2 NEWS DIGEST, September 6, 2005 SEC NEWS DIGEST Issue 2005-171 September 6, 2005 ENFORCEMENT PROCEEDINGS U.S. BANK ORDERED TO CEASE AND DESIST FROM ENGAGING IN PROHIBITED AFFILIATED TRANSACTIONS AND TO PAY A $500,000 CIVIL PENALTY On Aug. 31, 2005, the Commission instituted settled public administrative and cease-and-desist proceedings against U.S. Bank, N. A. In its Order Instituting Proceedings, the Commission found that, for seven years, U.S. Bank engaged in approximately $6.99 billion in prohibited affiliated foreign exchange transactions with four mutual funds that it advised. From April 1994 to May 2001, U.S. Bank’s Foreign Exchange Department sold to and purchased from the funds foreign currency necessary to settle the funds’ foreign equity trades, violating Section 17(a) of the Investment Company Act. During that time, U.S. Bank did not have adequate compliance procedures and controls designed to prevent prohibited principal affiliated transactions between U.S. Bank and the funds. U.S. Bank failed to correct these deficiencies despite notice on at least two occasions that the Commission’s examiners found U.S. Bank’s procedures inadequate in this area. Without admitting or denying the Commission’s findings, U.S. Bank consented to the entry of a cease-and-desist order, to pay a $500,000 civil money penalty, and to comply with certain remedial undertakings intended to strengthen U.S. Bank’s policies, procedures, and controls with respect to prohibited affiliated transactions. (Rel. IC-27057; File No. 3-12029) FORMER DEL GLOBAL CEO LEONARD TRUGMAN AGREES TO $1.25 MILLION SETTLEMENT WITH SEC The Securities and Exchange Commission announced today that it has reached a settlement of its pending financial fraud case against Leonard A. Trugman, the former chairman and chief executive officer of Del Global Technologies Corp., Inc., a company based in Valhalla, N.Y. The Commission’s complaint, filed June 1, 2004 in the U.S. District Court for the Southern District of New York, alleged that Trugman, along with five former officers and/or directors of Del, participated in a multi- year financial fraud at Del between 1997 and 2000. Trugman consented to the entry of a final judgment against him without admitting or denying the allegations in the Commission's complaint. On Aug. 23, 2005, the Honorable Colleen McMahon, U.S. District Judge for the Southern District of New York, entered a final judgment that requires Trugman to pay $885,000 in disgorgement of ill-gotten gains, $255,000 in prejudgment interest thereon, and a $110,000 civil penalty, for a total of $1.25 million. The final judgment also enjoins Trugman from (i) violations of Section 17(a) of the Securities Act of 1933, Sections 10(b) and 13(b)(5) of the Securities Exchange Act of 1934, and Exchange Act Rules 13b2-1 and 13b2-2, (ii) aiding and abetting violations of Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act, and (iii) controlling any person (pursuant to Exchange Act 20(a)) that violates these provisions. Additionally, the final judgment permanently bars Trugman from acting as an officer or director of a public company. The Commission's complaint alleged, among other things, that Trugman orchestrated a financial fraud at Del that resulted in Del materially overstating its reported revenues and caused Del to make numerous material misrepresentations in Commission filings and in press releases. According to the complaint, Del routinely engaged in improper revenue recognition when it held open quarters, prematurely shipped products to third-party warehouses, and recorded sales on products that Del had not yet manufactured. The complaint also alleged that Del improperly accounted for inventory by recording obsolete inventory at full value and overstating certain engineering work in process values. In addition, the complaint alleged that Del improperly characterized certain ordinary expenses as capital expenditures. As alleged in the complaint, these actions contravened Generally Accepted Accounting Principles and resulted in the overstatement of Del's reported pre-tax income by at least $3.7 million (110%) in fiscal year 1997, $5.2 million (161%) in fiscal year 1998, and $7.9 million (466%) in fiscal year 1999 - and allowed Del to represent that its performance was on par with internal and external expectations in the first three quarters of fiscal year 2000, when in fact those expectations outpaced