SEC NEWS DIGEST Issue 2003-136 July 17, 2003 ENFORCEMENT PROCEEDINGS SEC INSTITUTES ADMINISTRATIVE PROCEEDINGS AGAINST THE CHILDREN'S BEVERAGE GROUP, INC., A NORTHBROOK, ILLINOIS COMPANY On July 16, the Commission instituted administrative proceedings against The Children's Beverage Group, Inc., a company headquartered in Northbrook, Ill. The Division of Enforcement alleges that The Children's Beverage Group failed to comply with Section 13(a) of the Securities Exchange Act of 1934 and Rules 13a-1 and 13a-13 promulgated thereunder by failing to file any annual or quarterly reports with the Commission since it filed its March, 2001 Form 10-K. A hearing will be scheduled before an administrative law judge to determine whether the allegations in the Order are true, to provide the respondent an opportunity to dispute these allegations, and to determine whether it is necessary and appropriate for the protection of investors that the registration of all securities of The Children's Beverage Group, Inc. registered pursuant to Section 12 of the Exchange Act should be suspended or revoked. (Rel. 34-48184; File No. 3-11185) COMMISSION ENTERS ORDER AGAINST ARTHUR RITCHIE BASED ON FALSE REPRESENTATIONS ABOUT TECHNOLOGIES On July 16, the Commission entered an administrative and cease-and- desist order against Arthur Ritchie of North Royalton, Ohio, for making misrepresentations to investors in the offer and sale of securities of AlphaCom, Inc. Ritchie consented to the entry of the order without admitting or denying the Commission's findings. The order finds that from at least September 1997 until at least October 2000, AlphaCom raised $8.9 million through the unregistered offer and sale of securities and registered offer and sale of common stock. The order also finds that from at least June 1999 to September 2000, Ritchie raised approximately $200,000 in AlphaCom's public offering of stock. The order further finds that in offering AlphaCom's securities to investors, Ritchie misrepresented that AlphaCom owned the exclusive rights to Internet-related technologies called Network Utilities (NU) software and Very Minimal Shift Keying (VMSK). In fact, AlphaCom never owned the exclusive rights to either NU or VMSK. The order also finds that Ritchie made these statements recklessly. The order finds that although Ritchie knew the technology was invented by others, he did not seek to confirm AlphaCom's ownership from inventors or seek documentation from AlphaCom. The order bars Ritchie from association with any broker or dealer and orders him to cease and desist from committing or causing any violation and any future violation of Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933 and Sections 10(b), 15(a)(1) and 15(c) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. On July 10, 2003, the Commission filed a Complaint in the Northern District of Ohio in a related matter, SEC v. Snyder, et al., against Robert Snyder, AlphaCom, and James Stamp, based on their alleged fraudulent sale of AlphaCom securities, seeking orders imposing permanent injunctions, disgorgement of ill-gotten gains and civil penalties against defendants and an officer and director bar against defendants and an officer and director bar against Snyder. The civil injunctive action also seeks disgorgement against Gary Kendron, named as a relief defendant. (Rels. 33-8253; 34-48186; File No. 3-11186) SAN FRANCISCO HEDGE FUND ADVISER SETTLES ADMINISTRATIVE PROCEEDINGS RELATED TO SECURITIES TRADING UNDER REGULATION M, RULE 105 On July 17, the Commission instituted and simultaneously settled an administrative