SEC NEWS DIGEST Issue 2004-202 October 20, 2004 ENFORCEMENT PROCEEDINGS IN THE MATTER OF THE VILLAGE GREEN BOOKSTORE, INC. On October 18, an Administrative Law Judge issued an Order Making Findings and Imposing Sanction By Default (Default Order) in the matter of The Village Green Bookstore, Inc. The Order Instituting Proceedings alleged that The Village Green Bookstore, Inc. failed to file required annual and quarterly reports for any fiscal period since the quarter ending Aug. 3, 1997, except for the deficient annual filing for the fiscal year ending Feb. 1, 2004. The Default Order finds these allegations to be true and revokes the registrations of all the securities of The Village Green Bookstore, Inc. (Rel. 34-50554; File No. 3-11679) IN THE MATTER OF BRUCE BARBERS On October 19, an Administrative Law Judge issued an Order Making Findings and Imposing Sanction by Default (Default Order) in the matter of Bruce H. Barbers. The Order Instituting Proceedings alleged that on April 3, 2000, Respondent Barbers pled guilty in the U.S. District Court for the Western District of Tennessee to two counts of an indictment charging him with conspiracy to commit wire fraud, mail fraud, and securities fraud, and with engaging in monetary transactions in property derived from specified unlawful activity and aiding and abetting such conduct. The Default Order finds these allegations as true and bars Respondent Barbers from association with any broker or dealer. (Rel. 34- 50560; File No. 3-11549) KPMG LLP AND FOUR AUDITORS SANCTIONED FOR IMPROPER PROFESSIONAL CONDUCT IN CONNECTION WITH GEMSTAR-TV GUIDE INTERNATIONAL, INC. AUDITS On October 20, the Commission issued an Order Instituting Public Administrative Proceedings Pursuant to Rule 102(e) of the Commission’s Rules of Practice, Making Findings, and Imposing Remedial Sanctions (Order) with respect to KPMG LLP, Bryan Palbaum, CPA, John Wong, CPA, Kenneth Janeski, CPA, and David Hori, CPA (collectively respondents). Simultaneously with the entry of the Order, the Commission accepted settlement offers from each of the respondents in which they consented to the entry of the Order without admitting or denying the Order’s findings. The Order finds that the respondents engaged in improper professional conduct pursuant to Rule 102(e) of the Commission’s Rules of Practice in connection with certain audits and reviews of the financial statements of Gemstar-TV Guide International, Inc. (Gemstar), a media and technology company. Pursuant to the Order, KPMG undertakes to pay $10 million to defrauded Gemstar investors and to conduct training with respect to qualitative materiality, accounting for multi-element transactions, and consideration of appropriate disclosure related to complex accounting issues. KPMG also undertakes to adopt a policy that requires effective consultation between audit engagement teams and the firm’s national office in connection with possible financial statement restatement. In addition, KPMG is censured. Pursuant to the Order, Palbaum, Wong, Janeski and Hori are denied the privilege of appearing or practicing before the Commission for periods of three years, eighteen months, one year and one year, respectively, from the entry of the Order. (Rel. 34-50564; AAE Rel. 2125; File No. 3- 11714; Press Rel. 2004-147) IN THE MATTER OF ADAM OLIVER On October 20, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Rule 102(e) of the Commission’s Rules of Practice, Making Findings and Imposing Remedial Sanctions (Order) against Adam Michael Oliver. The Order finds that On June 5, 2002, the Commission filed a complaint against Smith and several other defendants in SEC v. Environmental Solutions World Wide, Inc., et al. (Civil Action No. 1:02CV01575 (D.D.C.)). On Aug. 19, 2004, the court entered a final judgment against Oliver, by consent, permanently enjoining him from future violations of Sections 5(a) and 5(c) of the Securities Act of 1933 and Sections 10(b) and 13(b)(5) of the Securities Exchange Act of 1934 and Rules 10b-5 and 13b2-2 thereunder, and aiding and abetting violations of Sections 13(a) of the Exchange Act and Rules 12b-20, 13a-1 thereunder. Additionally, the Court barred Oliver from serving as an officer or director of a public company. The Order further finds that the Commission’s complaint alleged, among other things, that the named defendants conducted a $15 million “pump