SEC NEWS DIGEST Issue 2003-180 September 22, 2003 ENFORCEMENT PROCEEDINGS SEC CHARGES THREE FORMER BROKERS IN OFFERING FRAUD On September 16, the Commission filed a complaint in the U.S. District Court, Southern District of Florida, alleging securities fraud against James Mulhearn, the CEO of Safetynet Industries, Inc. (Safetynet), and two Safetynet sales agents, Damian Delgado and Adrian Balboa. The Commission's complaint alleges that from approximately November 2001 through December 2002, Mulhearn, Balboa and Delgado raised more than $600,000 from investors in a fraudulent, unregistered offering of Safetynet stock. In connection with the offering of Safetynet stock, the defendants made numerous material misrepresentations and omissions to prospective and actual investors regarding, among other things, Safetynet's business operations, projected revenues and profitability, use of investor proceeds and projected rate of return on the investment. In addition, Mulhearn misappropriated much of the monies raised for his personal use, and Balboa and Delgado collectively received over $100,000 in undisclosed commissions and bonuses. According to the complaint, Safetynet never operated a legitimate business and never sold or marketed any of its alleged products. The complaint also alleges that all three defendants were former brokers who were associated with registered broker-dealers as recently as 2002. Mulhearn, of Coral Springs, Florida and Balboa, of Coconut Creek, Florida, have agreed to settle the charges against them, without admitting or denying the allegations contained in the Commission's complaint. Under the terms of the settlement, Mulhearn and Balboa consented to the entry of a final judgment permanently enjoining them from violating Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933 (Securities Act), Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act), and Rule 10b-5 thereunder, and barring them from participating in an offering of penny stock. The judgment will enjoin Balboa from violating Section 15(a) of the Exchange Act. The judgment also orders Mulhearn and Balboa to disgorge ill-gotten gains and imposed a civil penalty in amounts to be determined later by the court. The complaint also charges Delgado, of Boca Raton, Florida, with violating Sections 5(a), 5(c), and 17(a) of the Securities Act, Sections 10(b) and 15(a) of the Exchange Act, and Rule 10b-5 thereunder. The Commission's action against Delgado, which is continuing, seeks injunctive relief, a penny stock bar, disgorgement and civil penalties. [SEC v. James Mulhearn, Damian Delgado, and Adrian Balboa, Case No. 03- 61747-CIV-MARTINEZ, SD Fla.] (LR-18354) HOLDING COMPANY ACT RELEASES AMEREN CORP., ET AL. A supplemental order has been issued approving a proposal by Ameren Corporation, a registered public-utility holding company under the Act and its subsidiaries. Applicants request authorization of an additional money pool participant and release of jurisdiction. (Rel. 35-27721) AGL RESOURCES INC. ET AL. A supplemental order has been issued approving a proposal by AGL Resources Inc. (AGLR), a registered holding company under the Act, and its wholly-owned subsidiary, Global Energy Resource Insurance Corp. (GERIC). AGLR and GERIC request authorization for GERIC (1) to provide finite insurance program services to AGLR and its subsidiaries (AGLR System) as described in the application, and (2) to retain additional risk associated with the AGLR System's self-insured retention. (Rel. 35- 27722) SELF-REGULATORY ORGANIZATIONS WITHDRAWAL SOUGHT A notice has been issued giving interested persons until Oct. 10, 2003, to comment on the application of The Indonesia Fund, Inc. to withdraw its Common Stock, $.001 par value, from listing and registration on the Boston Stock Exchange. (Rel. 34-48504) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 BROADBAND WIRELESS INTERNATIONAL CORP, 1301 AVENUE M, C/O PO BOX 31, CISCO, TX, 76437, 2544423968 - 1,000,000 ($25,000.00) Equity, (File 333-108854 - Sep. 17) (BR. 04) S-3 LEXICON GENETICS INC/TX, 8800 TECHNOLOGY FOREST PLACE, THE WOODLANDS, TX, 77381, 2818633000 - 0 ($29,900,000.00) Equity, (File 333-108855 - Sep. 17) (BR. 01) S-3 NEKTAR THERAPEUTICS, 150 INDUSTRIAL RD, SAN CARLOS, CA, 94070, 6506313100 - 0 ($111,008,797.00) Other, (File 333-108856 - Sep. 17) (BR. 01) S-1 UNITED NATIONAL GROUP LTD, 0 ($230,000,000.00) Equity, (File 333-108857 - Sep. 17) (BR. 01) S-3 NEKTAR THERAPEUTICS, 150 INDUSTRIAL RD, SAN CARLOS, CA, 94070, 6506313100 - 0 ($250,000,000.00) Other, (File 333-108859 - Sep. 17) (BR. 01) S-3 TUMBLEWEED COMMUNICATIONS CORP, 700 SAGINAW DR, REDWOOD CITY, CA, 94063, 6502162000 - 86,538 ($366,056.00) Equity, (File 333-108860 - Sep. 17) (BR. 03) S-3 ATLANTIC CITY ELECTRIC CO, 800 KING STREET, PO BOX 231, WILMINGTON, DE, 19899, 6096454100 - 250,000,000 ($250,000,000.00) Non-Convertible Debt, (File 333-108861 - Sep. 17) (BR. 02) S-3 GENERAL MOTORS ACCEPTANCE CORP, MAIL CODE: 482-B08-B82, 200 RENAISSANCE CENTER, DETROIT, MI, 48265, 3136654353 - 0 ($2,000,000,000.00) Non-Convertible Debt, (File 333-108862 - Sep. 17) (BR. 07) S-8 PARK CITY GROUP INC, 333 MAIN STREET, SUITE 300, P.O. BOX 5000, PARK