the company's actual performance by a wide margin. The complaint further alleged that Trugman and others engaged in a cover- up to prevent Del's outside auditors from discovering the fraud. Del kept two sets of books (one set for its auditors and one correct set) and falsified documents such as shipping logs, quality control records, and accounts receivable documents to hide its fraudulent accounting practices from its outside auditors. [SEC v. Del Global Technologies Corp., Inc., et al., 04 CV 4092, S.D.N.Y.] (LR-19360) COURT ENTERS DEFAULT JUDGMENT OF PERMANENT INJUNCTION AGAINST DEFENDANT ROBERT WILDER AND ORDERS HIM TO PAY A CIVIL MONEY PENALTY OF $110,000 On March 30, 2005, the Honorable Daniel T.K. Hurley of the United States District Court for the Southern District of Florida entered a default judgment of permanent injunction against Defendant Robert Wilder. The Court found that Defendant Wilder violated Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5, thereunder. In addition to injunctive relief, the judgment provided for the imposition of a civil penalty. On June 30, 2005, the Honorable Daniel T. K. Hurley ordered Wilder to pay a civil money penalty in the amount of $110,000. In its complaint the Commission charged defendant Wilder and others with filing materially false and misleading statements and failing to disclose material information in filings with the Commission in violation of the federal securities laws. [SEC v. COI Solutions, Inc., et al., Case No. 02-80767-CIV-HURLEY/LYNCH, S.D. FL] (LR-19361) COURT ENTERS FINAL JUDGMENT OF PERMANENT INJUNCTION AGAINST DEFENDANT MARK WIERTZEMA The Securities and Exchange Commission announced that on April 26, 2005, the Honorable Daniel T.K. Hurley of the United States District Court for the Southern District of Florida entered a Final Judgment of Permanent Injunction against Defendant Mark Wiertzema. The Final Judgment, entered with the consent of Wiertzema, enjoins him from further violation of Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder and from aiding and abetting violation of Section 13(a) of the Exchange Act and Rules 12b-20 and 13a-1, thereunder. Based upon Wiertzema’s poor health and financial condition, the Commission is not seeking a civil money penalty. The Commission alleged in its Complaint that Wiertzema and others made materially false and misleading statements and failed to disclose material information in filings with the Commission in violation of the federal securities laws. [SEC v. Rhino Ecosystems, Inc., et al., Case No. 02-80768-CIV-HURLEY/LYNCH, SD FL] (LR-19362) INVESTMENT COMPANY ACT RELEASE WNC HOUSING TAX CREDIT FUND VI, L.P., SERIES 13 AND SERIES 14, AND WNC NATIONAL PARTNERS, LLC An order has been issued on an application filed by WNC Housing Tax Credit Fund VI, L.P., Series 13 and Series 14, and WNC National Partners, LLC under Sections 6© and 6(e) of the Investment Company Act exempting each Series from all provisions of the Act, except Sections 37 through 53 of the Act and the rules under those sections other that Rule 38a-1. The order permits each Series to invest in limited partnerships that engage in the ownership and operation of apartment complexes for low and moderate income persons. (Rel. IC-27053 – Aug. 30, 2005) HOLDING COMPANY ACT RELEASE KEYSPAN CORPORATION, ET AL. A notice has been issued giving interested persons until September 27 to request a hearing on a proposal by KeySpan Corporation and its captive insurance subsidiary company, KeySpan Insurance Corporation (KIC). KeySpan and KIC request authority for KIC to expand its insurance activities. (Rel. 35-28020) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change filed by the New York Stock Exchange (SR-NYSE- 2005-57) automating the execution of elected stop orders and CAP-DI orders and converted CAP-DI orders has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of September 5. (Rel. 34-52362) A proposed rule change filed by the Pacific Exchange (SR-PCX-2005-101) relating to the extension of the pilot program applicable to option strategy executions until March 1, 2006, has become effective under Section 19(b)(3)(A)(ii) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of September 5. (Rel. 34-52366) A proposed rule change and Amendment No. 1 thereto (SR-NASD-2005-102) filed by NASD to allow members to report certain trades in exchange- listed securities through the execution