and dump” scheme involving the securities of Environmental Solutions World Wide (ESWW). Between at least February 1999 and December 2000, the defendants engaged in an aggressive promotional campaign to prime the market for ESWW stock. After issuing 15 million “unrestricted shares” in a sham Rule 504 “private offering,” ESWW issued several fraudulent press releases concerning the company’s primary product, a catalytic converter that it claimed “dramatically reduces toxic emissions including nitrous oxide,” a greenhouse gas believed to be a cause of global warming. In fact, the company had never tested its prototype converter’s ability to reduce nitrous oxide. The misleading promotional campaign caused ESWW’s price to soar by about 350%. Concurrently, two of the defendants dumped millions of shares they received from the sham Rule 504 offering into the market through numerous nominee accounts. Based on the above, the Order suspends Oliver from appearing or practicing before the Commission as an attorney. Oliver consented to the issuance of the Order without admitting or denying any of the findings in the Order. (Rel. 34-50565; File No. 3-11712) IN THE MATTER OF MICHAEL SMITH On October 20, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Rule 102(e) of the Commission’s Rules of Practice, Making Findings and Imposing Remedial Sanctions (Order) against Michael W. Smith. The Order finds that On June 5, 2002, the Commission filed a complaint against Smith and several other defendants in SEC v. Environmental Solutions World Wide, Inc., et al. (Civil Action No. 1:02CV01575 (D.D.C.)). On Aug. 19, 2004, the court entered a final judgment against Smith, by consent, permanently enjoining him from future violations of Sections 5(a) and 5(c) of the Securities Act and Sections 10(b) and 13(b)(5) of the Exchange Act and Rule 10b-5 thereunder, and aiding and abetting violations of Sections 13(a), 13(b)(2)(A) and 13(b)(5) of the Exchange Act and Rules 12b-20, 13a-1 and 13b2-1 thereunder. Smith was also ordered to pay $125,700 in disgorgement of ill-gotten gains, and $43,388.57 in prejudgment interest. Smith was also ordered to pay a $50,000 civil money penalty. Additionally, the Court barred Smith from serving as an officer or director of a public company. The Order further finds that the Commission’s complaint alleged, among other things, that the named defendants conducted a $15 million “pump and dump” scheme involving the securities of Environmental Solutions World Wide (ESWW). Between at least February 1999 and December 2000, defendant Smith, who served as a defacto officer of ESWW from 1998 through 1999, and several of the named defendants engaged in an aggressive promotional campaign to prime the market for ESWW stock. After issuing 15 million “unrestricted shares” in a sham Rule 504 “private offering,” ESWW issued several fraudulent press releases concerning the company’s primary product, a catalytic converter that it claimed “dramatically reduces toxic emissions including nitrous oxide,” a greenhouse gas believed to be a cause of global warming. In fact, the company had never tested its prototype converter’s ability to reduce nitrous oxide. The misleading promotional campaign caused ESWW’s price to soar by about 350%. Concurrently, two of the defendants dumped millions of shares they received from the sham Rule 504 offering into the market through numerous nominee accounts. Based on the above, the Order suspends Smith from appearing or practicing before the Commission as an attorney. Smith consented to the issuance of the Order without admitting or denying any of the findings in the Order. (Rel. 34-50566; File No. 3-11713) IN THE MATTER OF AMERICO ROBERT GALLO On October 20, the Commission issued an Order Making Findings and Imposing Remedial Sanctions (Order) against Americo Robert Gallo (Gallo), formerly associated with Goldman Lender Co. Holdings, which operated as an unregistered broker-dealer based on the entry of an injunction in SEC v. Goldman Lender & Co. Holdings. The Order finds that Gallo was employed as a registered representative of West America Securities. The Order finds that on June 20, 2002, Gallo was permanently enjoined by the U.S. District Court for the Southern District of New York from violating the broker-dealer registration and antifraud provisions of the Securities Act of 1933 and the Securities Exchange