SEC NEWS DIGEST Issue 2005-215 November 8, 2005 ENFORCEMENT PROCEEDINGS SEC ORDERS HEARINGS ON REGISTRATION REVOCATION AGAINST SECURITIES OF FIFTEEN DELINQUENT PINK SHEET COMPANIES FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS The Commission today instituted two separate public administrative proceedings to determine whether to revoke or suspend the registration of each class of the securities of nine companies for failure to make required periodic filings with the Commission. These proceedings represent follow-up action to the trading suspension orders issued by the Commission on Sept. 7, 2005, as to the securities of eight of the nine companies. In the Matter of Air Packaging Technologies, Inc., et al., Administrative Proceeding File No. 3-12099 In this matter, the Division of Enforcement alleges that Air Packaging Technologies, Inc., Apparel Technologies, Inc., Chantal Pharmaceutical Corp., Crown Laboratories, Inc., DBS Industries, Inc., Dental Medical Diagnostic Systems, Inc., Hybrid Networks, Inc., and iPrint Technologies, Inc. are delinquent in their required periodic filings with the Commission. The Division of Enforcement also alleges that the common stock of all of these issuers was quoted on the Pink Sheets as of Aug. 26, 2005. In the Matter of Microage, Inc., et al., Administrative Proceeding File No. 3-12100 In this matter, the Division of Enforcement alleges that Microage, Inc., Network Computing Devices, Inc., Pacific Systems Control Technology, Inc., Pharmaprint, Inc., Pinnacle Micro, Inc., Sunrise Technologies International, Inc., and thehealthchannel.com, inc. are delinquent in their required periodic filings with the Commission. The Division of Enforcement also alleges that the common stock of each of these issuers was quoted on the Pink Sheets as of Aug. 26, 2005. In each of these proceedings, instituted pursuant to Securities Exchange Act of 1934 (Exchange Act) Section 12(j), a hearing will be scheduled before an Administrative Law Judge. At each hearing, the judge will hear evidence from the Division of Enforcement and the respondents to determine whether the allegations of the Division of Enforcement contained in the Order, which the Division alleges constitute a failure to comply with Section 13(a) of the Exchange Act and Rules 13a-1 and 13a- 13 thereunder, are true. The judge in each proceeding will then determine whether it is necessary and appropriate for the protection of investors to revoke or suspend for a period not exceeding twelve months the registrations pursuant to Exchange Act Section 12 of the securities of these respondents. The Commission ordered that the Administrative Law Judge in each proceeding issue an initial decision not later than 120 days from the date of service of the order instituting proceedings. For further information contact: * Gregory G. Faragasso, Assistant Director, (202) 551-4734 * Neil J. Welch, Jr., Branch Chief, (202) 551-4731 * See also the Order Instituting Administrative Proceedings, In the Matter of Air Packaging Technologies, Inc. et al., Administrative Proceeding File No. 3-12099 * See also the Order Instituting Administrative Proceedings, In the Matter of Microage, Inc., et al., Administrative Proceeding File No. 3-12100 * See also Order of Suspension of Trading, In the Matter of Advanced Media, Inc., et al., 34-52560 (Rel. 34-52751) CIVIL AND ADMINSTRATIVE PROCEEDINGS RESOLVED AS TO RUSS LUCIANO The Securities and Exchange Commission announced today that it has resolved all of its pending litigation with Russ R. Luciano. Specifically, the Commission announced that on October 6, 2005, the Honorable Richard P. Conaboy, United States District Court Judge, signed a Final Judgment permanently enjoining Luciano from violations of antifraud and registration provisions of the federal securities laws. See SEC v. Russ R. Luciano, et al., C.A. No. 3:03-CV-1614 (M.D. Pa.). Luciano consented to the Final Judgment without admitting or denying the allegations