CITY, UT, 84060, 435-649-2221 - 600,000 ($27,000.00) Equity, (File 333-108863 - Sep. 17) (BR. 03) S-2 MONROE JAMES BANCORP INC, 3033 WILSON BLVD, ARLINGTON, VA, 22201, 7035248100 - 0 ($11,500,000.00) Equity, (File 333-108864 - Sep. 17) (BR. 07) S-3 RESIDENTIAL ASSET SECURITIES CORP, 8400 NORMANDALE LAKE BLVD, SUITE 600, MINNEAPOLIS, MN, 55437, 9528327000 - 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-108865 - Sep. 17) (BR. 05) S-8 DELTA PETROLEUM CORP/CO, 475 17TH STREET SUITE 1400, DENVER, CO, 80202, 3032939133 - 3,070,488 ($16,089,357.12) Equity, (File 333-108866 - Sep. 17) (BR. 04) S-8 AMERISTAR CASINOS INC, 3773 HOWARD HUGHES PKWY, SUITE 490 SOUTH, LAS VEGAS, NV, 89109, 7025677000 - 900,000 ($21,775,500.00) Equity, (File 333-108867 - Sep. 17) (BR. 05) S-8 NOTIFY TECHNOLOGY CORP, 1054 S DE ANZA BLVD., STE 105, SAN JOSE, CA, 95129, 4087777920 - 0 ($250,000.00) Equity, (File 333-108868 - Sep. 17) (BR. 37) S-8 IONA TECHNOLOGIES PLC, THE IONA BUILDING, SHELBOURNE ROAD BALLSBRIDGE, DUBLIN 4 IRELAND, L2, 00000, 01135316372000 - 1,000,000 ($2,960,000.00) Equity, (File 333-108869 - Sep. 17) (BR. 03) SB-2 AMERICAN PORTFOLIOS HOLDINGS INC, 4250 VETERANS MEMORIAL HWY, HOLBROOK, NY, 11741, 631-439-4600 - 1,500,000 ($4,500,000.00) Equity, (File 333-108871 - Sep. 17) (BR. 09) SB-2 GOLD BOND RESOURCES INC, 12210 CARSTENS RD., REARDAN, WA, 99029, 5097962295 - 7,175,650 ($2,080,938.00) Equity, (File 333-108872 - Sep. 17) (BR. 02) S-8 VICTOR INDUSTRIES INC, 4810 NORTH WORNATH ROAD, MISSOULA, MT, 59804, 4062518501 - 15,500,000 ($108,500.00) Equity, (File 333-108874 - Sep. 17) (BR. 04) S-4 TXU ENERGY CO LLC, 1601 BRYAN ST., DALLAS, TX, 75201, 0 ($1,250,000,000.00) Non-Convertible Debt, (File 333-108876 - Sep. 17) (BR. ) S-8 RAVEN MOON ENTERTAINMENT INC, 120 INTERNATIONAL PARKWAY, SUITE 220, HEATHROW, FL, 32746, 10,000,000 ($550,000.00) Equity, (File 333-108877 - Sep. 17) (BR. 05) F-1 CRYSTALLEX INTERNATIONAL CORP, 579 RICHMOND ST WEST, STE 301, TORONTO, A6, M5Z 1Y6, 4162032448 - 8,818,182 ($19,223,637.00) Equity, (File 333-108878 - Sep. 17) (BR. 04) S-8 COMMUNITY FIRST BANKSHARES INC, 520 MAIN AVENUE, FARGO, ND, 58124-0001, 7012985600 - 0 ($80,591,000.00) Equity, (File 333-108880 - Sep. 17) (BR. 07) S-8 LEAR CORP /DE/, 21557 TELEGRAPH RD, SOUTHFIELD, MI, 48034, 2484471500 - 0 ($158,805,000.00) Equity, (File 333-108881 - Sep. 17) (BR. 06) S-8 LEAR CORP /DE/, 21557 TELEGRAPH RD, SOUTHFIELD, MI, 48034, 2484471500 - 0 ($26,467,500.00) Equity, (File 333-108882 - Sep. 17) (BR. 06) S-8 LEAR CORP /DE/, 21557 TELEGRAPH RD, SOUTHFIELD, MI, 48034, 2484471500 - 0 ($26,467,500.00) Equity, (File 333-108883 - Sep. 17) (BR. 06) S-1 SYNERGY FINANCIAL GROUP INC /NJ/, 310 NORTH AVE EAST, CRANFORD, NJ, 07016, 8006933838 - 9,588,125 ($95,881,250.00) Equity, (File 333-108884 - Sep. 17) (BR. ) S-3 GABLES RESIDENTIAL TRUST, 2859 PACES FERRY RD, STE 1450, ATLANTA, GA, 30339, 7704364600 - 0 ($1,000,000,000.00) Other, (File 333-108885 - Sep. 17) (BR. 08) S-3 ENTERTAINMENT PROPERTIES TRUST, 8164721700 - 0 ($81,000,000.00) Equity, (File 333-108886 - Sep. 17) (BR. 08) S-11 AUSTRALIAN SECURITISATION MANAGEMENT PTY LTD, LEVEL 6 12 CASTLEREAGH STREET, SYDNEY NEW SOUTH WALES, AUSTRALIA, C3, 00000, 0 ($1,000,000,000.00) Other, (File 333-108887 - Sep. 17) (BR. 05) S-3 INET TECHNOLOGIES INC, 4693304000 - 0 ($133,500,000.00) Equity, (File 333-108888 - Sep. 18) (BR. 37) S-4 GAYLORD ENTERTAINMENT CO /DE, ONE GAYLORD DR, NASHVILLE, TN, 37214, 6153166000 - 0 ($117,009,497.00) Equity, (File 333-108890 - Sep. 18) (BR. 08) SB-2 AMERICAN ORIENTAL BIOENGINEERING INC, NO.12 JIANCE ROAD, NANGANG DISTRICT, HARBIN, CHINA, C1, 15008, 86-451-666-6601 - 4,308,000 ($8,382,960.00) Equity, (File 333-108891 - Sep. 18) (BR. 01) S-8 HY TECH TECHNOLOGY GROUP INC, 1840 BOY SCOUT DRIVE, FORT MEYERS, FL, 33907, 2392784111 - 6,893,382 ($366,709.53) Equity, (File 333-108892 - Sep. 18) (BR. 08) S-8 DIGITAL WORLD CUP INC, 3266 YONGE STREET STE 1208, BC, TORONTO ONTARIO CANA, A6, 00000, 10,000,000 ($400,000.00) Equity, (File 333-108895 - Sep. 18) (BR. 08) F-3 TOWER SEMICONDUCTOR LTD, RAMAT GAVRIEL, P O BOX 619, MIGDAL HAEMEK 23105, L3, 97246506611 - 7,086,037 ($32,595,770.00) Other, (File 333-108896 - Sep. 18) (BR. 36) S-8 LUNA GOLD CORP, 777 DUNSMUIR STREET, SUITE 1600, P.O. BOX 10425, PACIFIC CENTRE, VANCOUVER BC CANADA, A1, V7Y 1K4, 20,000,000 ($5,400,000.00) Equity, (File 333-108897 - Sep. 18) (BR. 04) S-8 AUGRID CORP, 2275 EAST 55TH STREET, 2ND FLOOR, CLEVELAND, OH, 44103, 7025921816 - 47,000,000 ($470,000.00) Equity, (File 333-108898 - Sep. 18) (BR. 09) S-3 DAUGHERTY RESOURCES INC, 120 PROSPEROUS PLACE, SUITE 201, LEXINGTON, KY, 40509, 6062633948 - 1,947,990 ($9,642,550.50) Equity, (File 333-108899 - Sep. 18) (BR. 04) S-8 ACXIOM CORP, 1 INFORMATION WAY, P O BOX 8180, LITTLE ROCK, AR, 72203-0180, 5013421000 - 975,000 ($15,195,375.00) Other, (File 333-108900 - Sep. 18) (BR. 03) F-9 INCO LTD, 145 KING ST WEST, SUITE 1500, TORONTO ONTARIO CAN, A6, M5H 4B7, 4163617511 - 0 ($300,000,000.00) Non-Convertible Debt, (File 333-108901 - Sep. 18) (BR. 04) SB-2 3DLP INTERNATIONAL INC, 7627-83 AVENUE, -, EDMONTON, A0, T6C 1A2, 7324091212 - 1,374,000 ($68,700.00) Equity, (File 333-108902 - Sep. 