SEC NEWS DIGEST Issue 2003-144 July 29, 2003 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS Following is a schedule of Commission meetings which will be conducted under provisions of the Government in the Sunshine Act. Meetings will be scheduled according to the requirements of agenda items under consideration. Open meetings will be held in the Commission Meeting Room, Room 1C30, at the Commission's headquarters building, 450 Fifth Street, N.W., Washington, D.C. Visitors are welcome at all open meetings, insofar as space is available. Persons wishing to photograph or videotape Commission meetings must obtain permission in advance from the Secretary of the Commission. Persons wishing to tape record a Commission meeting should notify the Secretary's office 48 hours in advance of the meeting. Any member of the public who requires auxiliary aids such as a sign language interpreter or material on tape to attend a public meeting should contact Rochelle Franks, Office of Administrative and Personnel Management, to make arrangements. Ms. Franks can be reached at TTY number (202) 942-9558. If you are calling from a non-TTY number, please call the Relay Service at 1-800-877-8339. CLOSED MEETING - TUESDAY, AUGUST 5, 2003 - 2:00 P.M. The subject matter of the closed meeting scheduled for Tuesday, Aug. 5, 2003, will be: Institution and settlement of administrative proceedings of an enforcement nature; Institution and settlement of injunctive actions; Formal Orders; and Adjudicatory matter. OPEN MEETING - WEDNESDAY, AUGUST 6, 2003 - 10:00 A.M. The subject matter of the open meeting scheduled for Wednesday, Aug. 6, 2003, will be: The Commission will consider whether to propose amendments to Item 7 of Schedule 14A under the Exchange Act of 1934. The amendments would require expanded disclosure related to the operation of board nominating committees and new disclosure concerning security holder communications with board members. For further information, please contact Lillian Cummins, Division of Corporation Finance, at (202) 942-2900. OPEN MEETING - THURSDAY, AUGUST 7, 2003 - 10:00 A.M. The subject matter of the open meeting scheduled for Thursday, Aug. 7, 2003, will be: The Commission will hear oral argument on an appeal by Carroll A. Wallace, C.P.A. from the decision of an administrative law judge. During the period covered by this Commission proceeding, Wallace was a partner in the Denver, Colorado office of the accounting firm of KMPG LLC. Wallace has appealed the law judge's findings that Wallace recklessly engaged in improper professional conduct in violation of the Commission's Rule of Practice 102(e), 17 U.S.C. 201.102(e), with respect to KMPG's audits of The Rockies Fund, an investment company, for the years 1994 and 1995. Among the issues likely to be argued are: 1. whether respondent recklessly engaged in improper professional conduct; and 2. if respondent did recklessly engage in improper professional conduct, whether sanctions should be imposed in the public interest. CLOSED MEETING - THURSDAY, AUGUST 7, 2003 - 11:00 A.M. The subject matter of the closed meeting scheduled for Thursday, Aug. 7, 2003, will be: Post-argument discussion. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted, or postponed, please contact the Office of the Secretary at (202) 942-7070. STATEMENT OF THE SECURITIES AND EXCHANGE COMMISSION The Commission released the following statement on the death of former Chairman Hamer H. Budge: The Commission notes with sorrow and regret the death of Hamer H. Budge, who served as Chairman of the Commission from February 22, 1969 until January 1, 1971, following his service as a Commissioner from July 8, 1964. Chairman Budge's tenure was marked by rapid growth and change in the nation's capital markets and strong regulatory responses. During this period the Budge Commission implemented many key changes to corporate disclosure requirements, recommended by the Disclosure Policy Study Report. These included the adoption of Form 10-Q, requiring quarterly reporting by corporate issuers, and adoption of amendments to Form 10 and Form 10-K to expand corporate disclosure of current business operations. The Budge Commission also was responsible for proposal of rule 144, the first in a series of creative rules designed to reduce the cost and complexity of selling securities. Under Chairman Budge the Commission's staff conducted a comprehensive study of institutional investors, as mandated by Congress, which eventually resulted in significant changes to the Investment Company and Investment Advisers Acts. The Budge Commission also undertook a staff study of hedge funds and continued to examine such complex issues as brokerage firm "back office" problems, fixed commission rates and public ownership of brokerage firms. Chairman Budge's career at the SEC was only a portion of his distinguished career as a public servant. He served in all three branches of the Federal government, in addition to service in state government. He will be remembered by the Commission with great respect and affection. The Commission and staff extend their deepest sympathy to his family and his many friends. By the Commission Jonathan G. Katz Secretary (Press Rel. 2003-88) ENFORCEMENT PROCEEDINGS COMMISSION BARS BARRY SCUTILLO FROM COMMISSION PRACTICE On July 28, the Commission barred Barry C. Scutillo, a Fort Lauderdale, Florida accountant, from appearing or practicing before the Commission with the proviso that, after three years, he may apply for reinstatement, upon an appropriate showing. The Commission found that, in his 1994 audit of the financial statements of Sky Scientific, Inc. (Sky), Scutillo recklessly failed to comply with professional standards. The Commission stated that, in auditing Russian certificates of deposit recently acquired by Sky, Scutillo abandoned his independent judgment with respect to a highly suspect transaction, and acquiesced in the demands of his client to include the certificates on Sky's balance sheet at a $40 million valuation that had no reasonable basis. The Commission further found that Scutillo's failure to record $7-$10 million in expense incurred by Sky in issuing stock for services, and his deficient valuation of Sky's mining properties at the arbitrary figure of $29.5 million, were further evidence of Scutillo's egregious abdication of professional responsibilities. The Commission concluded, however, that, in light of certain mitigative factors, it would permit Scutillo to apply for reinstatement to Commission practice after three years. (Rel. 34-48238; File No. 3-9863) COMMISSION BARS NOLAN WAYNE WADE FROM ASSOCIATION WITH ANY BROKER OR DEALER AND FROM PARTICIPATING IN ANY OFFERING OF PENNY STOCK On July 29, the Commission barred Nolan Wayne Wade of Moselle, Mississippi from association