proceeding against Ascend Capital, LLC, Malcolm P. Fairbairn, the firm's founder and sole manager, and Emily Wang Fairbairn, a trader at the firm, related to securities trading under Regulation M, Rule 105, "Short Selling in Connection With a Public Offering." Rule 105 prohibits covering a short sale with securities obtained in a public offering if the short sale occurred within five business days before the pricing of the offering. The Commission's order finds that on three occasions in 2001, Ascend and the Fairbairns violated Rule 105 of Regulation M by selling securities short during the five business days before the pricing of public offerings, and then covering the short positions with securities purchased in the offerings. Without admitting or denying the Commission's findings, Ascend and the Fairbairns agreed, jointly and severally, to settle the charges against them by consenting to a Commission order requiring that they pay disgorgement of $21,258.50 in illegal trading profits and prejudgment interest; pay a civil penalty of $25,000; and cease and desist from committing or causing any violations and any future violations of Section 10(a) of the Exchange Act and Rule 105 and Regulation M. The Commission thanks the American Stock Exchange for its assistance in this matter. (Rels. 34-48188; IA-2150; File No. 3-11187) DEFAULT ORDER AGAINST SONIA HOWE RADENCOVICI An Administrative Law Judge has issued an Order Making Findings and Imposing Remedial Sanctions By Default against Respondent Sonia Howe Radencovici (Radencovici) in Administrative Proceeding No. 3-11087, Liberty National Securities, Inc., Robert J. Guyer, and Sonia Howe Radencovici. The Order Instituting Proceedings alleged that on March 12, 2002, the United States District Court for the District of Connecticut entered a judgment that permanently enjoined Respondent Radencovici from violating Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The Order finds the allegations to be true only as to Respondent Radencovici and bars her from association with any broker or dealer. (Rel. 34-48189; File No. 3-11087) JEFFREY GOLDBERG BARRED FROM ASSOCIATION WITH ANY INVESTMENT ADVISER AFTER ADMITTING TO SCAMMING MILLIONS FROM INVESTORS On July 16, the Commission entered an Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act, Making Findings, and Imposing Remedial Sanctions that barred Jeffrey L. Goldberg from association with any investment adviser. Goldberg, age 52, resides in Buffalo Grove, Ill. From 1997 through March 2002, Goldberg was a principal at, and associated with, Essex, LLC, an investment advisory firm located in Buffalo Grove, Ill. The Commission instituted the administrative proceeding based on Goldberg's guilty plea to two counts of mail fraud before the United States District Court for the Northern District of Illinois. In his Offer of Settlement, Goldberg consented to the entry of the bar. In his plea agreement, Goldberg admitted that the following facts, among others, established his guilt beyond a reasonable doubt. Goldberg raised over $16 million from at least 130 investors. He lied to investors about the nature and status of the investments, and the intended and actual use of their funds. He then repaid investors from earlier investments with funds raised from investors in new investments. As a result, investors lost approximately $8 million. The Commission's Order takes effect immediately upon issuance. (Rel. IA-2149; File No. 3-11184) JUDGE FREEZES ASSETS OF FOUR ADDITIONAL DEFENDANTS IN SEC SUIT AGAINST MILLION-DOLLAR SCAM TARGETING RETIREES On July 14, the Commission