Act of 1934. The complaint in the civil injunctive action alleged that Gallo participated in fraudulent offerings through several phony private placements, including Traderz and Niki Taylor. Gallo sold stock to retail customers through high pressure sales tactics and false and misleading representations to fraudulently induce investors to buy the stock. Based on the above, the Order bars Gallo from association with any broker or dealer or participating in any offering of a penny stock. Gallo consented to the issuance of the Order without admitting or denying the findings, except the entry of the injunction. (Rel. 34- 50567; File No. 3-11570) IN THE MATTER OF LARRY WAYNE CHERRY LARRY WAYNE CHERRY BARRED FROM ASSOCIATION WITH ANY BROKER, DEALER OR INVESTMENT ADVISER On October 20, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act, Making Findings, and Imposing Remedial Sanctions (Order) against Larry Wayne Cherry. The Order finds that during the relevant period, Cherry acted as a broker and was associated with an investment adviser registered with the Commission. On Feb. 13, 2004, Cherry was convicted of a felony, pursuant to a plea agreement, of one count of failure to register as a broker-dealer of securities in violation of Tennessee Code Annotated, Section 48-2-109 before the Criminal Court of Davidson County, Tennessee, in State of Tennessee v. Larry Wayne Cherry, Case. No. 2004-I- 149. Cherry was sentenced to three years incarceration (which was suspended), three years of probation, and during that time must not transact securities business as a broker-dealer or an agent, must not act as an investment adviser, and must not engage in any other sale or brokering of a security. The criminal information to which Cherry pled guilty (nolo contendere) alleged that, from Aug. 1, 2000, to June 6, 2001, Cherry unlawfully, willfully, and feloniously transacted securities business as a broker-dealer by selling stock in various closely held corporations without being registered under the Tennessee Securities Act. Based on the above, the Order bars Cherry from association with any broker, dealer or investment adviser. Cherry consented to the issuance of the Order without admitting or denying the Commission's findings. The Commission acknowledges the assistance of the Office of the District Attorney General, Nashville, Tennessee and the State of Tennessee Department of Commerce and Insurance in this matter. (Rels. 34-50568; IA-2315; File No. 3-11715) IN THE MATTER OF OREN FACHLER On October 20, the Commission issued an Order Making Findings and Imposing Remedial Sanctions (Order) against Oren Fachler (Fachler), formerly associated with Goldman Lender Co. Holdings, which operated as an unregistered broker-dealer, based on the entry of the injunction in SEC v. Goldman Lender & Co. Holdings. The Order finds that Fachler was employed as a registered representative of Clearing Services of America, Inc. The Order finds that on July 15, 2002, Fachler was permanently enjoined by the U.S. District Court for the Southern District of New York from violating the broker-dealer registration and antifraud provisions of the Securities Act of 1933 and the Securities Exchange Act of 1934. The complaint in the civil injunctive action alleged that Fachler participated in fraudulent offerings through several phony private placements, including Traderz and Niki Taylor. Fachler sold stock to retail customers through high pressure sales tactics and false and misleading representations to fraudulently induce investors to buy the stock. In October 2001 Fachler was convicted of criminal charges arising out of the same conduct that gave rise to the civil injunctive action. In particular, Fachler was convicted of securities fraud and conspiracy to commit securities fraud and wire fraud and sentenced to, among other things, 30 months in prison. Based on the above, the Order bars Fachler from association with any broker or dealer or from participating in any offering of a penny stock. Fachler consented to the issuance of the Order without admitting or denying the findings, except the entry of the injunction and the criminal conviction. (Rel. 34-50569; File No. 3-11570) PETITION FOR REVIEW OF LEE GURA DISMISSED The Commission dismissed the application for review filed by Lee Gura, formerly a registered representative of an NASD member firm. Gura sought to challenge