SEC NEWS DIGEST Issue 2003-148 August 4, 2003 ENFORCEMENT PROCEEDINGS PRIME BANK PROMOTER SENTENCED TO THIRTY YEARS The Commission announced that on July 30, 2003, John Wayne Zidar (Zidar), age 60, was sentenced to thirty years in prison based upon his role in a fraudulent prime bank scheme, which raised over $74 million from at least 3,200 U.S. and Canadian victims. Zidar was convicted on multiple counts of wire fraud, mail fraud and securities fraud in the criminal trial, in which five other people were either convicted or pleaded guilty. The criminal case followed the filing of an action by the Commission in May 2000, in which emergency relief including an asset freeze was obtained. The Commission's complaint alleged that Zidar and other named defendants promised investors in two programs, Oakleaf International and Rosewood International, a return of 120% per year, as well as preservation of their invested funds, through an unspecified "trading program". The complaint alleged that, contrary to these representations, the defendants misappropriated investor money for personal expenses and failed to engage in any profitable investments. In the civil case, which has been stayed pending the resolution of the parallel criminal action, the Commission also obtained the appointment of a Receiver to marshal assets and distribute them back to defrauded investors. To date, the Receiver has collected approximately $20 million on behalf of investors. The Receiver will propose a distribution plan following the conclusion of the Commission's case. [SEC v. John Wayne Zidar, et al., d/b/a/ Oakleaf International, Rosewood International and Meliorations Management Teem, No. C00-823C (USDC W.D. Washington)] (LR-18267) SEC SUES QUINTEK TECHNOLOGIES, INC., PANAMED CORP., AND THOMAS W. SIMS. On August 1, the Commission filed a complaint in U.S. District Court for the Central District of California against Quintek Technologies, Inc. (Quintek), Thomas W. Sims (Sims), and PanaMed Corp. (PanaMed). The Commission's complaint alleges that between October 2001 and March 2002, Sims, who was then the president of both companies, wrote or reviewed five press releases issued by Quintek or PanaMed as well as memoranda and other materials disseminated to investors in a private offering of PanaMed stock. The complaint further alleges that the releases and offering materials contained false and misleading statements concerning, among other things, a large order for Quintek's product, testing of PanaMed's product, and revenue projections for PanaMed. Moreover, the complaint alleges that both companies failed to timely file numerous mandatory periodic reports with the Commission and that PanaMed has failed to file its most recent annual report. The complaint seeks to permanently enjoin all of the defendants from further violations of Sections 10(b) and 13(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 10b-5, 13a-1 and 13a-13 thereunder, and, additionally, to permanently enjoin Sims and PanaMed from further violations of Section 17(a) of the Securities Act of 1933 (Securities Act). Quintek, without admitting or denying the allegations