sought an order in D.C. Federal District court freezing assets of Eli Dinov, Ari Dinov, David Rubinov and Stronghold Associates, Inc., four of the six defendants named in the Commission's July 9, 2003 complaint. On July 14, the Honorable Judge Rosemary M. Collyer froze approximately $350,000 in assets of the four defendants. Judge Collyer's prior order, issued on July 9, 2003, froze $1.1 million of the assets of two of the defendants, Discover Capital Holdings Corp. and Indianapolis Securities, Inc. On Monday, in addition to freezing assets of the four other defendants, Judge Collyer released some of the assets of Indianapolis Securities to be used to pay commissions owed to certain employees and lifted the freeze with respect to $15,000 held in an account with Indianapolis Securities' clearing firm. The Commission's complaint alleges that the defendants, Eli Dinov, his brother Ari Dinov, and David Rubinov used spam e-mail touts and misleading, high pressure sales calls to raise $1.1 million dollars through the sale of private placement shares of Uniondale, New York- based Discover Capital Holdings Corp., a company controlled by the individual defendants, through Discover's wholly-owned broker-dealer subsidiary, Indianapolis Securities, Inc. [SEC v. Discover Capital Holdings Corp., et al., Civil Action No. 03 Civ. 1496, D.D.C., filed July 9, 2003] (LR-18231) SEC SETTLES INSIDER TRADING CHARGES WITH PENNSYLVANIA RESIDENT FOR ILLEGAL TRADES IN BETZDEARBORN INC. On July 11, Judge William H. Yohn, Jr. in the United States District Court for the Eastern District of Pennsylvania entered a final judgment against Joseph F. Doody of Churchville, Pa. The defendant was ordered to disgorge $43,153 in illegal profits and prejudgment interest, and pay a $30,813 civil penalty in a Commission action that charged him with insider trading in the securities of BetzDearborn Inc. Doody settled the action without admitting or denying the allegations in the Commission's complaint. The Commission's complaint in this matter, filed in November 2001, alleged that Diane C. Neiley, a former employee of BetzDearborn Inc., Joseph F. Doody IV (Doody IV), and his father, Joseph F. Doody, engaged in illegal insider trading in advance of the July 30, 1998, announcement that BetzDearborn Inc. and Hercules Inc. had agreed to merge. The complaint alleged that Neiley, an executive assistant at BetzDearborn, learned confidential information regarding the merger and tipped her then-boyfriend, Doody IV, who in turn tipped his father. According to the complaint, Doody IV purchased BetzDearborn common stock and call options that he sold after the merger announcement, realizing $240,953 in illegal profits. The complaint alleged that after being tipped by his son, Joseph Doody bought BetzDearborn common stock that he sold after the announcement for unlawful profits of $30,813. In November 2001, Neiley settled with the Commission by consenting to a final judgment that permanently enjoined her from violating Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5, and imposed no civil penalty based on her sworn financial statement. In October 2001, Doody IV was indicted for securities fraud for his transactions in BetzDearborn securities. In December 2002, Doody IV pled guilty to one count of insider trading and one count of obstruction of justice. He was sentenced to 18 months in prison. The Commission's case continues against Doody IV. Without admitting or denying the allegations in the Commission's complaint, Joseph F. Doody consented to entry of the final judgment which permanently enjoins