of the Commission’s complaint, except as to jurisdiction. In the injunctive action filed on Sept. 15, 2003, the Commission alleged that, from 1999 until March 2003, Luciano and his former co-defendants engaged in a scheme to defraud investors through the offer and sale of interests in two unregistered hedge funds. The complaint alleged that, as part of the scheme, the defendants promised to put investors’ money into day-trading funds supposedly making from 20% to 120% annually, when in fact, the defendants were misappropriating a large portion of the funds for their personal use and to repay investors who demanded their money. The complaint further alleged that the defendants concealed their scheme by creating and distributing fictitious monthly account statements and other documents which reported false balances and false profits. The complaint alleged that, of $4.5 million invested by over 100 investors, the defendants invested only $1.5 million, $685,800 of which was lost through trading. Under the Final Judgment, Luciano is permanently enjoined from violations of Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933, and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The Commission also announced today that on Oct. 17, 2005, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions. The Order, which bars Luciano from association with any broker, dealer, or investment adviser, is based on the permanent injunctions contained in the Final Judgment, and on a judgment entered on June 30, 2005 in a related criminal action, U.S. v. Russ R. Luciano, Crim. Action No. 3:03-CR-245-02 (M.D. PA). [SEC v. Russ R. Luciano, et al., C.A. No. 3:03-CV-1614, M.D. Pa.] (LR-19459) SELF REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change filed by the Pacific Exchange (SR-PCX-2005-120) eliminating the prohibition on affiliated Remote Market Makers from concurrently trading in the same options issue has become immeditaely effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of November 7. (Rel. 34-52720) A proposed rule change (SR-Amex-2005-111) filed by the American Stock Exchange relating to an extension of the suspension of specialist transaction charges for the Nasdaq-100 Tracking Stock® (QQQQ) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of November 7. (Rel. 34-52736) A proposed rule change filed by the American Stock Exchange (SR-Amex- 2005-109) revising the implementation date for the ANTE system and increased floor broker functionality in the ANTE system has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the notice is expected in the Federal Register during the week of November 7. (Rel. 34-52740) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission noticed and granted accelerated approval of a proposed rule change (SR-Phlx-2005-64) submitted under Rule 19b-4 of the Securities Exchange Act of 1934 by the Philadelphia Stock Exchange to establish certain fees with respect to transactions executed through the Intermarket Trading System. Publication of the notice is expected to appear in the Federal Register during the week of November 7. (Rel. 34- 52745) PROPOSED RULE CHANGES The Depository Trust Company filed a proposed rule change (SR-DTC-2005- 14) under Section 19(b)(2) of the Securities Exchange Act. The proposed rule change would amend DTC’s Deposit Service, Custody Service, and Withdrawals-By-Transfer Service procedures in consideration of regulations administered by the U.S. Department of the Treasury’s Office of Foreign Assets Control. Publication of the proposal is expected in the Federal Register during the week of November 7. (Rel. 34-52721) The Commission published notice of a proposed rule change filed by the Chicago Board Options Exchange (SR-CBOE-2004-53) relating to the margin requirements for complex options spreads. Publication of the notice in the Federal Register is expected during the week of November 7. (Rel. 34-52739) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-NASD-2005-106) submitted