SEC NEWS DIGEST Issue 2004-208 October 28, 2004 COMMISSION ANNOUNCEMENTS ORDER ISSUED SUSPENDING TRADING IN THE SECURITIES OF U.S. CANADIAN MINERALS, INC. The Commission announced the temporary suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934 (Exchange Act), of over-the- counter trading of the securities of U.S. Canadian Minerals, Inc. (OTC Bulletin Board symbol “USCA”), of Las Vegas, Nevada. The suspension will commence at 9:30 a.m. EDT on Oct. 28, 2004, and terminate at 11:59 p.m. EST on Nov. 10, 2004. The Commission temporarily suspended trading in the securities of U.S. Canadian Minerals because of questions that have been raised about the accuracy of publicly disseminated information concerning U.S. Canadian Minerals’ financing and mining activities and the value of U.S. Canadian Minerals’ purported assets. The Commission cautions broker-dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by U.S. Canadian Minerals. Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the Exchange Act, at the termination of the trading suspension, no quotation may be entered unless and until they have strictly complied with all of the provisions of the rule. If any broker or dealer has any questions as to whether or not he has complied with the rule, he should not enter any quotation but immediately contact the staff of the Securities and Exchange Commission in Washington, D.C. If any broker or dealer is uncertain as to what is required by Rule 15c2-11, he should refrain from entering quotations relating to the securities of U.S. Canadian Minerals until such time as he has familiarized himself with the rule and is certain that all of its provisions have been met. If any broker or dealer enters any quotation for the stock of U.S. Canadian Minerals that is in violation of the rule, the Commission will consider the need for prompt enforcement action. The Commission acknowledges the assistance of the National Association of Securities Dealers, the Saskatchewan Financial Services Commission, and the United Kingdom Financial Services Authority in this matter. If any broker-dealer or other person has any information that may relate to this matter, call Michele Wein Layne at the Pacific Regional Office of the Securities and Exchange Commission at (323) 965-3850. (Rel. 34- 50599) ENFORCEMENT PROCEEDINGS IN THE MATTER OF HERBERT CAMPBELL II, ESQ. An Administrative Law Judge has issued an Initial Decision in the matter of Herbert M. Campbell II, Esq. The Initial Decision finds that in an action brought by the Commission, the U.S. District Court for the District of New Mexico permanently enjoined Herbert M. Campbell II, Esq. (Campbell) from violating Section 17(a) of the Securities Act of 1933, Sections 13(a) and 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5. The injunction was based on the district court’s findings that Campbell violated those provisions of the federal securities laws. The Initial Decision permanently disqualifies Campbell from appearing or practicing before the Commission, pursuant to Rule 102(e)(3) of the Commission’s Rules of Practice. (Initial Decision No. 266; File No. 3- 10268) IN THE MATTER OF DAVID KAPLAN, CPA On October 27, the Commission instituted and simultaneously settled an administrative proceeding pursuant to Rule 102(e) of the Commission’s Rules of Practice against David Kaplan (Kaplan), a former Computer Associates International, Inc. (CA) executive and certified public accountant licensed to practice in the State of New York. Without admitting or denying the Commission’s findings, Kaplan consented to a Commission order suspending him from appearing or practicing before the Commission as an accountant. The administrative proceeding was based on the entry of a partial final judgment against Kaplan on April 13, 2004, by the Honorable I. Leo Glasser of the U.S. District Court for the Eastern District of New York in the action entitled SEC v. David Kaplan, 04 Civ. 1465 (ILG). Kaplan consented, without admitting or denying the allegations of the Commission’s complaint, to the entry of the partial final judgment which permanently enjoins him from violating Sections 10(b) and 13(b)(5) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 10b-5, 13b2-1, and 13b2-2 thereunder, and from aiding and abetting any violations of Sections 10(b), 13(a), 13(b)(2) of the Exchange Act and Rules 10b-5, 12b-20, 13a-1 and 13a-13 thereunder. In its complaint, filed on April 8, 2004, the Commission alleged that Kaplan engaged in a fraudulent scheme that resulted in CA improperly recording revenue and filing materially false and misleading financial statements on CA’s Form 10-K for the fiscal year ended March 31, 2000, and in CA’s quarterly reports on Form 10-Q for the first three quarters of fiscal year 2000. The complaint also alleged that Kaplan engaged in a number of improper accounting practices that fraudulently increased CA’s annual and quarterly revenue and net income in a departure from generally accepted accounting principles (GAAP). These practices included, among other things, prematurely recognizing revenue from software license contracts. In addition, the complaint alleged that Kaplan failed to disclose to CA’s independent auditors certain of the company’s fraudulent revenue recognition practices and also failed to disclose information about these practices in response to questions by CA’s outside counsel. For additional information see LR-18552, Accounting and Auditing Enforcement Rel. No. 1948 (Jan. 22, 2004); LR- 18665, Accounting and Auditing Enforcement Rel. No. 1988 (April 8, 2004); and LR-18891, Accounting and Auditing Enforcement Rel. No. 2106 (Sept. 22, 2004). (Rel. 34-50597; AAE Rel. 2129; File No. 3-11721) IN THE MATTER OF DAVID RIVARD, CPA On October 27, the Commission instituted and simultaneously settled an administrative proceeding pursuant to Rule 102(e) of the Commission’s Rules of Practice against David Rivard (Rivard), a former Computer Associates International, Inc. (CA) executive and certified public accountant licensed to practice in the State of New York. Without admitting or denying the Commission’s findings, Rivard consented to a Commission order suspending him from appearing or practicing before the Commission as an accountant. The administrative proceeding was based on the entry of a partial final judgment against Rivard on April 12, 2004 by the Honorable I. Leo Glasser of the U.S. District Court for the Eastern District of New York in the action entitled SEC v. David Rivard, 04 Civ. 1464 (ILG). Rivard consented, without admitting or denying the allegations of the Commission’s complaint, to the entry of the partial final judgment which permanently enjoins him from violating Sections 10(b) and 13(b)(5) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 10b-5, 13b2-1, and 13b2-2 thereunder, and from aiding and abetting any violations of Sections 10(b), 13(a), 13(b)(2) of the Exchange Act and Rules 10b-5, 12b-20, 13a-1 and 13a-13 thereunder. In its complaint, filed on April 8, 2004, the Commission alleged that Rivard engaged in a fraudulent scheme that resulted in CA improperly recording revenue and filing materially false and misleading financial statements on CA’s Form 10-K for the fiscal year ended March 31, 2000, and in CA’s quarterly reports on Form 10-Q for the first three quarters of fiscal year 2000. The complaint also alleged that Rivard engaged in a number of improper accounting practices