in the Commission's complaint, has consented to an order of permanent injunction against future violations of Sections 10(b) and 13(a) of the Exchange Act and Rules 10b-5, 13a-1 and 13a-13 thereunder. Sims, without admitting or denying the allegations in the Commission's complaint, has consented to an order permanently enjoining him from future violations of the foregoing provisions, as well as Section 17(a) of the Securities Act. Sims has also consented to an order imposing a five-year officer and director bar, a five-year penny stock bar, and a $25,000 civil money penalty. [SEC v. Quintek Technologies, Inc., PanaMed Corp., and Thomas W. Sims, Civ. Action No. CV- 03-5513 RJK (FMOx) (USDC, CD California) (LR-18268) INVESTMENT COMPANY ACT RELEASES NATIONAL LIFE INSURANCE COMPANY, ET AL. An order has been issued pursuant to Section 26(c) of the Investment Company Act to National Life Insurance Company (NLIC), National Variable Annuity Account II (Annuity Account), and National Variable Life Insurance Account (Life Account). The order approves the substitution by NLIC of securities issued by two series of the Sentinel Variable Products Trust for securities issued by two series of the Gartmore Variable Insurance Trust, and held by either the Annuity Account or the Life Account, to support variable annuity contracts or variable life insurance contracts issued by NLIC. (Rel. IC-26143 - July 31) HOLDING COMPANY ACT RELEASES NATIONAL GRID TRANSCO PLC, ET AL. An order has been issued declaring that National Grid Holdings One plc, National Grid (US) Investments, National Grid (Ireland) 1 Limited, and National Grid (Ireland) 2 Limited, all nonutility subsidiaries of National Grid Transco plc, a registered holding company, are no longer registered holding companies under the Act. (Rel 35-27704) UNISOURCE ENERGY CORPORATION UNISOURCE ENERGY SERVICES, INC. An order has been issued authorizing a proposal by UniSource Energy Corporation (UniSource Energy), an exempt public utility holding company and UniSource Energy Services (UES), a newly-formed Arizona corporation that will be a direct subsidiary of UniSource Energy (collectively, Applicants). Applicants have been authorized to acquire the operating electric and gas utility properties of Citizens Communications Company that are located in Arizona. In addition, UniSource Energy and UES have both been granted an exemption, under section 3(a)(1), from registration under the Public Utility Holding Company Act of 1935, as amended. (Rel. 35-27706) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGES The Commission granted approval to a proposed rule change and Amendment No. 1 thereto, filed by the American Stock Exchange (SR-Amex-2003-06) relating to Mandatory Continuing Education for all Floor Members and Mandatory Continuing Education and Initial Test Requirements for Floor Clerks of Members and Member Firms. Publication of the order is expected in the Federal Register during the week of Aug. 4. (Rel. 34- 48258) The Commission approved proposed rules (PCAOB-2003-02) submitted by the Public Company Accounting Oversight Board related to the Board's funding rules, and