under Rule 19b-4 of the Securities Exchange Act of 1934 by NASD through its subsidiary, The Nasdaq Stock Market, Inc. regarding fees for Closed-End Funds listing on The Nasdaq Capital Market. (Rel. 34-52746) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 Cord Blood America, Inc., 9000 W. SUNSET BLVD., SUITE 400, WEST HOLLYWOOD, CA, 90069, 310-432-4090 - 103,292 ($25,823.00) Other, (File 333-129502 - Nov. 7) (BR. 01A) S-1 HAWAIIAN HOLDINGS INC, 3375 KOAPAKA STREET, SUITE G-350, HONOLULU, HI, 96819, 19,444,170 ($52,304,817.30) Equity, (File 333-129503 - Nov. 7) (BR. 05B) S-1 STROUD ENERGY INC, 210 WEST 6TH ST, SUITE 500, FORT WORTH, TX, 76102, 817-882-8000 - 0 ($172,960,000.00) Equity, (File 333-129504 - Nov. 7) (BR. 04) S-3 PROVIDENCE SERVICE CORP, 5524 E. FOURTH ST., TUSCON, AZ, 85711, 5207487108 - 2,875,000 ($88,837,500.00) Equity, (File 333-129518 - Nov. 7) (BR. 01B) S-3 ARENA PHARMACEUTICALS INC, 6166 NANCY RIDGE DR, SAN DIEGO, CA, 92121, 8584537200 - 10,000,000 ($102,700,000.00) Unallocated (Universal) Shelf, (File 333-129519 - Nov. 7) (BR. 01C) SB-2 MANARIS CORP, 1155 RENE-LEVESQUE BLVD. WEST, SUITE 2720, MONTREAL, A8, H3B 2K8, (514) 337-2447 - 15,667,130 ($5,953,509.40) Debt Convertible into Equity, 15,614,215 ($5,933,402.84) Equity, (File 333-129520 - Nov. 7) (BR. 11) S-3 ATS MEDICAL INC, 3905 ANNAPOLIS LA, SUITE 105, MINNEAPOLIS, MN, 55447, 6125537736 - 0 ($28,609,280.00) Other, (File 333-129521 - Nov. 7) (BR. 10A) S-8 NEUROGEN CORP, 35 NORTHEAST INDUSTRIAL RD, BRANFORD, CT, 06405, 2034888201 - 300,000 ($2,043,000.00) Equity, (File 333-129522 - Nov. 7) (BR. 01B) F-6 O2MICRO INTERNATIONAL LTD, THE GRAND PAVILLION, WEST BAY ROAD PO BOX 32331 SMB, GEORGE TOWN, GR CAY, E9, 00000, 345-945-1110 - 100,000,000 ($5,000,000.00) ADRs/ADSs, (File 333-129523 - Nov. 7) (BR. 10C) SB-2 CYBER DIGITAL INC, 400 OSER AVE, SUITE 1650, HAUPPAUGE, NY, 11788, 5162311200 - 20,050,000 ($2,225,000.00) Equity, (File 333-129524 - Nov. 7) (BR. 11C) S-8 BIRNER DENTAL MANAGEMENT SERVICES INC, 3801 E FLORIDA AVE STE 208, DENVER, CO, 80218, 3036910680 - 150,000 ($2,952,000.00) Equity, (File 333-129525 - Nov. 7) (BR. 08B) S-1 CLAYTON HOLDINGS INC, 2 CORPORATE DRIVE, SHELTON, CT, 06484, 8884550177 - 0 ($230,000,000.00) Equity, (File 333-129526 - Nov. 7) (BR. ) S-8 DARK DYNAMITE, INC, 63 WEST 100 SOUTH, SECOND FLOOR STUDIO, SALT LAKE CITY, UT, 84101, 801-575-8073 - 3,000,000 ($750,000.00) Equity, (File 333-129527 - Nov. 7) (BR. 02A) S-8 ANWORTH MORTGAGE ASSET CORP, 1299 OCEAN AVENUE, SUITE 250, SANTA MONICA, CA, 90401, 310-255-4493 - 0 ($15,277,404.00) Equity, (File 333-129528 - Nov. 7) (BR. 08A) S-8 SEMCO ENERGY INC, 1411 THIRD STREET, STE. A, PORT HURON, MI, 48060, 810-987-2200 - 240,171 ($1,400,196.90) Equity, (File 333-129529 - Nov. 7) (BR. 02B) S-8 BALTIA AIR LINES INC, 63-25 SAUNDERS STREET, SUITE 7-I, REGO PARK, NY, 11374, 7182755205 - 3,000,000 ($610,000.00) Equity, (File 333-129531 - Nov. 7) (BR. 05A) S-4 DPAC TECHNOLOGIES CORP, 7321 LINCOLN WAY, GARDEN GROVE, CA, 92641, 7148980007 - 0 ($6,157,001.00) Equity, (File 333-129532 - Nov. 7) (BR. 10A) S-4 DEL MONTE CORP, 250,000,000 ($250,000,000.00) Non-Convertible Debt, (File 333-129533 - Nov. 7) (BR. ) S-11 Landwin REIT Inc, 17200 VENTURA BLVD, SUITE 206, ENCINO, CA, 91316, 818 783-4343 - 25,000,000 ($250,000,000.00) Equity, (File 333-129534 - Nov. 7) (BR. ) SB-2 Avicena Group, Inc., 228 HAMILTON AVENUE, THIRD FLOOR, PALO ALTO, CA, 94301, 415-397-2880 - 0 ($3,000,000.00) Equity, (File 333-129536 - Nov. 7) (BR. 09) SB-2 OXFORD MEDIA, INC., ONE TECHNOLOGY DRIVE, BUILDING H, IRVINE, CA, 92618, (949) 341-0050 - 3,485,714 ($10,457,147.00) Other, (File 333-129537 - Nov. 7) (BR. 02C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT 360 GLOBAL WINE CO NV 5.02 10/18/05 AAIPHARMA INC DE 8.01,9.01 11/04/05 ABERCROMBIE & FITCH CO /DE/ DE 2.02,7.01,9.01 11/03/05 ABRAXAS PETROLEUM CORP NV 2.02,9.01 11/07/05 ACCELLENT CORP. CO 7.01,9.01 11/07/05 ACUITY BRANDS INC DE 1.01 