that fraudulently increased CA’s annual and quarterly revenue and net income in a departure from generally accepted accounting principles (GAAP). These practices included, among other things, prematurely recognizing revenue from software license contracts. In addition, the complaint alleged that Rivard failed to disclose information in response to questions by CA’s independent auditors about certain of the company's fraudulent revenue recognition practices. For additional information see LR-18552, Accounting and Auditing Enforcement Rel. No. 1948 (Jan. 22, 2004); LR- 18665, Accounting and Auditing Enforcement Rel. No. 1988 (April 8, 2004); and LR-18891, Accounting and Auditing Enforcement Rel. No. 2106 (Sept. 22, 2004). (Rel. 34-50598; AAE Rel. 2130; File No. 3-11722) COMMISSION DENIES MOTION OF MICHAEL STUDER FOR RECONSIDERATION The Commission has denied the motion of Michael T. Studer of Freeport, New York for reconsideration of its decision barring him from association with any broker or dealer. In its decision, the Commission found that Studer had been permanently enjoined from further violations of antifraud and other provisions of the securities laws. In denying Studer's motion, the Commission stated that it saw no basis for reconsidering its prior decision. (Rel. 34-50600; File No. 3-11229) FINAL JUDGMENT SETTING DISGORGEMENT AND IMPOSING CIVIL PENALTY AGAINST DEFENDANT JOHN DELPRINCE AND DISMISSING CLAIMS FOR DISGORGEMENT AND PENALTIES AGAINST DEFENDANT OLD DOMINION SECURITIES The Commission announced that on October 26 the U.S. District Court for the Middle District of Florida entered a Final Judgment Setting Disgorgement and Imposing Civil Penalty against Defendant John Delprince. The Final Judgment orders Delprince to pay the sum of $125,043.77, representing disgorgement of $57,411.81, prejudgment interest of $10,220.96, and civil penalty of $57,411, within thirty (30) days. In addition, the Final Judgment dismisses the Commission’s claims for disgorgement and civil penalty against Defendant Old Dominion Securities. [SEC v. Robert A. Magnan, Investment Recovery Network, Inc., John Delprince, and Old Dominion Securities, Inc., Case No. 8:03- CV-321-T-27 TBM (M.D. Fla.)] (LR-18945) JUDGMENT OF PERMANENT INJUNCTION AND OTHER RELIEF ENTERED AGAINST DEFENDANT JAMES FARNELL The Commission announced that on April 29, 2004, the U.S. District Court for the Southern District of Florida, entered a Judgment of Permanent Injunction and Other Relief against Defendant James P. Farnell. The Judgment, entered with Farnell’s consent, enjoins him from violations of Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933, Sections 15(a) and 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder. The Judgment also permanently bars Farnell from participating in a penny stock offering. In addition to injunctive relief, the Judgment provides for disgorgement and the imposition of a civil penalty in amounts to be reached by agreement of the parties and/or by the Court upon the SEC’s motion. [SEC v. Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman and Stanley B. Wasser, Civil Action No. 03- 80858-CIV-HURLEY (S.D. Fla.)] (LR-18946) JUDGMENT OF PERMANENT INJUNCTION AND OTHER RELIEF ENTERED AGAINST DEFENDANT MICHAEL SALIT The Commission announced that on October 8 the U.S. District Court for the Southern District of Florida entered a Judgment of Permanent Injunction and Other Relief against Defendant Michael H. Salit. The Judgment, entered with Salit’s consent, enjoins him from further violations of Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933, Sections 15(a) and 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The Judgment also permanently bars Salit from participating in any penny stock offering and permanently bars him from acting as an officer or director of any publicly traded company. In addition, the Judgment orders Salit to pay disgorgement in the amount of $486,000, representing the ill-gotten gains he received, and prejudgment interest in the amount of $10,995.75 within 30 days. The Judgment also provides for the imposition of a civil penalty, to be determined at a later date. [SEC v. Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman and Stanley B. Wasser, Civil Action No. 03-80858-CIV-HURLEY (S.D. Fla.)] (LR-18947) JUDGMENT OF PERMANENT INJUNCTION AND OTHER RELIEF ENTERED AGAINST DEFENDANT VECTOR MEDICAL TECHNOLOGIES, INC. The Commission announced that on July 8, 2004, the U.S. District Court for the Southern District of Florida entered a Judgment of Permanent Injunction and Other Relief against Defendant Vector Medical Technologies, Inc. The Judgment, entered by consent, enjoins Vector Medical from violations of Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933, Sections 15(a) and 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder. In addition to injunctive relief, the Judgment provides for disgorgement in an amount to be reached by agreement of the parties and/or by the Court upon the SEC’s motion. [SEC v. Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman and Stanley B. Wasser, Civil Action No. 03-80858-CIV-HURLEY (S.D. Fla.)] (LR- 18948) FINAL JUDGMENT OF PERMANENT INJUNCTION AND OTHER RELIEF ENTERED AGAINST DEFENDANT DAVID ZIMMERMAN The Commission announced that on October 5 the U.S. District Court for the Southern District of Florida entered a Final Judgment of Permanent Injunction and Other Relief against Defendant David A. Zimmerman. The Judgment, entered with Zimmerman’s consent, enjoins him from further violations of Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933, Sections 15(a) and 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5, thereunder. The Judgment also permanently bars Zimmerman from participating in any penny stock offering and orders him to pay disgorgement and pre-judgment interest in the amount of $311,626.28, but waives all but $80,000 of that amount and does not impose a civil money penalty. [SEC v. Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman and Stanley B. Wasser, Civil Action No. 03-80858-CIV-HURLEY (S.D. Fla.)] (LR-18949) FINAL JUDGMENT ENTERED AGAINST BEACON HILL AND FOUR PRINCIPALS The Commission announced today that it has settled its pending fraud litigation against Beacon Hill Asset Management, LLC (Beacon Hill), and its four principals, John D. Barry, Thomas P. Daniels, John M. Irwin, and Mark P. Miszkiewicz (collectively, Defendants). Under the terms of the final judgment signed today by U.S. District Court Judge Lewis A. Kaplan, the Defendants are permanently enjoined from violating various antifraud provisions of the federal securities laws and ordered to pay more than $2.4 million in disgorgement and prejudgment interest, and $2 million in penalties. Further, the four principals have consented to be barred in a separate administrative proceeding from associating with any investment adviser. On June 15, 2004, the Commission filed an amended complaint alleging that the four principals of Beacon Hill together implemented a fraudulent scheme that resulted in investors losing more than $300 million. From at least the beginning of 2002 through October 2002, Beacon Hill misrepresented and manipulated its valuation procedures for Beacon Hill Master, Ltd. (Master Fund), the core hedge fund that held and traded securities in Beacon Hill’s three feeder hedge funds, inflated the prices of the securities in the Master Fund to maintain the appearance