with any broker or dealer and from participating in any offering of penny stock. The Commission's bars were entered on the Commission's resolution of Wade's appeal from a law judge's initial decision. The Commission's action was based on the fact that Wade previously was permanently enjoined by the U.S. District Court for the Western District of Louisiana, with his consent, from violating the antifraud and the broker-dealer registration provisions of the federal securities laws. It was undisputed that the violations stemmed from Wade's conduct as an unregistered broker-dealer and involved his participation in the sale of penny stocks. The Commission observed that the injunctive complaint allegations reflect that Wade engaged in securities fraud and other violations over a four-year period, with respect to three penny stock issuers, and relating to the fraudulent sale of approximately $1.7 million worth of securities. The Commission concluded that the broker-dealer and penny stock bars were needed to address the egregious nature and breadth of the misconduct documented in the injunctive complaint. (Rel. 34-48245; File No. 3-10650) FINAL JUDGMENT SETTING DISGORGEMENT, PREJUDGMENT INTEREST AND A CIVIL PENALTY ENTERED AGAINST WILLIAM HAYNES The Commission announced that on June 26, 2003, the U.S. District Court for the Southern District of Florida entered a Final Judgment Setting Disgorgement, Prejudgment Interest and a Civil Penalty (Final Judgment) against William L. Haynes (Haynes). The Final Judgment orders him to pay $466,934.83 in disgorgement, prejudgment interest in the amount of $29,873.43 and imposes a civil penalty in the amount of $110,000.00. On Oct. 21, 2001, the Court entered a Judgment of Permanent Injunction and Other Relief against Haynes, by his Consent, permanently enjoining him from further violations of Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933, Sections 10(b), 15(a)(1) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The Judgment also provided for disgorgement, prejudgment interest thereon, and the imposition of a civil money penalty in amounts to be determined. For more information on earlier actions in this case see Litigation Release No. 17173 (Oct. 4, 2001). [SEC v. Global Asset Partners, Ltd., Global Services Group, LLC, Global Internet Fund Group, Inc., William L. Haynes and Relief Defendant, Centurion International, LLC, Case No. 01- 8862-CIV-MIDDLEBROOKS, S.D. Fla.] (LR-18258) NOTICE OF PROPOSED DISTRIBUTION OF DISGORGEMENT AND PENALTY FUNDS TO INVESTORS IN SYSTEM SOFTWARE ASSOCIATES STOCK On July 17, the SEC moved for an order to establish a Disgorgement Fund in the amount of $316,205.38 plus accrued interest being held in the Court Registry Investment System (CRIS) account in SEC v. System Software Associates, Inc., Roger Covey and Joseph Skadra, Civil Action No. 00 C 4240 (N. D. Ill., filed July 13, 2000) and to appoint an accountant as Special Agent for tax purposes for the Disgorgement Fund. The SEC also requested that after the Special Agent has calculated any taxes owed by the Disgorgement Fund and filed tax returns, and upon further order of the Court, all of the money in the Disgorgement Fund, less taxes and related expenses, be turned over to the Claims Administrator of the settlement distribution fund in In re Systems Software Associates, Inc. Securities Litigation, Master File No. 97 C 177 (N.D. Ill. Order