services of the Nasdaq Market Center has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of September 5. (Rel. 34-52376) ACCELERATED APPROVAL OF PROPOSED RULE CHANGES The Commission noticed and granted accelerated approval of a proposed rule change (SR-CHX-2005-23) submitted under Rule 19b-4 of the Securities Exchange Act of 1934 by the Chicago Stock Exchange relating to the assignment of securities to specialists. Publication of the notice is expected to appear in the Federal Register during the week of September 5. (Rel. 34-52379) The Commission noticed and granted accelerated approval of a proposed rule change submitted by the Chicago Futures Exchange (SR-CFE-2005-02) relating to Customer Margin Requirements for Security Futures. (Rel. 34- 52381) The Commission noticed and granted accelerated approval of a proposed rule change (SR-CHX-2005-23) submitted under Rule 19b-4 of the Securities Exchange Act of 1934 by the Chicago Stock Exchange relating to the assignment of securities to specialists. Publication of the notice is expected to appear in the Federal Register during the week of September 5. (Rel. 34-52379) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-PCX-2005-58) submitted by the Pacific Exchange pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 relating to its Market Order Auction. Publication of the order is expected in the Federal Register during the week of September 5. (Rel. 34-52361) The Commission has approved a proposed rule change and amendment thereto filed by the Pacific Exchange (SR-PCX-2005-68) to modify its rate schedule retroactively to Jan. 1, 2002, to cap the fees on multiple options issues transfers, pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of September 5. (Rel. 34-52371) The Commission approved a proposed rule change filed by NASD through its subsidiary, The Nasdaq Stock Market, Inc.(SR-NASD-2005-051), to create an enterprise license fee for the TotalView entitlement. Publication of the order is expected in the Federal Register during the week of September 5. (Rel. 34-52377) INTERMARKET TRADING SYSTEM PLAN EXEMPTION EXTENSION ORDER The Commission issued an order granting an extension of the de minimis exemption from the provisions of the Intermarket Trading System Plan governing intermarket trade-throughs with respect to transactions in Dow Jones Industrial Average ETF(DIA) and the Standard & Poor’s 500 Index ETF(SPY). Publication of the order is expected in the Federal Register during the week of September 5. (Rel. 34-52382) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 Cardiac Science CORP, 3303 MONTE VILLA PARKWAY, BOTHELL, WA, 98021, 425-402-2206 - 0 ($68,408,890.38) Equity, (File 333-128057 - Sep. 2) (BR. 10A) S-1 Acquicor Technology Inc, 4910 BIRCH STREET, SUITE 102, NEWPORT BEACH, CA, 92660, 949 759-3434 - 0 ($486,000,000.00) Equity, (File 333-128058 - Sep. 2) (BR. 09) S-1 SGX PHARMACEUTICALS, INC., 10505 ROSELLE STREET, SAN DIEGO, CA, 92121, 858-558-4850 - 0 ($80,500,000.00) Equity, (File 333-128059 - Sep. 2) (BR. 01) SB-2 DATAMEG CORP, 9 WEST BROADWAY, BOSTON, MA, 02127, 4136420160 - 61,416,440 ($5,834,562.00) Equity, (File 333-128060 - Sep. 2) (BR. 11B) S-8 AETHER HOLDINGS INC, 621 E. PRATT STREET, SUITE 601, BALTIMORE, MD, 21202, 4435739400 - 0 ($3,540,003.00) Equity, (File 333-128062 - Sep. 2) (BR. 07) N-2 TORTOISE ENERGY CAPITAL CORP, 10801 MASTIN BOULEVARD, OVERLAND PARK, KS, 66210, 913-981-1020 - 0 ($1,000,000.00) Non-Convertible Debt, (File 333-128063 - Sep. 2) (BR. 16) S-4 Builders FirstSource, Inc., 2001 BRYAN STREET, SUITE 1600, DALLAS, TX, 75201, (214) 880-3500 - 0 ($275,000,000.00) Non-Convertible Debt, (File 333-128064 - Sep. 2) (BR. 06A) S-4 CLAYTON WILLIAMS ENERGY INC /DE, SIX DESTA DR, STE 6500, MIDLAND, TX, 79705, 9156826324 - 0 ($225,000,000.00) Non-Convertible Debt, (File 333-128065 - Sep. 2) (BR. 04B) N-2 MUNIHOLDINGS FUND INC, 800 SCUDDERS MILL RD, C/O MERRILL LYNCH ASSET MANAGEMENT, PLAINSBORO, NJ, 08536, 6092823087 - 600 ($15,000,000.00) Equity, (File 333-128066 - Sep. 2) (BR. 17) SB-2 OPHTHALMIC IMAGING SYSTEMS, 221 LATHROP WAY, SUITE 1, SACRAMENTO, CA, 95815, 9166462020 - 6,000,000 ($7,380,000.00) Equity, (File 333-128067 - Sep. 2) (BR. 10C) S-8 TRM CORP, 5208 N E 122ND AVENUE, PORTLAND, OR, 97230-1074, 5032578766 - 715,000 ($10,960,950.00) Equity, (File 333-128068 - Sep. 2) (BR. 11A) S-3 RITA MEDICAL SYSTEMS INC, 967 N SHORELINE BLVD, MOUNTAIN VIEW, CA, 94013, 