18) (BR. 09) S-8 CONSOLIDATED EDISON INC, 4 IRVING PLACE, ROOM 1618 S, NEW YORK, NY, 10003, 2124604600 - 10,500,000 ($421,312,500.00) Equity, (File 333-108903 - Sep. 18) (BR. 02) S-8 IONICS INC, 65 GROVE ST, WATERTOWN, MA, 02172, 6179262500 - 200,000 ($4,400,000.00) Equity, (File 333-108904 - Sep. 18) (BR. 36) S-8 IDEXX LABORATORIES INC /DE, ONE IDEXX DRIVE, WESTBROOK, ME, 04092-2041, 2078560300 - 1,154,297 ($49,790,601.09) Equity, (File 333-108905 - Sep. 18) (BR. 01) S-8 IDEXX LABORATORIES INC /DE, ONE IDEXX DRIVE, WESTBROOK, ME, 04092-2041, 2078560300 - 200,000 ($8,627,000.00) Equity, (File 333-108906 - Sep. 18) (BR. 01) S-8 INTERNATIONAL DISPLAYWORKS INC, 599 MENO DRIVE, STE, ROCKLIN, CA, 95765, 5033759300 - 750,000 ($367,500.00) Equity, (File 333-108907 - Sep. 18) (BR. 36) S-3 BEDFORD PROPERTY INVESTORS INC/MD, 270 LAFAYETTE CIRCLE, P. O. BOX 1058, LAFAYETTE, CA, 94549, 9252838910 - 0 ($40,250,000.00) Equity, (File 333-108908 - Sep. 18) (BR. 08) S-3 KOSAN BIOSCIENCES INC, 3832 BAY CENTER PLACE, HAYWARD, CA, 94545, 5107328400 - 0 ($75,000,000.00) Equity, (File 333-108909 - Sep. 18) (BR. 01) SB-2 MANU FORTI GROUP INC, 225-425 CARRALLE ST, VANCOUVER BC, A1, V6B 6E3, 6046378206 - 1,500,000 ($150,000.00) Equity, (File 333-108911 - Sep. 18) (BR. 09) S-8 TREZAC INTERNATIONAL CORP, 1240 SOUTH PARKER ROAD, SUITE 203, DENVER, CO, 80231, 3032836368 - 67,000,000 ($804,000.00) Equity, (File 333-108914 - Sep. 18) (BR. 09) S-8 AAMES FINANCIAL CORP/DE, 350 S GRAND AVE, 43RD FLOOR, LOS ANGELES, CA, 90071-3459, 323-210-5000 - 26,700,000 ($18,957,000.00) Other, (File 333-108915 - Sep. 18) (BR. 07) S-8 MARKETSHARE RECOVERY INC, 95 BROADHOLLOW RD, SUITE 101, MELVILLE, NY, 11747, 631-385-0007 - 1,750,000 ($4,112,500.00) Equity, (File 333-108916 - Sep. 18) (BR. 02) S-8 AGILE SOFTWARE CORP, 6373 SAN IGNACIO AVENUE, SAN JOSE, CA, 95119, 4082844000 - 0 ($783,374.70) Equity, (File 333-108918 - Sep. 18) (BR. 03) S-3 AGILE SOFTWARE CORP, 6373 SAN IGNACIO AVENUE, SAN JOSE, CA, 95119, 4082844000 - 0 ($19,565,467.30) Equity, (File 333-108919 - Sep. 18) (BR. 03) F-10 ANGIOTECH PHARMACEUTICALS INC, 1618 STATION STREET, VANCOUVER, A1, V6A 1B6, 0 ($294,572,500.00) Equity, (File 333-108920 - Sep. 18) (BR. 01) S-3 TEGAL CORP /DE/, 2201 S MCDOWELL BLVD, PO BOX 6020, PETALUMA, CA, 94955, 7077635600 - 26,409,432 ($32,219,507.00) Equity, (File 333-108921 - Sep. 18) (BR. 36) S-2 PROTEIN POLYMER TECHNOLOGIES INC, 10655 SORRENTO VALLEY RD, SAN DIEGO, CA, 92121, 6195586064 - 5,065,000 ($2,177,950.00) Unallocated (Universal) Shelf, (File 333-108923 - Sep. 18) (BR. 01) S-3 SPATIALIGHT INC, 9 COMMERICAL BLVD STE 200, ST C, NOVATO, CA, 94949, 4158831693 - 1,771,119 ($7,420,988.00) Equity, (File 333-108924 - Sep. 18) (BR. 36) S-4 CENTERPOINT ENERGY RESOURCES CORP, 1111 LOUISIANA ST, HOUSTON, TX, 77002, 7132073000 - 0 ($762,000,000.00) Non-Convertible Debt, (File 333-108925 - Sep. 18) (BR. 02) S-3 CELL THERAPEUTICS INC, 201 ELLIOTT AVE W, STE 400, SEATTLE, WA, 98119, 2062707100 - 0 ($75,000,000.00) Debt Convertible into Equity, (File 333-108926 - Sep. 18) (BR. 01) S-8 CONSUMERS FINANCIAL CORP, 1513 CEDAR CLIFF DRIVE, P O BOX 26, CAMP HILL, PA, 17011-0026, 7177306306 - 92,000 ($23,000.00) Equity, (File 333-108927 - Sep. 19) (BR. 01) S-3 ASK JEEVES INC, 5858 HORTON ST, SUITE 350, EMERYVILLE, CA, 94608, 9256039071 - 115,000,000 ($161,000,000.00) Debt Convertible into Equity, (File 333-108932 - Sep. 19) (BR. 08) SB-2 HIENERGY TECHNOLOGIES INC, 1601 ALTON PARKWAY, UNIT B, IRVINE, CA, 92606, 9497570855 - 3,150,994 ($4,947,060.00) Equity, (File 333-108934 - Sep. 19) (BR. 36) S-8 TELECOMMUNICATION PRODUCTS INC, PO BOX 17013, GOLDEN, CO, 80402, 3032782725 - 2,129,275 ($266,159.00) Equity, (File 333-108935 - Sep. 19) (BR. 03) S-4 INCARA INC, 48,000,000 ($16,320,000.00) Equity, (File 333-108936 - Sep. 19) (BR. ) S-8 DSP GROUP INC /DE/, 3120 SCOTT BLVD, SANTA CLARA, CA, 95054, 4089864300 - 0 ($6,614.40) Equity, (File 333-108937 - Sep. 19) (BR. 37) SB-2 CENTREX INC, 9202 S. TOLEDO, AVENUE, TULSA, OK, 74137, 918-494-2880 - 62,504,489 ($4,695,619.00) Equity, (File 333-108938 - Sep. 19) (BR. 01) S-3 DIGITALTHINK INC, 601 BRANNAN STREET, SAN FRANCISCO, CA, 94107, 4156254000 - 6,165,365 ($17,386,329.00) Equity, (File 333-108939 - Sep. 19) (BR. 08) S-4 US CAN CORP, 700 EAST BUTTERFIELD ROAD, LOMBARD, IL, 60148, 6305712500 - 125,000,000 ($125,000,000.00) Non-Convertible Debt, (File 333-108940 - Sep. 19) (BR. 06) S-8 WASHINGTON GROUP INTERNATIONAL INC, 720 PARK BLVD, MORRISON KNUDSEN PLAZA, BOISE, ID, 83729, 2083865000 - 0 ($154,072,985.00) Equity, (File 333-108941 - Sep. 19) (BR. 06) S-8 SANMINA-SCI CORP, 2700 N FIRST ST, SAN JOSE, CA, 95134, 4089643500 - 13,933,734 ($124,358,575.95) Equity, (File 333-108942 - Sep. 19) (BR. 36) S-1 HORNBECK OFFSHORE SERVICES INC /LA, 414 NORTH CAUSEWAY BLVD, MANDEVILLE, LA, 70448, 5047272000 - 0 ($86,250,000.00) Equity, (File 333-108943 - Sep. 19) (BR. 05) S-3 WACHOVIA COMMERCIAL MORTGAGE SECURITIES INC, 201 SOUTH COLLEGE STREET, CHARLOTTE, NC, 02110, 7043746828 - 0 ($7,500,000,000.00) Mortgage Backed Securities, (File 333-108944 - Sep. 19) (BR. 05) S-8 TELETOUCH COMMUNICATIONS INC, 110 NORTH COLLEGE SUITE 200, TYLER, TX, 75702, 9035958800 - 