and Final Judgment docketed Aug. 27, 2002) for the distribution on a pro rata basis to the class members who will receive proceeds from that fund. On July 24, the Honorable Elaine E. Bucklo, U.S. District Judge, entered an order that any person wishing to comment on or object to the SEC's motion must do so in writing by filing their comments with the Court no later than August 25, 2003, with a copy to be served, by first-class mail, upon counsel of record for defendant Roger Covey and the SEC.A complete copy of the SEC's motion and the Court's Order may be found on the Commission's website. [SEC v. System Software Associates, Inc., Roger Covey and Joseph Skadra, Civil Action No. 00 C 4240 N. D. Ill.] (LR-18257) INVESTMENT COMPANY ACT RELEASES JOHN HANCOCK VARIABLE SERIES TRUST I AND JOHN HANCOCK LIFE INSURANCE COMPANY An order has been issued on an application filed by John Hancock Variable Series Trust I and John Hancock Life Insurance Company for an exemption from Section 15(a) of the Investment Company Act and Rule 18f- 2 under the Act. The order permits the applicants to enter into and materially amend subadvisory agreements without shareholder approval. (Rel. IC-26140 - July 28) JF INTERNATIONAL MANAGEMENT INC. ET AL. The Commission has issued a temporary order and a notice of an application for a permanent order filed by JF International Management Inc., et al. under Section 9(c) of the Investment Company Act with respect to an injunction issued by the United States District Court for the Southern District of Texas on July 28 (Injunction). The temporary order exempts applicants, any other existing company of which J.P. Morgan Chase & Co. (JPMC) is an affiliated person within the meaning of Section 2(a)(3) of the Act, and any other company of which JPMC may become an affiliated person in the future from the provisions of Section 9(a) of the Act, until the Commission takes final action on the application for a permanent order. A notice has been issued giving interested persons until Aug. 25, 2003 to request a hearing on the application filed by applicants for a permanent order under Section 9(c) of the Act. (Rel. IC-26141 - July 28) SELF REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-ISE-2003-19) filed by the International Securities Exchange to allow the trading of options on fixed-income exchange-traded funds has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of July 28. (Rel. 34- 48226) PROPOSED RULE CHANGE The Boston Stock Exchange filed a proposed rule change (SR-BSE-2003-04) and Amendment No. 1 thereto, pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934, relating to the creation of the BSE's new options regulatory subsidiary, Boston Option Exchange Regulation, L.L.C. Publication of the proposal is expected in the Federal Register during the week of July 28. (Rel. 34-48229) DELISTINGS GRANTED An order has been issued granting the application of the Pacific Exchange to strike from listing and registration certain call and put options contracts issued by The Options Clearing Corporation, respecting certain underlying securities of the companies listed below, effective at the opening of business on July 29. Invision Technologies Inc. (INVN) Northwest Airlines Corp. (NWAC) Royal Gold Inc. (RGLD) (Rel. 34-48241) An order has been issued granting the application of the American Stock Exchange to strike from listing and registration the