an NASD determination to bar him from association with any NASD member firm in any capacity. NASD had found that Gura failed to respond in any manner to its requests for information made pursuant to Procedural Rule 8210. The Commission found that, because NASD's actions were in accordance with its rules and Gura failed to follow NASD's procedures, it could not consider Gura's application for review. (Rel. 34-50570; File No. 3- 11414) ADDITIONS AND CORRECTIONS CORRECTION Release 34-50555, which appeared in the October 19th issue of the Digest, should have appeared as follows: WITHDRAWAL SOUGHT A notice has been issued giving interested persons until Nov. 12, 2004, to comment on the application of Devon Energy Corporation to withdraw its common stock, $.10 par value, from listing and registration on the American Stock Exchange. (Rel. 34-50555) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 MAUI LAND & PINEAPPLE CO INC, PO BOX 187, 120 KANE ST, KAHULUI MAUI, HI, 96732, 8088773351 - 200,000 ($3,940,000.00) Equity, (File 333-119808 - Oct. 19) (BR. 04) S-8 URANIUM POWER CORP, 206-475 HOWE ST, VANCOUVER BC, A1, 00000, 6046858355 - 900,000 ($351,000.00) Equity, (File 333-119809 - Oct. 19) (BR. 04) S-11 SPIRIT FINANCE CORP, 14631 N. SCOTTSDALE ROAD, SUITE 200, SCOTTSDALE, AZ, 85254, 4806060820 - 0 ($300,000,000.00) Equity, (File 333-119810 - Oct. 19) (BR. 08) S-8 ACACIA RESEARCH CORP, 500 NEWPORT CENTER DRIVE, 7TH FLOOR, NEWPORT BEACH, CA, 92660, 9494808300 - 1,100,000 ($3,955,000.00) Equity, (File 333-119811 - Oct. 19) (BR. 36) S-4 SHERIDAN GROUP INC, 11311 MCCORMICK RD, STE 260, HUNT VALLEY, MD, 21031-1437, 4107857277 - 60,000,000 ($60,000,000.00) Non-Convertible Debt, (File 333-119813 - Oct. 19) (BR. 05) SB-2 INNOVATIVE CARD TECHNOLOGIES INC, 11601 WILSHIRE BOULEVARD, SUITE 2150, LOS ANGELES, CA, 90025, 310-312-0700 - 13,293,500 ($13,293,500.00) Equity, (File 333-119814 - Oct. 19) (BR. 09) S-8 KINGDOM VENTURES INC, 1045 STEPHANIE WAY, MINDEN, NV, 89423, 775-267-2242 - 3,000,000 ($270,000.00) Equity, (File 333-119815 - Oct. 19) (BR. 02) S-8 CUSTOM BRANDED NETWORKS INC, 918 LIDO LANE, FOSTER CITY, CA, 94404, 6047627177 - 7,900,000 ($134,300.00) Equity, (File 333-119816 - Oct. 19) (BR. 04) S-8 CUSTOM BRANDED NETWORKS INC, 918 LIDO LANE, FOSTER CITY, CA, 94404, 6047627177 - 2,000,000 ($34,000.00) Equity, (File 333-119817 - Oct. 19) (BR. 04) S-8 EYE CARE INTERNATIONAL INC, 1511 N WESTSHORE BLVD, #925, TAMPA, FL, 34607, 8132895552 - 1,670,000 ($4,175,000.00) Equity, (File 333-119818 - Oct. 19) (BR. 08) S-8 NGAS Resources Inc, 120 PROSPEROUS PLACE, SUITE 201, LEXINGTON, KY, 40509, 6062633948 - 4,000,000 ($20,320,000.00) Equity, (File 333-119819 - Oct. 19) (BR. 04) S-8 DIGITAS INC, 800 BOYLSTON STREET, PRUDENTIAL TOWER, BOSTON, MA, 02199, 6178671000 - 0 ($28,556,748.14) Equity, (File 333-119820 - Oct. 19) (BR. 08) S-4 FIRST DEFIANCE FINANCIAL CORP, 601 CLINTON ST, DEFIANCE, OH, 43512, 4107825015 - 881,852 ($4,156,706.00) Other, (File 333-119821 - Oct. 19) (BR. 07) S-8 SONGZAI INTERNATIONAL HOLDING GROUP INC, 5237 FARAGO AVE., TEMPLE CITY, CA, 91780, (954)975-5643 - 500,000 ($335,000.00) Equity, (File 333-119822 - Oct. 19) (BR. 08) SB-2 Dynamic Gold Inc., 675 WEST HASTINGS STREET, SUITE 200, VANCOUVER, A1, V6B 1N2, 604-681-3131 - 4,515,000 ($903,000.00) Equity, (File 333-119823 - Oct. 19) (BR. 09) S-8 GK INTELLIGENT SYSTEMS INC, 2606 YORKTOWN PLACE, HOUSTON, TX, 77056, 7136261504 - 40,000,000 ($1,200,000.00) Equity, (File 333-119824 - Oct. 19) (BR. 05) S-8 ENDOCARE INC, 8004184677 - 0 ($21,975,230.00) Equity, (File 333-119825 - Oct. 19) (BR. 36) SB-2 KINGSLEY COACH INC, 25820 7TH STREET W., ZIMMERMAN, MN, 55398, 7638563733 - 10,233,285 ($1,586,159.18) Equity, (File 333-119826 - Oct. 19) (BR. 05) S-8 DTOMI INC, 200 9TH AVENUE, SUITE 220, SAFETY HARBOR, FL, 34965, (727) 723-8664 - 500,000 ($20,000.00) Equity, (File 333-119827 - Oct. 19) (BR. 08) S-8 PAR TECHNOLOGY CORP, PAR TECHNOLOGY PARK, 8383 SENECA TURNPIKE, NEW HARTFORD, NY, 13413, 3157380600 - 1,500,000 ($8,761,552.00) Equity, (File 333-119828 - Oct. 19) (BR. 03) S-8 TRANSPRO INC, 100 GANDO DR, NEW HAVEN, CT, 06513, 2034016450 - 0 ($1,300,000.00) Equity, (File 333-119829 - Oct. 19) (BR. 05) S-8 INTRALASE CORP, 3 MORGAN, IRVINE, CA, 92618, 949-859-5230 - 0 ($101,769,838.00) Equity, (File 333-119830 - Oct. 19) (BR. 36) S-8 EMC CORP, 176 SOUTH STREET, HOPKINTON, MA, 01748-9103, 