6503858500 - 2,406,947 ($8,424,315.00) Equity, (File 333-128069 - Sep. 2) (BR. 10C) S-3 INHIBITEX INC, 8997 WESTLAKE PARKWAY, ALPHARETTA, GA, 30004, 678-746-1100 - 5,000,000 ($45,350,000.00) Equity, (File 333-128070 - Sep. 2) (BR. 01) S-3 DEERE JOHN CAPITAL CORP, 1 EAST FIRST STREET, SUITE 600, RENO, NV, 89501, (702) 786-5527 - 0 ($1,000,000.00) Other, (File 333-128071 - Sep. 2) (BR. 07B) S-8 ACCREDITED HOME LENDERS HOLDING CO, 0 ($9,711,264.42) Equity, (File 333-128072 - Sep. 2) (BR. 07A) S-1 Viceroy Acquisition CORP, 8235 FORSYTH BOULEVARD, SUITE 400, CLAYTON, MO, 63105, 314-889-9621 - 0 ($339,500,100.00) Equity, (File 333-128073 - Sep. 2) (BR. 09) S-3 EVERGREEN SOLAR INC, 259 CEDAR HILL STREET, MARLBORO, MA, 01752, 508-357-2221 - 0 ($90,000,000.00) Debt Convertible into Equity, (File 333-128074 - Sep. 2) (BR. 10B) S-1 AMERICAN DAIRY INC, 865 SOUTH FIGUEROA STREET, SUITE 3340, LOS ANGELES, CA, 90017, 213-488-5131 - 6,504,405 ($50,409,139.00) Equity, (File 333-128075 - Sep. 2) (BR. 09A) S-8 TELLABS INC, ONE TELLABS CENTER, 1415 WEST DIEHL ROAD, NAPERVILLE, IL, 60563, 630-378-8800 - 0 ($87,900,000.00) Equity, (File 333-128076 - Sep. 2) (BR. 11B) SB-2 MARINE GROWTH VENTURES INC, 405-A ATLATIS RD, CAPE CANAVERAL, FL, 32920, 321-783-1744 - 1,017,000 ($203,400.00) Equity, (File 333-128077 - Sep. 2) (BR. ) SB-2 QUEPASA CORP, 410 N. 44TH STREET, SUITE 450, PHOENIX, AZ, 85008, 602-716-0100 - 2,693,628 ($7,461,349.56) Equity, (File 333-128078 - Sep. 2) (BR. 11B) N-2 COHEN & STEERS SELECT UTILITY FUND INC, 757 HIRD AVENUE, NEW YORK, NY, 10017, 2128323232 - 40 ($1,000,000.00) Equity, (File 333-128080 - Sep. 2) (BR. 22) S-11 GMH Communities Trust, 10 CAMPUS BOULEVARD, NEWTOWN SQUARE, PA, 19073, 610-355-8000 - 0 ($115,000,000.00) Equity, (File 333-128081 - Sep. 2) (BR. 08A) S-8 SPECTRX INC, 4955 AVALON RIDGE PKWY, SUITE 300, NORCROSS, GA, 30071, 7702428723 - 1,000,000 ($240,000.00) Equity, (File 333-128082 - Sep. 2) (BR. 10C) S-2 BIOTIME INC, 935 PARDEE ST, BERKELEY, CA, 94710, 5108459535 - 0 ($14,603,587.50) Equity, (File 333-128083 - Sep. 2) (BR. 01C) N-2 COHEN & STEERS REIT & UTILITY INCOME FUND INC, 40 ($1,000,000.00) Equity, (File 333-128084 - Sep. 2) (BR. 22) S-3 ALEXION PHARMACEUTICALS INC, 352 KNOTTER DRIVE, CHESHIRE, CT, 06511, 2037761790 - 0 ($250,000,000.00) Equity, (File 333-128085 - Sep. 2) (BR. 01C) S-8 EBIX INC, 8475063100 - 0 ($14,483,369.00) Equity, (File 333-128086 - Sep. 2) (BR. 03A) S-3 BIOCRYST PHARMACEUTICALS INC, 2190 PARKWAY LAKE DR, BIRMINGHAM, AL, 35244, 2054444600 - 0 ($85,000,000.00) Equity, (File 333-128087 - Sep. 2) (BR. 01C) S-3 FUELCELL ENERGY INC, 3 GREAT PASTURE RD, DANBURY, CT, 06813, 2038256000 - 0 ($153,500,000.00) Equity, (File 333-128088 - Sep. 2) (BR. 10B) SB-2 CONOLOG CORP, 5 COLUMBIA RD, SOMERVILLE, NJ, 08876, 9087228081 - 2,640,000 ($4,963,200.00) Equity, (File 333-128089 - Sep. 2) (BR. 10A) S-4 COMMERCE BANCORP INC /NJ/, COMMERCE ATRIUM, 1701 RTE 70 E, CHERRY HILL, NJ, 08034-5400, 8567519000 - 3,325,486 ($26,003,679.00) Equity, (File 333-128090 - Sep. 2) (BR. 07C) S-8 BlueLinx Holdings Inc., 4300 WILDWOOD PARKWAY, ATLANTA, GA, 30339, 770-953-7000 - 2,200,000 ($20,482,000.00) Equity, (File 333-128091 - Sep. 2) (BR. 06C) S-8 ZHONE TECHNOLOGIES INC, 7001 OAKPORT STREET, OAKLAND, CA, 94621, 5107777000 - 0 ($111,023,703.02) Equity, (File 333-128092 - Sep. 2) (BR. 11B) S-3 MANNKIND CORP, 28903 NORTH AVE PAINE, VALENCIA, CA, 91355, 6617755300 - 20,558,022 ($254,508,312.36) Equity, (File 333-128093 - Sep. 2) (BR. 01) S-8 Advanced Life Sciences Holdings, Inc., (630) 739-6744 - 0 ($10,918,135.00) Equity, (File 333-128094 - Sep. 2) (BR. 01) S-8 DIGIMARC CORP, 9405 SW GEMINI DRIVE, BEAVERTON, OR, 97008, 5034694800 - 0 ($14,106,582.69) Equity, (File 333-128096 - Sep. 2) (BR. 03A) S-1 Energy Transfer Equity, L.P., 2828 WOODSIDE STREET, DALLAS, TX, 75204, 2149810700 - 0 ($345,000,000.00) Limited Partnership Interests, (File 333-128097 - Sep. 2) (BR. ) S-8 NETWORK APPLIANCE INC, 495 EAST JAVA DR, SUNNYVALE, CA, 94089, 4088226000 - 0 ($22,627,173.01) Equity, (File 333-128098 - Sep. 2) (BR. 03A) S-3 ENDO PHARMACEUTICALS HOLDINGS INC, 100 ENDO BOULEVARD, CHADDS FORD, PA, 19317, 6105589800 - 0 ($555,845,000.00) Equity, (File 333-128099 - Sep. 2) (BR. 01A) S-3 CABELAS INC, ONE CABELA DRIVE, SIDNEY, NE, 69160, 308-254-5505 - 0 ($125,680,637.00) Equity, (File 333-128100 - Sep. 2) (BR. 02) S-3 HOLLY ENERGY PARTNERS LP, 0 ($848,824,100.00) Other, (File 