11/01/05 ADC TELECOMMUNICATIONS INC MN 5.02 10/31/05 AEGIS COMMUNICATIONS GROUP INC DE 1.01 11/01/05 AETHLON MEDICAL INC NV 1.01,2.03,3.02,9.01 11/02/05 AFFORDABLE RESIDENTIAL COMMUNITIES IN MD 1.01,1.02,5.02,9.01 11/04/05 ALL AMERICAN SEMICONDUCTOR INC DE 1.01,9.01 11/02/05 ALLEGHENY ENERGY, INC MD 7.01 11/04/05 ALLIANCE GAMING CORP NV 2.02,4.02,9.01 11/02/05 ALLIED CAPITAL CORP MD 2.02,9.01 11/07/05 ALPHARMA INC DE 2.02,9.01 11/07/05 AMEDISYS INC DE 7.01,9.01 11/07/05 AMEGY BANCORPORATION, INC. TX 5.04,9.01 11/04/05 AMERICA ONLINE LATIN AMERICA INC DE 1.01 11/01/05 ANADIGICS INC DE 1.01,9.01 11/07/05 ANCHOR BANCORP WISCONSIN INC WI 2.02,9.01 11/07/05 APACHE MOTOR CORP NV 1.01,2.01,3.02,5.02,9.01 10/28/05 ARBINET THEXCHANGE INC DE 5.02 11/04/05 ARBOR REALTY TRUST INC MD 2.02,9.01 11/07/05 ARCHIPELAGO HOLDINGS INC 1.01,9.01 11/02/05 ARCHIPELAGO HOLDINGS INC 1.01,8.01,9.01 11/02/05 AMEND ARGONAUT GROUP INC DE 1.01 11/01/05 ATP OIL & GAS CORP TX 2.02,9.01 11/01/05 ATRIUM COMPANIES INC DE 7.01 11/07/05 ATWOOD OCEANICS INC TX 7.01 11/07/05 BACKWEB TECHNOLOGIES LTD 2.02,9.01 11/02/05 BAKER HUGHES INC DE 8.01 11/04/05 BALCHEM CORP MD 1.01,9.01 11/02/05 BANK OF THE JAMES FINANCIAL GROUP INC VA 4.01,9.01 11/07/05 BANKRATE INC FL 1.01 11/03/05 BANKUNITED FINANCIAL CORP FL 1.01 11/01/05 BASSETT J R OPTICAL INC UT 2.01,5.01,5.02,9.01 11/02/05 BAY VIEW CAPITAL CORP DE 8.01,9.01 11/07/05 BEACON POWER CORP DE 1.01,3.02,9.01 11/04/05 BEACON POWER CORP DE 1.01,3.02 11/04/05 AMEND BEVERLY ENTERPRISES INC DE 2.02,9.01 11/07/05 BEVERLY ENTERPRISES INC DE 2.02,8.01,9.01 11/07/05 BIG DOG HOLDINGS INC DE 2.02 09/30/05 BIMINI MORTGAGE MANAGEMENT INC MD 7.01,9.01 11/07/05 BIO IMAGING TECHNOLOGIES INC DE 2.02,9.01 11/02/05 BIO SOLUTIONS INTERNATIONAL INC NV 1.01,2.01,3.02,4.01,5.01,5.02,5.03,9.0111/01/05 AMEND BIONUTRICS INC NV 1.01,9.01 11/07/05 BITSTREAM INC DE 2.02,9.01 11/07/05 BLACK HILLS CORP /SD/ SD 2.02,9.01 11/07/05 BLACKBAUD INC 1.01,5.02,9.01 11/07/05 BLUEFLY INC DE 2.02,9.01 11/07/05 Bois d Arc Energy, Inc. NV 2.02,9.01 09/30/05 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 5.02,9.01 11/03/05 BOTTOMLINE TECHNOLOGIES INC /DE/ DE 7.01 11/07/05 BOYKIN LODGING CO OH 2.02,9.01 11/07/05 BROADWING CORP DE 2.02 11/03/05 Bronco Drilling Company, Inc. DE 2.02,7.01,9.01 11/07/05 BROOKFIELD HOMES CORP DE 5.02 10/27/05 BSI2000 INC DE 1.01,3.02,9.01 11/07/05 CABLEVISION SYSTEMS CORP /NY DE 1.01,9.01 11/07/05 CALGON CARBON CORPORATION DE 8.01 11/07/05 CALYPSO WIRELESS INC DE 2.02,4.02,5.02,9.01 07/11/05 AMEND CANCERVAX CORP DE 2.02,9.01 11/07/05 CANYON RESOURCES CORP DE 2.02,9.01 11/07/05 CARDINAL HEALTH INC OH 1.01,5.02,7.01,9.01 11/01/05 Celanese CORP DE 2.02,7.01,9.01 11/07/05 CENTRAL VERMONT PUBLIC SERVICE CORP VT 7.01 11/07/05 CENTRUE FINANCIAL CORP DE 2.02,9.01 11/07/05 CENTURION GOLD HOLDINGS INC FL 1.01,9.01 10/28/05 CENTURY CASINOS INC /CO/ DE 2.02 11/04/05 CERADYNE INC DE 7.01,9.01 11/07/05 CERAMICS PROCESS SYSTEMS CORP/DE/ DE 2.02 09/24/05 CERNER CORP /MO/ DE 1.01,2.03,9.01 11/01/05 CGI HOLDING CORP NV 8.01,9.01 11/01/05 CHAMPION COMMUNICATION SERVICES INC DE 4.01,9.01 11/01/05 CHANNELL COMMERCIAL CORP DE 2.02 10/31/05 CHARYS HOLDING CO INC 2.02,4.02,9.01 10/31/05 AMEND CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 11/03/05 CHASE BANK USA, NATIONAL ASSOCIATION 8.01,9.01 11/03/05 CHEMBIO DIAGNOSTICS, INC. NV 2.02,7.01,9.01 11/07/05 CHEMBIO DIAGNOSTICS, INC. NV 2.02,7.01,9.01 11/07/05 CHINA DIGITAL COMMUNICATION GROUP NV 2.02,9.01 11/01/05 CHINA MEDIA1 CORP. NV 1.01,3.02,9.01 11/01/05 CHINA PRINTING, INC. NV 4.01 11/07/05 AMEND CIPHERGEN BIOSYSTEMS INC DE 2.02,9.01 11/07/05 CIPRICO INC DE 8.01 11/05/05 Citi Trends Inc 8.01,9.01 11/04/05 CITICORP MORTGAGE SECURITIES INC DE 8.01,9.01 11/07/05 CITIZENS FIRST CORP KY 7.01 11/03/05 CITIZENS SOUTH BANKING CORP DE 7.01,9.01 11/07/05 CNB BANCORP INC /NY/ NY 2.02,9.01 11/07/05 CNB FINANCIAL SERVICES INC WV 2.02,9.01 11/07/05 COASTAL BANKING CO INC SC 8.01,9.01 11/07/05 Cogdell