRELESS TELECOM GROUP INC NJ 2.02,9.01 11/09/05 WORLD FUEL SERVICES CORP FL 7.01,9.01 11/10/05 WORTHINGTON INDUSTRIES INC OH 7.01,9.01 11/10/05 WPT ENTERPRISES INC 2.02,7.01,9.01 11/07/05 AMEND Wright Express CORP 1.01,8.01,9.01 11/10/05 X-CHANGE CORP 1.01,9.01 11/04/05 YAHOO INC DE 8.01,9.01 11/07/05 ZAPATA CORP NV 2.02,9.01 11/10/05 ZENITH NATIONAL INSURANCE CORP DE 3.02 11/08/05 ZILA INC DE 5.02,9.01 11/09/05 ZORAN CORP \DE\ DE 1.01,9.01 11/04/05