333-128101 - Sep. 2) (BR. 04) S-4 TEXAS UNITED BANCSHARES INC, P.O. BOX B, LA GRANGE, TX, 78945, 9799687261 - 1,675,000 ($28,542,000.00) Equity, (File 333-128102 - Sep. 2) (BR. 07A) S-8 USANA HEALTH SCIENCES INC, 3838 WEST PARKWAY BLVD., SALT LAKE CITY, UT, 84120-6336, 8019547100 - 0 ($10,072,000.00) Equity, (File 333-128103 - Sep. 2) (BR. 01C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT A4S SECURITY, INC. CO 2.02,7.01,9.01 09/01/05 ABERDENE MINES LTD 3.02 08/29/05 ACXIOM CORP DE 1.01,9.01 09/02/05 ADAMS RESOURCES & ENERGY, INC. DE 8.01 09/01/05 ADM TRONICS UNLIMITED INC/DE DE 4.02 09/02/05 AEP INDUSTRIES INC DE 7.01,9.01 09/02/05 AGCO CORP /DE DE 1.01,9.01 09/02/05 AIRTRAN HOLDINGS INC NV 7.01 08/02/05 AKID CORP CO 5.01,9.01 06/06/05 ALEXION PHARMACEUTICALS INC DE 1.01,5.02,8.01,9.01 07/19/05 ALICO INC FL 8.01 09/02/05 ALLIANCE ONE INTERNATIONAL, INC. VA 4.01,9.01 08/25/05 AMEND ALLIANCE SEMICONDUCTOR CORP /DE/ DE 5.02,9.01 09/01/05 Allis Chalmers Energy Inc. DE 9.01 07/11/05 AMEND ALLOS THERAPEUTICS INC DE 7.01,9.01 09/01/05 ALLSTATE LIFE GLOBAL FUNDING DE 8.01 09/01/05 ALLSTATE LIFE GLOBAL FUNDING DE 8.01 09/01/05 AMERICAN AXLE & MANUFACTURING HOLDING DE 5.02,9.01 09/01/05 AMERICAN EAGLE OUTFITTERS INC DE 7.01,8.01,9.01 08/31/05 AMERICAN EAGLE OUTFITTERS INC DE 5.02,8.01,9.01 08/31/05 AMERICAN EDUCATION CORP NV 8.01,9.01 09/02/05 AMERICAN EQUITY INVESTMENT LIFE HOLDI IA 1.01,9.01 09/02/05 AMERICAN FINANCIAL REALTY TRUST 1.01 08/30/05 AMERICAN SOFTWARE INC GA 4.02,9.01 09/01/05 AMERICANWEST BANCORPORATION WA 5.02,9.01 08/31/05 AMERITRADE HOLDING CORP DE 3.01,5.02 08/31/05 AMLI RESIDENTIAL PROPERTIES TRUST MD 5.02 08/31/05 AMPHENOL CORP /DE/ DE 8.01 09/02/05 ANALYSTS INTERNATIONAL CORP 7.01,9.01 09/02/05 ANDREW CORP DE 5.02,9.01 09/01/05 ANIKA THERAPEUTICS INC MA 1.02,8.01,9.01 08/31/05 APAC CUSTOMER SERVICE INC IL 5.02 09/02/05 APPLE HOSPITALITY FIVE INC VA 2.02,9.01 08/30/05 APPLE HOSPITALITY TWO INC VA 2.02,9.01 08/30/05 APPLE REIT SIX INC 2.02,9.01 08/30/05 ARTISOFT INC DE 1.01,9.01 09/01/05 ASPENBIO INC CO 1.02,9.01 09/02/05 Asset Backed Pass-Through Certificate DE 8.01,9.01 08/25/05 Asset Backed Pass-Through Certificate DE 8.01,9.01 03/25/05 AMEND ASYST TECHNOLOGIES INC /CA/ CA 1.01 08/29/05 ATMOSPHERIC GLOW TECHNOLOGIES INC DE 2.03 08/31/05 AUSTRALIAN CANADIAN OIL ROYALTIES LTD A1 8.01 09/02/05 AVERY SPORTS TURF INC DE 2.01,9.01 05/12/05 AXESSTEL INC NV 1.01 09/02/05 Azur International, Inc. 8.01,9.01 09/01/05 BANC OF AMERICA COMMERCIAL MORTGAGE I DE 8.01,9.01 09/02/05 Banc of America Funding 2005-3 Trust DE 8.01,9.01 08/25/05 Banc of America Mortgage Securities M DE 8.01,9.01 08/25/05 Banc of America Securities Auto Trust DE 8.01,9.01 07/18/05 AMEND BANCORPSOUTH INC MS 7.01,9.01 09/01/05 BANK OF AMERICA CORP /DE/ DE 8.01 09/02/05 BEIJING MED PHARM CORP 1.01,7.01,9.01 08/29/05 BELLAVISTA CAPITAL INC MD 4.01,9.01 09/01/05 BEVERLY HILLS BANCORP INC DE 8.01,9.01 09/01/05 BOEING CO DE 1.01,9.01 08/29/05 BOSTON COMMUNICATIONS GROUP INC MA 8.01,9.01 09/01/05 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 7.01,9.01 09/01/05 BOTTOMLINE HOME LOAN INC NV 4.01,9.01 08/22/05 AMEND BOWNE & CO INC DE 2.01 09/02/05 BRAVO FOODS INTERNATIONAL CORP DE 1.01 08/30/05 BROWN FORMAN CORP DE 2.01,2.02,7.01,9.01 09/01/05 BSI2000 INC DE 4.02,9.01 09/02/05 AMEND BUILDING MATERIALS HOLDING CORP DE 1.01 08/31/05 C H ROBINSON WORLDWIDE INC DE 8.01,9.01 09/01/05 CAL DIVE INTERNATIONAL INC MN 7.01,9.01 08/31/05 CALIFORNIA NEWS TECH NV 2.03,9.01 09/02/05 CAMDEN NATIONAL CORP ME 5.02 09/02/05 CAMPBELL FUND TRUST MD 3.02 09/01/05 CANARGO ENERGY CORP DE 7.01,9.01 09/01/05 Capital One Auto Receivables LLC DE 8.01,9.01 09/02/05 CARROLS CORP DE 4.01,9.01 08/11/05 AMEND CASELLA WASTE SYSTEMS INC DE 5.02 08/30/05 CATALINA MARKETING CORP/DE DE 1.01 08/29/05 CBOT HOLDINGS INC DE 5.02,8.01 09/01/05 CCC INFORMATION SERVICES GROUP INC DE 8.01,9.01 09/01/05 CELL ROBOTICS INTERNATIONAL INC CO 5.02 08/29/05 CELL THERAPEUTICS INC WA 4.01,9.01 08/31/05 Cellu Tissue Holdings, Inc. DE 7.01,9.01 09/02/05 CENTRAL EUROPEAN DISTRIBUTION CORP DE 1.01,9.01 08/31/05 CERTIFIED SERVICES INC NV 2.01 09/02/05 CHECKFREE CORP \GA\ DE 7.01,8.01,9.01 09/02/05 CHEMED CORP DE 8.01 09/01/05 CHENIERE ENERGY INC DE 7.01,9.01 09/02/05 CHOICE HOTELS INTERNATIONAL INC /DE DE 5.02,9.01 09/01/05 CHURCHILL DOWNS INC KY 7.01,9.01 09/02/05 CIENA CORP DE 1.01,9.01 08/31/05 CIMAREX ENERGY CO DE 7.01,9.01 09/01/05 