of positive returns, and, at the same time, made an increasing and ultimately unsuccessful bet on interest rates rising in an attempt to cover its hidden losses. In addition, Beacon Hill entered into a series of trades between its core hedge fund and certain other accounts it managed for two institutional clients at prices that defrauded the core hedge fund. Finally, in September 2002, as the Defendants’ scheme started to unravel, three of the four principals – Barry, Daniels and Irwin - liquidated an account in which they were the only investors by selling the securities in their account to the Master Fund without disclosure to investors. In early October 2002, the principals misrepresented the magnitude of the actual losses to investors in an attempt to save Beacon Hill’s operations and make the losses appear to be the result of market conditions. Finally, on Oct. 17, 2002, Beacon Hill announced that, as of September 30, the Net Asset Values of its hedge funds had declined 54% from previously reported Aug. 31, 2002, levels, and further acknowledging that it had mis-priced securities in the funds prior to August. The final judgment, to which the defendants consented without admitting or denying the allegations of the Commission’s complaint, permanently enjoins the Defendants from violations of antifraud provisions of the federal securities laws (Section 17(a)(1), (2) and (3) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Sections 206(1), (2) and (3) of the Investment Advisers Act of 1940 (Advisers Act)). Beacon Hill will pay a $600,000 civil penalty and $1 in disgorgement; Barry will pay a $500,000 civil penalty and $653,275 in disgorgement and pre-judgment interest; Daniels will pay a $500,000 civil penalty and $1,053,945 in disgorgement and pre-judgment interest; Irwin will pay a $200,000 civil penalty and $554,227 in disgorgement and pre-judgment interest; and Miszkiewicz will pay a $200,000 civil penalty and $219,792 in disgorgement and pre- judgment interest. Each Defendant is jointly liable for the full disgorgement and pre-judgment interest in the event that the other Defendants do not pay their respective shares of these liabilities. Finally, Barry, Daniels, Irwin and Miszkiewicz have agreed to administrative proceedings under Section 203(f) of the Advisers Act, pursuant to which, based on the entry of the injunctions described above, Barry, Daniels and Irwin would be permanently barred from association with any investment adviser, and Miszkiewicz would be barred from association with any investment adviser, with the right to reapply after four years. [SEC v. Beacon Hill Asset Management, et al., Civil Action No. 02 CV 8855 (LAK) SDNY] (LR-18950) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change filed by the Chicago Stock Exchange (SR-CHX-2004- 36) relating to principle transactions in certain exchange-traded funds has become effective under Section 19(b)(3)(A) of the Act. Publication of the proposal is expected in the Federal Register during the week of November 1, 2004. (Rel. 34-50590) PROPOSED RULE CHANGES The Philadelphia Stock Exchange filed a proposed rule change (SR-Phlx- 2004-62) to waive the options specialist shortfall fee for one specialist unit that did not have a specialized quote feed in place. Publication of the proposal is expected in the Federal Register during the week of November 1, 2004. (Rel. 34-50591) The Fixed Income Clearing Corporation filed a proposed rule change (SR- FICC-2004-16) under Section 19(b)(1) of the Exchange Act that would allow FICC to establish a cross-margining program with The Clearing Corporation. Publication of the proposal is expected in the Federal Register during the week of November 1, 2004. (Rel. 34-50594) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-PCX-2004-63) submitted by the Pacific Exchange relating to a proposed listing fee schedule for exchange-traded funds and closed-end funds. Publication of the proposal is expected in the Federal Register during the week of November 1, 2004. (Rel. 34-50593) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 EXELIXIS INC, 6508252200 - 0 ($200,000,000.00) Unallocated (Universal) Shelf, (File 333-119984 - Oct. 27) (BR. 01) SB-2 Pacific Northwest Productions Inc., 7160 SCOTT ROAD, SURREY, A1, V3W 3M8, 604-572-9863 - 500,000 ($50,000.00) Equity, (File 333-119985 - Oct. 27) (BR. 09) S-1 KANBAY INTERNATIONAL INC, 6400 SHAFER CT, STE 1000, ROSEMONT, IL, 60018, 8473846100 - 0 ($131,847,500.00) Equity, (File 333-119986 - Oct. 27) (BR. 03) S-8 U-Store-It Trust, 6745 ENGLE ROAD, SUITE 300, CLEVELAND, OH, 44130, (440) 234-0700 - 0 ($49,650,000.00) Equity, (File 333-119987 - Oct. 27) (BR. 08) S-8 COMMERCEFIRST BANCORP INC, 1804 WEST STREET, SUITE 200, ANNAPOLIS, MD, 21404, 4102806695 - 20,000 ($200,000.00) Equity, (File 333-119988 - Oct. 27) (BR. 07) S-4 YELLOW ROADWAY CORP, ATTN: FINANCIAL REPORTING MANAGER - A415, 10990 ROE AVENUE, OVERLAND PARK, KS, 66211, 9136966100 - 0 ($400,000,000.00) Other, (File 333-119990 - Oct. 27) (BR. 05) S-8 COUGAR HOLDINGS INC, 10655 NE 4TH STREET, SUITE 400, BELLEVUE, WA, 98004, 604-879-9001 - 400,000 ($8,000.00) Equity, (File 333-119991 - Oct. 27) (BR. 04) SB-2 CAMINOSOFT CORP, 600 HAMPSHIRE ROAD, SUITE #105, WESTLAKE VILLAGE, CA, 91361, 8053703100 - 17,960,204 ($7,543,286.00) Equity, (File 333-119992 - Oct. 27) (BR. 03) S-8 BROADCAST INTERNATIONAL INC, 7050 UNION PARK AVENUE, #600, SALT LAKE CITY, UT, 84047, 801-562-2252 - 60,000 ($360,000.00) Equity, (File 333-119993 - Oct. 27) (BR. 08) S-8 DreamWorks Animation SKG, Inc., GRANDVIEW BUILDING, 1000 FLOWER STREET, GLENDALE, CA, 91201, (818) 695-5000 - 0 ($413,033,950.00) Equity, (File 333-119994 - Oct. 27) (BR. 05) F-6 KONTRON AG, 20,000,000 ($1,000,000.00) ADRs/ADSs, (File 333-119995 - Oct. 27) (BR. ) SB-2 TRESTLE HOLDINGS INC, 11835 W OLYMPIC BLVD, SUITE 550E, LOS ANGELES, CA, 90064, 3107891990 - 0 ($9,088,867.32) Equity, (File 333-119996 - Oct. 27) (BR. 36) S-8 CNET NETWORKS INC, 235 SECOND STREET, SAN FRANCISCO, CA, 94105, 4153442000 - 5,000,000 ($41,750,000.00) Equity, (File 333-119997 - Oct. 27) (BR. 08) F-3 NEXUS TELOCATION SYSTEMS LTD, 6B TFUZOT ISRAEL ST, GIVATAYIM 53583 ISRA, L3, 00000, 3014689563 - 70,982,385 ($6,956,273.73) Other, (File 333-119998 - Oct. 27) (BR. 37) S-8 1 800 FLOWERS COM INC, 1600 STEWART AVE, WESTBURY, NY, 11590, 5162376000 - 7,500,000 ($60,825,000.00) Equity, (File 333-119999 - Oct. 27) (BR. 02) S-3 HOUSTON EXPLORATION CO, 1100 LOUISIANA STREET, SUITE 2000, HOUSTON, TX, 77002-5219, 713-830-6800 - 0 ($477,360,000.00) Unallocated (Universal) Shelf, (File 333-120000 - Oct. 27) (BR. 04) S-8 INTERNET AMERICA INC, 350 N ST PAUL STE 3000, DALLAS, TX, 75201, 2148612500 - 0 ($570,000.00) Equity, (File 333-120001 - Oct. 27) (BR. 09) S-4 VISKASE COMPANIES INC, VISKASE COMPANIES INC, 625 WILLOWBROOK CENTRE PKWY, WILLOWBROOK, IL, 60527, 6307894900 - 0 ($90,000,000.00) Non-Convertible Debt, (File 333-120002 - Oct. 27) (BR. 06) S-1 BUCYRUS INTERNATIONAL INC, P O BOX 500, 1100 MILWAUKEE AVENUE, SOUTH MILWAUKEE, WI, 53172-0500, 4147684000 - 0 ($201,647,471.43) Equity, (File 333-120003 - Oct. 27) (BR. 36) S-8 REHABCARE GROUP INC, 7733 FORSYTH BLVD 17TH FLR, SUITE 1700, ST LOUIS, MO, 63105, 3148637422 - 200,000 ($4,566,000.00) Other, (File 333-120005 - Oct. 27) (BR. 01) S-8 CARDINAL HEALTH INC, 7000 CARDINAL PLACE, DUBLIN, OH, 43017, 6147573033 - 569,000 ($21,604,930.00) Equity, (File 333-120006 - Oct. 27) (BR. 01) SB-2 First China