10,000,000 ($8,300,000.00) Equity, (File 333-108945 - Sep. 19) (BR. 37) S-8 TELETOUCH COMMUNICATIONS INC, 110 NORTH COLLEGE SUITE 200, TYLER, TX, 75702, 9035958800 - 1,000,000 ($830,000.00) Equity, (File 333-108946 - Sep. 19) (BR. 37) S-3 CBL & ASSOCIATES PROPERTIES INC, 2030 HAMILTON PLACE BVLD, SUITE 500, CBL CENTER, CHATTANOOGA, TN, 37421, 4238550001 - 0 ($12,462,500.00) Equity, (File 333-108947 - Sep. 19) (BR. 08) S-3 CORTEX PHARMACEUTICALS INC/DE/, 15241 BARRANCA PKWY, IRVINE, CA, 92718, 7147273157 - 7,307,729 ($29,888,612.00) Equity, (File 333-108948 - Sep. 19) (BR. 01) SB-2 COMMUNITY FIRST INC, 501 SOUTH JAMES CAMPBELL BLVD., COLUMBIA, TN, 38401, 9313802265 - 180,000 ($4,500,000.00) Equity, (File 333-108949 - Sep. 19) (BR. 07) S-3 GENERAL CABLE CORP /DE/, 4 TESSENEER DRIVE, HIGHLAND HEIGHTS, KY, 41076, 6065728000 - 100,000,000 ($100,000,000.00) Unallocated (Universal) Shelf, (File 333-108950 - Sep. 19) (BR. 06) N-2 NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, 333 WEST WACKER DRIVE, CHICAGO, IL, 60606, 0 ($1,000,000.00) Equity, (File 333-108951 - Sep. 19) (BR. 18) S-3 PARKERVISION INC, 8493 BAYMEADOWS WAY, JACKSONVILLE, FL, 32256, 9047371367 - 138,158 ($997,500.00) Equity, (File 333-108954 - Sep. 19) (BR. 37) S-8 US MICROBICS INC, 5922 B FARNSWORTH COURT, CARLSBAD, CA, 92008, 7609181860 - 10,000,000 ($850,000.00) Equity, (File 333-108956 - Sep. 19) (BR. 01) S-4 BIO RAD LABORATORIES INC, 1000 ALFRED NOBEL DR, HERCULES, CA, 94547, 5107247000 - 0 ($225,000,000.00) Other, (File 333-108957 - Sep. 19) (BR. 36) S-2 COMPUDYNE CORP, 7249 NATIONAL DRIVE, HANOVER, MD, 21076, 4107120275 - 0 ($28,750,000.00) Debt Convertible into Equity, (File 333-108958 - Sep. 19) (BR. 05) S-8 EMAGIN CORP, 9148921900 - 174,333 ($261,499.50) Equity, (File 333-108959 - Sep. 19) (BR. 36) S-8 KROLL INC, 900 THIRD AVENUE, NEW YORK, NY, 10022, (212) 593-1000 - 1,198,534 ($25,789,400.00) Equity, (File 333-108960 - Sep. 19) (BR. 08) S-4 NEXTEL PARTNERS INC, 4500 CARILLON POINT, KIRKLAND, WA, 98033, 4255763600 - 0 ($150,000,000.00) Non-Convertible Debt, (File 333-108961 - Sep. 19) (BR. 37) S-3 AASTROM BIOSCIENCES INC, 24 FRANKL LLOYD WRIGHT DR, PO BOX 376, ANN ARBOR, MI, 48106, 7349305555 - 10,000,000 ($15,200,000.00) Equity, (File 333-108963 - Sep. 19) (BR. 01) S-3 AASTROM BIOSCIENCES INC, 24 FRANKL LLOYD WRIGHT DR, PO BOX 376, ANN ARBOR, MI, 48106, 7349305555 - 30,000,000 ($30,000,000.00) Unallocated (Universal) Shelf, (File 333-108964 - Sep. 19) (BR. 01) S-8 DTOMI INC, 200 9TH AVENUE, SUITE 220, SAFETY HARBOR, FL, 34965, (727) 723-8664 - 1,300,000 ($100.47) Equity, (File 333-108965 - Sep. 19) (BR. 08) SB-2 GENIUS PRODUCTS INC, 11250 EL CAMINO REAL, SUITE 100, SAN DIEGO, CA, 92130, 8587938840 - 14,837,229 ($20,920,493.00) Equity, (File 333-108966 - Sep. 19) (BR. 06) S-3 SORRENTO NETWORKS CORP, 9990 MESA RIM ROAD, SAN DIEGO, CA, 92121, 3105814030 - 2,369,547 ($6,374,081.43) Equity, (File 333-108967 - Sep. 19) (BR. 37) S-3 AMBASSADORS GROUP INC, 110 SOUTH FERRALL STREET, SPOKANE, WA, 99202, 5095346200 - 1,200,000 ($21,408,000.00) Equity, (File 333-108968 - Sep. 19) (BR. 08) S-4 BUCKEYE PARTNERS L P, 5002 BUCKEYE RD., EMMAUS, PA, 18049, 4842324000 - 150,000,000 ($150,000,000.00) Non-Convertible Debt, (File 333-108969 - Sep. 19) (BR. 04) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ 2THEMAX COM INC NV X 08/20/03 3D SYSTEMS CORP DE X X 08/21/03 AAR CORP DE X X 09/17/03 ABFS MORTGAGE LOAN TRUST 2003 1 DE X X 09/15/03 ACCENTURE LTD X X X 09/17/03 ACCENTURE SCA X X X 09/17/03 ACE COMM CORP MD X X X 09/12/03 ACT TELECONFERENCING INC CO X 09/15/03 AIRLEASE LTD CA X X 09/17/03 ALASKA AIR GROUP INC DE X 09/15/03 AMREP CORP OK X 09/15/03 ANTS SOFTWARE INC DE X 09/17/03 ARQULE INC DE X X 09/08/03 ASANTE TECHNOLOGIES INC DE X X 09/13/03 ASBURY AUTOMOTIVE GROUP INC DE X 09/15/03 AUTOLEND GROUP INC DE X 09/08/03 AZCO MINING INC DE X 09/11/03 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 07/25/03 AMEND BANC OF AMERICA MORTGAGE SECURITIES I DE X X 09/17/03 BEAR STEARNS ASSET BACKED FUND INC WH DE X X 09/15/03 BEAR STEARNS ASSET BACKED SECURITIES DE X X 09/08/03 BELMONT BANCORP OH X X 09/16/03 BIOLASE TECHNOLOGY INC DE X X 09/17/03 BOMBARDIER CREDIT RECEIVABLES CORP SE DE X 04/30/03 BUCKEYE TECHNOLOGIES INC DE X 09/16/03 CAPTARIS INC WA X X 09/15/03 CHART INDUSTRIES INC DE X 09/16/03 CHASE MANHATTAN BANK USA DE X X 08/15/03 CHASE MORTGAGE FINANCE CORP DE X X 09/16/03 CHITTENDEN CORP /VT/ VT X 09/17/03 CIRCUIT CITY STORES INC VA X 09/17/03 CITIBANK SOUTH DAKOTA N A DE X 08/31/03 CITIGROUP INC DE X X 09/16/03 CKE RESTAURANTS INC DE X 09/17/03 CLICK COMMERCE INC X X 09/17/03 COLE NATIONAL CORP /DE/ DE X X 09/17/03 COMCAST CORP PA X X 09/17/03 COMMERCIAL MORTGAGE PASS THROUGH CERT DE X 09/01/03 COMMERCIAL MORTGAGE PASS THROUGH CERT DE X 09/01/03 COMPEX TECHNOLOGIES INC MN X X X 09/17/03 CONSOL ENERGY INC X X 09/15/03 CONSOLIDATED ENERGY INC WY X X X 09/15/03 CONSOLIDATED GRAPHICS INC /TX/ TX X X 09/17/03 CONTINENTAL AIRLINES INC /DE/ DE X X 09/17/03 COVEST BANCSHARES INC DE X X 09/11/03 AMEND CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 09/17/03 CSFB MORT SEC CORP COM MORT PAS THR C DE X X 09/17/03 CV THERAPEUTICS INC DE X X 