Spencer Inc. MD 2.01,2.03,9.01 11/01/05 COGENT COMMUNICATIONS GROUP INC 1.01,9.01 11/04/05 COLDWATER CREEK INC DE 1.01 11/01/05 Cole Credit Property Trust II Inc MD 1.01,2.01,2.03,9.01 11/01/05 COLONIAL BANCGROUP INC DE 5.02 11/07/05 Columbia Equity Trust, Inc. MD 9.01 08/23/05 AMEND COLUMBIA LABORATORIES INC DE 2.02,9.01 11/07/05 COMFORCE CORP DE 2.02,9.01 11/07/05 COMPX INTERNATIONAL INC DE 2.02,7.01,9.01 11/04/05 COMSTOCK RESOURCES INC NV 2.02,9.01 09/30/05 CONNS INC DE 2.02,9.01 11/07/05 CONSTELLATION BRANDS, INC. DE 7.01,9.01 11/04/05 COPART INC CA 5.03,9.01 11/07/05 CORPORATE EXECUTIVE BOARD CO DE 8.01,9.01 11/04/05 CORVEL CORP DE 2.02,9.01 11/07/05 COVENTRY HEALTH CARE INC DE 7.01,9.01 11/07/05 CRIIMI MAE INC MD 2.02,8.01,9.01 11/04/05 CROSS COUNTRY HEALTHCARE INC DE 2.02,9.01 11/02/05 CROWN MEDIA HOLDINGS INC DE 2.02,9.01 11/07/05 CRYO CELL INTERNATIONAL INC DE 1.01 11/01/05 CURATIVE HEALTH SERVICES INC 1.01,2.04 11/01/05 CYCLE COUNTRY ACCESSORIES CORP NV 4.01 11/01/05 DEL MONTE FOODS CO DE 8.01,9.01 11/04/05 DENDREON CORP DE 2.02,9.01 11/04/05 DESERT CAPITAL REIT INC MD 5.02 11/07/05 DEX MEDIA INC DE 8.01,9.01 11/03/05 DICKIE WALKER MARINE INC 1.02,5.02,8.01,9.01 11/01/05 DIEBOLD INC OH 5.02,9.01 11/02/05 DIEDRICH COFFEE INC CA 2.02 11/07/05 DISTRIBUTED ENERGY SYSTEMS CORP DE 2.02,9.01 11/07/05 DOE RUN RESOURCES CORP NY 1.01 10/31/05 DPL INC OH 7.01,9.01 11/07/05 Dresser-Rand Group Inc. DE 3.01 11/03/05 DSA FINANCIAL CORP 2.02,9.01 10/17/05 DSA FINANCIAL CORP 2.02,9.01 10/17/05 DTE ENERGY CO MI 7.01,9.01 11/03/05 DTS, INC. DE 2.02,9.01 11/07/05 DUNE ENERGY INC DE 1.01,9.01 11/04/05 EASTERN VIRGINIA BANKSHARES INC VA 8.01,9.01 11/04/05 EDISON INTERNATIONAL CA 7.01,9.01 11/07/05 EFC BANCORP INC DE 5.04,9.01 11/04/05 EL PASO CGP CO DE 8.01 11/04/05 EL PASO CORP/DE DE 2.02,7.01,9.01 11/07/05 EL PASO PRODUCTION HOLDING CO DE 9.01 08/30/05 AMEND ELECTRONIC CONTROL SECURITY INC NJ 8.01,9.01 11/07/05 EMCORE CORP NJ 2.02,7.01,9.01 11/07/05 Emrise CORP DE 8.01 11/07/05 ENCORE CAPITAL GROUP INC DE 1.01 11/01/05 ENCYSIVE PHARMACEUTICALS INC DE 2.02,9.01 11/07/05 ENDURANCE SPECIALTY HOLDINGS LTD 7.01,9.01 11/07/05 ENERGY EXPLORATION TECHNOLOGIES / A0 3.02 11/01/05 EnerSys DE 5.02 11/01/05 ENTERGY CORP /DE/ DE 7.01,9.01 11/06/05 ENTREMED INC DE 2.02,9.01 11/03/05 EQUISTAR CHEMICALS LP DE 1.01,2.03,9.01 11/02/05 ETHAN ALLEN INTERIORS INC DE 8.01 11/04/05 ETS PAYPHONES INC 1.01,8.01 11/01/05 EVERLAST WORLDWIDE INC DE 2.02,9.01 11/03/05 EVOLVING SYSTEMS INC DE 2.02,9.01 11/07/05 EXAR CORP DE 3.01,9.01 11/01/05 EZ EM INC DE 1.01 11/01/05 FAVRILLE INC DE 1.01,2.03,7.01,9.01 11/07/05 FBL FINANCIAL GROUP INC IA 2.02,7.01 11/07/05 FBR Securitization, Inc. 8.01,9.01 11/01/05 Federal Home Loan Bank of San Francis X1 2.02,9.01 11/07/05 FIDELITY SOUTHERN CORP GA 7.01,9.01 11/07/05 FIRST FINANCIAL BANCORP /OH/ OH 8.01 11/04/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 10/28/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 10/28/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 10/28/05 FIRST HORIZON PHARMACEUTICAL CORP DE 2.02,9.01 10/26/05 FIRST MARBLEHEAD CORP 1.02,7.01,9.01 11/02/05 FIRST NATIONAL CORP /VA/ VA 8.01,9.01 11/07/05 FIRST UNITED CORP/MD/ MD 2.02,9.01 11/04/05 FIRST VIRTUAL COMMUNICATIONS INC DE 8.01,9.01 09/20/05 FISERV INC WI 1.01,5.02,9.01 11/07/05 FISHER COMMUNICATIONS INC WA 2.02,9.01 11/07/05 FLYI INC DE 1.01,1.03,2.04,7.01,9.01 11/07/05 FMC TECHNOLOGIES INC DE 7.01,9.01 11/04/05 FOXHOLLOW TECHNOLOGIES, INC. DE 1.01,5.02,9.01 11/01/05 FPIC INSURANCE GROUP INC FL 2.02,9.01 09/30/05 FRANKLIN BANK CORP 1.01,9.01 11/01/05 GENTA INC DE/ DE 2.02,9.01 11/07/05 GEORGIA PACIFIC CORP GA 7.01,9.01 11/07/05 GERON CORP DE 2.02,7.01,9.01 10/28/05 GLOBAL INDUSTRIES LTD LA 1.01 09/30/05 GOLDEN HEALTH HOLDINGS, INC. 1.01,2.01,3.02,5.01,5.02,9.01 11/07/05 GOLDEN HOPE RESOURCES CORP 8.01,9.01 11/07/05 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 7.01 11/07/05 GREAT LAKES BANCORP INC DE 5.02 11/07/05 Great Wolf