CIT EQUIPMENT COLLATERAL 2003-EF1 DE 9.01 08/31/05 CIT EQUIPMENT COLLATERAL 2003-VT1 DE 9.01 08/31/05 CIT Equipment Collateral 2004-EF1 DE 9.01 08/31/05 CIT EQUIPMENT COLLATERAL 2004-VT1 DE 9.01 08/31/05 CIT Equipment Collateral 2005-VT1 9.01 08/31/05 CIT HOME EQUITY LOAN TRUST 1998-1 NY 9.01 08/31/05 CIT HOME EQUITY LOAN TRUST 2002-1 DE 9.01 08/31/05 CIT HOME EQUITY LOAN TRUST 2003-1 DE 9.01 08/31/05 CIT HOME EQUITY TRUST 2002-2 DE 9.01 08/31/05 CIT RV TRUST 1997 A DE 9.01 08/31/05 CIT RV TRUST 1998-A DE 9.01 08/31/05 CIT RV TRUST 1999-A DE 9.01 08/31/05 CITICORP MORTGAGE SECURITIES INC DE 2.01 08/26/05 CITIGROUP DIVERSIFIED FUTURES FUND LP 8.01 08/29/05 CITIGROUP FAIRFIELD FUTURES FUND LP I 3.02,8.01 08/29/05 CITY HOLDING CO WV 8.01,9.01 08/31/05 CITYFED FINANCIAL CORP DE 5.02 09/02/05 CLARK INC DE 1.01,2.03,8.01,9.01 08/29/05 COASTAL CARIBBEAN OILS & MINERALS LTD D0 8.01,9.01 09/01/05 COLUMBUS MCKINNON CORP NY 8.01,9.01 09/02/05 CONCENTRAX INC NV 5.02 09/01/05 CONOCOPHILLIPS DE 5.02 09/01/05 CONSOLIDATED CAPITAL GROWTH FUND CA 2.03,9.01 08/29/05 CONTINENTAL AIRLINES INC /DE/ DE 8.01,9.01 09/01/05 COUNTY BANK CORP MI 7.01 09/01/05 COVE APPAREL INC NV 5.02,9.01 08/31/05 CPI CORP DE 2.02,9.01 09/01/05 CROWLEY MARITIME CORP DE 7.01,9.01 08/29/05 CSFB HOME EQUITY MORTGAGE TRUST 2005- DE 8.01,9.01 07/25/05 AMEND CULLEN FROST BANKERS INC TX 8.01,9.01 08/08/05 DELL INC DE 5.02 09/01/05 DELTA AIR LINES INC /DE/ DE 3.02 08/29/05 DIODES INC /DEL/ DE 1.01,9.01 08/29/05 DIODES INC /DEL/ DE 1.01,9.01 08/29/05 DIVERSIFIED CORPORATE RESOURCES INC TX 8.01,9.01 09/02/05 DOLLAR GENERAL CORP TN 7.01,9.01 09/02/05 DPL INC OH 1.01,9.01 08/31/05 DRESS BARN INC CT 2.02,8.01,9.01 09/01/05 EGL INC TX 1.01 08/29/05 EL PASO CORP/DE DE 8.01,9.01 08/31/05 EL PASO PRODUCTION HOLDING CO DE 1.01,2.01,2.03,8.01,9.01 08/31/05 EMERGING VISION INC NY 2.02,8.01 09/02/05 EMERSON ELECTRIC CO MO 1.02,9.01 08/31/05 ENCORE CAPITAL GROUP INC DE 1.01,2.01,3.02,9.01 08/30/05 ENERGY CONVERSION DEVICES INC DE 7.01,9.01 09/01/05 ENOVA SYSTEMS INC CA 8.01,9.01 09/02/05 ENTRUST INC MD 1.01,2.03,8.01,9.01 09/02/05 ERP OPERATING LTD PARTNERSHIP MD 1.01,2.03,8.01,9.01 08/30/05 EXIDE TECHNOLOGIES DE 5.02,9.01 08/30/05 EXPRESSJET HOLDINGS INC DE 8.01,9.01 09/01/05 FACTORY CARD OUTLET CORP DE 2.02,9.01 09/01/05 FAIRPOINT COMMUNICATIONS INC DE 7.01,9.01 09/01/05 FAMILY DOLLAR STORES INC DE 2.02,9.01 09/01/05 Federal Home Loan Bank of New York X1 2.03,8.01 08/30/05 FelCor Lodging Trust Inc MD 5.03,8.01,9.01 08/29/05 FelCor Lodging Trust Inc MD 3.02 08/30/05 FIRST STATE BANCORPORATION NM 1.01,9.01 08/31/05 FIRST STATE BANCORPORATION NM 8.01,9.01 09/02/05 FIRST UNION COMMERCIAL MORTGAGE SECUR NC 8.01,9.01 08/18/05 FreightCar America, Inc. DE 4.02,9.01 09/02/05 FRONTIER STAFFING INC NV 3.02 09/02/05 FTS GROUP, INC. CO 5.02 08/29/05 GATEWAY FINANCIAL HOLDINGS INC NC 5.02 08/29/05 GEOGLOBAL RESOURCES INC DE 9.01 09/01/05 GILLETTE CO DE 1.01,2.03,9.01 08/31/05 GOLD BANC CORP INC KS 8.01 09/02/05 GOLDSTRIKE INC NV 5.02 08/31/05 GRAPHIC PACKAGING CORP DE 5.02,9.01 09/02/05 GREATER COMMUNITY BANCORP NJ 5.02 08/29/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 08/31/05 GSI GROUP INC DE 5.02,9.01 08/30/05 GULF ISLAND FABRICATION INC LA 8.01,9.01 09/02/05 GULFMARK OFFSHORE INC DE 7.01,9.01 09/02/05 HARRIS CORP /DE/ DE 1.01,7.01,9.01 08/31/05 HEARTLAND TECHNOLOGY INC DE 1.03 08/24/05 HEARUSA INC DE 1.01,1.02 08/31/05 HENRY JACK & ASSOCIATES INC DE 1.01,9.01 08/30/05 HERITAGE BANKSHARES INC /VA VA 7.01,9.01 09/02/05 HESPERIA HOLDING INC 4.01,9.01 07/26/05 AMEND HIGHER EDUCATION FUNDING I DE 8.01,9.01 08/25/05 HOME SOLUTIONS OF AMERICA INC DE 1.01,9.01 08/30/05 HOMEBANC CORP GA 1.01,9.01 08/31/05 HOMEBANC CORP GA 1.01,2.03,9.01 08/30/05 HUMAN BIOSYSTEMS INC CA 1.01,9.01 09/02/05 IMAGE SOFTWARE INC CO 1.02,9.01 09/01/05 IMMUNOMEDICS INC DE 5.02,9.01 09/02/05 IMPAC MORTGAGE HOLDINGS INC MD 1.01,9.01 08/12/05 INFOUSA INC DE 1.01,9.01 08/08/05 AMEND INSITUFORM TECHNOLOGIES INC DE 8.01,9.01 09/01/05 INTELLIGENT MOTOR CARS GROUP INC DE 1.01,1.02,3.01,9.01 08/31/05 INTELLISYNC CORP DE 1.01 08/29/05 INTUITIVE SURGICAL INC DE 5.02,8.01,9.01 08/31/05 IPEX, INC NV 5.02 08/30/05 Irwin Whole Loan Home Equity Trust 20 DE 8.01,9.01 08/25/05 ISECURETRAC CORP DE 8.01,9.01 09/01/05 ITC DELTACOM INC DE 8.01,9.01 09/01/05 J P MORGAN CHASE & CO DE 9.01 08/30/05 J2 GLOBAL COMMUNICATIONS INC DE 1.01,9.01 08/31/05 JAFRA WORLDWIDE HOLDINGS LUX