Redevelopment CORP, 99 DERBY STREET, SUITE 200, HINGHAM, MA, 02043, 781-834-0622 - 2,000,000 ($2,000.00) Equity, (File 333-120007 - Oct. 27) (BR. ) S-8 SCICLONE PHARMACEUTICALS INC, 901 MARINER'S ISLAND BLVD., SUITE 205, SAN MATEO, CA, 94404, 650-358-3456 - 0 ($12,808,800.00) Equity, (File 333-120008 - Oct. 27) (BR. 01) S-3 NEKTAR THERAPEUTICS, 150 INDUSTRIAL RD, SAN CARLOS, CA, 94070, 6506313100 - 0 ($250,000,000.00) Other, (File 333-120009 - Oct. 27) (BR. 01) S-8 VERITAS SOFTWARE CORP /DE/, 350 ELLIS STREET, MOUNTAIN VIEW, CA, 94043, 6505278000 - 0 ($395,556,100.00) Equity, (File 333-120010 - Oct. 27) (BR. 03) S-8 CHINA NORTH EAST PETROLEUM HOLDINGS LTD, ROOM 2202 22/F 168 SAI YEUNG ST, MONGKOK KOWLOON, K3, 00000, 3034943000 - 1,000,000 ($1,100,000.00) Equity, (File 333-120011 - Oct. 27) (BR. 05) S-8 BUILD A BEAR WORKSHOP INC, 1954 INNERBELT BUSINESS CENTRE DRIVE, ST LOUIS, MO, 63114, 314-423-8000 - 0 ($73,579,285.23) Equity, (File 333-120012 - Oct. 27) (BR. 02) S-8 GFY FOODS INC, 601 DEERFIELD PARKWAY, ., BUFFALO GROVE, IL, 60089, 8473537554 - 1,000,000,000 ($1,000,000.00) Equity, (File 333-120016 - Oct. 27) (BR. 04) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ 724 SOLUTIONS INC 2.02,9.01 10/27/04 A REIT INC MD 8.01 10/26/04 ABFC Asset-Backed Certificates, Serie DE 8.01,9.01 10/25/04 ABN AMRO MORT CORP MULTI CLASS MORT P DE 8.01,9.01 10/25/04 ABN AMRO MORT CORP MULTI CLASS MORT P DE 8.01,9.01 10/25/04 ABN AMRO MORT SEC MULTI CLASS MORT PS DE 8.01,9.01 10/25/04 ABN AMRO MORTGAGE MULTI-CLASS MOR PAS DE 8.01,9.01 10/25/04 ACE LTD D0 2.02,9.01 10/26/04 ACTIVCARD CORP DE 5.03 09/28/04 AMEND ACTIVE POWER INC DE 2.02,9.01 10/27/04 ADC TELECOMMUNICATIONS INC MN 8.01 10/27/04 ADEPT TECHNOLOGY INC CA 2.02,9.01 10/27/04 ADVANCE FINANCIAL BANCORP DE 2.02,9.01 10/26/04 AEGIS ASSET BACKED SECURITIES CORP DE 8.01 10/27/04 AEGIS COMMUNICATIONS GROUP INC DE 1.01,2.03 09/21/04 AFFILIATED COMPUTER SERVICES INC DE 7.01,9.01 10/21/04 AFFILIATED MANAGERS GROUP INC DE 2.02,5.02,9.01 10/27/04 AFLAC INC GA 2.02,7.01,9.01 10/26/04 AG BAG INTERNATIONAL LTD DE 4.01,9.01 10/25/04 AGCO CORP /DE DE 2.02,9.01 10/27/04 AGL RESOURCES INC GA 2.02 10/27/04 AIR PRODUCTS & CHEMICALS INC /DE/ DE 2.02,9.01 10/27/04 AIRTRAN HOLDINGS INC NV 5.02 10/26/04 AKAMAI TECHNOLOGIES INC DE 2.02,9.01 10/27/04 ALLIANCE FIBER OPTIC PRODUCTS INC CA 2.02,9.01 10/27/04 ALLIANCE RESOURCE PARTNERS LP DE 2.02,8.01,9.01 10/21/04 ALLIANT TECHSYSTEMS INC DE 2.03,3.03,9.01 10/26/04 ALLIED CAPITAL CORP MD 2.02,9.01 10/27/04 ALTERNATIVE LOAN TRUST MORT PASS THRO DE 8.01,9.01 10/25/04 ALTERNET SYSTEMS INC NV 8.01,9.01 10/25/04 AMERADA HESS CORP DE 2.02,9.01 10/27/04 AMERICA WEST HOLDINGS CORP DE 2.02,9.01 10/27/04 AMERICAN EAGLE MANUFACTURING CO NV 2.01,5.01,9.01 10/21/04 AMERICAN RETIREMENT CORP TN 1.01,9.01 10/26/04 AMERICAN SCIENCE & ENGINEERING INC MA 2.02,9.01 10/27/04 AMERICREDIT FINANCIAL SERVICES INC DE 8.01,9.01 10/25/04 AMERUS GROUP CO/IA IA 2.02,7.01,9.01 10/26/04 AMLI RESIDENTIAL PROPERTIES TRUST MD 2.02,9.01 10/26/04 ANALYSTS INTERNATIONAL CORP 2.02,7.01,9.01 10/27/04 ANHEUSER-BUSCH COMPANIES, INC. DE 2.02,9.01 10/27/04 ANTEON INTERNATIONAL CORP DE 2.02,9.01 10/26/04 ANTHEM INC IN 2.02,9.01 10/27/04 APPLEBEES INTERNATIONAL INC DE 2.02 10/27/04 APPLERA CORP DE 1.01,9.01 10/21/04 ARGOSY GAMING CO DE 2.02,9.01 10/27/04 ARIBA INC DE 2.02,9.01 10/27/04 ASIAINFO HOLDINGS INC DE 2.02 10/27/04 ASK JEEVES INC DE 2.02,9.01 10/27/04 ASSET BACKED FUNDING CORP ABFC ASSET DE 8.01,9.01 10/25/04 Asset Backed Funding Corp C-BASS Mort DE 8.01,9.01 10/25/04 ASSOCIATED ESTATES REALTY CORP OH 2.02,9.01 09/30/04 ATMOS ENERGY CORP TX 1.01,2.03,8.01,9.01 10/21/04 ATS MEDICAL INC MN 2.02,9.01 10/27/04 BACK YARD BURGERS INC DE 2.02,9.01 10/26/04 BAD TOYS INC NV 2.01,9.01 10/21/04 BADGER PAPER MILLS INC WI 5.02,9.01 10/26/04 BALDWIN & LYONS INC IN 2.02,7.01 10/25/04 BANC OF AMERICA ALTERNATIVE LOAN TRU NY 8.01,9.01 10/25/04 BANC OF AMERICA ALTERNATIVE LOAN TRUS DE 8.01,9.01 10/25/04 BANC OF AMERICA ALTERNATIVE LOAN TRUS DE 8.01,9.01 10/25/04 BANC OF AMERICA ALTERNATIVE LOAN TRUS NY 8.01,9.01 10/25/04 Banc of America Alternative Loan Trus DE 8.01,9.01 10/25/04 Banc of America Alternative Loan Trus DE 8.01,9.01 10/25/04 Banc of America Alternative Loan Trus DE 8.01,9.01 10/25/04 Banc of America Alternative Loan Trus DE 8.01,9.01 10/25/04 BANC OF AMERICA ALTERNATIVE LOAN TRUS NY 8.01,9.01 10/25/04 BANC OF AMERICA FUNDING CORP MORT PAS DE 9.01 10/25/04 BANC OF AMERICA MORT SEC INC MORT PS DE 8.01,9.01 10/25/04 BANC OF AMERICA MORT SEC ALTERNATIVE DE 8.01,9.01 10/25/04 BANC OF AMERICA MORT SEC INC ALTERNAT DE 8.01,9.01 10/25/04 BANC OF AMERICA MORT SEC INC ALTERNAT DE 8.01,9.01 10/25/04 BANC OF AMERICA MORT SEC INC ALTERNAT DE 8.01,9.01 10/25/04 BANC OF AMERICA MORT SEC INC ALTERNAT DE 8.01,9.01 10/25/04 BANC OF AMERICA MORT SEC INC MORT PAS DE 8.01,9.01 10/25/04 BANC OF AMERICA MORT SEC INC MORT PAS DE 8.01,9.01 10/25/04 BANC OF AMERICA MORT SEC INC MORT PAS DE 8.01,9.01 10/25/04 BANC OF AMERICA MORT SEC INC MORT PAS DE 8.01,9.01 10/25/04 BANC OF AMERICA MORT SEC INC MORT PAS DE 8.01,9.01 10/25/04 BANC OF AMERICA MORTGAGE PASS-THROUGH DE 8.01,9.01 10/25/04 BANC OF AMERICA MORTGAGE SEC INC ALTE DE 8.01,9.01 10/25/04 BANC OF AMERICA MORTGAGE SEC INC MRT DE 8.01,9.01 10/25/04 BANC OF AMERICA MORTGAGE SECURITIES I DE 8.01,9.01 10/27/04 BANC OF AMERICA MORTGAGE SECURITIES I DE 8.01,9.01 10/27/04 BANC OF AMERICA MORTGAGE SECURITIES I DE 8.01,9.01 10/25/04 Banc of America Mortgage Securities M DE 8.01,9.01 10/25/04 Banc of America Mortgage Securities M DE 8.01,9.01 10/25/04 BANC OF AMERICA MORTGAGE SECURITIES S DE 8.01,9.01 10/25/04 BANC OF AMERICA MORTGAGE SECURITIES S DE 8.01,9.01 10/25/04 BANCSHARES OF FLORIDA INC FL 2.02,4.02,9.01 10/25/04 BANCSHARES OF FLORIDA INC FL 2.02,9.01 10/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE 9.01 10/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE 9.01 10/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE 8.01,9.01 10/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE 9.01 10/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE 9.01 10/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE 9.01 10/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE 9.01 10/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE 9.01 10/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE 9.01 10/25/04 BANK OF AMERICA MORTGAGE SECURITIES I DE 9.01 10/25/04 BANK OF AMERICA MORTGAGE SECURITIES I DE 9.01 10/25/04 BANK OF HAWAII CORP DE 2.02,9.01 10/25/04 BANTA CORP WI 2.02,9.01 10/26/04 BARRETT BUSINESS SERVICES INC MD 2.02,9.01 10/27/04 BE AEROSPACE INC DE 2.02 10/27/04 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 10/25/04 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 10/25/04 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 10/26/04 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 10/25/04 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 10/27/04 BEL FUSE INC /NJ NJ 2.02,9.01 10/27/04 BELL MICROPRODUCTS INC CA 2.02,9.01 10/27/04 BERKLEY W R CORP DE 2.02,9.01 10/26/04 BICO INC/PA PA 8.01 10/27/04 BIG 5 SPORTING GOODS CORP DE 2.02,9.01 10/27/04 BINDVIEW DEVELOPMENT CORP TX 5.02,9.01 10/21/04 BIO SOLUTIONS MANUFACTURING, INC. NY 5.02 10/25/04 BIOGEN IDEC INC DE 2.02 10/27/04 BIOLASE TECHNOLOGY INC DE 2.02,9.01 10/27/04 BJs RESTAURANTS INC CA 7.01,9.01 10/27/04 BLACK & DECKER CORP MD 2.02,5.02,7.01,9.01 10/21/04 BLACK BOX CORP DE 2.02,9.01 10/26/04 