him from violating Section 10(b) of the Exchange Act and Rule 10b-5 thereunder, and orders him to disgorge his illegal profits of $30,813, together with $12,340 in prejudgment interest, and pay civil penalties of $30,813. See LR-17225 (Nov. 8, 2001). See also the following related matters: SEC v. Rodolfo Luzardo, et al., 01 Civ. 9206 (DC) (S.D.N.Y.) (filed October 18, 2001) (LR-17197, LR-17486 and LR-17850); SEC v. Bugenhagen, et al., 01 Civ. 6538 (E.D.PA.) (filed December 18, 2001) (LR-17278); SEC v. Litvinsky, et al., 02 Civ. 0312 (LMM) (S.D.N.Y.) (filed January 14, 2002) (LR-17306); and SEC v. Straub, et al., 1:02CV01128 (EGS) (D.D.C.) (filed June 10,2002) (LR-17549). To date, the Commission has brought five insider trading cases concerning trading before the merger of BetzDearborn and Hercules against 18 defendants, and has obtained approximately $4 million in disgorgement, prejudgment interest, and penalties. [SEC v. Joseph F. Doody IV, Joseph F. Doody, and Diane C. Neiley, NO. 02-2932, E.D. Pa.] (LR-18232) INVESTMENT COMPANY ACT RELEASES PBHG FUNDS, ET AL. A notice has been issued giving interested persons until August 11, 2003, to request a hearing on an application filed by PBHG Funds, et al., for an order under Section 6(c) of the Investment Company Act for an exemption from Sections 18(f) and 21(b) of the Act, under Section 12(d)(1)(J) of the Act granting an exemption from Section 12(d)(1) of the Act, under Sections 6(c) and 17(b) of the Act granting an exemption from Section 17(a) of the Act, and under Section 17(d) of the Act and Rule 17d-1 under the Act to permit certain joint transactions. The order would permit certain registered open-end management investment companies to participate in a joint lending and borrowing facility. (Rel. IC-26100 - July 15) SELF REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-Amex-2003-59) filed with the Commission by the American Stock Exchange to renumber Commentary .02 to Rule 131 and amend a reference thereto in Commentary .06 to Rule 155 has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. (Rel. 34-48173) A proposed rule change (SR-Amex-2003-56) filed with the Commission by the American Stock Exchange to reestablish on a six-month pilot basis the Exchange's odd-lot execution procedures applicable to trading in Nasdaq securities has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of July 21. (Rel. 34-48174) DELISTING An order has been issued granting the application of the Pacific Exchange to strike from listing and registration certain call and put options contracts issued by The Options Clearing Corporation respecting the underlying common stock of Univision Communications Inc., effective at the opening of business on July 17. (Rel. 34-48185) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 DAYTON SUPERIOR CORP, 7777 WASHINGTON VILLAGE DRIVE, SUITE 130, DAYTON, OH, 45459, 9374287172 - 0 ($165,000,000.00) Non-Convertible Debt, (File 333-107071 - Jul. 16) (BR. 06) S-2 FLORIDA BANKS INC, 5210 BELFORT ROAD SUITE 310, JACKSONVILLE, FL, 32256, 9042962329 - 0 ($27,830,000.00) Equity, (File 333-107072 - Jul. 16) (BR. 07) S-3 ENTERPRISE PRODUCTS PARTNERS L P, 2727 NORTH LOOP WEST, HOUSTON, TX, 77008, 7138806500 - 5,000,000 ($116,050,000.00) Limited Partnership Interests, (File 333-107073 - Jul. 16) (BR. 04) S-8 KEYCORP /NEW/, 127 PUBLIC SQ, CLEVELAND, OH, 44114-1306, 2166896300 - 18,000,000 ($456,840,000.00) Equity, (File 333-107074 - Jul. 16) (BR. 07) S-8 KEYCORP /NEW/, 127 PUBLIC SQ, CLEVELAND, OH, 44114-1306, 2166896300 - 500,000 ($12,690,000.00) Equity, (File 333-107075 - Jul. 16) (BR. 