5084351000 - 75,248,444 ($892,893,144.00) Equity, (File 333-119831 - Oct. 19) (BR. 03) S-8 BIMINI MORTGAGE MANAGEMENT INC, 3305 FLAMINGO DRIVE, SUITE 100, VERO BEACH, FL, 32963, 7722311400 - 0 ($15,970,000.00) Equity, (File 333-119832 - Oct. 19) (BR. 08) S-8 SPECTRUM PHARMACEUTICALS INC, 157 TECHNOLOGY DR, IRVINE, CA, 92618, 9497886700 - 3,469,771 ($18,181,600.04) Equity, (File 333-119833 - Oct. 19) (BR. 01) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off- Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ 3CI COMPLETE COMPLIANCE CORP DE 4.01,9.01 10/18/04 AASTROM BIOSCIENCES INC MI 8.01,9.01 10/18/04 ACCREDO HEALTH INC DE 1.01,9.01 10/13/04 ADESA INC 1.01,9.01 10/14/04 ADVANCE DISPLAY TECHNOLOGIES INC CO 1.01,9.01 10/12/04 ADVANCED BIOTHERAPY INC DE 8.01 10/19/04 ADVANCED MAGNETICS INC DE 8.01,9.01 10/19/04 ADVANCED MARKETING SERVICES INC DE 7.01,9.01 10/15/04 ADVANCIS PHARMACEUTICAL CORP 1.02,2.02,8.01,9.01 10/19/04 AIRSPAN NETWORKS INC WA 5.02,9.01 10/18/04 ALADDIN SYSTEMS HOLDINGS INC NV 1.01,9.01 10/10/04 ALLMERICA FINANCIAL CORP DE 7.01,9.01 10/18/04 ALLOY INC DE 1.01 10/14/04 ALTRIA GROUP INC VA 2.02,9.01 10/19/04 AMARU INC NV 8.01,9.01 02/25/04 AMEND AMERICAN BANK INC PA 2.02,9.01 10/15/04 AMERICAN CONSTRUCTION CO NV 5.01,5.03,9.01 10/19/04 AMERICAN CONSTRUCTION CO NV 5.01,5.03,9.01 10/19/04 AMEND AMERICAN NATURAL ENERGY CORP OK 9.01 10/18/04 AMERISERV FINANCIAL INC /PA/ PA 2.02 10/19/04 AMERITRADE HOLDING CORP DE 2.02,9.01 10/19/04 AMSOUTH BANCORPORATION DE 2.02 10/19/04 ANALYSTS INTERNATIONAL CORP 2.02,7.01,9.01 10/18/04 ANCONA MINING CORP NV 1.01,5.01,9.01 10/19/04 ANNAPOLIS NATIONAL BANCORP INC MD 7.01,9.01 10/19/04 ANTIGENICS INC /DE/ DE 2.02,9.01 10/19/04 APPLIED INDUSTRIAL TECHNOLOGIES INC OH 2.02,9.01 10/19/04 APPLIED MICRO CIRCUITS CORP DE 2.02,9.01 10/19/04 ARBITRON INC DE 2.02,9.01 10/19/04 ARIAD PHARMACEUTICALS INC DE 8.01,9.01 10/18/04 ARMOR HOLDINGS INC DE 2.02,9.01 10/19/04 ASCENDANT SOLUTIONS INC DE 1.01,5.02,9.01 10/18/04 ASPECT COMMUNICATIONS CORP CA 2.02,9.01 10/19/04 ASSET BACKED FUNDING CORP DE 8.01,9.01 10/19/04 ASTRALIS LTD CO 5.02 10/13/04 AT&T WIRELESS SERVICES INC DE 2.02,9.01 10/19/04 ATLAS AMERICA INC DE 8.01 10/19/04 ATMOS ENERGY CORP TX 8.01,9.01 10/14/04 ATWOOD OCEANICS INC TX 8.01,9.01 10/19/04 AUBURN NATIONAL BANCORPORATION INC DE 2.02,9.01 10/18/04 AVERY DENNISON CORPORATION DE 2.02,9.01 10/19/04 AXIS CAPITAL HOLDINGS LTD 1.01,9.01 10/19/04 BANC OF AMERICA FUNDING CORP DE 8.01,9.01 10/15/04 BANCORP RHODE ISLAND INC 2.02,9.01 10/19/04 BANCORPSOUTH INC MS 2.02,9.01 10/19/04 BANKRATE INC FL 8.01 10/08/04 BEDFORD PROPERTY INVESTORS INC/MD MD 2.02,9.01 10/19/04 BELL MICROPRODUCTS INC CA 5.02 10/15/04 BIDVILLE INC NV 4.01,9.01 10/13/04 BIOCRYST PHARMACEUTICALS INC DE 8.01,9.01 10/19/04 BLACK WARRIOR WIRELINE CORP DE 2.02,7.01 10/14/04 BOISE CASCADE CORP DE 2.02,9.01 10/19/04 BOK FINANCIAL CORP ET AL OK 2.02,9.01 09/30/04 BOSTON SCIENTIFIC CORP DE 2.02,9.01 10/19/04 BOYDS COLLECTION LTD 2.02,9.01 10/19/04 BUCKEYE PARTNERS L P DE 9.01 10/18/04 BULL RUN CORP GA 2.03,9.01 10/15/04 C H ROBINSON WORLDWIDE INC DE 2.02,9.01 10/19/04 CACI INTERNATIONAL INC /DE/ DE 7.01 10/19/04 CALIFORNIA COASTAL COMMUNITIES INC DE 8.01 10/14/04 CALLAWAY GOLF CO /CA DE 2.02,9.01 10/19/04 CALLWAVE INC 8.01,9.01 10/19/04 CARRIER ACCESS CORP DE 2.02,9.01 10/19/04 CDW CORP IL 2.02,9.01 10/19/04 CELL THERAPEUTICS INC WA 4.01 10/18/04 CENTRAL VALLEY COMMUNITY BANCORP CA 2.02,9.01 10/15/04 CENTURY CASINOS INC /CO/ DE 1.01,9.01 10/13/04 CHEESECAKE FACTORY INCORPORATED DE 2.02,9.01 10/19/04 CHEMICAL FINANCIAL CORP MI 2.02,9.01 10/19/04 CHICAGO MERCANTILE EXCHANGE HOLDINGS DE 1.01 10/15/04 CHICAGO MERCANTILE EXCHANGE HOLDINGS DE 1.01 10/15/04 CINCINNATI FINANCIAL CORP DE 7.01,9.01 10/18/04 CITIZENS SOUTH BANKING CORP DE 2.02,9.01 10/19/04 CITY NATIONAL CORP DE 2.02,7.01,9.01 10/19/04 CMS ENERGY CORP MI 8.01 10/14/04 COAST FINANCIAL HOLDINGS INC 2.02,7.01,9.01 10/19/04 COCA COLA CO DE 1.01,7.01,9.01 10/19/04 COLONIAL BANCGROUP INC DE 2.02,7.01,9.01 10/19/04 COMCAST CORP PA 5.02,9.01 10/19/04 COMERICA INC /NEW/ DE 2.02,7.01,9.01 10/19/04 COMMERCIAL METALS CO DE 2.02,4.02,9.01 10/18/04 COMMONWEALTH INDUSTRIES INC/DE/ DE 1.01,9.01 10/13/04 COMPETITIVE TECHNOLOGIES INC DE 2.02,9.01 10/14/04 CONCENTRA OPERATING CORP NV 2.06 10/18/04 CONSECO INC DE 7.01,9.01 10/19/04 CONSTELLATION BRANDS, INC. DE 7.01,9.01 10/19/04 CONSUMERS