07/03/03 CYANOTECH CORP NV X X 09/15/03 CYTRX CORP DE X X 09/16/03 DECORIZE INC DE X X 09/16/03 DEUTSCHE ALT-A SECURITIES INC X X 07/17/03 DEUTSCHE MORT & ASSET RECEIVING CORP DE X 09/01/03 DIGITAL RECORDERS INC NC X 09/17/03 DOLLAR GENERAL CORP TN X 09/17/03 EDUCATION MANAGEMENT CORPORATION X 09/02/03 ELECTRIC FUEL CORP DE X 09/16/03 ENTERGY CORP /DE/ DE X X 09/16/03 EPHONE TELECOM INC FL X 09/12/03 EQUIDYNE CORP DE X X 09/17/03 ESB FINANCIAL CORP PA X X 09/17/03 EXELON CORP PA X 09/17/03 EXUS GLOBAL INC NV X X 09/12/03 FEDEX CORP DE X X 09/17/03 FERRELLGAS PARTNERS L P DE X 09/17/03 FINANCIAL ASSET SEC CORP FREMONT HOME DE X X 08/07/03 FIRST REAL ESTATE INVESTMENT TRUST OF NJ X 09/16/03 FIRST UNION COMMERCIAL MORTGAGE PASS NC X 09/01/03 FIRSTFED BANCORP INC DE X 09/16/03 FORGENT NETWORKS INC DE X X 05/29/03 FRIEDMAN BILLINGS RAMSEY GROUP INC VA X 09/17/03 GARDNER DENVER INC DE X X 09/17/03 GENERAL DATACOMM INDUSTRIES INC DE X 09/15/03 GK INTELLIGENT SYSTEMS INC DE X 09/17/03 GLOBAL PAYMENTS INC GA X X 09/17/03 GORAN CAPITAL INC A6 X 09/17/03 GREENE COUNTY BANCORP INC DE X X 09/15/03 GREENPOINT MORTGAGE SECURITIES INC/ DE X X 08/29/03 GS AUTO LOAN TRUST 2003-1 X X 09/15/03 HANSEN NATURAL CORP DE X X 09/17/03 HARRAHS ENTERTAINMENT INC DE X X 09/10/03 HARRODSBURG FIRST FINANCIAL BANCORP I DE X 09/16/03 HARTFORD LIFE INC DE X 09/16/03 HARVEST NATURAL RESOURCES INC DE X X 09/16/03 HERITAGE FINANCIAL HOLDING X X 09/09/03 HESPERIA HOLDING INC NV X X 07/17/03 AMEND HILLENBRAND INDUSTRIES INC IN X X 09/10/03 HUNTINGTON BANCSHARES INC/MD MD X 09/16/03 IBERIABANK CORP LA X X 09/16/03 IMP INC DE X X 09/16/03 INFOUSA INC DE X X X 09/12/03 INTEGRATED ELECTRICAL SERVICES INC DE X X 09/16/03 INTERNATIONAL ISOTOPES INC TX X X 09/12/03 INVISA INC X 09/16/03 INVISA INC X 09/09/03 AMEND JACK IN THE BOX INC /NEW/ DE X X 09/17/03 JAMESON INNS INC GA X X 09/17/03 JP MORGAN CHASE COM SEC CORP PASS THR DE X 09/01/03 JP MORGAN CHASE COMMERCIAL MORTGAGE S DE X X 09/15/03 JPS INDUSTRIES INC DE X X 09/17/03 KANKAKEE BANCORP INC DE X X 09/16/03 KB HOME DE X X X 09/16/03 KROLL INC DE X X 09/17/03 LABOR READY INC WA X 09/17/03 LIBERATE TECHNOLOGIES DE X X 09/16/03 LOEHMANNS HOLDINGS INC MD X X 09/10/03 LTC PROPERTIES INC MD X X 09/15/03 MAGIC LANTERN GROUP INC NY X X 09/17/03 MAGNITUDE INFORMATION SYSTEMS INC DE X X 09/17/03 MARKWEST ENERGY PARTNERS L P DE X X 09/02/03 MARKWEST HYDROCARBON INC DE X X 09/02/03 MAVERICK TUBE CORPORATION DE X 09/16/03 MEDI HUT CO INC DE X X 09/16/03 MERRILL LYNCH & CO INC DE X 09/17/03 MERRILL LYNCH DEPOSITOR INC PREFERRED DE X X 09/15/03 MERRILL LYNCH DEPOSITOR INC PREFERRED DE X X 09/15/03 MERRILL LYNCH DEPOSITOR INC PREFERRED DE X X 09/15/03 MEYERSON M H & CO INC /NJ/ NJ X X 09/17/03 MEYERSON M H & CO INC /NJ/ NJ X 09/17/03 MGM MIRAGE DE X X 09/11/03 MICROFINANCIAL INC MA X X 09/15/03 MILLER HERMAN INC MI X X 09/17/03 MONEY STORE COMMERCIAL MORTGAGE INC NJ X X 09/15/03 MONEY STORE INVESTMENT CORP NJ X X 09/15/03 MONEY STORE SBA ADJUSTABLE RATE CERTI NJ X X 09/15/03 MORGAN STANLEY AUTO LOAN TRUST 2003-H DE X X 09/15/03 MORGAN STANLEY DEAN WITTER CAPITAL TR DE X 09/01/03 MORTGAGE ASSET SECURITIZATION TRANSAC DE X X 09/17/03 MS STRUCTURED ASSET CORP DE X 09/01/03 MS STRUCTURED ASSET CORP DE X 09/01/03 MUNICIPAL MORTGAGE & EQUITY LLC DE X X 06/30/03 AMEND NATIONAL BEVERAGE CORP DE X X 09/17/03 NB&T FINANCIAL GROUP INC OH X 09/16/03 NCT FUNDING CO LLC DE X X 09/15/03 NEOMETRIX TECHNOLOGY GROUP INC NV X X 09/03/03 NOBEL LEARNING COMMUNITIES INC DE X X 09/09/03 NORTH FORK BANCORPORATION INC DE X 09/17/03 NORTHEAST PENNSYLVANIA FINANCIAL CORP DE X X 09/15/03 NSTOR TECHNOLOGIES INC DE X X 09/17/03 NTL INC DE X 09/16/03 NVIDIA CORP DE X 09/17/03 OMNIVISION TECHNOLOGIES INC DE X X 09/17/03 ORASURE TECHNOLOGIES INC DE X X 09/17/03 ORASURE TECHNOLOGIES INC DE X X 09/17/03 PACIFIC NORTHWEST BANCORP WA X X 09/16/03 PENNSYLVANIA REAL ESTATE INVESTMENT T PA X X 09/02/03 PG&E GAS TRANSMISSION NORTHWEST CORP CA X 09/11/03 PHYSICIAN HEALTHCARE PLAN OF NEW JERS NJ X 09/09/03 POSSIS MEDICAL INC MN X 09/16/03 PREFERREDPLUS TRUST SERIES BLC-2 DE X X 09/15/03 PS BUSINESS PARKS INC/CA CA X X 09/15/03 QCR HOLDINGS INC DE X X 09/11/03 QUALITY DINING INC IN X 08/03/03 RAINBOW TECHNOLOGIES INC DE X X 09/16/03 REDBACK NETWORKS INC DE X X 09/16/03 REGAL ENTERTAINMENT GROUP DE X X 09/17/03 REPLIGEN CORP DE X X 09/16/03 REPLIGEN CORP DE X X 09/16/03 RESIDENTIAL ACCREDIT LOANS INC DE X X 09/17/03 AMEND RFS PARTNERSHIP LP X 07/10/03 AMEND RIVERSTONE NETWORKS INC DE X X 09/08/03 RURAL ELECTRIC COOPERATIVE GRANTOR TR NY X X 09/15/03 RURAL ELECTRIC COOPERATIVE GRANTOR TR NY X X 09/15/03 RYERSON TULL INC /DE/ DE X X 09/15/03 SEMITOOL INC MT X 09/11/03 SENIOR SUBORDINATE PASS THROUGH CERT TN X 08/25/03 SERVICEMASTER CO DE X 09/16/03 SERVICEMASTER CO DE X X 09/17/03 SKYLINE CORP IN X 08/31/03 SL GREEN REALTY CORP MD X X 08/28/03 SMART & FINAL INC/DE DE X X 09/16/03 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 07/25/03 AMEND STRUCTURED ASSET SECURITIES CORP II X X 09/15/03 SUREBEAM CORP DE X X 08/16/03 SYMONS INTERNATIONAL GROUP INC IN X 09/17/03 TAYLOR ANN STORES CORP DE X X 09/17/03 TENET HEALTHCARE CORP NV X 09/16/03 TENNECO AUTOMOTIVE