07) S-8 KEYCORP /NEW/, 127 PUBLIC SQ, CLEVELAND, OH, 44114-1306, 2166896300 - 2,000,000 ($50,760,000.00) Equity, (File 333-107076 - Jul. 16) (BR. 07) S-3 INLAND REAL ESTATE CORP, 2901 BUTTERFIELD RD, OAK BROOK, IL, 60523, 7082188000 - 0 ($78,375,000.00) Equity, (File 333-107077 - Jul. 16) (BR. 08) S-4 APOGENT TECHNOLOGIES INC, 411 E WISCONSIN AVE 24TH FLR, MILWAUKEE, WI, 53202, 4142746600 - 0 ($250,000,000.00) Non-Convertible Debt, (File 333-107078 - Jul. 16) (BR. 36) S-3 TRADESTATION GROUP INC, (954) 652-7000 - 0 ($4,675,065.00) Equity, (File 333-107079 - Jul. 16) (BR. 03) S-3 SIGMA DESIGNS INC, 1221 CALIFORNIA CIRCLE, MILPITAS, CA, 95035, 4082629003 - 982,683 ($2,358,439.18) Equity, (File 333-107080 - Jul. 16) (BR. 03) S-8 PINNACLE ENTERTAINMENT INC, 3800 HOWARD HUGHES PARKWAY, SUITE 1800, LAS VEGAS, NV, 89109, 702-784-7777 - 0 ($22,195,789.40) Equity, (File 333-107081 - Jul. 16) (BR. 05) S-3 GULFTERRA ENERGY PARTNERS L P, 4 GREENWAY PLAZA, .., HOUSTON, TX, 77046, 832 676 4853 - 2,000,000 ($77,780,000.00) Limited Partnership Interests, (File 333-107082 - Jul. 16) (BR. 04) S-3 SAUL CENTERS INC, 8401 CONNECTICUT AVE, CHEVY CHASE, MD, 20815, 3019866207 - 100,000,000 ($100,000,000.00) Equity, (File 333-107083 - Jul. 16) (BR. 08) S-1 K-SEA TRANPORTATION PARTNERS LP, 0 ($88,550,000.00) Limited Partnership Interests, (File 333-107084 - Jul. 16) (BR. ) S-8 MERIDIAN CO LTD, 3F MADISON VENTURE TOWER, KANGNAM KU SEOUL REPUBLIC OF KOREA, REPUBLIC OF KOREA, M5, 00000, 000-00-00000 - 1,968,901 ($334,713.17) Equity, (File 333-107086 - Jul. 16) (BR. 36) S-8 INSIGNIA SYSTEMS INC/MN, 6470 SYCAMORE COURT NORTH, MAPLE GROVE, MN, 55369, 7633926200 - 350,000 ($2,432,500.00) Equity, (File 333-107087 - Jul. 16) (BR. 06) S-3 SANDISK CORP, 140 CASPIAN COURT, SUNNYVALE, CA, 94089, 4085620500 - 0 ($500,000,000.00) Equity, (File 333-107088 - Jul. 16) (BR. 03) S-4 MEDICIS PHARMACEUTICAL CORP, 8125 NORTH HAYDEN ROAD, SCOTTSDALE, AZ, 85258, 2125992000 - 0 ($446,720,000.00) Debt Convertible into Equity, (File 333-107089 - Jul. 16) (BR. 01) S-8 CITADEL SECURITY SOFTWARE INC, 9,440,604 ($7,323,853.00) Equity, (File 333-107090 - Jul. 16) (BR. 03) S-4 TECHNICAL OLYMPIC USA INC, 4000 HOLLYWOOD BLVD, SUITE 500N, HOLLYWOOD, FL, 33021, 954 364 4000 - 0 ($35,000,000.00) Non-Convertible Debt, (File 333-107091 - Jul. 16) (BR. 06) S-8 POST PROPERTIES INC, 4401 NORTHSIDE PARKWAY, SUITE 800, ATLANTA, GA, 30327, 4048465000 - 0 ($105,080,000.00) Equity, (File 333-107092 - Jul. 16) (BR. 08) S-8 POST PROPERTIES INC, 4401 NORTHSIDE PARKWAY, SUITE 800, ATLANTA, GA, 30327, 4048465000 - 0 ($5,254,000.00) Equity, (File 333-107093 - Jul. 16) (BR. 08) S-8 KOALA INTERNATIONAL WIRELESS INC, 141-757 WEST HASTINGS, SUITE 676, VANCOUVER BC CANADA, TX, V6C1A1, 6046817806 - 4,000,000 ($600,000.00) Equity, (File 333-107094 - Jul. 16) (BR. 09) S-4 DIGITALNET INC, 6700A ROCKLEDGE DRIVE, SUITE 525, BETHESDA, MD, 20817, 301-530-6220 - 0 ($125,000,000.00) Non-Convertible Debt, (File 333-107095 - Jul. 16) (BR. 03) S-8 GENE LOGIC INC, 708 QUINCE ORCHARD, ROAD, GAITHERSBURG, MD, 20878, 3019871700 - 0 ($8,895,000.00) Equity, (File 333-107096 - Jul. 16) (BR. 01) N-2 BLACKROCK NEW JERSEY MUNICIPAL 2020 TERM TRUST, 100,000 ($1,500,000.00) Equity, (File 333-107097 - Jul. 16) (BR. ) S-4 IDEC PHARMACEUTICALS CORP / DE, 11011 TORREYANA ROAD, SAN DIEGO, CA, 92121, 6195508500 - 0 ($7,054,987,197.63) Equity, (File 333-107098 - Jul. 16) (BR. 01) S-8 SCHUFF INTERNATIONAL INC, 1841 WEST BUCHANAN ST, PHOENIX, AZ, 85007, 6022527787 - 50,000 ($90,500.00) Equity, (File 333-107099 - Jul. 16) (BR. 06) S-4 AMERICAN FINANCIAL GROUP INC, ONE EAST