Resorts, Inc. DE 2.02,9.01 11/02/05 GREEN MOUNTAIN POWER CORP VT 8.01 11/07/05 GROEN BROTHERS AVIATION INC /UT/ UT 1.01,9.01 11/07/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 11/03/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 11/03/05 GTX INC /DE/ DE 1.01,9.01 11/01/05 GUIDANT CORP IN 2.02,9.01 11/07/05 GULFMARK OFFSHORE INC DE 2.02,9.01 11/07/05 H&E EQUIPMENT SERVICES LLC LA 2.02,8.01,9.01 11/07/05 H&R BLOCK INC MO 1.02,5.02,9.01 11/03/05 HANCOCK HOLDING CO MS 8.01,9.01 11/07/05 HARRIS & HARRIS GROUP INC /NY/ NY 1.01,5.05,9.01 11/03/05 HARTFORD LIFE INSURANCE CO CT 9.01 11/07/05 HEARTLAND FINANCIAL USA INC DE 8.01,9.01 11/07/05 HEIDRICK & STRUGGLES INTERNATIONAL IN DE 1.01,9.01 11/01/05 HERBALIFE LTD. E9 2.02,9.01 11/07/05 HEXION SPECIALTY CHEMICALS, INC. NJ 2.02,9.01 11/07/05 HINES REAL ESTATE INVESTMENT TRUST IN 2.01,9.01 11/02/05 HOLLY CORP DE 7.01,9.01 11/07/05 HOLLY CORP DE 2.02,9.01 11/07/05 HOMESTORE INC DE 1.01,3.02 11/06/05 HOSPITALITY PROPERTIES TRUST MD 2.02,9.01 11/07/05 HouseValues, Inc. WA 2.02,9.01 11/07/05 II-VI INC PA 8.01 11/04/05 ILINC COMMUNICATIONS INC DE 2.02,9.01 11/03/05 IMMERSION CORP DE 2.02,9.01 11/07/05 IMMERSION CORP DE 5.02 11/02/05 IMMUNICON CORP 7.01,9.01 11/07/05 IMMUNOMEDICS INC DE 2.02,9.01 11/07/05 INCENTRA SOLUTIONS, INC. NV 5.02 11/01/05 INDIGENOUS GLOBAL DEVELOPMENT CORP UT 8.01 10/28/05 INDIGENOUS GLOBAL DEVELOPMENT CORP UT 4.01,9.01 09/29/05 AMEND INDYMAC MBS INC 9.01 11/07/05 INFINITY ENERGY RESOURCES, INC CO 2.02,4.02,9.01 11/03/05 InfoSearch Media, Inc. DE 1.01,3.02,9.01 11/03/05 INFOTEC BUSINESS SYSTEMS INC NV 5.02 10/18/05 INFOTECH USA INC DE 1.01,9.01 11/04/05 Inland American Real Estate Trust, In MD 8.01 11/01/05 INNOTRAC CORP GA 2.02,9.01 11/07/05 INNOVEX INC MN 2.02,9.01 11/07/05 INTEGRA LIFESCIENCES HOLDINGS CORP DE 8.01 11/04/05 INTERLAND INC /MN/ MN 2.02,9.01 11/07/05 INTERMOUNTAIN COMMUNITY BANCORP ID 7.01,9.01 11/07/05 INTERMUNE INC DE 1.01 11/03/05 INTERNAP NETWORK SERVICES CORP DE 1.01,2.02,2.04,9.01 11/01/05 INTERNATIONAL ALUMINUM CORP CA 2.02,9.01 11/03/05 International Power Group, Ltd. DE 8.01,9.01 11/07/05 INTEST CORP DE 2.02,9.01 11/02/05 INTEVAC INC CA 7.01,9.01 11/07/05 Intrepid Holdings, Inc. NV 4.01,5.02,9.01 10/11/05 IPC HOLDINGS LTD 8.01,9.01 11/04/05 J&J SNACK FOODS CORP NJ 2.02,9.01 11/07/05 J.P. Morgan Mortgage Acquisition Corp 8.01,9.01 11/07/05 JONES FINANCIAL COMPANIES LP LLP MO 5.02,7.01,9.01 11/07/05 JP MORGAN CHASE COMMERCIAL MORTGAGE S DE 8.01,9.01 11/04/05 JUNIATA VALLEY FINANCIAL CORP PA 2.02 09/30/05 KANSAS CITY SOUTHERN DE 2.02,9.01 11/02/05 KEY ENERGY SERVICES INC MD 1.01,2.03,7.01,9.01 11/01/05 KFORCE INC FL 1.01,9.01 11/07/05 KID CASTLE EDUCATIONAL CORP FL 5.02 11/02/05 KINGSTON SYSTEMS INC DE 1.01,3.02,9.01 10/26/05 AMEND KITE REALTY GROUP TRUST MD 2.02,9.01 11/07/05 KLA TENCOR CORP DE 5.02 11/04/05 KNBT BANCORP INC PA 7.01,9.01 11/07/05 KRONOS WORLDWIDE INC 2.02,7.01,9.01 11/04/05 KUSHI NATURAL FOODS CORP 4.01,9.01 11/02/05 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 11/07/05 LAFARGE NORTH AMERICA INC MD 2.02,9.01 11/07/05 LAWSON PRODUCTS INC/NEW/DE/ DE 7.01,9.01 11/01/05 LEE ENTERPRISES, INC DE 2.05,9.01 11/01/05 LEESPORT FINANCIAL CORP PA 7.01,9.01 11/07/05 LEVITT CORP FL 7.01 11/07/05 LIFEPOINT HOSPITALS, INC. 2.02,9.01 11/03/05 LIPID SCIENCES INC/ AZ 2.02,9.01 11/07/05 LML PAYMENT SYSTEMS INC A1 9.01 11/04/05 LOCAL TELECOM SYSTEMS INC NV 9.01 05/24/05 AMEND LODGENET ENTERTAINMENT CORP DE 7.01,9.01 11/07/05 Logicom Inc. NV 1.01,3.02,9.01 11/02/05 Long Beach Acceptance Auto Receivable 2.01,9.01 10/11/05 LUMINENT MORTGAGE CAPITAL INC 5.02,8.01 11/01/05 LYONDELL CHEMICAL CO DE 1.01,2.03,9.01 11/02/05 MAGELLAN HEALTH SERVICES INC DE 1.01,9.01 11/07/05 MAINE & MARITIMES CORP 7.01,9.01 11/07/05 MANUGISTICS GROUP INC DE 1.01,5.02,9.01 10/03/05 MARKWEST ENERGY PARTNERS L P 2.01,9.01 11/01/05 MASTEC INC FL 2.02,9.01 11/07/05 MATRIX BANCORP INC CO 1.01,1.02,5.02,7.01,8.01 11/04/05 MATRIXX INITIATIVES INC DE 