BLACKBAUD INC 2.02,9.01 09/30/04 BLOCKBUSTER INC DE 2.02,9.01 10/27/04 BOEING CO DE 2.02,9.01 10/27/04 BONE CARE INTERNATIONAL INC WI 2.02,9.01 10/26/04 BOSTON PROPERTIES INC DE 2.02,9.01 10/26/04 BOSTON PROPERTIES LTD PARTNERSHIP 2.02,9.01 10/26/04 BOTTOMLINE TECHNOLOGIES INC /DE/ DE 2.02,9.01 10/27/04 BOWATER INC DE 2.02,9.01 09/30/04 BOWNE & CO INC DE 5.02 10/27/04 BREMER FINANCIAL CORP MN 2.01,9.01 09/30/04 BRILLIAN CORP DE 2.02,9.01 10/27/04 BROCADE COMMUNICATIONS SYSTEMS INC DE 5.02,5.03,9.01 10/22/04 BROOKE CORP KS 8.01,9.01 10/26/04 BROOKLINE BANCORP INC DE 7.01,9.01 10/27/04 C-COR INC PA 1.01 10/26/04 CALLIDUS SOFTWARE INC 2.02,9.01 10/27/04 CAPITAL LEASE FUNDING INC 1.01 10/27/04 CARDIAC SCIENCE INC DE 2.02,9.01 10/26/04 CAREY W P & CO LLC DE 2.02,9.01 10/26/04 CASTELLE \CA\ DE 2.02,9.01 10/27/04 CELL TECH INTERNATIONAL INC DE 9.01 10/22/04 CENTERPOINT PROPERTIES TRUST MD 9.01 10/26/04 CENTERSTATE BANKS OF FLORIDA INC FL 7.01,9.01 10/27/04 CENTEX CORP NV 7.01,9.01 10/27/04 CENTURY ALUMINUM CO DE 2.02,9.01 10/26/04 CHAMPPS ENTERTAINMENT INC DE 2.02,9.01 10/03/04 CHAPEAU INC UT 5.02 10/22/04 CHESAPEAKE ENERGY CORP OK 8.01 10/26/04 CHEVIOT FINANCIAL CORP 2.02,9.01 10/26/04 CHICAGO BRIDGE & IRON CO N V 2.02 10/27/04 CHICAGO MERCANTILE EXCHANGE HOLDINGS DE 5.02 10/25/04 CHINA AUTOMOTIVE SYSTEMS INC DE 1.01,9.01 10/23/04 CHOICEONE FINANCIAL SERVICES INC MI 2.02,9.01 10/27/04 CIBER INC DE 2.02,9.01 10/27/04 CINCINNATI FINANCIAL CORP DE 7.01,9.01 10/27/04 CIT HOME EQUITY LOAN TRUST 1998-1 NY 9.01 08/27/04 CIT HOME EQUITY LOAN TRUST 2002-1 DE 9.01 08/27/04 CIT HOME EQUITY LOAN TRUST 2003-1 DE 9.01 08/27/04 CIT HOME EQUITY TRUST 2002-2 DE 9.01 08/27/04 CITICORP MORTGAGE SECURITIES INC DE 8.01 10/26/04 CITIZENS FIRST CORP KY 2.02,7.01,9.01 10/26/04 CIVITAS BANKGROUP INC TN 2.02,7.01,9.01 10/26/04 CLICKSOFTWARE TECHNOLOGIES LTD L3 2.02,9.01 10/27/04 CLINICAL DATA INC DE 1.01 10/25/04 CNA SURETY CORP DE 2.01,9.01 10/27/04 COACH INDUSTRIES GROUP INC NV 2.01,9.01 10/21/04 COINMACH CORP DE 7.01,8.01 10/27/04 COLUMBIA BANCORP MD 2.02,9.01 10/26/04 COLUMBIA BANCORP \OR\ OR 2.02,9.01 10/27/04 COLUMBIA LABORATORIES INC DE 8.01,9.01 10/27/04 COMCAST CORP PA 2.02,9.01 10/27/04 COMMERCE ONE INC / DE/ DE 1.01,3.02 10/18/04 Commercial Vehicle Group, Inc. DE 2.02,7.01,9.01 10/27/04 COMMONWEALTH INDUSTRIES INC/DE/ DE 7.01 10/27/04 COMMUNITY BANK SHARES OF INDIANA INC IN 8.01,9.01 10/27/04 COMMUNITY TRUST BANCORP INC /KY/ KY 5.02,7.01,8.01 10/27/04 COMPUDYNE CORP NV 5.02,9.01 10/27/04 COMPX INTERNATIONAL INC DE 7.01,9.01 10/26/04 COMSYS IT PARTNERS INC DE 4.01,9.01 10/21/04 Comtech Group Inc MD 3.02,9.01 10/26/04 CONCENTRA OPERATING CORP NV 1.02,5.02 10/26/04 CONCORD CAMERA CORP NJ 5.02 10/21/04 CONCORD COMMUNICATIONS INC MA 1.01 10/26/04 CONNETICS CORP DE 8.01,9.01 10/25/04 CONOCOPHILLIPS DE 2.02,9.01 10/27/04 CONSOLIDATED GRAPHICS INC /TX/ TX 2.02,9.01 10/27/04 COOPERATIVE BANKSHARES INC NC 2.02,9.01 10/27/04 CORIXA CORP DE 1.01,9.01 07/20/04 AMEND CORNING INC /NY NY 7.01 10/27/04 CORPORATE EXECUTIVE BOARD CO DE 2.02,9.01 10/25/04 CORPORATE OFFICE PROPERTIES TRUST MD 2.02,9.01 10/27/04 Corridor Communications Corp DE 1.01,9.01 10/20/04 COSINE COMMUNICATIONS INC DE 1.02,9.01 10/22/04 COUGAR HOLDINGS INC NV 1.01,9.01 10/20/04 COX COMMUNICATIONS INC /DE/ DE 2.02,9.01 10/27/04 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 10/25/04 CROWN CASTLE INTERNATIONAL CORP DE 2.02,9.01 10/26/04 CSS INDUSTRIES INC DE 7.01,9.01 10/27/04 CULLEN FROST BANKERS INC TX 2.02 10/27/04 CULP INC NC 7.01,9.01 10/27/04 CWABS INC DE 8.01,9.01 10/26/04 CWABS INC DE 8.01,9.01 10/27/04 CWALT INC 8.01,9.01 10/25/04 CWALT INC 8.01,9.01 10/26/04 CWMBS INC DE 8.01,9.01 10/22/04 CYBERGUARD CORP FL 2.02,9.01 10/27/04 CYBERGUARD CORP FL 7.01 10/27/04 CYBEROPTICS CORP MN 2.02,9.01 10/27/04 DATAKEY INC MN 1.01 10/25/04 DATASTREAM SYSTEMS INC DE 2.02,9.01 10/27/04 DATASTREAM SYSTEMS INC DE 2.02,9.01 10/27/04 AMEND DDI CORP CA 2.02,9.01 10/27/04 DELTIC TIMBER CORP DE 2.02,7.01,9.01 10/27/04 DIGITAL VIDEO SYSTEMS INC DE 1.01,5.02 10/22/04 DIVIDEND CAPITAL TRUST INC MD 2.01,9.01 10/22/04 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 2.02,9.01 10/27/04 DOT HILL SYSTEMS CORP NY 2.02,9.01 10/27/04 DOVER DOWNS GAMING & ENTERTAINMENT IN DE 7.01,9.01 10/27/04 DOVER MOTORSPORTS INC DE 7.01,9.01 10/27/04 DRUGSTORE COM INC DE 7.01 10/26/04 DUQUESNE LIGHT HOLDINGS INC PA 2.02,9.01 10/25/04 EASTERN CO CT 2.02,7.01,9.01 10/27/04 EASTERN VIRGINIA BANKSHARES INC VA 2.02,9.01 10/22/04 EASTMAN KODAK CO NJ 2.05,9.01 10/25/04 ELEMENT 21 GOLF CO DE 4.01,8.01,9.01 10/27/04 EMBARCADERO TECHNOLOGIES INC 8.01,9.01 10/27/04 ENCORE ACQUISITION CO DE 1.01,2.02,9.01 10/26/04 ENDO PHARMACEUTICALS HOLDINGS INC DE 7.01,9.01 10/27/04 ENERGEN CORP AL 2.02,9.01 09/30/04 ENTERPRISE BANCORP INC /MA/ MA 2.02,7.01,9.01 10/27/04 ENTERPRISE PRODUCTS PARTNERS L P DE 1.01,8.01,9.01 10/22/04 ENTROPIN INC CO 5.02,9.01 10/22/04 ENVIRO ENERGY CORP DE 1.03,5.01,5.02 10/22/04 ENVIRONMENTAL POWER CORP DE 3.02 10/21/04 ENXNET INC OK 7.01 10/26/04 EPIX Pharmaceuticals, Inc. 2.02,9.01 10/26/04 ERIE INDEMNITY CO PA 2.02 10/27/04 ESCHELON TELECOM INC 7.01,9.01 10/27/04 ESS TECHNOLOGY INC CA 2.02,9.01 10/27/04 EURONET WORLDWIDE INC DE 2.02,9.01 10/26/04 EVANS BANCORP INC NY 2.02,9.01 10/26/04 EXACTECH INC FL 2.02,7.01,9.01 10/27/04 EYETECH PHARMACEUTICALS INC DE 2.02 10/26/04 FARADAY FINANCIAL INC DE 8.01,9.01 10/27/04 FEI CO OR 2.02,9.01 10/27/04 FIDELITY SOUTHERN CORP GA 5.02,9.01 10/21/04 FIRST AMERICAN CORP CA 2.02,9.01 10/27/04 FIRST CITIZENS BANCSHARES INC /TN/ TN 5.02 10/27/04 FIRST FEDERAL BANCSHARES OF ARKANSAS TX 2.02,9.01 10/26/04 FIRST HARTFORD CORP ME 2.03 10/25/04 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 10/27/04 FIRST INDIANA CORP IN 8.01,9.01 10/27/04 FIRST MID ILLINOIS BANCSHARES INC DE 8.01,9.01 10/27/04 FIRST SECURITY GROUP INC/TN TN 1.01,2.01,7.01,9.01 10/21/04 FIRSTFED BANCORP INC DE 2.02,9.01 10/25/04 FLOWSERVE CORP NY 5.02 10/13/04 AMEND FLYI INC DE 2.02 10/27/04 FMC CORP DE 2.02,9.01 10/26/04 FMS FINANCIAL CORP NJ 2.02,9.01 10/25/04 FORRESTER RESEARCH INC DE 2.02 10/27/04 FRANKLIN CAPITAL CORP DE 5.02,9.01 10/22/04 FRANKLIN FINANCIAL SERVICES CORP /PA/ PA 8.01 10/25/04 FRIEDMAN BILLINGS RAMSEY GROUP INC VA 2.02,9.01 10/26/04 FULTON FINANCIAL CORP PA 7.01,9.01 10/27/04 GAIAM INC CO 2.02,9.01 10/27/04 GALAXY MINERALS INC FL 5.02 10/25/04 GARMIN LTD 2.02,9.01 10/27/04 GARTNER INC DE 2.02,9.01 10/27/04 GATEWAY FINANCIAL HOLDINGS INC NC 8.01,9.01 10/26/04 GENERAL MARITIME CORP/ 2.02,9.01 07/28/04 GENESCO INC TN 1.01 10/22/04 GLOBAL POWER EQUIPMENT GROUP INC/ DE 1.01,5.03,9.01 10/21/04 GLOBALSANTAFE CORP 2.02,9.01 10/27/04 GOLDTECH MINING CORP DE 8.01 10/27/04 GRAINGER W W INC IL 5.02,9.01 10/26/04 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 10/27/04 GRAY TELEVISION INC GA 8.01,9.01 10/21/04 GREAT PLAINS ETHANOL LLC SD 1.01,2.03 09/01/04 GREATER BAY BANCORP CA 7.01,9.01 10/27/04 GS FINANCIAL CORP LA 7.01,9.01 10/21/04 GSI COMMERCE INC DE 2.02,9.01 10/27/04 GULF ISLAND FABRICATION INC LA 2.02,9.01 10/27/04 GULF ISLAND FABRICATION INC LA 8.01,9.01 10/27/04 GULF POWER CO ME 2.03 10/22/04 HARMAN INTERNATIONAL INDUSTRIES INC / DE 2.02,7.01,9.01 09/30/04 HARTE HANKS INC DE 7.01,9.01 10/27/04 HAWAIIAN HOLDINGS INC DE 8.01,9.01 10/26/04 HAYES LEMMERZ INTERNATIONAL INC DE 7.01 10/27/04 HEARTLAND OIL & GAS CORP NV 5.01 10/25/04 HERITAGE COMMERCE CORP CA 2.02,9.01 10/26/04 HF FINANCIAL CORP DE 2.02,9.01 10/25/04 