INC DE X X 09/17/03 TERRA INDUSTRIES INC MD X X 09/16/03 TERRA NITROGEN CO L P /DE DE X X 09/16/03 THERMA WAVE INC DE X 09/16/03 TITAN CORP DE X X 09/17/03 TRC COMPANIES INC /DE/ DE X X 09/11/03 TRIMBLE NAVIGATION LTD /CA/ CA X 09/17/03 UNIFIRST CORP MA X X 09/02/03 US UNWIRED INC LA X X 09/15/03 UTEK CORP X X 09/10/03 VANS INC DE X X 09/17/03 VIRCO MFG CORPORATION DE X X 09/16/03 VSOURCE INC DE X X 09/12/03 WASTE MANAGEMENT INC DE X X 09/17/03 WELLS FARGO ASSET SECURITIES CORP DE X X 09/17/03 WORLD AIRWAYS INC /DE/ DE X X X 09/17/03 WORLDCOM INC GA X X 09/15/03 WORTHINGTON INDUSTRIES INC OH X X 09/17/03 ZIMMER HOLDINGS INC DE X X 09/16/03 1ST CENTENNIAL BANCORP CA X X 09/18/03 3COM CORP DE X X 09/18/03 7 ELEVEN INC TX X 09/18/03 ACTIVE LINK COMMUNICATIONS INC CO X X 09/15/03 AERO MARINE ENGINE INC NV X X 09/17/03 ALDILA INC DE X X 09/17/03 ALLMERICA FINANCIAL CORP DE X 09/18/03 ALLOY INC DE X X 09/04/03 ALTERNATE MARKETING NETWORKS INC DE X X 09/18/03 ALTERNATIVE ENERGY SOURCES INC X 09/15/03 AMERICAN SPORTS DEVELOPMENT GROUP INC DE X 09/09/03 AMR CORP DE X 09/17/03 ANTARES PHARMA INC MN X X 09/12/03 APACHE CORP DE X X 09/12/03 APOGEE ENTERPRISES INC MN X X 09/17/03 ARDENT MINES LTD NV X 09/18/03 ARGENT SECURITIES INC ASST BACK PASS X X 09/03/03 ARTISOFT INC DE X X X 09/10/03 ARTWORK & BEYOND INC X X 09/01/03 ASTEA INTERNATIONAL INC DE X X 09/16/03 ASYST TECHNOLOGIES INC /CA/ CA X X 09/16/03 AUDIBLE INC X 09/17/03 AUTOCORP EQUITIES INC NV X 06/30/03 AMEND AUTOFUND SERVICING INC NV X X 09/18/03 AXA FINANCIAL INC DE X 09/18/03 BANC OF AMERICA COMMERCIAL MORTGAGE I DE X X 09/18/03 BANC OF AMERICA FUNDING CORP DE X X 09/17/03 BANK OF SOUTH CAROLINA CORP SC X 09/18/03 BEAR STEARNS COMPANIES INC DE X X 09/18/03 BEVERLY ENTERPRISES INC DE X X 09/18/03 BIO IMAGING TECHNOLOGIES INC DE X X 09/15/03 BIOMET INC IN X 09/17/03 BRANDYWINE REALTY TRUST MD X 09/18/03 BRE PROPERTIES INC /MD/ MD X X 09/16/03 BROOKE CORP KS X X 09/18/03 BUCKLE INC NE X 09/16/03 CALIFORNIA MICRO DEVICES CORP CA X X 09/18/03 CANTERBURY CONSULTING GROUP INC PA X 09/18/03 CARDIAC SCIENCE INC DE X X 09/17/03 CARDIODYNAMICS INTERNATIONAL CORP CA X 09/18/03 CARNIVAL CORP DE X 09/18/03 CARNIVAL CORP DE X 09/18/03 CARNIVAL PLC X 09/18/03 CARNIVAL PLC X 09/18/03 CARVER BANCORP INC DE X X 09/17/03 CENTERPOINT ENERGY INC X X X 09/15/03 CHATEAU COMMUNITIES INC MD X X 09/17/03 CHATTEM INC TN X X 09/18/03 CITIZENS FINANCIAL SERVICES INC PA X 09/18/03 CLAYTON HOMES INC DE X X 09/17/03 CNE GROUP INC DE X 09/18/03 COBIZ INC CO X X 09/18/03 COLONY BANKCORP INC GA X X 09/17/03 COMMERCE BANCORP INC /NJ/ NJ X X X 09/11/03 COMMERCIAL MORTGAGE PASS-THROUGH CERT DE X X 09/17/03 COMMUNITY FIRST BANKSHARES INC DE X X 09/18/03 CONAGRA FOODS INC /DE/ DE X 09/18/03 CONSOL ENERGY INC X X 09/18/03 CONSOLIDATED CAPITAL GROWTH FUND CA X X 09/04/03 CONTINENTAL AIRLINES INC /DE/ DE X X 09/17/03 DEERE JOHN RECEIVABLES INC DE X X 09/18/03 DOBSON COMMUNICATIONS CORP OK X X 09/17/03 DOCUCON INCORPORATED DE X 09/05/03 AMEND DOT HILL SYSTEMS CORP NY X X 09/18/03 DRESS BARN INC CT X 07/26/03 DUPONT E I DE NEMOURS & CO DE X 09/18/03 DVI INC DE X X 09/17/03 E COM VENTURES INC FL X 09/15/03 E COM VENTURES INC FL X X 09/16/03 E DEAL NET INC NV X X 09/18/03 EDT LEARNING INC DE X X 09/17/03 ELECTRIC AQUAGENICS UNLIMITED INC DE X X 09/18/03 ENVIROKARE TECH INC NV X 09/18/03 EQUITY MARKETING INC DE X X 09/03/03 EVANS BANCORP INC NY X X 09/18/03 FISHER SCIENTIFIC INTERNATIONAL INC DE X X 09/08/03 FRONTIER AIRLINES INC /CO/ CO X X 09/18/03 GARDENBURGER INC OR X X 09/18/03 GAYLORD ENTERTAINMENT CO /DE DE X X 09/17/03 GBC BANCORP CA X X 09/18/03 GBC BANCORP CA X X 09/18/03 AMEND GENERAL DATACOMM INDUSTRIES INC DE X X 09/15/03 AMEND GENTA INC DE/ DE X X 09/18/03 GLATFELTER P H CO PA X X 09/18/03 GLYCOGENESYS INC NV X X 09/12/03 GRADCO SYSTEMS INC NV X X 09/17/03 GREATER BAY BANCORP CA X X X 09/11/03 GREENE COUNTY BANCSHARES INC TN X X 09/17/03 GTECH HOLDINGS CORP DE X 09/18/03 HAIN CELESTIAL GROUP INC DE X 06/17/03 AMEND HEALTHRENU MEDICAL INC CO X X 09/04/03 HEALTHSOUTH CORP DE X X 09/18/03 HICKORY TECH CORP MN X 09/18/03 HILB ROGAL & HAMILTON CO /VA/ VA X X 09/18/03 HUDSON VENTURES INC NV X X 09/17/03 HUMBOLDT BANCORP CA X X 09/18/03 I3 MOBILE INC DE X X 09/12/03 ICAD INC DE X 09/08/03 IDACORP INC ID X 09/18/03 INET TECHNOLOGIES INC DE X X 09/18/03 INTERCEPT INC GA X X 09/16/03 INTERLINK ELECTRONICS INC DE X X 09/12/03 INTERMOUNTAIN REFINING CO INC NM X 09/17/03 INTERVEST BANCSHARES CORP DE X 09/17/03 INTERVOICE INC TX X X 09/18/03 INTRAWARE INC DE X X 09/18/03 IRWIN FINANCIAL CORPORATION IN X X 09/18/03 J JILL GROUP INC DE X X 09/18/03 JABIL CIRCUIT INC DE X 09/18/03 JAMESON INNS INC GA X X 09/18/03 KEMPER INVESTORS LIFE INSURANCE CO IL X X X 09/03/03 LASALLE HOTEL PROPERTIES MD X X X 09/18/03 LASALLE HOTEL PROPERTIES MD X X 09/18/03 AMEND LENNAR CORP /NEW/ DE X X 09/16/03 LEVI STRAUSS & CO DE X X 09/17/03 LIBERTY MEDIA CORP /DE/ DE X X 09/17/03 LIBERTY SATELLITE & TECHNOLOGY INC DE X X 09/09/03 MARCUS CORP WI X X 09/18/03 MEADE INSTRUMENTS CORP DE X X 09/18/03 METRIS COMPANIES INC DE X 09/16/03 MIDDLEBURG FINANCIAL CORP VA X X 09/11/03 MONSANTO CO /NEW/ DE X X 09/18/03 MONY GROUP INC DE X X 09/17/03 