1.01,2.03,9.01 11/03/05 MAYTAG CORP DE 2.05,9.01 11/07/05 MEADOW VALLEY CORP NV 5.02 11/01/05 MEADOWBROOK INSURANCE GROUP INC MI 2.02,7.01,8.01,9.01 11/01/05 MERCER INTERNATIONAL INC WA 2.02 11/07/05 MERCURY COMPUTER SYSTEMS INC MA 7.01,9.01 11/07/05 MERRILL LYNCH DEPOSITOR INC PREFERRED NY 8.01,9.01 11/01/05 MESA LABORATORIES INC /CO CO 2.02,9.01 11/07/05 MGI PHARMA INC MN 9.01 10/03/05 AMEND MICROSEMI CORP DE 1.01,9.01 11/02/05 MICROVISION INC WA 5.02 11/03/05 MIDDLEBY CORP DE 7.01,9.01 11/07/05 MIDWAY GAMES INC DE 2.02,9.01 11/07/05 MINE SAFETY APPLIANCES CO PA 8.01,9.01 11/02/05 ML MACADAMIA ORCHARDS L P DE 2.02,9.01 11/07/05 MOBILEPRO CORP DE 2.01,9.01 11/01/05 MODINE MANUFACTURING CO WI 2.02,9.01 09/26/05 AMEND MODINE MANUFACTURING CO WI 2.02,8.01,9.01 10/19/05 AMEND MODINE MANUFACTURING CO WI 2.01,2.06,9.01 07/22/05 AMEND MONSTER WORLDWIDE INC DE 8.01 11/07/05 MOTIENT CORP DE 7.01,9.01 11/04/05 MTR GAMING GROUP INC DE 2.02,9.01 11/07/05 MUNICIPAL MORTGAGE & EQUITY LLC DE 3.02,9.01 11/01/05 NANOSCIENCE TECHNOLOGIES INC NV 4.01,9.01 11/07/05 NATIONWIDE FINANCIAL SERVICES INC/ DE 1.01,9.01 11/02/05 NAVIGANT INTERNATIONAL INC DE 2.02,8.01,9.01 11/04/05 NETWORK INSTALLATION CORP NV 1.01,2.01,2.03,9.01 11/01/05 New Century Energy Corp. CO 2.01,2.03,4.02,8.01,9.01 11/01/05 NEW YORK COMMUNITY BANCORP INC DE 8.01,9.01 10/03/05 NEW YORK COMMUNITY BANCORP INC DE 7.01,9.01 11/07/05 NORTHEAST UTILITIES MA 2.02,7.01,9.01 11/07/05 NORTHROP GRUMMAN CORP /DE/ DE 1.01,5.03,9.01 11/02/05 NOVA OIL INC NV 8.01 10/20/05 NOVASTAR FINANCIAL INC MD 2.02,9.01 11/07/05 NOVASTAR FINANCIAL INC MD 7.01,9.01 11/07/05 NRG ENERGY, INC. DE 2.02,9.01 11/07/05 NUWAVE TECHNOLOGIES INC DE 4.01 11/02/05 OCA, INC. / DE / DE 4.01 11/01/05 OccuLogix, Inc. DE 2.02,9.01 09/30/05 ONSCREEN TECHNOLOGIES INC CO 2.05,7.01 11/07/05 OPTIMAL GROUP INC 7.01 11/07/05 OVERSEAS SHIPHOLDING GROUP INC DE 2.02,9.01 11/03/05 PACIFIC BIOMETRICS INC DE 1.01,9.01 11/03/05 Pacific Ethanol, Inc. DE 1.01,9.01 11/01/05 PACIFIC GAS & ELECTRIC CO CA 7.01 11/07/05 PACIFIC PREMIER BANCORP INC DE 5.02 11/01/05 PARALLEL PETROLEUM CORP DE 2.02,7.01,9.01 11/07/05 Patient Safety Technologies, Inc DE 1.01,9.01 11/02/05 PAXSON COMMUNICATIONS CORP DE 1.01,1.02,3.02,5.02,5.03,7.01,9.01 11/07/05 PERICOM SEMICONDUCTOR CORP CA 2.02,9.01 11/07/05 PETRO STOPPING CENTERS L P DE 1.01,9.01 11/01/05 PG&E CORP CA 7.01 11/07/05 PHARMACOPEIA DRUG DISCOVERY INC DE 7.01,9.01 11/07/05 PHAZAR CORP DE 3.01,9.01 11/03/05 PILGRIMS PRIDE CORP DE 7.01 11/07/05 PILGRIMS PRIDE CORP DE 2.02,9.01 11/07/05 PILGRIMS PRIDE CORP DE 7.01 11/07/05 PINNACLE ENTERTAINMENT INC DE 2.02,9.01 11/07/05 PIONEER DRILLING CO TX 1.01 11/01/05 PLATINA ENERGY GROUP INC. DE 2.03 11/07/05 PLAYLOGIC ENTERTAINMENT INC DE 5.02 11/01/05 POTLATCH CORP DE 8.01 11/04/05 POTOMAC BANCSHARES INC WV 2.02 11/04/05 AMEND PRIMEDEX HEALTH SYSTEMS INC NY 7.01,9.01 11/07/05 Principal Life Income Fundings Trust DE 8.01,9.01 11/01/05 PRINCIPAL LIFE INCOME FUNDINGS TRUST DE 8.01,9.01 11/01/05 PRINCIPAL LIFE INCOME FUNDINGS TRUST DE 8.01,9.01 11/01/05 PROASSURANCE CORP DE 1.01,7.01,9.01 11/04/05 PROFUTURES DIVERSIFIED FUND L P DE 4.01 11/01/05 PROGENICS PHARMACEUTICALS INC DE 2.02,9.01 11/07/05 Prosoft Learning CORP NV 2.04,3.01 11/03/05 PROVIDENCE SERVICE CORP DE 2.02,7.01,9.01 11/07/05 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 7.01 11/07/05 PYRAMID BREWERIES INC WA 2.02,9.01 11/04/05 QCR HOLDINGS INC DE 2.02,9.01 11/07/05 QUEST SOFTWARE INC CA 2.02,9.01 11/07/05 RADIO ONE INC DE 2.02,9.01 11/07/05 RAYTECH CORP IN 2.05,8.01,9.01 11/01/05 Ready Mix, Inc. NV 5.02 11/01/05 REDWOOD TRUST INC MD 2.02,9.01 11/07/05 RELATIONSERVE MEDIA INC 1.01,3.02,3.03,5.02,5.03,7.01,8.01,9.0110/31/05 AMEND RENAISSANCERE HOLDINGS LTD 1.02,5.02,9.01 11/01/05 RUBY MINING CO CO 5.03,8.01 10/31/05 RUDOLPH TECHNOLOGIES INC DE 2.02,9.01 11/07/05 RURAL CELLULAR CORP MN 2.02,9.01 11/07/05 RUSH FINANCIAL TECHNOLOGIES INC TX 7.01,9.01 11/03/05 SAFENET INC DE 2.02,9.01 10/27/05 