HI/FN INC DE 2.02,9.01 09/30/04 HILB ROGAL & HAMILTON CO /VA/ VA 2.02,9.01 10/26/04 HOME EQUITY MORTGAGE PASS-THROUGH CER DE 8.01,9.01 10/25/04 HOME EQUITY MORTGAGE PASS-THROUGH CER DE 8.01,9.01 10/25/04 HOME EQUITY MORTGAGE PASS-THROUGH CER DE 8.01,9.01 10/25/04 HOME EQUITY MORTGAGE PASS-THROUGH CER DE 8.01,9.01 10/25/04 HONEYWELL INTERNATIONAL INC DE 2.03 10/27/04 HORIZON BANCORP /IN/ IN 1.01,2.03,9.01 10/21/04 HORIZON TELCOM INC OH 5.02 10/26/04 AMEND HOUSTON EXPLORATION CO DE 1.01 10/27/04 HUDSON VALLEY HOLDING CORP NY 2.02,9.01 10/26/04 HYPERION SOLUTIONS CORP DE 2.02,9.01 10/21/04 HYTEK MICROSYSTEMS INC CA 2.02,9.01 10/27/04 HYTHIAM INC DE 1.01,7.01,9.01 10/21/04 IBT BANCORP INC PA 2.02,9.01 10/27/04 IDX SYSTEMS CORP VT 2.02,9.01 09/30/04 IGIA, Inc. DE 1.01,1.03,9.01 10/21/04 IMMUNOGEN INC MA 5.02,9.01 10/22/04 INAMED CORP DE 2.02,9.01 10/27/04 INDUS INTERNATIONAL INC DE 2.02,8.01,9.01 10/27/04 INKINE PHARMACEUTICAL CO INC NY 8.01 10/20/04 INTEGRAMED AMERICA INC DE 7.01,9.01 10/27/04 INTERMUNE INC DE 2.02 10/26/04 INTERNATIONAL BUSINESS MACHINES CORP NY 5.02 10/26/04 INTERNATIONAL RECTIFIER CORP /DE/ DE 2.02,9.01 10/27/04 INTERPUBLIC GROUP OF COMPANIES, INC. DE 1.01,9.01 10/27/04 INVERNESS MEDICAL INNOVATIONS INC DE 2.02,9.01 10/27/04 INVESTORS FINANCIAL SERVICES CORP DE 2.02,4.02 10/21/04 IR BIOSCIENCES HOLDINGS INC DE 1.01,3.02,9.01 10/26/04 IRIS INTERNATIONAL INC DE 7.01,9.01 10/27/04 IRWIN FINANCIAL CORP IN 8.01,9.01 10/27/04 ISIS PHARMACEUTICALS INC DE 2.02,9.01 10/27/04 J C PENNEY CO INC DE 8.01,9.01 10/26/04 JACOBS ENGINEERING GROUP INC /DE/ DE 5.02 10/23/04 JACUZZI BRANDS INC DE 2.02,9.01 10/26/04 JONES APPAREL GROUP INC PA 2.02,9.01 08/27/04 JUNIATA VALLEY FINANCIAL CORP PA 2.02 10/27/04 K FED BANCORP 2.02,8.01,9.01 10/27/04 KANBAY INTERNATIONAL INC 8.01,9.01 10/27/04 KANBAY INTERNATIONAL INC 2.02,9.01 10/27/04 KEMET CORP DE 7.01 10/27/04 KENNAMETAL INC PA 1.01,2.02,9.01 10/27/04 KERR MCGEE CORP /DE DE 2.02,9.01 10/27/04 KEYCORP STUDENT LOAN TRUST 2000-B DE 8.01,9.01 10/25/04 KEYCORP STUDENT LOAN TRUST 2003-A DE 8.01,9.01 10/25/04 KFORCE INC FL 5.02,8.01,9.01 10/21/04 KINDERCARE LEARNING CENTERS INC /DE DE 2.02,9.01 10/26/04 KOMAG INC /DE/ DE 2.02,9.01 10/27/04 KOS PHARMACEUTICALS INC FL 5.05 10/21/04 LAIDLAW INTERNATIONAL INC DE 7.01 10/26/04 LANDAMERICA FINANCIAL GROUP INC VA 1.01,2.02,8.01,9.01 10/27/04 LANDAMERICA FINANCIAL GROUP INC VA 1.01,5.03,8.01,9.01 10/27/04 LANDAMERICA FINANCIAL GROUP INC VA 8.01 10/27/04 LANDRYS RESTAURANTS INC DE 2.02,9.01 10/27/04 LASERSCOPE CA 2.02,9.01 10/27/04 LEAPFROG ENTERPRISES INC 2.02,9.01 10/27/04 LIFELINE SYSTEMS INC MA 1.01,9.01 10/25/04 LIGHTBRIDGE INC DE 2.02,9.01 10/27/04 LINCOLN ELECTRIC HOLDINGS INC OH 2.02,9.01 10/27/04 LION INC/WA WA 2.02,9.01 10/27/04 LITFUNDING CORP NV 8.01,9.01 10/06/04 AMEND LITFUNDING CORP NV 8.01 10/19/04 AMEND LOJACK CORP MA 9.01 10/13/04 AMEND LOUISIANA-PACIFIC CORP DE 2.02,9.01 10/27/04 LSB CORP 2.02,9.01 10/22/04 LSI INDUSTRIES INC OH 2.02 10/27/04 LSI INDUSTRIES INC OH 2.02 10/27/04 AMEND LSI LOGIC CORP DE 1.02,2.02,2.04,2.05,2.06,8.01 10/27/04 M I HOMES INC OH 2.02,9.01 10/27/04 MANITOWOC CO INC WI 2.02,9.01 10/27/04 MANTECH INTERNATIONAL CORP DE 5.02 10/25/04 MANTECH INTERNATIONAL CORP DE 2.02,7.01,9.01 10/27/04 MARCONI CORP PLC X0 8.01 10/27/04 MARINE PRODUCTS CORP DE 2.02,9.01 10/27/04 MARINE PRODUCTS CORP DE 8.01,9.01 10/27/04 MARKETWATCH INC DE 2.02,9.01 10/27/04 MARLIN BUSINESS SERVICES CORP 2.02,9.01 10/27/04 MARTIN MIDSTREAM PARTNERS LP DE 7.01,9.01 10/27/04 MASTR Adjustable Rate Mortgages Trust DE 8.01,9.01 10/25/04 MASTR Adjustable Rate Mortgages Trust DE 8.01,9.01 10/25/04 MASTR Alternative Loan Trust 2004-10 DE 8.01,9.01 10/25/04 MASTR Asset Backed Securities Trust 2 DE 8.01,9.01 10/25/04 MASTR Seasoned Securitization Trust 2 DE 8.01,9.01 10/25/04 MATRIXONE INC DE 2.02 10/27/04 MBNA AMERICA BK NAT ASSOC MBNA MASTER 8.01,9.01 10/27/04 MBNA CORP MD 8.01 10/27/04 MBNA CORP MD 1.01,1.02 10/22/04 MEADWESTVACO CORP DE 2.02,9.01 10/27/04 MEDIACOM COMMUNICATIONS CORP DE 1.01,1.02,2.03,9.01 10/21/04 MEDIACOM LLC NY 1.01,1.02,2.03 10/21/04 MERCHANTS & MANUFACTURERS BANCORPORAT WI 5.02 10/21/04 MEREDITH CORP IA 7.01 10/27/04 MEREDITH CORP IA 2.02,9.01 10/27/04 MEREDITH CORP IA 2.02,9.01 10/27/04 AMEND MERRILL LYNCH & CO INC DE 8.01,9.01 10/27/04 MERRILL LYNCH MORT INV INC MORT LN AS DE 8.01,9.01 10/25/04 MERRILL LYNCH MORT INVEST INC C-BA MO DE 8.01,9.01 10/25/04 MERRILL LYNCH MORTGAGE ASSET BACK CER DE 8.01,9.01 10/25/04 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 10/27/04 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 10/25/04 METRO-GOLDWYN-MAYER INC DE 2.02,9.01 10/26/04 METROLOGIC INSTRUMENTS INC NJ 2.02,9.01 10/26/04 MEXCO ENERGY CORP CO 8.01,9.01 10/27/04 MIDDLEBURG FINANCIAL CORP VA 2.02,5.02,8.01,9.01 10/15/04 MINGHUA GROUP INTERNATIONAL HOLDINGS NY 1.01,9.01 10/21/04 MOBIUS MANAGEMENT SYSTEMS INC DE 2.02,9.01 10/27/04 MODINE MANUFACTURING CO WI 2.03,9.01 10/27/04 MONACO COACH CORP /DE/ DE 2.02,9.01 10/27/04 MONARCH CASINO & RESORT INC NV 2.02,8.01,9.01 10/25/04 MONEYGRAM INTERNATIONAL INC 1.01 10/26/04 MOODYS CORP /DE/ DE 2.02,7.01 10/27/04 MORGAN BEAUMONT INC NV 3.01,3.03,5.02,8.01 10/26/04 AMEND MORGAN STANLEY ABS CAPITAL I INC DE 8.01,9.01 10/25/04 Morgan Stanley ABS Capital I Inc CDC DE 8.01,9.01 10/25/04 Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 10/25/04 MORTGAGE PASS THROUGH CERTIFICATES SE DE 9.01 10/25/04 MORTGAGE PASS THROUGH CERTIFICATES SE DE 9.01 10/25/04 MORTGAGE PASS-THROUGH CERTIFICATES SE DE 8.01,9.01 10/25/04 MPOWER HOLDING CORP DE 1.01,3.02 10/25/04 MPOWER HOLDING CORP DE 1.01,3.02 10/27/04 AMEND MPS GROUP INC FL 2.02,9.01 10/27/04 MSC INDUSTRIAL DIRECT CO INC NY 8.01,9.01 10/26/04 MSC MORTGAGE PASS THROUGH CERTIFICATE DE 8.01,9.01 10/25/04 MSC SOFTWARE CORP DE 2.02,9.01 10/27/04 MULTI-CLASS MORTGAGE PASS-THROUGH CER DE 8.01,9.01 10/25/04 MURPHY OIL CORP /DE DE 2.02 10/26/04 NABORS INDUSTRIES LTD D0 1.01,9.01 10/25/04 NASB FINANCIAL INC MO 8.01 10/26/04 NASTECH PHARMACEUTICAL CO INC DE 2.02,9.01 10/26/04 NATIONAL WATERWORKS INC 2.02,7.01,9.01 10/26/04 NATIONSLINK FUNDING CORP 1999-LTL-1 C DE 9.01 10/22/04 NATIONWIDE HEALTH PROPERTIES INC MD 2.02,9.01 10/27/04 NATURES SUNSHINE PRODUCTS INC UT 8.01,9.01 10/25/04 Naugatuck Valley Financial Corp X1 2.02,9.01 10/26/04 NAVIGANT INTERNATIONAL INC DE 2.02,9.01 10/26/04 NAVISTAR FINANCIAL DEALER NOTE MASTER 8.01,9.01 09/30/04 NAVISTAR FINANCIAL DEALER NOTE MASTER DE 8.01,9.01 09/30/04 NAVTEQ CORP DE 2.02,9.01 10/27/04 NCT GROUP INC DE 3.02 10/21/04 NELNET STUDENT LOAN FUNDING LLC 8.01,9.01 10/25/04 NELNET STUDENT LOAN FUNDING LLC 8.01,9.01 10/25/04 NEOMAGIC CORP DE 7.01,9.01 10/27/04 NEORX CORP WA 8.01,9.01 10/26/04 NETIQ CORP 2.02,9.01 10/26/04 NETLOGIC MICROSYSTEMS INC 2.02,9.01 10/27/04 NETOPIA INC DE 1.01,5.02,9.01 10/21/04 NEW ENGLAND BANCSHARES INC 2.02,9.01 10/26/04 NEW JERSEY RESOURCES CORP NJ 2.02,9.01 10/27/04 NEWMONT MINING CORP /DE/ DE 2.02 10/27/04 NEXTEL PARTNERS INC DE 2.02,9.01 10/27/04 NISOURCE INC/DE DE 2.02,5.02,9.01 10/26/04 NL INDUSTRIES INC NJ 9.01 09/24/04 AMEND NOMURA ASSET ACCEPTANCE CORPORATION, DE 8.01,9.01 10/25/04 NORTEL NETWORKS CORP 2.02,8.01,9.01 10/27/04 NORTEL NETWORKS LTD 2.02,8.01,9.01 10/27/04 NORTH FORK BANCORPORATION INC DE 2.02,9.01 10/27/04 NORTH VALLEY BANCORP CA 8.01,9.01 10/26/04 NORTHEAST INDIANA BANCORP INC DE 8.01,9.01 10/27/04 NORTHERN BORDER PARTNERS LP DE 7.01,9.01 10/26/04 NORTHROP GRUMMAN CORP /DE/ DE 2.02,9.01 10/27/04 NORTHWEST BANCORP INC PA 7.01,9.01 10/27/04 NORTHWESTERN CORP DE 7.01,9.01 10/26/04 NOXSO CORP VA 1.01,4.01,9.01 10/25/04 NSD BANCORP INC PA 7.01,9.01 10/26/04 NUTRI SYSTEM INC /DE/ DE 7.01,9.01 10/27/04 NVIDIA CORP DE 2.02,9.01 10/25/04 NYFIX INC DE 2.02,9.01 10/27/04 OCEAN BIO CHEM INC FL 8.01 10/26/04 OCEAN BIO CHEM INC FL 8.01 10/26/04 OMEGA FINANCIAL CORP /PA/ PA 5.02 10/25/04 ON SEMICONDUCTOR CORP DE 2.02,9.01 10/27/04 ONEIDA LTD NY 5.02,9.01 10/25/04 PACER INTERNATIONAL INC TN 2.02,9.01 10/26/04 PACIFIC ENTERPRISES INC CA 8.01 10/25/04 PAMRAPO BANCORP INC DE 2.02,9.01 10/27/04 PAR PHARMACEUTICAL COMPANIES, INC. NH 1.01,3.03 10/27/04 PAR TECHNOLOGY CORP DE 2.02 10/27/04 Park Place Securities, Inc. Asset-Bac DE 8.01,9.01 10/25/04 Park Place Securities, Inc., Asset-Ba DE 8.01,9.01 10/25/04 Park Place Securities, Inc., Asset-Ba DE 8.01,9.01 10/25/04 PARTNERRE LTD 2.02 10/26/04 PATRIOT NATIONAL BANCORP INC CT 2.02 10/25/04 PAXAR CORP NY 2.02,9.01 10/27/04 PEC SOLUTIONS INC DE 2.02,7.01,9.01 10/27/04 PEETS COFFEE & TEA INC WA 2.02,7.01 10/25/04 PEGASUS COMMUNICATIONS CORP / DE 3.01,8.01 10/27/04 PENN AMERICA GROUP INC PA 7.01,9.01 10/27/04 PENNFED FINANCIAL SERVICES INC DE 2.02,7.01 10/27/04 PENNSYLVANIA COMMERCE BANCORP INC 2.02,9.01 10/22/04 PEOPLES BANCORPORATION INC /SC/ SC 2.02,9.01 10/26/04 PEPSIAMERICAS INC/IL/ DE 2.02,9.01 10/27/04 PETMED EXPRESS INC FL 7.01,9.01 10/25/04 PETMED EXPRESS INC FL 7.01,9.01 10/25/04 PETROQUEST ENERGY INC DE 7.01,9.01 10/27/04 PFF BANCORP INC DE 2.02,9.01 09/30/04 PFF BANCORP INC DE 8.01,9.01 10/22/04 PHARMACOPEIA DRUG DISCOVERY INC DE 7.01,9.01 10/27/04 PHARSIGHT CORP CA 5.02 10/21/04 PHOENIX INTERESTS INC 4.01,9.01 10/25/04 PHOTON DYNAMICS INC CA 2.02,9.01 10/27/04 PIEDMONT NATURAL GAS CO INC NC 5.02,9.01 10/27/04 PLAINS ALL AMERICAN PIPELINE LP DE 7.01 10/18/04 PLAYTEX PRODUCTS INC DE 2.02,9.01 10/27/04 PLC SYSTEMS INC 2.02,9.01 10/27/04 PLEXUS CORP WI 2.02 10/27/04 PLUG POWER INC DE 2.02,9.01 10/27/04 POLYONE CORP 2.02,9.01 10/27/04 POPE & TALBOT INC /DE/ DE 2.02 10/26/04 POTLATCH CORP DE 1.01,9.01 10/21/04 POZEN INC /NC 2.02 10/27/04 PRAXAIR INC DE 7.01 10/27/04 PRINCETON NATIONAL BANCORP INC DE 2.02,9.01 10/25/04 PRINCIPAL LIFE INSURANCE CO IA 9.01 10/22/04 PRINCIPAL LIFE INSURANCE CO IA 9.01 10/22/04 PRINCIPAL LIFE INSURANCE CO IA 9.01 10/22/04 PROCTER & GAMBLE CO OH 2.02 09/30/04 PROGRESSIVE CORP/OH/ OH 7.01 10/22/04 PROQUEST CO DE 2.02,9.01 10/21/04 PROSPERITY BANCSHARES INC TX 1.01,9.01 10/25/04 PROVECTUS PHARMACEUTICALS INC NV 8.01 10/27/04 PROVIDENT BANKSHARES CORP MD 7.01,9.01 10/27/04 PROVIDENT FINANCIAL SERVICES INC DE 7.01,9.01 10/27/04 PSB HOLDINGS INC /WI/ WI 2.02,9.01 10/27/04 PSS WORLD MEDICAL INC FL 2.02,9.01 10/01/04 PTEK HOLDINGS INC GA 2.02,9.01 10/27/04 PULASKI FINANCIAL CORP DE 2.02,9.01 10/27/04 QRS CORP DE 2.02,9.01 10/27/04 QUEST DIAGNOSTICS INC DE 5.05,9.01 10/21/04 QUEST SOFTWARE INC CA 2.02,9.01 10/27/04 QUESTAR CORP UT 8.01,9.01 09/30/04 QUESTAR CORP UT 7.01,9.01 10/27/04 AMEND QUICKLOGIC CORPORATION CA 2.02,9.01 10/27/04 QUICKSILVER RESOURCES INC DE 8.01,9.01 10/26/04 QUIDEL CORP /DE/ DE 2.02,9.01 10/27/04 QUOTESMITH COM INC DE 2.02,7.01,9.01 10/27/04 QWEST COMMUNICATIONS INTERNATIONAL IN DE 8.01 10/21/04 R & B INC PA 2.02,9.01 10/27/04 RADIOLOGIX INC DE 2.06 10/22/04 RADYNE COMSTREAM INC NY 2.02,9.01 10/27/04 RAINDANCE COMMUNICATIONS INC DE 2.02,9.01 10/27/04 RALCORP HOLDINGS INC /MO MO 2.03,9.01 10/21/04 REDDY ICE HOLDINGS INC DE 2.03,9.01 10/27/04 REGAL BELOIT CORP WI 7.01,9.01 10/27/04 REGIS CORP MN 2.02,9.01 10/27/04 REHABCARE GROUP INC DE 7.01,9.01 10/27/04 RELIANCE STEEL & ALUMINUM CO CA 5.02,9.01 10/21/04 REMINGTON OIL & GAS CORP DE 2.02,9.01 10/27/04 Renaissance Home Equity Loan Trust 20 DE 8.01,9.01 10/25/04 RENAL CARE GROUP INC DE 2.02,8.01,9.01 10/26/04 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 10/26/04 REUNION INDUSTRIES INC DE 8.01 10/27/04 RG GLOBAL LIFESTYLES INC CA 9.01 07/28/04 AMEND ROCKWELL AUTOMATION INC DE 1.01,1.02,2.03,9.01 10/26/04 ROHM & HAAS CO DE 2.02 10/27/04 ROLLINS INC DE 8.01 10/26/04 ROLLINS INC DE 2.02 10/27/04 RONSON CORP NJ 2.02,5.02,9.01 10/21/04 RPC INC DE 2.02,9.01 10/27/04 RPC INC DE 8.01,9.01 10/27/04 RYANS RESTAURANT GROUP INC SC 5.02 10/26/04 SAFEWAY INC DE 5.03,9.01 10/21/04 SAN DIEGO GAS & ELECTRIC CO CA 8.01 10/25/04 SANDERSON FARMS INC MS 5.02,5.03,9.01 10/21/04 SASCO Mortgage Loan Trust 2004-GEL3 DE 8.01,9.01 10/25/04 SAXON ASSET SECURITIES CO VA 8.01 10/26/04 SAXON ASSET SECURITIES CO VA 8.01 10/27/04 SBC COMMUNICATIONS INC DE 1.01,1.02,9.01 10/25/04 SCBT FINANCIAL CORP SC 5.02 10/27/04 SEACOR HOLDINGS INC /NEW/ DE 2.02,9.01 10/25/04 SEALED AIR CORP/DE DE 2.02,2.04,9.01 10/27/04 Securitized Asset Back Receivables LL 8.01,9.01 10/25/04 Securitized Asset Back Receivables LL 8.01,9.01 10/25/04 SELECTIVE INSURANCE GROUP INC NJ 8.01 10/27/04 SEMPRA ENERGY CA 8.01 10/25/04 SENETEK PLC /ENG/ 8.01,9.01 10/25/04 SENOMYX INC DE 1.01,9.01 10/26/04 SERVICE BANCORP INC MA 2.02,9.01 10/27/04 SHELLS SEAFOOD RESTAURANTS INC DE 2.02 10/27/04 SHIRE PHARMACEUTICALS GROUP PLC 8.01,9.01 10/27/04 SI INTERNATIONAL INC DE 2.02,9.01 10/25/04 SIERRA BANCORP CA 2.02,9.01 10/25/04 SIGHT RESOURCE CORP DE 1.01,2.02,9.01 10/01/04 SIMPSON MANUFACTURING CO INC /CA/ DE 2.02 10/26/04 SIRIUS SATELLITE RADIO INC DE 2.02,9.01 10/27/04 SITEWORKS INC /FL FL 4.01 10/27/04 AMEND SKECHERS USA INC DE 2.02,9.01 10/27/04 SKYWORKS SOLUTIONS INC DE 2.02 10/01/04 SNAP ON INC DE 2.02,9.01 10/27/04 SOMERSET HILLS BANCORP NJ 2.02 10/25/04 SONICWALL INC CA 2.02,9.01 10/27/04 SOURCECORP INC DE 4.01,9.01 10/25/04 SOURCECORP INC DE 7.01,9.01 10/27/04 SOURCECORP INC DE 4.02,9.01 10/25/04 AMEND SOUTHWEST COMMUNITY BANCORP CA 5.03,9.01 10/20/04 SOUTHWESTERN ENERGY CO AR 7.01,9.01 10/26/04 SPARTA INC /DE DE 2.02,9.01 10/22/04 SPARTAN STORES INC MI 7.01 10/26/04 STAKTEK HOLDINGS INC DE 2.02,9.01 10/27/04 STATE AUTO FINANCIAL CORP OH 2.02,9.01 10/26/04 STEEL TECHNOLOGIES INC KY 2.02,9.01 09/30/04 STERICYCLE INC DE 9.01 09/30/04 STERIS CORP OH 2.02 10/27/04 STEWARDSHIP FINANCIAL CORP NJ 2.02,9.01 10/22/04 STEWART INFORMATION SERVICES CORP DE 2.02,9.01 10/27/04 STOCKERYALE INC MA 2.02,9.01 10/27/04 STRATS SM TRUST FOR DAIMLERCHRYSLER N 8.01,9.01 10/15/04 STRATS SM TRUST FOR GOLDMAN SACHS GRO 8.01,9.01 10/15/04 STRATS SM TRUST FOR JPMORGAN CHASE & 8.01,9.01 10/15/04 STRUCTURED ADJUSTABLE RATE MORTGAGE L DE 8.01,9.01 10/25/04 Structured Asset Investment Loan Trus DE 8.01,9.01 10/25/04 Structured Asset Mortgage Investments DE 8.01,9.01 10/25/04 STRUCTURED ASSET MORTGAGE INVESTMENTS DE 8.01,9.01 10/25/04 STRUCTURED ASSET MORTGAGE INVESTMENTS DE 8.01,9.01 10/25/04 STRUCTURED ASSET MORTGAGE INVESTMENTS DE 8.01,9.01 10/25/04 STRUCTURED ASSET MORTGAGE INVESTMENTS DE 8.01,9.01 10/25/04 STRUCTURED ASSET SEC CORP MORT PASS T DE 9.01 10/25/04 STRUCTURED ASSET SECS CORP MORT PASS- DE 8.01,9.01 10/25/04 Structured Asset Securities Corp 2004 DE 9.01 10/25/04 Structured Asset Securities Corp 2004 DE 8.01,9.01 10/25/04 STRUCTURED ASSET SECURITIES CORP MORT DE 9.01 10/25/04 STRUCTURED ASSET SECURITIES CORP MORT DE 9.01 10/25/04 STRUCTURED ASSET SECURITIES CORP MORT DE 9.01 10/25/04 Structured Asset Securities Corp Mort DE 8.01,9.01 10/25/04 Structured Asset Securities Corp Mort DE 9.01 10/25/04 Structured Asset Securities Corp Mort DE 9.01 10/25/04 Structured Asset Securities Corp Mort DE 8.01,9.01 10/25/04 Structured Asset Securities Corportio DE 9.01 10/25/04 STRUCTURED