MORGAN STANLEY CAPITAL I TRUST 2003-I DE X X 09/15/03 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 09/15/03 MORTGAGE ASSET SECURITIZATION TRANSAC DE X 09/18/03 NATIONAL CITY AUTO RECEIVABLES TRUST DE X X 09/15/03 NATUS MEDICAL INC DE X 09/12/03 NETWOLVES CORP NY X X 09/15/03 NEWPORT INTERNATIONAL GROUP INC DE X 09/18/03 NICHOLAS INVESTMENT CO INC NV X 09/17/03 NIKE INC OR X X 09/18/03 NISOURCE INC/DE DE X 09/17/03 NISOURCE INC/DE DE X 09/18/03 AMEND NOBLE INTERNATIONAL LTD DE X X 09/17/03 NORTH AMERICAN TECHNOLOGIES GROUP INC DE X 08/18/03 NORTHERN BORDER PARTNERS LP DE X 09/18/03 NORTHERN BORDER PIPELINE CO TX X 09/18/03 NORTHWEST GOLD INC WY X X 09/02/03 AMEND NUMEREX CORP /PA/ PA X X 09/16/03 OFFICE DEPOT INC DE X X 09/18/03 OGLEBAY NORTON CO /OHIO/ OH X X 09/11/03 ON SEMICONDUCTOR CORP DE X X 09/17/03 PALM INC DE X X 09/18/03 PANERA BREAD CO DE X X X 09/18/03 PAYMENT DATA SYSTEMS INC NV X 09/16/03 PENN TRAFFIC CO DE X X 09/16/03 PHOENIX GROUP CORP DE X 09/18/03 PIER 1 IMPORTS INC/DE DE X X 09/16/03 PNM RESOURCES INC NM X 09/18/03 PRUDENTIAL FINANCIAL INC NJ X 09/18/03 PRUDENTIAL SECURITIES SEC FIN CORP CO DE X X 09/11/03 QLT INC/BC A1 X X 09/18/03 QUESTAR CORP UT X X 09/17/03 RECKSON ASSOCIATES REALTY CORP MD X X 09/10/03 RECKSON OPERATING PARTNERSHIP LP DE X X 09/10/03 RED HAT INC DE X 09/18/03 REDDING BANCORP CA X 09/17/03 RELIANT RESOURCES INC DE X 09/18/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 09/18/03 RESIDENTIAL ASSET SECURITIES CORP DE X X 09/18/03 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 09/18/03 RESORTQUEST INTERNATIONAL INC DE X X 09/17/03 RIMAGE CORP MN X X 09/17/03 ROYAL BANCSHARES OF PENNSYLVANIA INC PA X 09/15/03 SCP POOL CORP DE X 09/18/03 SEMCO ENERGY INC MI X X 09/16/03 SERIES 2003-PWR2 COMMERCIAL MORTGAGE DE X X 09/17/03 SMART & FINAL INC/DE DE X 09/18/03 SOUTHWEST GAS CORP CA X 09/18/03 SOUTHWESTERN ENERGY CO AR X X 09/18/03 SPECTRUM CONTROL INC PA X X 09/18/03 STANDARD MICROSYSTEMS CORP DE X X 09/16/03 STEWART & STEVENSON SERVICES INC TX X X 09/17/03 STRATTEC SECURITY CORP WI X 09/15/03 STRUCTURED ASSET SEC CORP II COM MORT X 09/01/03 SUNLAND ENTERTAINMENT CO INC CA X X X 09/04/03 SUSQUEHANNA MEDIA CO DE X 09/16/03 SUTTER HOLDING CO INC DE X 09/15/03 SYMBOL TECHNOLOGIES INC DE X 09/18/03 SYNOVIS LIFE TECHNOLOGIES INC MN X X 09/18/03 TEKTRONIX INC OR X 09/18/03 TENGTU INTERNATIONAL CORP DE X X 09/15/03 TENGTU INTERNATIONAL CORP DE X X 09/15/03 AMEND TERAYON COMMUNICATION SYSTEMS DE X X 09/17/03 THOMAS & BETTS CORP TN X 09/03/03 TOUCHSTONE APPLIED SCIENCE ASSOCIATES DE X 07/03/03 AMEND TOWER BANCORP INC PA X 09/18/03 TRICO MARINE SERVICES INC DE X X 09/16/03 ULTRATECH INC DE X X 09/18/03 UMPQUA HOLDINGS CORP OR X X 09/17/03 UNITED NATIONAL BANCORP NJ X 09/17/03 UNITED PAN AM FINANCIAL CORP CA X 07/31/03 UNOCAL CORP DE X X 09/16/03 VALERO ENERGY CORP/TX DE X 07/01/03 AMEND VERSAR INC DE X 06/30/03 VERTEX INTERACTIVE INC NJ X 08/12/03 AMEND VIASAT INC CA X 08/16/03 VIRBAC CORP DE X 09/08/03 VSE CORP DE X X 09/15/03 WACHOVIA COMMERCIAL MORT PASS THRU CE NC X X 09/15/03 WACHOVIA COMMERCIAL MORT SEC INC PAS NC X X 09/15/03 WACHOVIA COMMERCIAL MORT SEC INC COM NC X 09/01/03 WASHINGTON MUTUAL MORTGAGE SECURITIES DE X 09/16/03 WASTE CONNECTIONS INC/DE DE X X 09/17/03 WATSON WYATT & CO HOLDINGS DE X 09/18/03 WORLD TRANSPORT AUTHORITY INC X 06/30/03 YELLOW CORP DE X X 09/17/03 ACCREDITED HOME LENDERS INC DE X X 09/18/03 AIRTRAN HOLDINGS INC NV X X 09/19/03 AIRTRAN HOLDINGS INC NV X X 09/19/03 AK STEEL HOLDING CORP DE X X 09/18/03 ALLSCRIPTS HEALTHCARE SOLUTIONS INC DE X 08/08/03 AMEND AMERICAN AXLE & MANUFACTURING HOLDING DE X X 09/15/03 AMERICAN RIVER HOLDINGS CA X X 09/18/03 AMERISOURCEBERGEN CORP DE X X 09/19/03 ANWORTH MORTGAGE ASSET CORP MD X X X 09/17/03 ASIAINFO HOLDINGS INC DE X 09/19/03 ASK JEEVES INC DE X X 09/18/03 ASTREX INC NY X X 09/19/03 AVI BIOPHARMA INC OR X X 09/16/03 AVX CORP DE X X 09/19/03 BALCHEM CORP MD X X 09/19/03 BIOSANTE PHARMACEUTICALS INC WY X X 08/04/03 AMEND BLACKHAWK BANCORP INC WI X 09/18/03 BMC INDUSTRIES INC/MN/ MN X X 09/15/03 BOSTON LIFE SCIENCES INC /DE DE X X 09/12/03 BOWNE & CO INC DE X X X 09/18/03 BRIGHTSTAR INFORMATION TECHNOLOGY GRO DE X X 09/17/03 BRL HOLDINGS INC DE X X X 10/02/02 AMEND BROOKE CORP KS X X 09/19/03 BROWN TOM INC /DE DE X 09/16/03 CADENCE RESOURCES CORP UT X X 09/19/03 CAPITAL AUTO RECEIVABLES INC DE X X 09/15/03 CAPTARIS INC WA X X 09/18/03 CARDIMA INC DE X 09/19/03 CATHAY BANCORP INC DE X X 09/18/03 CATUITY INC DE X 09/19/03 CBL & ASSOCIATES PROPERTIES INC DE X 12/31/02 CENTEX CONSTRUCTION PRODUCTS INC DE X X 09/18/03 CHAMPIONLYTE HOLDINGS INC FL X X 08/20/03 CHAMPIONSHIP AUTO RACING TEAMS INC DE X 09/18/03 CHART INDUSTRIES INC DE X X X 09/04/03 CHARTER COMMUNICATIONS HOLDINGS LLC DE X 09/19/03 CHARTER COMMUNICATIONS INC /MO/ DE X 09/19/03 CHURCH & DWIGHT CO INC /DE/ DE X X 09/19/03 CIMA LABS INC DE X X 09/19/03 CINTAS CORP WA X X 09/18/03 CITY HOLDING CO WV X X 09/19/03 CLARCOR INC DE X X 09/17/03 COBIZ INC CO X 09/17/03 COCA COLA ENTERPRISES INC DE X X 09/19/03 COMMUNITY BANCORP INC DE X X 09/18/03 COMMUNITY VALLEY BANCORP CA X X 09/19/03 COMPETITIVE TECHNOLOGIES INC DE X X 09/02/03 AMEND COMPEX