AMEND SANTARUS INC DE 2.02,9.01 11/07/05 SCHICK TECHNOLOGIES INC DE 8.01,9.01 11/07/05 SCIENTIFIC TECHNOLOGIES INC OR 2.02,9.01 09/02/05 SCP POOL CORP DE 7.01,9.01 11/04/05 SEMCO ENERGY INC MI 2.02,9.01 11/07/05 SEMITOOL INC MT 2.02,9.01 11/07/05 SERVICEMASTER CO DE 8.01 11/04/05 SFBC INTERNATIONAL INC DE 4.02 11/02/05 SHIRE PHARMACEUTICALS GROUP PLC 8.01,9.01 11/07/05 SHUMATE INDUSTRIES INC DE 1.01,3.02,3.03,5.03,9.01 10/19/05 SIERRA HEALTH SERVICES INC NV 7.01 11/03/05 SIERRA PACIFIC RESOURCES /NV/ NV 2.02,9.01 11/07/05 SIGHT RESOURCE CORP DE 5.02 11/01/05 SIMPLETECH INC CA 2.02,9.01 11/07/05 SIRVA INC DE 7.01,8.01,9.01 11/07/05 SKY PETROLEUM, INC. NV 8.01,9.01 11/07/05 SMART & FINAL INC/DE DE 1.01 11/04/05 SMITH & WESSON HOLDING CORP NV 7.01,9.01 11/07/05 SPARTAN MOTORS INC MI 2.02,9.01 11/07/05 SPATIALIZER AUDIO LABORATORIES INC DE 2.02,9.01 11/07/05 SPECTRX INC DE 1.01 11/07/05 SPX CORP DE 1.01,3.03,7.01,9.01 03/24/05 AMEND SRA INTERNATIONAL INC DE 2.02,9.01 11/02/05 STAGE STORES INC NV 2.02,9.01 11/03/05 STANDARD PARKING CORP DE 8.01,9.01 11/04/05 STANLEY WORKS CT 1.01,2.02,9.01 11/02/05 State National Bancshares, Inc. TX 7.01 11/07/05 STEEL TECHNOLOGIES INC KY 8.01,9.01 11/04/05 STERLING CONSTRUCTION CO INC DE 8.01 11/07/05 STERLING FINANCIAL CORP /PA/ PA 7.01,9.01 11/07/05 STRATUS SERVICES GROUP INC DE 1.01,2.04 11/01/05 SUBURBAN PROPANE PARTNERS LP DE 1.01 11/07/05 SUMTOTAL SYSTEMS INC DE 2.02,9.01 11/07/05 SUNRISE TELECOM INC 2.02 09/30/05 SUREWEST COMMUNICATIONS CA 2.02,9.01 11/07/05 TAG IT PACIFIC INC DE 4.01,9.01 11/01/05 TALX CORP MO 7.01,9.01 11/04/05 TASKER CAPITAL CORP NV 7.01,9.01 11/07/05 TAYLOR CALVIN B BANKSHARES INC MD 5.02 11/07/05 TBS INTERNATIONAL LTD 7.01,9.01 11/07/05 TEAM HEALTH INC TN 2.02,9.01 10/31/05 TECHTEAM GLOBAL INC DE 8.01,9.01 11/04/05 TECO ENERGY INC FL 2.02,9.01 11/04/05 TEJON RANCH CO DE 2.02,9.01 11/07/05 Telesis Technology Corp 9.01 10/25/05 Telesis Technology Corp 9.01 10/26/05 Telesis Technology Corp 9.01 10/25/05 AMEND TEMPLE INLAND INC DE 1.01,5.02,9.01 11/04/05 TERAX ENERGY, INC. NV 5.02,9.01 10/28/05 AMEND TERAYON COMMUNICATION SYSTEMS DE 8.01,9.01 11/07/05 TITANIUM METALS CORP DE 2.02,7.01,9.01 11/07/05 TODD SHIPYARDS CORP WA 2.02 10/02/05 TORRENT ENERGY CORP CO 7.01,9.01 11/04/05 TREND MINING CO DE 7.01,9.01 10/31/05 TRICO MARINE SERVICES INC DE 7.01,9.01 11/07/05 TRIZETTO GROUP INC DE 5.02 11/01/05 TURBOSONIC TECHNOLOGIES INC DE 1.01 11/04/05 TXU CORP /TX/ TX 7.01,9.01 11/07/05 UICI DE 1.01 11/02/05 UNITED MEDICORP INC DE 5.02 11/07/05 UNITY BANCORP INC /NJ/ NJ 7.01,9.01 11/04/05 UNUMPROVIDENT CORP DE 8.01,9.01 11/07/05 UpSnap, Inc. 4.01,9.01 10/20/05 AMEND URS CORP /NEW/ DE 5.02 11/04/05 US CONCRETE INC DE 2.02,9.01 11/07/05 UTEK CORP 2.02,9.01 11/07/05 UTEK CORP 1.01,9.01 11/04/05 VALERO L P DE 7.01,9.01 11/07/05 VALOR COMMUNICATIONS GROUP INC DE 2.02,7.01,9.01 11/07/05 VASOMEDICAL INC DE 3.01 11/01/05 Venoco, Inc. DE 4.02 11/01/05 VERINT SYSTEMS INC 7.01 11/01/05 VIEWPOINT CORP DE 2.02,9.01 11/03/05 VIROPHARMA INC DE 2.02,9.01 11/07/05 Vyteris Holdings (Nevada), Inc. NV 5.02,9.01 11/01/05 WABASH NATIONAL CORP /DE DE 7.01,9.01 11/07/05 Warner Music Group Corp. DE 1.01,5.02,9.01 11/04/05 WD 40 CO DE 2.02,9.01 11/07/05 WERNER ENTERPRISES INC NE 2.03 11/04/05 WESCO FINANCIAL CORP CA 2.02,9.01 11/04/05 WHITNEY INFORMATION NETWORK INC CO 8.01 11/02/05 WILSHIRE ENTERPRISES INC DE 8.01,9.01 11/07/05 WINDROSE MEDICAL PROPERTIES TRUST MD 2.02,7.01,9.01 11/07/05 WINSTON HOTELS INC NC 1.01,2.03,9.01 10/31/05 WIRELESS FACILITIES INC DE 2.02,9.01 11/07/05 WORLD GOLF LEAGUE INC DE 1.01,2.03,3.02,8.01,9.01 10/13/05 WORLD WASTE TECHNOLOGIES INC CA 1.01,3.02,9.01 11/01/05 WorldSpace, Inc DE 2.02,9.01 11/07/05 WORLDSPAN L P DE 2.02,9.01 11/07/05 YARDVILLE NATIONAL BANCORP NJ 2.02 11/07/05 YARDVILLE NATIONAL BANCORP NJ 2.02 11/07/05 YARDVILLE NATIONAL BANCORP NJ 3.02 11/07/05 YORK WATER CO PA 2.02,9.01 11/07/05 ZHONE TECHNOLOGIES INC DE 9.01 09/01/05 AMEND ZIPREALTY INC 5.02 11/04/05