SARL N4 4.01 08/23/05 AMEND JAMDAT MOBILE INC 5.02 09/01/05 JL HALSEY CORP 1.01,5.02 08/29/05 JOHNSTOWN CONSOLIDATED INCOME PARTNER CA 1.01,9.01 08/29/05 KAMAN CORP CT 8.01,9.01 09/02/05 KELLWOOD CO DE 2.02,9.01 09/01/05 KLEENAIR SYSTEMS INC NV 2.01 09/02/05 LB-UBS Commercial Mortgage Trust 2005 1.01,9.01 08/25/05 LEARNING CARE GROUP, INC MI 2.02,9.01 09/01/05 LMI AEROSPACE INC MO 1.01,9.01 08/31/05 LOCATEPLUS HOLDINGS CORP 8.01 09/02/05 LONE STAR STEAKHOUSE & SALOON INC DE 8.01,9.01 09/01/05 LOUD TECHNOLOGIES INC WA 2.03,9.01 08/29/05 MAIR HOLDINGS INC MN 1.01,9.01 09/01/05 MARITRANS INC /DE/ DE 8.01,9.01 09/02/05 MASTR ASSET BACKED SECURITIES TRUST 2 DE 8.01,9.01 08/25/05 MASTR Asset Backed Securities Trust 2 DE 8.01,9.01 08/25/05 MASTR ASSET SECURITIZATION TRUST 2003 DE 8.01,9.01 08/25/05 MASTR Asset Securitization Trust 2005 DE 8.01,9.01 08/25/05 MASTR Seasoned Securitization Trust 2 DE 8.01,9.01 08/25/05 MCMORAN EXPLORATION CO /DE/ DE 8.01,9.01 09/02/05 MED GEN INC NV 8.01 09/02/05 MEDICIS PHARMACEUTICAL CORP DE 2.02,9.01 09/01/05 MEDIWARE INFORMATION SYSTEMS INC NY 2.02,5.02 08/29/05 MEDTOX SCIENTIFIC INC DE 3.02,8.01,9.01 08/30/05 MERIDIAN HOLDINGS INC CO 7.01 09/02/05 MERIDIAN RESOURCE CORP TX 8.01,9.01 09/02/05 Meritage Homes CORP MD 1.01,9.01 09/01/05 AMEND MERRILL LYNCH MORT INV TRUST MLMI Ser DE 8.01,9.01 08/25/05 MERRILL LYNCH MORT INV TRUST MLMI Ser DE 8.01,9.01 08/25/05 MERRILL LYNCH MORT INV TRUST SERIES M DE 8.01,9.01 08/25/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 08/25/05 Merrill Lynch Mortgage Investors Trus DE 8.01,9.01 08/25/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 08/25/05 Merrill Lynch Mortgage Investors Trus DE 8.01,9.01 08/25/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 08/25/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 08/25/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 08/25/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 08/25/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 08/25/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 08/25/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 08/25/05 META FINANCIAL GROUP INC DE 8.01,9.01 09/02/05 METHODE ELECTRONICS INC DE 2.02,9.01 09/02/05 MGI PHARMA INC MN 8.01,9.01 09/01/05 MICROVISION INC WA 1.01,3.02,9.01 08/31/05 MIDLAND CO OH 8.01 09/02/05 MILACRON INC DE 3.01 08/29/05 MISSION COMMUNITY BANCORP CA 1.01 09/02/05 MOLECULAR DIAGNOSTICS INC DE 5.02 08/29/05 Morgan Stanley ABS Capital I Inc. MSD DE 8.01,9.01 08/25/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 08/25/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 08/25/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 08/25/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 08/25/05 Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 08/25/05 Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 08/25/05 Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 08/25/05 Morningstar, Inc. IL 7.01 09/02/05 MORTGAGE ASSET SEC TRANS INC MASTR AS DE 8.01,9.01 08/25/05 MORTGAGE ASSET SECZT TRANS INC MORT P DE 8.01,9.01 08/25/05 MORTGAGEIT TRUST 2004-2, MORTGAGE-BAC 8.01,9.01 08/25/05 MORTGAGEIT TRUST 2005-1, Mortgage-Bac DE 8.01,9.01 08/25/05 MORTGAGEIT TRUST 2005-2, Mortgage-Bac DE 8.01,9.01 08/25/05 MORTGAGEIT TRUST 2005-3, Mortgage-Bac DE 8.01,9.01 08/25/05 MOTIVE INC DE 1.01 08/31/05 MOTORCAR PARTS AMERICA INC NY 4.02,9.01 08/29/05 MOTORSPORTS EMPORIUM, INC. NV 5.01,8.01,9.01 08/25/05 MYMETICS CORP DE 1.01,9.01 08/30/05 NABORS INDUSTRIES LTD D0 8.01,9.01 09/01/05 Nalco Finance Holdings LLC 8.01,9.01 09/01/05 NATIONAL FUEL GAS CO NJ 7.01 09/01/05 NAVIGANT INTERNATIONAL INC DE 1.01,2.03,8.01,9.01 08/29/05 NGP Capital Resources CO MD 8.01 09/01/05 NNN 2003 VALUE FUND LLC 2.01,9.01 08/26/05 NUTECH DIGITAL INC CA 1.01,9.01 09/01/05 O REILLY AUTOMOTIVE INC MO 7.01,9.01 09/01/05 Odimo INC DE 4.01,9.01 08/31/05 OMNI ENERGY SERVICES CORP LA 1.01,1.02,2.03,3.02,9.01 08/29/05 OPTIGENEX INC. 1.01,9.01 08/29/05 OSI PHARMACEUTICALS INC DE 8.01 09/01/05 OSTEOTECH INC DE 7.01,9.01 09/01/05 PACIFIC CMA INC DE 7.01,9.01 08/13/05 PACIFICORP /OR/ OR 1.01,9.01 09/01/05 PALL CORP NY 1.01 08/29/05 PARAMETRIC TECHNOLOGY CORP MA 8.01 08/30/05 PATH 1 NETWORK TECHNOLOGIES INC DE 5.02 08/29/05 PIEDMONT NATURAL GAS CO INC NC 2.02,8.01,9.01 09/02/05 PLATINA ENERGY GROUP INC. DE 2.03 09/02/05 PLATO LEARNING INC DE 2.02,7.01,9.01 09/01/05 PLIANT CORP UT 8.01,9.01 09/01/05 PLUG POWER