approved on an accelerated basis an amendment to those proposed rules. The proposed rules establish procedures for the allocation, assessment and collection of support fees from issuers, as provided in the Sarbanes-Oxley Act of 2002. (Rel. 34-48278) The Commission granted approval to a proposed rule change by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., (SR-NASD-2003-52) to establish a fee for receipt of Mutual Fund Quotation Service Data by distributors. Publication of the order is expected in the Federal Register during the week of Aug. 4. (Rel. 34-48279) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-NASD-2003-107) filed by the National Association of Securities Dealers delaying the implementation date of amendments to Article VIII (District Committees and District Nominating Committees) of the By-Laws of NASD Regulation, Inc. has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the order is expected in the Federal Register during the week of Aug. 4. (Rel. 34-48259) A proposed rule change (SR-NASD-2003-102) filed by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., modifying Interpretive Material 4613 to provide a new approval process for authorizing computer generated quoting has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the order is expected in the Federal Register during the week of Aug. 4. (Rel. 34-48274) ACCELERATED APPROVAL TO PROPOSED RULE CHANGE A proposed rule change (SR-Phlx-2003-56) has been filed by the Philadelphia Stock Exchange relating to a pilot program to deploy the Exchange's Floor Broker Management System. The Commission granted accelerated approval to the proposed rule change. (Rel. 34-48266) APPROVAL OF PUBLIC COMPANY ACCOUNTING OVERSIGHT BOARD BUDGET The Commission approved the calendar year 2003 budget and annual accounting support fee submitted by the Public Company Accounting Oversight Board, as provided under Section 109 of the Sarbanes-Oxley Act of 2002. (Rel. 34-48276) ORDER REGARDING REVIEW OF FINANCIAL ACCOUNTING STANDARDS BOARD SUPPORT FEE The Commission has issued an Order under section 109 of the Sarbanes- Oxley Act of 2002 regarding its review of the Financial Accounting Standard Board's support fee and indicating its determination that the support fee is consistent with that Act. (Rel. 34-48277) PROPOSED RULE CHANGES The Pacific Exchange filed a proposed rule change (SR-PCX-2002-57) relating the implementation of a new order audit trail system, the Electronic Order Capture System. Publication of the proposal is expected in the Federal Register during the week of Aug. 4. (Rel. 34- 48264) A proposed rule change (SR-Phlx-2003-40) has been filed by the Philadelphia Stock Exchange relating to the Exchange's Floor Broker Management System. Publication of the proposal is expected in the Federal Register during the week of Aug. 4. (Rel. 34-48265) A proposed rule change (SR-CBOE-2003-18) has been filed by the Chicago Board Options Exchange seeking to amend CBOE Rule 6.24 relating to systematization of orders. Publication of the proposal is expected in the Federal Register during the week of Aug. 4. (Rel. 34-48267) The Boston Stock Exchange filed