Class A Common Stock, $.001 par value, of Allou Healthcare, Inc., effective at the opening of business on July 29. (Rel. 34-48242) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 SUPERIOR INDUSTRIES INTERNATIONAL INC, 7800 WOODLEY AVE, VAN NUYS, CA, 91406, 8187814973 - 0 ($126,840,000.00) Equity, (File 333-107380 - Jul. 28) (BR. 05) S-B REPUBLIC OF SOUTH AFRICA, EMBASSY OF THE REPUBLIC OF SOUTH AFRICA, 3051 MASSACHUSETTS AVENUE, NW, WASHINGTON, DC, 20008, 3,000,000,000 ($3,000,000,000.00) Non-Convertible Debt, (File 333-107393 - Jul. 28) (BR. DN) S-3 COMTECH TELECOMMUNICATIONS CORP /DE/, 105 BAYLIS RD, MELVILLE, NY, 11747, 5167778900 - 2,100,000 ($40,383,000.00) Equity, (File 333-107395 - Jul. 28) (BR. 37) F-6 HUANENG POWER INTERNATIONAL INC, NO 40 XUEYUAN NANLU, HAIDIAN DISTRICT, BEIJING 100088 PRC C, F5, 8612254466 - 20,000,000 ($1,000,000.00) ADRs/ADSs, (File 333-107396 - Jul. 28) (BR. 02) S-8 LANCE SYSTEMS INC, 350 SOUTH 400 EAST, SUITE 105, SALT LAKE CITY, UT, 84111, 8015326202 - 8,500,000 ($170,000.00) Debt Convertible into Equity, (File 333-107397 - Jul. 28) (BR. 09) S-8 CENTREX INC, 9202 S. TOLEDO, AVENUE, TULSA, OK, 74137, 918-494-2880 - 6,500,000 ($487,500.00) Equity, (File 333-107398 - Jul. 28) (BR. 01) S-4 MANOR CARE INC, 333 N. SUMMIT STREET, TOLEDO, OH, 43604-2617, 4192525500 - 0 ($200,000,000.00) Non-Convertible Debt, (File 333-107399 - Jul. 28) (BR. 08) S-3 MELLON FINANCIAL CORP, ONE MELLON BANK CTR, 500 GRANT ST, PITTSBURGH, PA, 15258-0001, 4122345000 - 0 ($2,000,000,000.00) Unallocated (Universal) Shelf, (File 333-107400 - Jul. 28) (BR. 07) S-8 GENESYS SA, 4 RUE JULES FERRY BP 1145, MONTPELLIER CE, X0, 34008, 0113346706 - 0 ($4,483,000.00) Equity, (File 333-107401 - Jul. 28) (BR. 37) S-8 LION INC/WA, 4700-42ND AVE. SW, SUITE 430, SEATTLE, WA, 98116, 2065771440 - 9,580,833 ($3,832,333.00) Equity, (File 333-107402 - Jul. 28) (BR. 03) S-8 APOGEE ENTERPRISES INC, 7900 XERXES AVE S, SUITE 1800, MINNEAPOLIS, MN, 55431, 6128351874 - 0 ($4,630,000.00) Equity, (File 333-107403 - Jul. 28) (BR. 06) S-8 MESA AIR GROUP INC, 410 NORTH 44TH STREET, SUITE 700, PHOENIX, AZ, 85008, 6026854000 - 2,000,000 ($19,760,000.00) Equity, (File 333-107404 - Jul. 28) (BR. 05) S-3 EDWARDS LIFESCIENCES CORP, ONE EDWARDS WAY, IRVINE, CA, 92614, 9492502500 - 0 ($150,000,000.00) Debt Convertible into Equity, (File 333-107405 - Jul. 28) (BR. 01) SB-2 EPHONE TELECOM INC, 1145 HERNDON PARKWAY, SUITE 100, HERNDON, VA, 20170, 7037877000 - 62,365,388 ($5,301,057.98) Equity, (File 333-107406 - Jul. 28) (BR. 08) S-8 CORONADO INDUSTRIES INC, 16929 EAST ENTERPRISE DRIVE, SUITE 202, FOUNTAIN HILLS, AZ, 85268, 6028376810 - 8,600,000 ($516,000.00) Equity, (File 333-107407 - Jul. 28) (BR. 01) S-3 ALTIRIS INC, 588 WEST 400 SOUTH, LINDON, UT, 84042, 8018052400 - 0 ($124,314,500.00) Equity, (File 333-107408 - Jul. 28) (BR. 03) S-3 KEMET CORP, 2835 KEMET WAY, SIMPSONVILLE, SC, 29681, 8039636300 - 0 ($62,898,079.00) Equity, (File 333-107411 - Jul. 28) (BR. 36) S-8 NUCLEAR SOLUTIONS INC, 1050 CONNECTICUT AVENUE, N.W.,SUITE 1000, WASHINGTON, DC, 20036, 2027723133 - 5,000,000 ($1,025,000.00) Debt Convertible into Equity, (File 333-107412 - Jul. 28) (BR. 01) S-3 AVALONBAY COMMUNITIES INC, 2900 EISENHOWER AVENUE, SUITE 300, ALEXANDRIA, VA, 22314, 7033296300 - 0 ($20,345,474.00) Equity, (File 333-107413 - Jul. 28) (BR. 08) S-8 BRISTOL MYERS SQUIBB CO, 345 PARK AVE, NEW YORK, NY, 10154, 2125464000 - 0 ($3,397,684,600.00) Equity, (File 333-107414 - Jul. 28) (BR. 01) S-3 AIRTRAN HOLDINGS INC, 9955 AIRTRAN BLVD, ORLANDO, FL, 32827, 4072515600 - 0 ($125,000,000.00) Debt Convertible into Equity, (File 333-107415 - Jul. 28) (BR. 05) S-8 EPIMMUNE INC, 5820 NANCY RIDGE DRIVE, SAN DIEGO, CA, 92121, 858-860-2500 - 400,000 ($668,000.00) Equity, (File 333-107416 - Jul. 28) (BR. 01) S-1 LKQ CORP, 120 NORTH LASALLE STREET, SUITE 3300, CHICAGO, IL, 60602, 0 ($75,000,000.00) Equity, (File 333-107417 - Jul. 28) (BR. ) F-10 BAYTEX ENERGY LTD, 2200, 205 - 5TH AVENUE SW, CALGARY, ALBERTA CANADA, A0, T2P 2V7, 4032694282 - 0 ($179,699,000.00) Non-Convertible Debt, (File 333-107418 - Jul. 28) (BR. 04) S-11 CORPORATE PROPERTY ASSOCIATES INTERNATIONAL INC, 0 ($337,500,000.00) Equity, (File 333-107419 - Jul. 28) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ---------------------------------------------------------------------------------- 8X8 INC /DE/ DE X 07/25/03 A C MOORE ARTS & CRAFTS INC PA X 07/24/03 ABFC ASSET BACKED CERTIFICATES SERIES DE X X 07/25/03 ABIGAIL ADAMS NATIONAL BANCORP INC DE X 06/30/03 ABLE LABORATORIES INC DE X X 07/28/03 ABN AMRO MORTGAGE CORP DE X X 07/25/03 ABN AMRO MORTGAGE CORP MORT PS THR CR DE X X 06/26/03 AMEND ACADIA REALTY TRUST MD X X 07/28/03 ACCLAIM ENTERTAINMENT INC DE X X 07/25/03 ADAPTEC INC DE X X 07/28/03 ADVANCED NEUROMODULATION SYSTEMS INC TX X 07/28/03 AIR PRODUCTS & CHEMICALS INC /DE/ DE X X 07/28/03 ALBANY INTERNATIONAL CORP /DE/ DE X 07/24/03 ALLEGIANCE TELECOM INC DE X X 07/25/03 ALLIANCE BANCORP OF NEW ENGLAND INC DE X 07/17/03 AMEND ALLIANCE RESOURCE PARTNERS LP DE X 07/25/03 ALLIANT ENERGY CORP WI X X 07/28/03 ALLIED HEALTHCARE PRODUCTS INC DE X X 07/28/03 ALTIRIS INC DE X 07/28/03 AMERICAN ARCHITECTURAL PRODUCTS CORP DE X X 07/23/03 AMERICAN CELLULAR CORP /DE/ DE X X 07/28/03 AMERICAN ECOLOGY CORP DE X X 07/28/03 AMERICAN EXPRESS CO NY X 07/28/03 AMERICAN FINANCIAL REALTY TRUST X X 07/28/03 ANNALY MORTGAGE MANAGEMENT INC MD X 07/28/03 APPLIX INC /MA/ MA X 07/24/03 AMEND ARADIGM CORP CA X X 07/23/03 ARC COMMUNICATIONS INC NJ X X 07/28/03 ARIZONA PUBLIC SERVICE CO AZ X X 06/30/03 ARMANINO FOODS OF DISTINCTION INC /CO CO X X 07/25/03 ARQULE INC DE X 07/24/03 ASTRONICS CORP NY X X 07/28/03 AT ROAD INC CA X X 07/28/03 AMEND AT&T CORP NY 07/24/03 ATA HOLDINGS CORP IN X 07/28/03 ATLANTIC COAST AIRLINES HOLDINGS INC DE X 07/28/03 AVISTAR COMMUNICATIONS CORP DE X 07/24/03 AXSYS TECHNOLOGIES INC DE X 07/28/03 BALCHEM CORP MD X X 07/28/03 BAYLAKE CORP WI X 07/28/03 BEAR STEARNS ASSET BACKED SEC INC CER DE X 06/30/03 BEDFORD HOLDINGS INC NJ X 07/28/02 BMC SOFTWARE INC DE X 07/28/03 BOEING CO DE X 07/28/03 BONE CARE INTERNATIONAL INC WI X X 07/28/03 BOSTONFED BANCORP INC DE X X 07/25/03 BUCKEYE PARTNERS L P DE X 07/24/03 BUSINESS BANCORP /CA/ CA X X 07/24/03 C BASS MORTGAGE LOAN ASST BACK CERTS DE X X 07/25/03 C-BASS MORTGAGE LOAN ASSET-BACKED CER DE X X 07/25/03 CAMCO FINANCIAL CORP DE X X 07/25/03 CELSION CORP MD X 07/08/03 CENTER FINANCIAL CORP CA X X 07/21/03 CENTEX FUNDING LLC CENTEX HOME EQ LN DE X X 07/25/03 CENTEX HOME EQUITY LOAN TRUST 2003-B DE X X 07/25/03 CENTRAL FEDERAL CORP DE X X 07/14/03 CHARTER FINANCIAL CORP/GA X X 07/28/03 CHASE MORTGAGE FINANCE CORP DE X X 07/22/03 CHIRON CORP DE X X 07/24/03 CHOICEPOINT INC GA X X 07/22/03 CINTECH SOLUTIONS INC OH X X 07/15/03 CITIGROUP INC DE X X 07/28/03 CITIZENS FINANCIAL