INC DE 8.01,9.01 09/02/05 PMC COMMERCIAL TRUST /TX TX 8.01,9.01 08/31/05 POSSIS MEDICAL INC MN 1.01 08/29/05 PROLOGIS MD 8.01 09/02/05 PROVIDE COMMERCE INC DE 8.01,9.01 08/22/05 PSE&G Transition Funding II LLC DE 8.01,9.01 08/31/05 PXRE GROUP LTD 7.01 09/02/05 QLOGIC CORP DE 1.01,7.01,9.01 08/29/05 QUEST OIL CORP NV 5.02 08/08/05 Rackable Systems, Inc. DE 1.01,9.01 08/30/05 RAMTRON INTERNATIONAL CORP DE 1.01,2.01,3.02,9.01 08/29/05 REHABCARE GROUP INC DE 5.02 09/02/05 RELATIONSERVE MEDIA INC 1.01,3.03,9.01 08/29/05 RENOVO HOLDINGS NV 4.01,9.01 08/12/05 AMEND REPUBLIC AIRWAYS HOLDINGS INC DE 5.02,8.01,9.01 09/02/05 RICKS CABARET INTERNATIONAL INC TX 8.01 09/01/05 River Rock Entertainment Authority XX 8.01,9.01 08/30/05 SACO I TRUST 2005-5 DE 8.01,9.01 08/25/05 SALISBURY BANCORP INC CT 5.05,9.01 08/26/05 SALOMON SMITH BARNEY AAA ENERGY FUND 3.02,8.01 08/29/05 SALOMON SMITH BARNEY DIVERSIFIED 2000 8.01 08/29/05 SALOMON SMITH BARNEY ORION FUTURES FU 3.02,8.01 08/29/05 SANDY SPRING BANCORP INC MD 5.02,7.01,9.01 08/31/05 SASCO Mortgage Loan Trust Series 2005 DE 8.01,9.01 08/25/05 SASCO Mortgage Loan Trust Series 2005 DE 8.01,9.01 08/25/05 SAVOY RESOURCES CORP CO 4.01,9.01 08/04/05 AMEND SCHERING PLOUGH CORP NJ 7.01,9.01 09/02/05 SCHOOL SPECIALTY INC WI 2.01,2.03,8.01,9.01 08/31/05 SE FINANCIAL CORP 1.01,9.01 09/02/05 SECURITY FEDERAL CORPORATION SC 8.01,9.01 09/01/05 SENTEX SENSING TECHNOLOGY INC NJ 5.02 08/29/05 SHERIDAN GROUP INC DE 7.01 09/02/05 SILICON GRAPHICS INC DE 2.05 08/30/05 SIPEX CORP DE 1.01,2.05,8.01,9.01 08/29/05 SKY PETROLEUM, INC. NV 1.01,3.02,5.02 08/25/05 SMARTIRE SYSTEMS INC 5.02,9.01 08/29/05 SMITH BARNEY MID WEST FUTURES FUND LP NY 8.01 08/29/05 SMITH BARNEY POTOMAC FUTURES FUND LP 3.02,8.01 08/29/05 SMITH BARNEY WESTPORT FUTURES FUND LP 3.02,8.01 08/29/05 SOUTHERN INVESTORS SERVICE CO INC DE 7.01 08/31/05 SOUTHERN UNION CO DE 5.02,7.01,9.01 09/02/05 SOUTHWEST BANCORP INC OK 8.01 08/31/05 STEEL DYNAMICS INC IN 8.01,9.01 09/02/05 STERLING FINANCIAL CORP /WA/ WA 5.03,9.01 09/01/05 STONE ENERGY CORP DE 7.01,9.01 09/01/05 STRATS SM TRUST FOR IBM CORP SEC SERI 8.01,9.01 08/29/05 Structured Asset Investment Loan Trus DE 8.01,9.01 08/25/05 Structured Asset Investment Loan Trus DE 8.01,9.01 08/25/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 08/31/05 Structured Asset Securities Corp Mort DE 9.01 08/25/05 AMEND STRUCTURED PRODUCTS CORP DE 5.03,9.01 08/19/05 SUNRISE TELECOM INC 7.01 08/30/05 SUPERGEN INC DE 8.01,9.01 09/01/05 TALEO CORP 1.01,3.02 07/25/05 TAYLOR CAPITAL GROUP INC DE 8.01,9.01 09/02/05 Tejas Inc DE 1.01,9.01 08/31/05 TELETOUCH COMMUNICATIONS INC DE 4.02,9.01 08/29/05 TGC INDUSTRIES INC TX 8.01,9.01 09/01/05 THERAVANCE INC DE 1.01 08/29/05 TIDEWATER INC DE 8.01,9.01 09/01/05 TIMELINE INC WA 1.01,2.01,9.01 08/31/05 TIMKEN CO OH 8.01 09/02/05 TODCO DE 7.01,9.01 09/02/05 TOROTEL INC MO 4.01,9.01 08/22/05 AMEND TRI-S SECURITY CORP GA 1.01,9.01 08/30/05 TULLYS COFFEE CORP 1.01,1.02,2.01,9.01 08/31/05 UNISOURCE ENERGY CORP AZ 5.02 09/01/05 UNITED HERITAGE CORP UT 3.01 08/30/05 UNITED HERITAGE CORP UT 1.02,9.01 08/31/05 UNITED MORTGAGE TRUST MD 1.01,8.01,9.01 09/01/05 UNITED NATURAL FOODS INC DE 1.01,9.01 08/04/05 UNITED RENTALS INC /DE DE 8.01,9.01 09/01/05 UNIVEC INC DE 4.01 07/28/05 AMEND UNIVERSAL HEALTH REALTY INCOME TRUST MD 8.01 09/01/05 UNIVERSAL HEALTH SERVICES INC DE 8.01,9.01 09/01/05 UNIVERSAL PROPERTY DEVELOPMENT & ACQU CA 1.02,2.01,3.02,9.01 08/29/05 VALERO ENERGY CORP/TX DE 2.01,9.01 09/01/05 VERIDIUM CORP DE 1.01,9.01 09/02/05 VERIZON COMMUNICATIONS INC DE 5.02,5.03 09/01/05 VERMONT PURE HOLDINGS LTD/DE DE 5.02 08/29/05 VERSATA INC DE 5.02 09/01/05 VIPER NETWORKS INC UT 5.02,8.01,9.01 08/26/05 VISCOUNT SYSTEMS INC NV 1.01,7.01 08/29/05 Visualant, INC NV 5.02 08/31/05 WALGREEN CO IL 8.01,9.01 09/02/05 WARP TECHNOLOGY HOLDINGS INC NV 1.01,2.03,9.01 08/29/05 WELLS FARGO ASSET SECURITIES CORP DE 8.01,9.01 09/01/05 WESTBOROUGH FINANCIAL SERVICES INC MA 1.01,9.01 08/29/05 WESTERN SIERRA BANCORP CA 1.01,9.01 08/30/05 White River Capital Inc 2.01,2.03,5.02,9.01 08/31/05 Williams Partners L.P. DE 7.01,9.01 09/01/05 WIRELESS TELECOM GROUP INC NJ 5.02,9.01 09/01/05 WORLD FUEL SERVICES CORP FL 7.01,9.01 09/02/05 WORLD HEALTH ALTERNATIVES INC FL 1.01,4.01,8.01,9.01 08/19/05 AMEND WORLD WASTE TECHNOLOGIES INC CA 5.02 08/31/05 XILINX INC DE 8.01,9.01 08/30/05 YARDVILLE NATIONAL BANCORP NJ 8.01,9.01 08/31/05 ZINGO, INC NV 5.02 08/30/05