a proposed rule change (SR-BSE-2003-13) relating to the initial allocation plan for the proposed Boston Options Exchange facility. Publication of the proposal is expected in the Federal Register during the week of Aug. 4. (Rel. 34-48271) The National Association of Securities Dealers filed a proposed rule change (SR-NASD-2003-119) relating to the Listing and Trading of Index LeverAged StockMarkEt Return Securities Based Upon the Nasdaq-100 Index. Publication of the proposal is expected in the Federal Register during the week of Aug. 4. (Rel. 34-48280) DELISTING GRANTED An order has been issued granting the application of the Boston Stock Exchange to strike from listing and registration the Common Stock, no par value, of ProtoSource Corporation , effective at the opening of business on Aug. 4. (Rel. 34-48273) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 GENSCI REGENERATION SCIENCES INC, 650 WEST GEORGIA ST, STE 2250, VANCOUVER B C CANADA, A1, 00000, 6046838330 - 5,300,000 ($1,655,972.08) Equity, (File 333-107540 - Aug. 1) (BR. 01) S-8 UNILEVER N V, WEENA 455, 3013 AL ROTTERDAM, THE NETHERLANDS, P7, 0 ($8,661,000.00) Equity, (File 333-107542 - Aug. 1) (BR. 04) S-8 DATA I/O CORP, 10525 WILLOWS RD NE, P O BOX 97046, REDMOND, WA, 98073-9746, 4258676922 - 300,000 ($997,500.00) Equity, (File 333-107543 - Aug. 1) (BR. 36) S-3 BOUNDARIES CAPITAL INC, 789 WEST PENDER STREET, SUITE 460, VANCOUVER BC, A1, V6C 1H2, 6046466906 - 4,725,000 ($472,500.00) Equity, (File 333-107544 - Aug. 1) (BR. 09) S-4 AMERICAN HOME MORTGAGE INVESTMENT CORP, 27,807,505 ($537,240,997.00) Equity, (File 333-107545 - Aug. 1) (BR. 07) S-8 SCM MICROSYSTEMS INC, 510-360-2300 - 0 ($5,936,464.00) Equity, (File 333-107546 - Aug. 1) (BR. 03) S-8 IVOICE COM INC /DE, 750 HIGHWAY 34, 210 SOUTH FOURTH AVE, MATAWAN, NJ, 07747, 7324417700 - 100,000,000 ($50,000.00) Equity, (File 333-107547 - Aug. 1) (BR. 03) S-8 EXCALIBUR INDUSTRIES INC, 16825 NORTHCHASE DRIVE, SUITE 630, HOUSTON, TX, 77060, 3055390900 - 10,000,000 ($4,300,000.00) Equity, (File 333-107548 - Aug. 1) (BR. 06) S-8 GLOBAL MEDICAL PRODUCTS HOLDINGS INC, 23282 MILL CREEK DRIVE, #225, LAGUNA HILLS, CA, 92653, 6192222568 - 30,000,000 ($150,000.00) Equity, (File 333-107549 - Aug. 1) (BR. 09) S-8 ANDREW CORP, 10500 W 153RD ST, ORLAND PARK, IL, 60462, 7083493300 - 0 ($9,697,788.00) Equity, (File 333-107550 - Aug. 1) (BR. 06) S-8 DENDREON CORP, 3005 FIRST AVENUE, SEATTLE, WA, 98121, 206254545 - 4,021,300 ($30,239,331.00) Equity, (File 333-107551 - Aug. 1) (BR. 01) S-8 FIRST OTTAWA BANCSHARES INC, 701-705 LASALLE STREET, P O BOX 657, OTTAWA, IL, 61350, 8154340044X291 - 0 ($8,400,000.00) Equity, (File 333-107552 - Aug. 1) (BR. 07) S-8 INDUS INTERNATIONAL INC, 3301 WINDY RIDGE PARKWAY, ATLANTA, GA, 30339, 7709528444 - 2,500,000 ($5,800,000.00) Equity, (File 333-107553 - Aug. 1) (BR. 03) S-8 WAYNE BANCORP INC /OH/, 112 W LIBERTY ST, P O BOX 757, WOOSTER, OH, 44691, 3302641222 - 80,000 ($2,459,200.00) Equity, (File 333-107554 - Aug. 1) (BR. 07) S-8 PACIFIC SUNWEAR OF CALIFORNIA INC, 3450 EAST MIRALOMA AVENUE, ANAHEIM, CA, 92806, 714-414-4000 - 2,500,000 ($75,700,000.00) Equity, (File 333-107555 - Aug. 1) (BR. 02) S-4 GENERAL ELECTRIC CO, 3135 EASTON TURNPIKE, W3M, FAIRFIELD, CT, 06828, 203-373-2211 - 57,220,662 ($1,599,031,399.59) Equity, (File 333-107556 - Aug. 1) (BR. 36) S-8 VCA ANTECH INC, 12401 WEST OLYMPIC BOULEVARD, LOS ANGELES, CA, 90064-1022, 310-584-65 - 1,500,000 ($34,545,000.00) Equity, (File 333-107557 - Aug. 1) (BR. 04) S-3 AMERICAN POWER CONVERSION CORPORATION, 132 FAIRGROUNDS RD, WEST KINGSTON, RI, 02892, 4017895735 - 0 ($473,760.14) Equity, (File 333-107559 - Aug. 1) (BR. 36) S-8 ATS MEDICAL INC, 3905 ANNAPOLIS LA, SUITE 105, MINNEAPOLIS, MN, 55447, 6125537736 - 0 ($12,482,100.00) Equity, (File 333-107560 - Aug. 1) (BR. 36) S-8 GELSTAT CORP, SOUTHPOINT OFFICE CENTER, 1650 WEST 82ND STREET, SUITE 1040, BLOOMINGTON, MN, 55431, 952-881-4105 - 1,200,000 ($3,600,000.00) Equity, (File 333-107561 - Aug. 1) (BR. 01) S-8 ZHONE TECHNOLOGIES INC, 7001 OAKPORT STREET, OAKLAND, CA, 94621, 5107777000 - 7,562,412 ($2,479,902.26) Equity, (File 333-107562 - Aug. 1) (BR. 37) S-3 HOMESTAR MORTGAGE ACCEPTANCE CORP, 0 ($1,000,000.00) Mortgage Backed Securities, (File 333-107563 - Aug. 1) (BR. 07) S-8 GYMBOREE CORP, 700 AIRPORT BLVD STE 200, BURLINGAME, CA, 94010, 4155790600 - 1,445,000 ($20,186,650.00) Equity, (File 333-107564 - Aug. 1) (BR. 02) S-8 WAYNE BANCORP INC /OH/, 112 W LIBERTY ST, P O BOX 757, WOOSTER, OH, 44691, 3302641222 - 150,000 ($4,611,000.00) Equity, (File 333-107565 - Aug. 1) (BR. 07) S-8 WAYNE BANCORP INC /OH/, 112 W LIBERTY ST, P O BOX 757, WOOSTER, OH, 44691, 3302641222 - 500,000 ($15,370,000.00) Equity, (File 333-107566 - Aug. 1) (BR. 07) SB-2 STOCKGROUP INFORMATION SYSTEMS INC, 500-750 W PENDER STREET, VANCOUVER BRITISH COLUMBIA, CANADA V6C 2T7, A2, 99999999, 6043310995 - 11,431,245 ($3,668,433.00) Equity, (File 333-107567 - Aug. 1) (BR. 08) S-8 ROCKY SHOES & BOOTS INC, 39 EAST CANAL STREET, NELSONVILLE, OH, 45764, 6147531951 - 400,000 ($4,092,000.00) Equity, (File 333-107568 - Aug. 1) (BR. 02) S-4 ARCH WESTERN FINANCE LLC, ONE CITY PLACE DRIVE, SUITE 300, ST. LOUIS, MO, 63141, 3149942718 - 0 ($700,000,000.00) Equity, (File 333-107569 - Aug. 1) (BR. 09) SB-2 IQ BIOMETRIX INC, 10600 N DE ANZA BOULEVARD, CUPERTINO, CA, 95014, 5592222229 - 10,979,549 ($8,334,458.00) Equity, (File 333-107570 - Aug. 1) (BR. 03) S-8 KRONOS INC, 297 BILLERICA ROAD, CHELMSFORD, MA, 01824, 978-250-9800 - 0 ($38,707,500.00) Equity, (File 333-107572 - Aug. 1) (BR. 03) S-3 KANSAS CITY SOUTHERN, 427 WEST 12TH STREET, KANSAS CITY, MO, 64105, 8169831303 - 400,000 ($200,000,000.00) Equity, (File 333-107573 - Aug. 1) (BR. 05) S-8 7 ELEVEN INC, 2711 N HASKELL AVE, DALLAS, TX, 75204, 2148287011 - 3,000,000 ($34,170,000.00) Equity, (File 333-107574 - Aug. 1) (BR. 02) S-3 SINCLAIR BROADCAST GROUP INC, 2000 WEST 41ST ST, BALTIMORE, MD, 21211, 4104675005 - 0 ($137,250,000.00) Other, (File 333-107575 - Aug. 1) (BR. 37) S-8 WORLD GOLF INC, 258 EAST ALTAMONTE DRIVE, ,, ALTAMONTE SPRINGS, FL, 32701, 4073316272 - 4,000,000 ($124,000.00) Equity, (File 333-107576 - Aug. 1) (BR. 09) S-3 BEAR STEARNS ASSET BACKED FUNDING II INC, 383 MADISON AVENUE, NEW YORK, NY, 10179, 2122722000 - 1,000,000 ($1,000,000.00) Debt Convertible