SERVICES INC PA X 07/28/03 CITIZENS FIRST FINANCIAL CORP DE X X 07/25/03 CLARK INC DE X X 07/24/03 CNE GROUP INC DE X 07/28/03 CNL HOSPITALITY PROPERTIES INC MD X X 07/10/03 COACHMEN INDUSTRIES INC IN X 06/30/03 COBALT CORP WI X X 07/22/03 COMMERCE GROUP INC /MA MA X 06/30/03 COMMERCESOUTH INC DE X X 07/24/03 COMMERCIAL CAPITAL BANCORP INC NV X 07/28/03 COMMERCIAL CAPITAL BANCORP INC NV X 07/28/03 COMMERCIAL NET LEASE REALTY INC MD X 07/25/03 COMPUCOM SYSTEMS INC DE X X 07/28/03 CONNETICS CORP DE X X 07/28/03 CORNERSTONE BANCORP INC CT 07/28/03 CORNICHE GROUP INC /DE DE X X 07/24/03 CREDIT & ASSET REPACKAGING VEHICLE CO DE X 07/15/03 CROWN AMERICAN REALTY TRUST MD X X 06/30/03 CSB BANCORP INC /OH OH X 07/24/03 CSFB MORTGAGE SEC CORP COMM MORT PS T DE X X 07/25/03 CSFB MORTGAGE SEC CORP HOME EQ MORT P DE X X 07/25/03 CWABS INC DE X X 07/21/03 CWABS INC REVOLVING HM EQ LN AST BACK DE X X 07/15/03 CWABS INC REVOLVING HM EQU LN ASST BA DE X X 07/15/03 CWABS INC REVOLVING HOME EQ LOAN ASSE DE X X 07/15/03 CWABS INC REVOLVING HOME EQ LOAN AST DE X X 07/15/03 CYBEX INTERNATIONAL INC NY X X 07/24/03 CYPRESS EQUIPMENT FUND II LTD FL X 05/28/03 DAG MEDIA INC NY X X 07/16/03 AMEND DELIA S CORP DE X 07/23/03 DEUTSCHE RECREATIONAL ASSET FUNDING C NV X X 07/15/03 DIAL CORP /NEW/ DE X X 07/28/03 DIMECO INC PA X 07/23/03 DISTRIBUTION FINANCIAL SERVICES MARIN NY X X 07/15/03 DISTRIBUTION FINANCIAL SERVICES RV MA NV X X 07/15/03 DISTRIBUTION FINANCIAL SERVICES RV TR NY X X 07/15/03 DISTRIBUTION FINANCIAL SERVICES RV TR NY X X 07/15/03 DISTRIBUTION MANAGEMENT SERVICES INC X X 07/25/03 DIVERSA CORP DE X X 07/18/03 DOBSON COMMUNICATIONS CORP OK X X 07/14/03 DTE ENERGY CO MI X X 07/25/03 DYNEGY HOLDINGS INC DE X X X 07/25/03 DYNEGY INC /IL/ IL X X X 07/25/03 E PIPHANY INC DE X 07/28/03 EDUCATION LENDING GROUP INC DE X 07/24/03 EL PASO ELECTRIC CO /TX/ TX X X 07/28/03 ELECSYS CORP KS X 07/28/03 ENCORE MEDICAL CORP DE X X 07/28/03 ENERGYSOUTH INC AL X X 07/25/03 ENSCO INTERNATIONAL INC DE X 07/28/03 ENTERGY CORP /DE/ DE X X 07/28/03 EOG RESOURCES INC DE X 07/28/03 EPIC FINANCIAL CORP NV X 07/28/03 EPIQ SYSTEMS INC MO X X 07/28/03 EPIX MEDICAL INC X X 07/28/03 EQUITY ONE ABS INC EQUITY ONE MORT P DE X 07/25/03 EQUITY ONE MORTGAGE PASS-THROUGH TRUS DE X 07/25/03 EXACTECH INC FL X X 07/23/03 EXPLORATIONS GROUP INC DE X X 07/08/03 FANSTEEL INC DE X 07/24/03 FARMERS & MERCHANTS BANCORP DE 07/25/03 FFLC BANCORP INC DE X X 07/28/03 FFW CORP DE X X 07/25/03 FIDELITY BANCORP INC PA X X 07/25/03 FIRST ADVANTAGE CORP DE X X 07/28/03 FIRST CANADIAN AMERICAN HOLDING CORP DE X X X 07/24/03 FIRST COLONIAL GROUP INC PA X 07/28/03 FIRST DATA CORP DE X 07/23/03 FIRST FEDERAL BANKSHARES INC DE X X 07/25/03 FIRST FINANCIAL BANCORP /CA/ CA X X 07/25/03 FIRST FINANCIAL BANCORP /CA/ CA X X 07/25/03 FIRST HEALTH GROUP CORP DE X 07/28/03 FIRST HORIZON ASSET SECURITIES INC DE X X 07/28/03 FIRST NIAGARA FINANCIAL GROUP INC DE X X 07/24/03 FIRST PLACE FINANCIAL CORP /DE/ DE X 07/28/03 FIRST SECURITY BANCORP INC /KY/ KY X 07/28/03 FIRST STATE BANCORPORATION NM X X 07/25/03 FLIGHT SAFETY TECHNOLOGIES INC NV X 07/28/03 FNB BANCORP/CA/ X X 07/25/03 FRANKLIN FINANCIAL CORP /TN/ TN X X 07/25/03 GENCORP INC OH X X 07/24/03 GENERAL MARITIME CORP/ X 06/30/03 GLOBESPANVIRATA INC DE X 07/25/03 AMEND GRAHAM CORP DE X X 06/30/03 GREENWICH CAPITAL ACCEPTANCE INC DE X 07/28/03 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