BANCORP INC /OH/ OH 2.02 10/19/04 CONTINENTAL AIRLINES INC /DE/ DE 2.02,7.01,9.01 10/19/04 CORN PRODUCTS INTERNATIONAL INC DE 2.02,7.01 10/19/04 CORUS BANKSHARES INC MN 2.02,9.01 10/19/04 COUGAR HOLDINGS INC NV 1.01,9.01 10/18/04 COVENANT TRANSPORT INC NV 2.02,9.01 10/18/04 CREE INC NC 1.01,9.01 10/13/04 CRESCENT FINANCIAL CORP NC 2.02,9.01 10/18/04 CROSS TIMBERS ROYALTY TRUST TX 2.02,9.01 10/19/04 CRT PROPERTIES INC FL 7.01,9.01 10/14/04 CSFB COMMERCIAL MORT PASS THR CERTS S DE 8.01,9.01 10/15/04 CTS CORP IN 2.02,9.01 09/26/04 CUBIC CORP /DE/ DE 5.02 10/15/04 CUMULUS MEDIA INC DE 1.01,9.01 10/19/04 CYBERSOURCE CORP DE 1.01 10/13/04 CYBEX INTERNATIONAL INC NY 2.02,9.01 10/19/04 CYMER INC NV 2.02,9.01 10/19/04 CYTOGEN CORP DE 8.01,9.01 10/18/04 CYTYC CORP DE 8.01,9.01 10/18/04 DANIELSON HOLDING CORP DE 7.01,9.01 10/19/04 DAVITA INC DE 5.02,9.01 10/14/04 DECODE GENETICS INC DE 8.01 10/19/04 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 10/18/04 DIAMOND OFFSHORE DRILLING INC DE 2.02,9.01 10/19/04 DIGITAL ANGEL CORP DE 2.01,8.01 10/14/04 DIGITALNET HOLDINGS INC DE 7.01,9.01 10/16/04 DOMINION RESOURCES INC /VA/ VA 1.01,9.01 10/15/04 DOMINOS PIZZA INC 2.02,9.01 10/19/04 DOTRONIX INC MN 8.01,9.01 10/19/04 DSP GROUP INC /DE/ DE 2.02,9.01 10/19/04 DSP GROUP INC /DE/ DE 7.01,9.01 10/19/04 DVL INC /DE/ DE 3.02,8.01,9.01 10/15/04 EASTGROUP PROPERTIES INC MD 2.02,9.01 09/30/04 EDUCATION LOANS INC /DE DE 8.01,9.01 10/18/04 EDUCATION LOANS INC /DE DE 8.01,9.01 10/18/04 ELECTRONIC ARTS INC DE 2.02,9.01 10/19/04 EMC CORP MA 2.02,9.01 10/19/04 ENERGY PRODUCERS INC NV 5.03,9.01 10/13/04 ENSCO INTERNATIONAL INC DE 8.01,9.01 10/19/04 ENTRUST INC MD 2.02,9.01 10/19/04 ENTRX CORP DE 3.02,5.02 10/15/04 EQUIFIRST MORTGAGE LOAN TRUST 2004-2 DE 2.01,8.01,9.01 10/15/04 EQUUS GAMING CO LP VA 1.03,8.01,9.01 10/15/04 ESB FINANCIAL CORP PA 2.02,9.01 10/19/04 ESCHELON TELECOM INC 7.01,9.01 10/13/04 ETHAN ALLEN INTERIORS INC DE 2.02 10/19/04 EVEREST RE GROUP LTD C8 2.02,9.01 10/18/04 EVOLVING SYSTEMS INC DE 1.01,2.01,9.01 10/15/04 EXACT SCIENCES CORP DE 7.01,9.01 10/18/04 EXAR CORP DE 2.02,9.01 10/19/04 EXPLORATION CO OF DELAWARE INC DE 8.01 10/15/04 FARGO ELECTRONICS INC 2.02,9.01 10/19/04 FARMER MAC MORTGAGE SECURITIES CORP DE 9.01 10/19/04 FARMER MAC MORTGAGE SECURITIES CORP DE 9.01 10/19/04 FARMER MAC MORTGAGE SECURITIES CORP DE 9.01 10/19/04 FARMER MAC MORTGAGE SECURITIES CORP DE 9.01 10/19/04 FEDERAL NATIONAL MORTGAGE ASSOCIATION 7.01,8.01,9.01 10/19/04 FERRO CORP OH 1.01,5.02,9.01 10/18/04 FINANCIAL INSTITUTIONS INC NY 2.02,9.01 10/19/04 FIRST BUSEY CORP /NV/ NV 2.02 10/18/04 FIRST CASH FINANCIAL SERVICES INC DE 2.02,9.01 10/19/04 FIRST CITIZENS BANCORPORATION INC SC 7.01,8.01 10/18/04 FIRST COMMUNITY BANK CORP OF AMERICA FL 2.02 10/18/04 FIRST FRANKLIN CORP DE 2.02,9.01 10/18/04 FIRST HEALTH GROUP CORP DE 1.01,9.01 10/13/04 FIRST REGIONAL BANCORP CA 2.02,9.01 10/19/04 FIRST SOUTH BANCORP INC /VA/ VA 2.02,9.01 10/19/04 FIRST STATE BANCORPORATION NM 2.02 10/18/04 FIRSTBANK CORP MI 2.02,9.01 10/19/04 FLOW INTERNATIONAL CORP WA 1.01,3.03,9.01 10/19/04 FORD MOTOR CO DE 2.02,9.01 10/19/04 FORD MOTOR CREDIT CO DE 2.02,9.01 10/19/04 FORMFACTOR INC DE 2.02,9.01 10/19/04 FREEPORT MCMORAN COPPER & GOLD INC DE 2.02,9.01 10/19/04 FREESCALE SEMICONDUCTOR INC DE 2.02,2.05,9.01 10/19/04 FRIEDMANS INC DE 5.02,9.01 10/18/04 FRISCHS RESTAURANTS INC OH 2.03 10/15/04 FRONTIER FINANCIAL CORP /WA/ WA 2.02 10/18/04 FRONTIER OIL CORP /NEW/ WY 7.01,9.01 10/19/04 GADZOOKS INC TX 1.01,9.01 10/14/04 GATEWAY FINANCIAL HOLDINGS INC NC 2.02,9.01 10/18/04 GATEWAY FINANCIAL HOLDINGS INC NC 2.01,9.01 10/18/04 GELSTAT CORP MN 5.02,9.01 10/19/04 GENERAL CABLE CORP /DE/ DE 2.02,9.01 08/19/04 GENERAL MOTORS ACCEPTANCE CORP DE 7.01,9.01 10/19/04 GENTEX CORP MI 2.02,9.01 10/19/04 GEVITY HR INC FL 2.02,8.01,9.01 10/19/04 GLOBAL MATRECHS, INC. DE 3.02,9.01 10/19/04 GOLDEN SPIRIT MINERALS LTD DE 5.03,8.01,9.01 10/19/04 GOLDMAN SACHS ASSET BACKED SECURITIES 8.01,9.01 10/15/04 GOVERNMENT PROPERTIES TRUST INC 2.01 10/19/04 GRAMERCY CAPITAL CORP MD 2.02,7.01,8.01,9.01 10/13/04 Grande Communications Holdings, Inc. DE 5.02 10/19/04 GRANITE FALLS COMMUNITY ETHANOL PLANT MN 5.02 10/13/04 GREAT AMERICAN BANCORP INC DE 2.02,9.01 10/19/04 GREAT ATLANTIC & PACIFIC TEA CO INC MD 7.01,9.01 10/19/04 GREAT LAKES DREDGE & DOCK CORP DE 2.02,9.01 10/19/04 GREENE COUNTY BANCSHARES INC TN 2.02,7.01,9.01 