TECHNOLOGIES INC MN X X X 09/17/03 COMPUTER HORIZONS CORP NY X 07/09/03 AMEND CONE MILLS CORP NC X X 09/18/03 COVENANT TRANSPORT INC NV X X 09/19/03 CRESTED CORP CO X 09/10/03 CROSS TIMBERS ROYALTY TRUST TX X X 09/19/03 CURAGEN CORP DE X X 09/18/03 DOLLAR GENERAL CORP TN X X 09/19/03 DONNKENNY INC DE X 09/10/03 DYNABAZAAR INC DE X X 09/04/03 ECHOSTAR COMMUNICATIONS CORP NV X 09/19/03 EDGE PETROLEUM CORP DE X X 09/19/03 EDWARDS A G INC DE X 09/18/03 EGAMES INC PA X X 09/18/03 EMC INSURANCE GROUP INC IA X 09/19/03 ENDOCARE INC DE X X 09/16/03 ENRON CORP/OR/ OR X X 09/18/03 ENTEGRIS INC MN X X 09/18/03 ENTERTAINMENT PROPERTIES TRUST MD X 09/17/03 EPICOR SOFTWARE CORP DE X 07/08/03 AMEND EPIMMUNE INC DE X X 09/18/03 EQUITY ONE INC MD X 09/19/03 EQUITY ONE INC MD X 09/18/03 ESSEX PROPERTY TRUST INC MD X X 09/18/03 EXAR CORP DE X X 09/19/03 EXEGENICS INC DE X X X 09/17/03 EXPEDITORS INTERNATIONAL OF WASHINGTO WA X 09/19/03 FGI GROUP INC DE X X 09/18/03 FINDWHAT COM INC NV X X 09/19/03 FINDWHAT COM INC NV X X 09/19/03 AMEND FIRST INDIANA CORP IN X X 09/19/03 FIRST UNION NATIONAL BANK COM MORT PA NC X 09/01/03 FISERV INC WI X 09/18/03 FMC CORP DE X 09/18/03 FRANKS NURSERY & CRAFTS INC MI X X 09/15/03 FRANKS NURSERY & CRAFTS INC MI X X 09/19/03 FRONTIER AIRLINES INC /CO/ CO X X 09/18/03 FULTON FINANCIAL CORP PA X X 09/19/03 GLAS-AIRE INDUSTRIES GROUP LTD NV X X 09/03/03 GLOBAL BUSINESS SERVICES INC DE X X 09/09/03 GLOBIX CORP DE X X 09/12/03 GMAC EDUCATION LOAN FUNDING TRUST I DE X X 09/15/03 GOLDEN HAND RESOURCES INC WA X 09/18/03 GOLDFIELD CORP DE X 09/19/03 GREATER COMMUNITY BANCORP NJ X X 09/19/03 GROUP 1 AUTOMOTIVE INC DE X 09/18/03 HANOVER DIRECT INC DE X X X 09/18/03 HEIDRICK & STRUGGLES INTERNATIONAL IN DE X X 09/19/03 HOUSEHOLD FINANCE CORP DE X 09/18/03 HOUSEHOLD INTERNATIONAL INC DE X 09/18/03 HUGOTON ROYALTY TRUST TX X X 09/19/03 HYDRIL CO DE X X 09/19/03 ICU MEDICAL INC/DE DE X X 09/19/03 INDYMAC MBS INC RESIDENTIAL ASSET SEC X X 08/25/03 INFOCROSSING INC DE X 09/19/03 INSCI CORP DE X X 09/05/03 INSCI CORP DE X X 09/05/03 INTAC INTERNATIONAL INC NV X X 09/18/03 INTERNET AMERICA INC TX X 09/19/03 INTERSTATE BAKERIES CORP/DE/ DE X X 09/19/03 INVESTORS FINANCIAL SERVICES CORP DE X 09/19/03 INVISION TECHNOLOGIES INC DE X X 08/12/03 ITC DELTACOM INC DE X 09/19/03 KING POWER INTERNATIONAL GROUP CO LTD NV X X 09/19/03 KOPPERS INC PA X 09/19/03 KROLL INC DE X X 09/19/03 KSW INC NY X X 09/17/03 LEASE EQUITY APPRECIATION FUND I LP DE X X 03/28/03 LEE PHARMACEUTICALS CA X X 09/18/03 LEXINGTON PRECISION CORP DE X X 09/18/03 MAINSTREET BANKSHARES INC VA X 09/17/03 MALAN REALTY INVESTORS INC MI X X 09/18/03 MAVERICK TUBE CORPORATION DE X X 09/18/03 MERIDIAN HOLDINGS INC CO X 09/19/03 MERITAGE CORP MD X X 09/18/03 MERIX CORP OR X 09/19/03 MEVC DRAPER FISHER JURVETSON FUND I I DE X X 09/16/03 MID AMERICA APARTMENT COMMUNITIES INC TN X X 09/18/03 MITCHAM INDUSTRIES INC TX X X 09/15/03 MONRO MUFFLER BRAKE INC NY X X 09/17/03 MORT ASSET SEC TRANS MORT PS THR CERT DE X X 08/28/03 MORTGAGE ASSET SEC TRANS INCMASTR ASS DE X 09/19/03 MSDW STRUCTURED SATURNS SERIES 2001-8 DE X 09/01/03 MUZAK HOLDINGS LLC DE X 09/19/03 NATIONAL CITY CREDIT CARD MASTER TRUS X X 09/15/03 NEWPOWER HOLDINGS INC DE X X 09/17/03 NEXTEL COMMUNICATIONS INC DE X X 09/19/03 NICOLET BANKSHARES INC WI X X 09/19/03 NISSAN AUTO RECEIVABLES 2003-B OWNER DE X 09/15/03 ONEOK INC /NEW/ OK X X 09/18/03 PEERLESS MANUFACTURING CO TX X 09/18/03 PENN OCTANE CORP DE X X 09/18/03 PERFICIENT INC DE X 09/15/03 PHARMANETICS INC NC X 09/16/03 PHOENIX FOOTWEAR GROUP INC DE X 08/07/03 AMEND PINNACLE ENTERTAINMENT INC DE X X 09/19/03 POKER COM INC FL X 09/17/03 PORTLAND GENERAL ELECTRIC CO /OR/ OR X 09/18/03 POWERHOUSE TECHNOLOGIES GROUP INC DE X 09/19/03 PREMIERWEST BANCORP OR X X 09/19/03 RALCORP HOLDINGS INC /MO MO X X 09/18/03 RALCORP HOLDINGS INC /MO MO X X 09/18/03 RANGE RESOURCES CORP DE X X 09/19/03 RAYOVAC CORP WI X 09/11/03 REPUBLIC BANCORP INC MI X 09/19/03 RIVERSTONE NETWORKS INC DE X 09/15/03 SAKS INC TN X 09/19/03 SAN JUAN BASIN ROYALTY TRUST TX X X 09/19/03 SCHERING PLOUGH CORP NJ X X 09/19/03 SIEBERT FINANCIAL CORP NY X X 09/18/03 SILICON STORAGE TECHNOLOGY INC CA X X 09/18/03 SIRNA THERAPEUTICS INC CO X X 09/19/03 SOUTHERN PERU COPPER CORP/ DE X 09/17/03 SOVEREIGN BANCORP INC PA X X 09/19/03 STRUCTURED ASSET SECURITIES CORP II X 09/01/03 SUN BANCORP INC PA X X 09/15/03 SYMBOL TECHNOLOGIES INC DE X 09/18/03 AMEND TEL OFFSHORE TRUST TX X X X 09/19/03 TELETOUCH COMMUNICATIONS INC DE X X 09/12/03 TGFIN HOLDINGS INC DE X 09/15/03 TIMKEN CO OH X 09/18/03 TROY GROUP INC DE X X 09/18/03 U S RESTAURANT PROPERTIES INC MD X 09/17/03 AMEND UNITED FINANCIAL MORTGAGE CORP IL X 09/16/03 UNITED TRUST GROUP INC IL X 09/17/03 UNITEDHEALTH GROUP INC MN X 09/16/03 US CAN CORP DE X X 08/19/03 US ENERGY CORP WY X 09/10/03 VARSITY BRANDS INC DE X X 08/27/03 WARRANTECH CORP DE X X 09/19/03 WARWICK VALLEY TELEPHONE CO NY X X 09/19/03 WASHINGTON MUTUAL MORTGAGE SECURITIES DE X 09/19/03 WEBSTER FINANCIAL CORP DE X X 09/12/03 WELLS FARGO ASSET SECURITIES CORP DE X X 09/17/03 WESTMINSTER AUTO RETAILERS INC X X X 09/01/03 WINTRUST FINANCIAL CORP IL X 09/19/03 ZIMMER HOLDINGS INC DE X X 09/19/03