into Equity, (File 333-107577 - Aug. 1) (BR. ) N-2 ROYCE VALUE TRUST INC, 1414 AVE OF THE AMERICAS 9TH FL, NEW YORK, NY, 10019, 2123557311 - 40,000 ($1,000,000.00) Equity, (File 333-107578 - Aug. 1) (BR. 22) S-3 AASTROM BIOSCIENCES INC, 24 FRANKL LLOYD WRIGHT DR, PO BOX 376, ANN ARBOR, MI, 48106, 7349305555 - 9,397,937 ($8,317,174.25) Equity, (File 333-107579 - Aug. 1) (BR. 01) S-3 BANK ONE AUTO SECURITIZATION LLC, 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-107580 - Aug. 1) (BR. ) S-8 VICAL INC, 10390 PACIFIC CENTER COURT, ., SAN DIEGO, CA, 92121-4340, 858-646-1100 - 0 ($2,775,000.00) Equity, (File 333-107581 - Aug. 1) (BR. 01) S-8 WORLD GOLF INC, 258 EAST ALTAMONTE DRIVE, ,, ALTAMONTE SPRINGS, FL, 32701, 4073316272 - 35,000,000 ($1,610,000.00) Equity, (File 333-107582 - Aug. 1) (BR. 09) S-3 METROLOGIC INSTRUMENTS INC, COLES ROAD AT RTE 42, BLACKWOOD, NJ, 08012, 609-228-8100 - 2,325,875 ($78,498,282.00) Equity, (File 333-107583 - Aug. 1) (BR. 03) S-3 MORTGAGE ASSET SECURITIZATION TRANSACTIONS INC, 1285 AVE OF THE AMERICAS, NEW YORK, NY, 10019, 2127132000 - 0 ($49,999,000,000.00) Mortgage Backed Securities, (File 333-107584 - Aug. 1) (BR. 05) S-8 EXTENDED STAY AMERICA INC, 100 DUNBAR ST, SPARTANBURG, SC, 29306, 8645731600 - 19,126,212 ($243,004,957.00) Equity, (File 333-107585 - Aug. 1) (BR. 08) S-3 MOOG INC, PLANT 24, EAST AURORA, NY, 14052-0018, 7166522000 - 120,000,000 ($120,000,000.00) Equity, (File 333-107586 - Aug. 1) (BR. 06) S-8 ARS NETWORKS INC, 100 WALNUT STREET, CHAMPLAIN, NY, 12919, 5182982042 - 60,000,000 ($1,500,000.00) Equity, (File 333-107587 - Aug. 1) (BR. 05) S-4 BOISE CASCADE CORP, 1111 WEST JEFFERSON STREET, P O BOX 50, BOISE, ID, 83728-0001, 2083846161 - 0 ($783,495,718.00) Equity, (File 333-107588 - Aug. 1) (BR. 04) S-8 MANUFACTURERS SERVICES LTD, 300 BAKER AVENUE, CONCORD, MA, 01742, 6173307682 - 0 ($1,586,806.00) Equity, (File 333-107589 - Aug. 1) (BR. 36) S-3 INTERNET COMMERCE CORP, 805 THIRD AVE, STE 622, NEW YORK, NY, 10022, 2122717640 - 3,461,511 ($5,192,266.50) Equity, (File 333-107590 - Aug. 1) (BR. 03) S-8 ATMI INC, 7 COMMERCE DRIVE, DANBURY, CT, 06810-4169, 2037941100 - 3,500,000 ($8,771,000.00) Equity, (File 333-107591 - Aug. 1) (BR. 02) N-2 NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND II, 1345 AVENUE OF THE AMERICAS, 47TH FLOOR, NEW YORK, NY, 10105, 212 739 3502 - 10 ($250,000.00) Equity, (File 333-107594 - Aug. 1) (BR. 22) S-3 NOBLE CORP, 13135 S DAIRY ASHFORD, SUGAR LAND, TX, 77478, 281 276 6100 - 0 ($500,000,000.00) Other, (File 333-107595 - Aug. 1) (BR. 04) SB-2 BSI2000 INC, 13525 MIDLAND ROAD, SUITE I, POWAY, CA, 92064, 6196922518 - 49,000,000 ($13,230,000.00) Equity, (File 333-107596 - Aug. 1) (BR. 03) S-1 ADVANCIS PHARMACEUTICAL CORP, 942 CLOPPER ROAD, GAITHERSBURG, MD, 20878, 240-683-9850 - 0 ($86,250,000.00) Equity, (File 333-107599 - Aug. 1) (BR. ) S-8 ROTECH HEALTHCARE INC, 407-822-4600 - 4,025,000 ($99,015,000.00) Equity, (File 333-107608 - Aug. 1) (BR. 06) S-3 PACIFIC ENERGY PARTNERS LP, 0 ($600,355,000.00) Other, (File 333-107609 - Aug. 1) (BR. 04) S-3 ICAD INC, 4 TOWNSEND WEST, SUITE 17, NASHUA, NH, 03063, 603-882-5200 - 500,000 ($1,400,000.00) Equity, (File 333-107611 - Aug. 1) (BR. 03) SB-2 DANELI VENTURES INC, 1898 PEARDONVILLE RD, ABBOTSFORD BC, A1, V4X 2M4, 6043094971 - 2,674,000 ($668,500.00) Equity, (File 333-107612 - Aug. 1) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ 3DO CO DE X X 07/25/03 ABATIX CORP DE X 06/30/03 ABAXIS INC CA X 07/31/03 ABLEST INC DE X 08/01/03 ABN AMRO MORTGAGE CORP MUL CLASS MOR DE X 07/01/03 AMEND ABN AMRO MORTGAGE CORP MULTI CL MORT DE X X 05/28/03 ABN AMRO MORTGAGE CORP MULTI CL MORT DE X 07/01/03 AMEND ADMINISTAFF INC \DE\ DE X 08/01/03 ADVANSTAR COMMUNICATIONS INC NY X 07/31/03 ADVANSTAR INC DE X 07/31/03 ADVANTAGE MARKETING SYSTEMS INC/OK OK X 08/01/03 AFC ENTERPRISES INC MN X X 07/31/03 AFFILIATED COMPUTER SERVICES INC DE X X X 08/01/03 ALCAN INC A6 X 05/01/03 AMEND ALCOA INC PA X X 08/01/03 ALLEGHENY ENERGY INC MD X X 08/01/03 ALLEGHENY ENERGY SUPPLY CO LLC X X 08/01/03 AMERICA FIRST APARTMENT INVESTORS INC MD X X 06/30/03 AMERICA WEST HOLDINGS CORP DE X X 07/30/03 AMERICAN AIRLINES INC DE X 08/01/03 AMERICAN ARCHITECTURAL PRODUCTS CORP DE X X 07/22/03 AMERICAN BILTRITE INC DE X X 07/30/03 AMERICAN GENERAL MRT LN ASST BCKD PS DE X X 05/28/03 AMEND AMERICAN LAND LEASE INC DE 07/29/03 AMERICAN PACIFIC CORP DE X 07/31/03 AMERICAN RESTAURANT GROUP INC DE X 07/31/03 AMERICAN TOWER CORP /MA/ DE X X 08/01/03 AMERIGROUP CORP X 07/31/03 AMKOR TECHNOLOGY INC DE X 07/28/03 AMR CORP DE X 08/01/03 ANTICLINE URANIUM INC NV X 07/28/03 ARIAD PHARMACEUTICALS INC DE X 08/01/03 ASSOCIATED MATERIALS INC DE X X 08/01/03 ASSOCIATED MATERIALS INC DE X 08/01/03 AVANI INTERNATIONAL GROUP INC // NV X X 07/17/03 AVATAR HOLDINGS INC DE X X 08/01/03 BAB INC DE X 07/31/03 BALDWIN TECHNOLOGY CO INC DE X X 08/01/03 BARRETT BUSINESS SERVICES INC MD X 07/30/03 BARRY R G CORP /OH/ OH X X 08/01/03 BETTER MINERALS & AGGREGATES CO DE 08/01/03 BIOLASE TECHNOLOGY INC DE X 05/21/03 AMEND BIOPURE CORP DE X 08/01/03 BIOSPECIFICS TECHNOLOGIES CORP DE X X 07/29/03 BMC SOFTWARE INC DE X 11/20/02 AMEND BNC BANCORP NC X X 08/01/03 BOYKIN LODGING CO OH X X 07/11/03 BPP LIQUIDATING TRUST MD X 07/31/03 BROWN TOM INC /DE DE X X 06/27/03 AMEND BUCKEYE TECHNOLOGIES INC DE 07/31/03 BUILDING MATERIALS CORP OF AMERICA DE X 07/31/03 CAL DIVE INTERNATIONAL INC MN X 07/31/03 CALGON CARBON CORPORATION DE 07/31/03 CALPINE CORP DE X 08/01/03 CAMDEN NATIONAL CORP ME X 07/31/03 CANADIAN DERIVATIVES CLEARING CORP A6 X 07/31/03 CARESCIENCE INC PA X X 08/01/03 CARRAMERICA REALTY CORP MD X 07/31/03 CATERPILLAR FINANCIAL FUNDING CORP NV X 08/01/03 CEDAR FAIR L P DE 06/29/03 CF&I STEEL L P DE X 07/31/03 CHASE FUNDING INC NY X X 07/25/03 CHASE MORTGAGE FINANCE CORP DE X X 07/25/03 CHELL GROUP CORP NY X X 04/25/03 CHEVRONTEXACO CORP DE 08/01/03 CHEVY CHASE AUTO RECEIVABLES TRUST 20 MD X 06/30/03 CHEVY CHASE AUTO RECEIVABLES TRUST 20 MD X 06/30/03 CHEVY CHASE AUTO RECEIVABLES TRUST 20 X 06/30/03 CHEVY CHASE AUTO RECEIVABLES TRUST 20 MD X 06/30/03 CHEVY CHASE AUTO RECEIVABLES TRUST 20 MD X 06/30/03 CHEVY CHASE HOME LOAN TRUST 1996-1 MD X 06/30/03 CHEVY CHASE HOME LOAN TRUST 1997-1 MD X 06/30/03 CIGNA CORP DE X 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