10/19/04 GS AUTO LOAN TRUST 2004-1 8.01,9.01 10/15/04 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 10/15/04 GVI SECURITY SOLUTIONS INC DE 1.01,9.01 10/19/04 H&R BLOCK INC MO 5.02,9.01 10/18/04 HANCOCK JOHN LIFE INSURANCE CO MA 8.01,9.01 10/18/04 HCC INSURANCE HOLDINGS INC/DE/ DE 8.01,9.01 10/18/04 HEALTH & NUTRITION SYSTEMS INTERNATIO FL 1.01,7.01,8.01,9.01 10/15/04 HEALTH CARE REIT INC /DE/ DE 2.02,9.01 10/19/04 HEARTLAND BANCSHARES INC /IN/ IN 5.02 10/14/04 HELMERICH & PAYNE INC DE 2.06,8.01,9.01 10/18/04 HOLLINGER INTERNATIONAL INC DE 8.01 10/18/04 HUAYANG INTERNATIONAL HOLDINGS INC NV 2.01,5.01,9.01 08/05/04 AMEND HUBBELL INC CT 2.02 10/19/04 HUDSON UNITED BANCORP NJ 2.02,9.01 10/18/04 HUGOTON ROYALTY TRUST TX 2.02,9.01 10/19/04 IA GLOBAL INC DE 2.01,9.01 10/15/04 AMEND ILLINOIS TOOL WORKS INC DE 2.02,9.01 09/30/04 IMC GLOBAL INC DE 1.01,9.01 10/18/04 IMCO RECYCLING INC DE 4.02 10/13/04 IMMUCELL CORP /DE/ DE 2.02,9.01 10/19/04 IMPLANT SCIENCES CORP MA 1.01,2.01,9.01 10/13/04 IMS HEALTH INC DE 2.02,9.01 10/19/04 INCO LTD 2.02 10/19/04 INCO LTD 7.01 10/19/04 INDEPENDENCE COMMUNITY BANK CORP DE 2.02,9.01 10/18/04 INDUSTRIAL SERVICES OF AMERICA INC /F FL 2.02,9.01 10/18/04 INDYMAC MBS INC 8.01,9.01 10/19/04 INFORMATICA CORP DE 2.02,9.01 10/19/04 INFOSONICS CORP 5.02 10/12/04 INLAND REAL ESTATE CORP MD 8.01,9.01 10/18/04 INTER TEL INC AZ 2.02,9.01 10/19/04 INTERACTIVE INTELLIGENCE INC IN 2.02 10/19/04 Intermix Media, Inc. DE 8.01,9.01 10/15/04 Intermix Media, Inc. DE 8.01,9.01 10/14/04 INTERNATIONAL BUSINESS MACHINES CORP NY 2.02 10/18/04 INTEVAC INC CA 2.02,9.01 10/19/04 INTRAOP MEDICAL CORP NV 4.01 04/05/03 INTREPID TECHNOLOGY & RESOURCE INC ID 1.01,3.02,9.01 10/18/04 INVESTOOLS INC DE 1.02,5.02 10/13/04 IR BIOSCIENCES HOLDINGS INC DE 1.01,3.02,9.01 10/13/04 IRIDEX CORP DE 2.02,9.01 10/19/04 J2 GLOBAL COMMUNICATIONS INC DE 7.01,9.01 10/18/04 JAKKS PACIFIC INC DE 2.02,9.01 10/19/04 JEFFERIES GROUP INC /DE/ DE 2.02,9.01 10/19/04 JOURNAL COMMUNICATIONS INC 2.02,9.01 10/19/04 K TEL INTERNATIONAL INC MN 8.01 10/13/04 K&F INDUSTRIES INC DE 1.01,8.01,9.01 10/15/04 KEANE INC MA 2.02,9.01 10/19/04 KELLY SERVICES INC DE 2.02,9.01 10/19/04 KIMBALL INTERNATIONAL INC IN 5.03,9.01 10/19/04 KLA TENCOR CORP DE 1.01 10/19/04 KMART HOLDING CORP DE 1.01,5.02,9.01 10/15/04 KRONOS INC MA 2.02 10/19/04 LEHMAN ABS CORP DAIMLERCHRYSLER DEBEN DE 9.01 10/19/04 LINCARE HOLDINGS INC DE 2.02,9.01 10/19/01 LION INC/WA WA 2.01 10/12/04 AMEND LIQUIDMETAL TECHNOLOGIES INC 7.01 10/18/04 LITFUNDING CORP NV 8.01,9.01 10/11/04 LITFUNDING CORP NV 8.01 10/19/04 LTC PROPERTIES INC MD 2.02 10/18/04 MACQUARIE SECURITISATION LTD PUMA GLO DE 8.01,9.01 10/18/04 MAIN STREET BANKS INC /NEW/ GA 2.01,9.01 10/19/04 MANPOWER INC /WI/ WI 2.02,7.01,9.01 10/19/04 MANUFACTURED HOME COMMUNITIES INC MD 7.01,9.01 10/19/04 MARSH & MCLENNAN COMPANIES INC DE 8.01,9.01 10/18/04 MARVEL ENTERPRISES INC DE 5.02,9.01 10/15/04 MAVERICK TUBE CORPORATION DE 1.01,2.02,5.02,9.01 10/19/04 MAXIM PHARMACEUTICALS INC DE 5.02,8.01,9.01 10/18/04 MCDONALDS CORP DE 2.02 10/19/04 MCMORAN EXPLORATION CO /DE/ DE 8.01 10/18/04 MDU RESOURCES GROUP INC DE 2.02 09/30/04 MEDIA & ENTERTAINMENT COM INC NV 2.01,9.01 07/16/04 AMEND MEDIA SERVICE GROUP INC NV 2.02 10/14/04 MEDIA SERVICE GROUP INC NV 2.02 10/14/04 MEDICINES CO /DE DE 2.02,9.01 10/19/04 MEGOLA INC 5.02,7.01 09/30/04 MERCANTILE BANKSHARES CORP MD 2.02,9.01 10/19/04 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 10/19/04 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 10/18/04 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 10/15/04 MESA OFFSHORE TRUST TX 7.01,9.01 10/19/04 MESA ROYALTY TRUST/TX TX 7.01,9.01 10/19/04 MESTEK INC PA 7.01,9.01 10/19/04 META GROUP INC DE 5.02,7.01,9.01 10/14/04 METLIFE INC DE 8.01,9.01 10/19/04 METROMEDIA INTERNATIONAL GROUP INC DE 8.01,9.01 10/18/04 MILLER HERMAN INC MI 1.01,9.01 10/19/04 MILLIPORE CORP /MA MA 2.02,9.01 10/19/04 MINN DAK FARMERS COOPERATIVE ND 8.01 10/15/04 MKS INSTRUMENTS INC MA 2.02 10/19/04 MOBILEPRO CORP DE 2.01,3.02,9.01 10/15/04 MONDAVI ROBERT CORP CA 8.01,9.01 10/18/04 MONEY STORE COMMERCIAL MORTGAGE INC NJ 8.01,9.01 10/15/04 MONEY STORE INVESTMENT CORP NJ 8.01,9.01 10/15/04 MONEY STORE SBA ADJUSTABLE RATE CERTI NJ 8.01,9.01 10/15/04 Morgan Stanley Auto Loan Trust 2004-H DE 8.01,9.01 10/15/04 MORGAN STANLEY AUTO LOAN TRUST 2004-H 8.01,9.01 10/15/04 MORTGAGE ASSET SECURITIZATION