PROD CORP STEP UP TR CREDI DE 8.01,9.01 10/15/04 STRUCTURED PRODUCTS CORP CAST SM STEP DE 8.01,9.01 10/15/04 STRUCTURED PRODUCTS CORP CAST STEP-UP DE 8.01,9.01 10/15/04 SUN COMMUNITIES INC MD 2.02 10/27/04 SURMODICS INC MN 2.02,9.01 10/27/04 SURREY BANCORP NC 7.01,9.01 10/26/04 SYMMETRICOM INC DE 2.02,9.01 10/27/04 SYNALLOY CORP DE 2.02,9.01 10/27/04 SYNTEL INC MI 2.02,9.01 10/27/04 TANGER FACTORY OUTLET CENTERS INC NC 2.02,9.01 09/30/04 AMEND TBC CORP DE 2.02,9.01 10/25/04 TC PIPELINES LP DE 2.02 10/26/04 TCF FINANCIAL CORP DE 2.02,7.01,9.01 10/27/04 TECHTEAM GLOBAL INC DE 2.02,9.01 10/27/04 TEN STIX INC NV 8.01 10/22/04 TENGASCO INC TN 5.02 10/21/04 TEPPCO PARTNERS LP DE 1.01,9.01 10/21/04 TEPPCO PARTNERS LP DE 5.02,9.01 10/26/04 TERAFORCE TECHNOLOGY CORP DE 2.03,3.02 10/25/04 TEREX CORP DE 2.02,9.01 10/27/04 TESSCO TECHNOLOGIES INC DE 2.02,8.01,9.01 10/26/04 TGC INDUSTRIES INC TX 1.01 10/22/04 TGC INDUSTRIES INC TX 7.01,9.01 10/25/04 THERMO ELECTRON CORP DE 7.01,9.01 10/02/04 THIRD WAVE TECHNOLOGIES INC /WI DE 2.02,9.01 10/27/04 Thornburg Mortgage Securities Trust 2 DE 8.01,9.01 10/25/04 THQ INC DE 2.02,9.01 10/27/04 TITAN CORP DE 2.02,9.01 10/27/04 TOMPKINS TRUSTCO INC NY 2.02,9.01 10/27/04 TORPEDO SPORTS USA INC NV 1.01 10/21/04 TOTAL LOGISTICS INC WI 2.02,9.01 10/26/04 Tower Group, Inc. DE 8.01 10/26/04 TRANSKARYOTIC THERAPIES INC DE 8.01 10/21/04 TRANSPORT CORPORATION OF AMERICA INC MN 2.02 10/27/04 TRIDENT MICROSYSTEMS INC DE 2.02,9.01 10/27/04 TRIMERIS INC DE 2.02 10/21/04 TRIMERIS INC DE 2.02 10/21/04 TRIZEC PROPERTIES INC DE 1.01,9.01 10/21/04 TROPICAL SPORTSWEAR INTERNATIONAL COR FL 8.01 10/26/04 U S PHYSICAL THERAPY INC /NV NV 2.02,9.01 10/27/04 UNION BANKSHARES INC VT 2.02,7.01 10/26/04 UNIONBANCAL CORP CA 5.02 10/27/04 UNIT CORP DE 2.02,9.01 10/27/04 UNITED COMMUNITY BANKS INC GA 1.01,1.02 10/21/04 UPFC Auto Receivables Trust 2004-A DE 8.01,9.01 10/15/04 US XPRESS ENTERPRISES INC NV 1.01,7.01,9.01 10/21/04 VAIL BANKS INC CO 2.02,9.01 10/25/04 VARIAN MEDICAL SYSTEMS INC DE 2.02,7.01,9.01 10/27/04 VARIFLEX INC DE 5.01,9.01 10/26/04 VAXGEN INC DE 3.02,5.02,8.01,9.01 10/21/04 VENTURE FINANCIAL GROUP INC WA 8.01,9.01 10/26/04 VERILINK CORP DE 2.02,2.04,2.06,9.01 10/24/04 VERITAS SOFTWARE CORP /DE/ DE 1.01,9.01 10/25/04 VERMONT TEDDY BEAR CO INC NY 8.01 10/27/04 VION PHARMACEUTICALS INC DE 1.01,5.02,9.01 10/15/04 AMEND VISUAL NETWORKS INC DE 1.01,2.02,5.02,9.01 10/25/04 VITESSE SEMICONDUCTOR CORP DE 2.02,9.01 10/26/04 VITRIA TECHNOLOGY INC DE 2.02,9.01 10/27/04 WALTER INDUSTRIES INC /NEW/ DE 7.01 10/26/04 WALTER INDUSTRIES INC /NEW/ DE 2.02 10/26/04 WAMU MORTAGE PASS THRU CERT SER 2003- DE 8.01,9.01 10/25/04 WAMU MORTAGE PASS THRU CERT SERIES 20 DE 8.01,9.01 10/25/04 WAMU MORTGAGE PASS THR CERTS SER 2003 DE 8.01,9.01 10/25/04 WAMU MORTGAGE PASS THROUGH CER SER 20 DE 8.01,9.01 10/25/04 WAMU MORTGAGE PASS THROUGH CERT SER 2 DE 8.01,9.01 10/25/04 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE 8.01,9.01 10/25/04 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE 8.01,9.01 10/25/04 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE 8.01,9.01 10/25/04 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE 8.01,9.01 10/25/04 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE 8.01,9.01 10/25/04 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE 8.01,9.01 10/25/04 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE 8.01,9.01 10/25/04 WAMU MORTGAGE PASS THROUGH CERTS SER DE 8.01,9.01 10/25/04 WAMU MORTGAGE PASS THROUGH CERTS SER DE 8.01,9.01 10/25/04 WAMU MORTGAGE PASS THROUGH CERTS SER DE 8.01,9.01 10/25/04 WAMU MORTGAGE PASS THROUGH CERTS SER DE 8.01,9.01 10/25/04 WAMU MORTGAGE PASS THROUGH CERTS SERI DE 8.01,9.01 10/25/04 WAMU MORTGAGE PASS THROUGH CERTS SERI DE 8.01,9.01 10/25/04 WAMU MORTGAGE PASS-THROUGH CERTIFICAT DE 8.01,9.01 10/25/04 WAMU MORTGAGE PASS-THROUGH CERTIFICAT DE 8.01,9.01 10/25/04 WAMU MORTGAGE PASS-THROUGH CERTIFICAT DE 8.01,9.01 10/25/04 WAMU MORTGAGE PASS-THROUGH CERTIFICAT DE 8.01,9.01 10/25/04 WAMU Mortgage Pass-Through Certificat DE 8.01,9.01 10/25/04 WaMu Mortgage Pass-Through Certificat 8.01,9.01 10/25/04 WaMu Mortgage Pass-Through Certificat DE 8.01,9.01 10/25/04 WaMu Mortgage Pass-Through Certificat DE 8.01,9.01 10/25/04 WAMU MORTGAGE PASS-THROUGH CERTIFICAT DE 8.01,9.01 10/25/04 WaMu Mortgage Pass-Through Certificat DE 8.01,9.01 10/25/04 WaMu Mortgage Pass-Through Certificat DE 8.01,9.01 10/25/04 WaMu Mortgage Pass-Through Certificat DE 8.01,9.01 10/25/04 WAMU MORTGAGE PASS-THROUGH CERTIFICAT DE 8.01,9.01 10/25/04 WaMu Mortgage Pass-Through Certificat DE 8.01,9.01 10/25/04 WaMu Mortgage Pass-Through Certificat DE 8.01,9.01 10/25/04 WaMu Mortgage Pass-Through Certificat DE 8.01,9.01 10/25/04 WaMu Mortgage Pass-Through Certificat DE 8.01,9.01 10/25/04 WaMu Mortgage Pass-Through Certificat DE 8.01,9.01 10/25/04 WaMu Mortgage Pass-Through Certificat DE 8.01,9.01 10/25/04 WAMU MORTGAGE PASS-THRU CERT SERIES 2 DE 8.01,9.01 10/25/04 WASHINGTON MUTUAL MORT SEC CORP MOR P DE 8.01,9.01 10/25/04 WASHINGTON MUTUAL MORT SEC CORP PAS T DE 8.01,9.01 10/25/04 WASHINGTON MUTUAL MORT SEC CORP PASS DE 8.01,9.01 10/25/04 WASHINGTON MUTUAL MORT SEC CORP WAMU DE 8.01,9.01 10/25/04 WASHINGTON MUTUAL MORT SEC CORP WAMU DE 8.01,9.01 10/25/04 WASHINGTON MUTUAL MORT SEC CORP WAMU DE 8.01,9.01 10/25/04 WASHINGTON MUTUAL MORT SEC CORP WAMU DE 8.01,9.01 10/25/04 WASHINGTON MUTUAL MORT SEC CORP WAMU DE 8.01,9.01 10/25/04 WASHINGTON MUTUAL MORTGAGE SEC CORP P DE 8.01,9.01 10/25/04 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 8.01,9.01 10/25/04 WASHINGTON MUTUAL MSC MORT PA THR CER DE 8.01,9.01 10/25/04 WASHINGTON MUTUAL MSC MORT PASS THR C DE 8.01,9.01 10/25/04 WASHINGTON MUTUAL MSC MORT PASS THR C DE 8.01,9.01 10/25/04 WASHINGTON MUTUAL MSC MORT PASS THR C DE 8.01,9.01 10/25/04 WASHINGTON MUTUAL MSC MORT PASS THROU DE 8.01,9.01 10/25/04 WASHINGTON MUTUAL MSC MORT PASS THROU DE 8.01,9.01 10/25/04 WASHINGTON MUTUAL MSC MORT PASS THRU DE 8.01,9.01 10/25/04 WASHINGTON MUTUAL MSC MORT PASS THRU DE 8.01,9.01 10/25/04 WASHINGTON MUTUAL MSC MORTGAGE PASS-T DE 8.01,9.01 10/25/04 Washington Mutual MSC Mortgage Pass-T DE 8.01,9.01 10/25/04 Washington Mutual MSC Mortgage Pass-T DE 8.01,9.01 10/25/04 WATERFORD GAMING LLC DE 8.01 10/27/04 WATSON PHARMACEUTICALS INC NV 5.02,9.01 10/25/04 WATSON PHARMACEUTICALS INC NV 2.02,9.01 10/27/04 WD 40 CO DE 2.02,9.01 10/27/04 WELLCHOICE INC DE 2.02,7.01,9.01 10/27/04 WELLS FARGO & CO/MN DE 8.01,9.01 10/27/04 Wells Fargo Home Equity Asset-Backed DE 8.01,9.01 10/25/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 10/25/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 10/25/04 WELLS REAL ESTATE INVESTMENT TRUST II MD 2.01,2.03,9.01 10/22/04 WELLSFORD REAL PROPERTIES INC MD 1.01 10/19/04 AMEND WESTFIELD FINANCIAL INC MA 2.02,9.01 10/27/04 WHITNEY HOLDING CORP LA 8.01,9.01 10/27/04 WII Components, Inc. DE 7.01 10/25/04 WILLIS GROUP HOLDINGS LTD D0 8.01,9.01 10/21/04 WINLAND ELECTRONICS INC MN 2.02,9.01 10/27/04 WINTHROP RESIDENTIAL ASSOCIATES II MD 1.01,9.01 10/21/04 WOLVERINE TUBE INC DE 2.02,9.01 10/26/04 WORLD FUEL SERVICES CORP FL 2.02,7.01,9.01 10/27/04 World Omni Auto Receivables Trust 200 DE 8.01 09/01/04 YANKEE CANDLE CO INC 2.02,9.01 10/27/04 YELLOW ROADWAY CORP DE 7.01,9.01 10/27/04 ZEBRA TECHNOLOGIES CORP/DE DE 2.02,9.01 10/27/04 ZEBRA TECHNOLOGIES CORP/DE DE 2.02,9.01 10/27/04 AMEND ZKID NETWORK CO NV 7.01,8.01 10/27/04 ZOOM TECHNOLOGIES INC DE 2.02,9.01 09/30/04