TRANSAC DE 8.01,9.01 10/18/04 MORTGAGE ASSET SECURITIZATION TRANSAC DE 8.01,9.01 10/18/04 MOTOROLA INC DE 2.02,2.05 10/19/04 MR3 SYSTEMS INC DE 8.01,9.01 10/18/04 NABI BIOPHARMACEUTICALS DE 2.02,9.01 10/19/04 NARA BANCORP INC DE 5.02 10/15/04 NARA BANCORP INC DE 2.02,9.01 10/18/04 NASSDA CORP DE 2.02,9.01 10/19/04 NATIONAL BANCSHARES CORP /OH/ OH 7.01,9.01 10/18/04 NATIONAL BANKSHARES INC VA 8.01 09/30/04 NATIONAL HEALTHCARE CORP DE 8.01 10/19/04 NATURAL GAS SERVICES GROUP INC 7.01,9.01 10/18/04 NAVIGANT CONSULTING INC DE 2.02,9.01 10/19/04 NEORX CORP WA 1.01,5.02,9.01 10/19/04 NESS ENERGY INTERNATIONAL INC /NV/ WA 2.01,8.01,9.01 10/11/04 NESS ENERGY INTERNATIONAL INC /NV/ WA 8.01,9.01 10/18/04 NETBANK INC GA 7.01,9.01 10/19/04 NETOPIA INC DE 3.01,9.01 10/18/04 NEUROCRINE BIOSCIENCES INC CA 8.01,9.01 10/19/04 NEW WORLD RESTAURANT GROUP INC DE 8.01,9.01 10/14/04 NOMURA ASSET ACCEPTANCE CORPORATION, DE 2.01,9.01 10/15/04 NORWOOD FINANCIAL CORP PA 2.02,9.01 10/19/04 NT HOLDING CORP. DE 3.02 10/15/04 NUVEEN INVESTMENTS INC DE 2.02,9.01 10/19/04 NYFIX INC DE 2.02,9.01 10/19/04 OLYMPIC STEEL INC OH 2.02,9.01 10/19/04 ONE LIBERTY PROPERTIES INC MD 2.01,2.03,9.01 10/18/04 ONYX ACCEPTANCE OWNER TRUST 2004-A DE 8.01 09/30/04 Onyx Acceptance Owner Trust 2004-B DE 8.01 09/30/04 Onyx Acceptance Owner Trust 2004-C DE 8.01 09/30/04 OPHTHALMIC IMAGING SYSTEMS CA 8.01,9.01 10/18/04 ORBIT INTERNATIONAL CORP DE 1.01 10/13/04 OVERHILL FARMS INC NV 1.01,9.01 10/06/04 AMEND OWENS CORNING DE 5.02 10/15/04 OXIS INTERNATIONAL INC DE 1.01 10/18/04 PACIFIC PREMIER BANCORP INC DE 2.02,9.01 10/19/04 PACKAGING CORP OF AMERICA 2.02,9.01 10/18/04 PAIN THERAPEUTICS INC DE 2.02,9.01 10/19/04 PARKER HANNIFIN CORP OH 2.02,7.01,9.01 10/19/04 PARTNERS TRUST FINANCIAL GROUP INC 2.02 10/19/04 PENFORD CORP WA 2.02,7.01,9.01 10/17/04 PEOPLES COMMUNITY CAPITAL CORP SC 1.01,9.01 10/18/04 PEOPLES COMMUNITY CAPITAL CORP SC 2.02,9.01 10/19/04 PEP BOYS MANNY MOE & JACK PA 1.01,2.03 10/18/04 PERICOM SEMICONDUCTOR CORP CA 2.02,9.01 10/19/04 PERVASIVE SOFTWARE INC DE 2.02,9.01 10/19/04 PETROQUEST ENERGY INC DE 1.01,9.01 10/19/04 PHELPS DODGE CORP NY 2.04 10/19/04 PHOENIX GROUP CORP DE 5.02 10/12/04 PINNACLE SYSTEMS INC CA 1.01,2.02,5.02,8.01,9.01 10/15/04 PLANTRONICS INC /CA/ DE 2.02,7.01,9.01 10/19/04 PLX TECHNOLOGY INC DE 2.02 10/19/04 POGO PRODUCING CO DE 2.02,9.01 10/19/04 POPULAR INC PR 2.02,5.05,9.01 10/13/04 POTLATCH CORP DE 2.02,9.01 10/18/04 PRENTISS PROPERTIES TRUST/MD MD 2.02 10/19/04 PS BUSINESS PARKS INC/CA CA 7.01,9.01 10/18/04 PULITZER INC DE 2.02,9.01 10/19/04 QUANEX CORP DE 7.01 10/19/04 QUINCY GOLD CORP. NV 9.01 10/14/04 RADIOSHACK CORP DE 2.02 10/19/04 RAILAMERICA INC /DE DE 1.01,9.01 10/15/04 RAMP CORP DE 1.01,9.01 10/13/04 RAMP Series 2004-RZ3 Trust DE 8.01,9.01 10/19/04 AMEND RANGE RESOURCES CORP DE 2.02,9.01 10/18/04 RCN CORP /DE/ DE 8.01,9.01 10/19/04 REALTY INCOME CORP MD 8.01,9.01 10/12/04 Remote Dynamics Inc DE 7.01,9.01 10/19/04 REPUBLIC AIRWAYS HOLDINGS INC NY 2.02,9.01 09/30/04 REVA INC CO 5.02 10/15/04 RICH HOLDINGS GROUP INC DE 5.01,9.01 10/13/04 RMS TITANIC INC FL 2.02,7.01 10/19/04 ROCKWOOD SPECIALTIES GROUP INC 1.01,9.01 10/15/04 RSA SECURITY INC/DE/ DE 3.02,9.01 10/13/04 RUSH ENTERPRISES INC \TX\ TX 2.01,9.01 10/19/04 S&T BANCORP INC PA 2.02 10/18/04 SAFECO CORP WA 2.02,9.01 10/19/04 SAFEWAY INC DE 2.02,9.01 10/19/04 SAFEWAY INC DE 5.02,9.01 10/15/04 SANGAMO BIOSCIENCES INC DE 8.01,9.01 10/19/04 SAVANNAH BANCORP INC GA 7.01 09/30/04 SAVOY RESOURCES CORP CO 3.02,5.01,9.01 10/18/04 SAXON ASSET SECURITIES CO VA 8.01 10/18/04 SBC COMMUNICATIONS INC DE 1.01,2.03 10/18/04 SBS TECHNOLOGIES INC NM 2.02,9.01 10/19/04 SCHULMAN A INC DE 2.02,9.01 10/19/04 SCIENTIFIC GAMES CORP DE 8.01,9.01 10/15/04 SEAGATE TECHNOLOGY E9 2.02,9.01 10/19/04 SECURITY CAPITAL CORP/DE/ DE 8.01,9.01 10/18/04 SEI INVESTMENTS CO PA 2.02,9.01 10/19/04 SELECT COMFORT CORP MN 2.02 10/19/04 SENTO CORP UT 2.02,9.01 10/19/04 SIFCO INDUSTRIES INC OH 2.01,9.01 10/14/04 SIGMATEL INC DE 1.01,2.02,9.01 10/19/04 SILICON GRAPHICS INC DE 2.02,9.01 10/19/04 SINGING MACHINE CO INC DE 4.01,9.01 10/15/04 SINOFRESH HEALTHCARE INC FL 7.01,9.01 10/19/04 SIRENZA MICRODEVICES INC DE 2.02,7.01,9.01 10/19/04 SKYWAY COMMUNICATIONS HOLDING CORP FL 9.01 10/19/04 SM&A CA 7.01,9.01 10/18/04 SMALL WORLD KIDS INC UT 4.01,9.01 10/13/04 SmartPros Ltd. 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