FOURTH STREET, SUITE 919, CINCINNATI, OH, 45202, 5135792121 - 0 ($69,989,405.00) Equity, (File 333-107100 - Jul. 16) (BR. 01) SB-2 ADVANCED COMMUNICATIONS TECHNOLOGIES INC, 19200 VON KARMAN, SUITE 500, IRVINE, CA, 92612, 9496225566 - 4,506,868,683 ($22,534,343.00) Equity, (File 333-107101 - Jul. 16) (BR. 08) S-8 ISPAT INTERNATIONAL NV, 15TH FLOOR, HOFPLEIN 20, 3032 AC ROTTERDAM, ROTTERDAM, P7, 000000000, 31102178800 - 10,000,000 ($41,000,000.00) Equity, (File 333-107102 - Jul. 16) (BR. 06) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT A C MOORE ARTS & CRAFTS INC PA X X 07/16/03 ABRAXAS PETROLEUM CORP NV X 07/15/03 ACTRADE FINANCIAL TECHNOLOGIES LTD DE X X 07/15/03 ADVANCED MICRO DEVICES INC DE X 07/16/03 ALLIANCE BANCORP OF NEW ENGLAND INC DE X X 07/16/03 ALLIANCE DATA SYSTEMS CORP DE X 07/16/03 ALLIS CHALMERS CORP DE X X 07/01/03 ALLSCRIPTS HEALTHCARE SOLUTIONS INC DE X 07/16/03 ALLSCRIPTS HEALTHCARE SOLUTIONS INC DE X 07/16/03 ALLSTATE CORP DE X X 07/16/03 AMERCO /NV/ NV X X 07/15/03 AMERICAN AIRLINES INC DE X 07/16/03 AMERICAN HEALTHWAYS INC DE X X 07/15/03 AMERICAN INDEPENDENCE CORP DE X X 07/15/03 AMERICAN MARKET SUPPORT NETWORK INC X X X X 07/16/03 AMERICAN PHYSICIANS CAPITAL INC MI X X 07/16/03 AMERICAN STANDARD COMPANIES INC DE X X 07/16/03 AMR CORP DE X 07/16/03 APPLE COMPUTER INC CA X X 07/16/03 APPLIED INNOVATION INC DE X X 07/16/03 ARLINGTON HOSPITALITY INC DE X X 07/16/03 ASPECT MEDICAL SYSTEMS INC DE X 07/16/03 ATARI INC DE X X 07/15/03 ATC HEALTHCARE INC /DE/ DE X X 07/15/03 ATWOOD OCEANICS INC TX X X 07/16/03 AVATAR HOLDINGS INC DE X X 07/16/03 BADGER METER INC WI X X 07/16/03 BALLY TOTAL FITNESS HOLDING CORP DE X X 07/15/03 BANCORP RHODE ISLAND INC X X 07/15/03 BANK OF AMERICA MORT SEC INC MORT PAS DE X X 05/23/02 BANK OF AMERICA MORTGAGE SEC INC MOR DE X X 08/27/03 BANK OF GRANITE CORP DE X X 07/16/03 BANK ONE CORP DE X X X 07/16/03 BARD C R INC /NJ/ NJ X 06/30/03 BARRA INC /CA DE X X 07/16/03 BEA SYSTEMS INC DE X 02/14/03 AMEND BEYOND COM CORP DE X X 06/18/03 BIOGENTECH CORP NV X 07/15/03 BIOMETRICS SECURITY TECHNOLOGY INC DE X X 07/14/03 BIOPURE CORP DE X 06/16/03 BIOVEST INTERNATIONAL INC MN X 07/07/03 AMEND BOK FINANCIAL CORP ET AL OK X X 06/30/03 BOSTON COMMUNICATIONS GROUP INC MA X 07/16/03 BRE PROPERTIES INC /MD/ MD X X 07/15/03 BRIDGE BANCORP INC NY X 06/30/03 BROOKTROUT INC MA X X 07/16/03 BULL RUN CORP GA X X 07/16/03 C CHIP TECHNOLOGIES CORP NV X X 07/15/03 CALPINE CORP DE X 07/16/03 CALPINE CORP DE X 07/16/03 CAP ROCK ENERGY CORP X 07/16/03 CAPITAL BANCORP INC TN X X 07/16/03 CAPITAL ONE FINANCIAL CORP DE X X X 07/16/03 CAPITAL ONE FINANCIAL CORP DE X 07/16/03 CARCO AUTO LOAN MASTER TRUST DE X X 07/15/03 CARLISLE COMPANIES INC DE X 07/15/03 CAROLINA BANK HOLDINGS INC NC X 07/14/03 CASH TECHNOLOGIES INC DE X X 07/16/03 CATALINA MARKETING CORP/DE DE X 07/15/03 CATHAY BANCORP INC DE X 07/15/03 CDW CORP IL X X 07/16/03 CERNER CORP /MO/ DE X X 07/16/03 CHAMPION ENTERPRISES INC MI X X X 07/16/03 CHARTER COMMUNICATIONS INC /MO/ DE X 07/16/03 CHASE CREDIT CARD MASTER TRUST NY X X 07/15/03 CHEESECAKE FACTORY INCORPORATED DE X 07/05/03 CHEMUNG FINANCIAL CORP NY X X 06/30/03 CIMAREX ENERGY CO DE X X 07/16/03 CITIBANK SOUTH DAKOTA N A DE X 06/25/03 CITIBANK SOUTH DAKOTA N A DE X 06/25/03 CITIGROUP INC DE X X 07/16/03 CITY HOLDING CO WV X X 07/16/03 CLAYTON HOMES INC DE X X 07/16/03 COCA COLA ENTERPRISES INC DE X X 06/30/03 COCA COLA ENTERPRISES INC DE X X 07/15/03 COEUR D ALENE MINES CORP ID X X 07/10/03 COLLAGENEX PHARMACEUTICALS INC DE X 07/16/03 COLONIAL BANCGROUP INC DE X 07/16/03 COLUMBUS MCKINNON CORP NY X X 07/08/03 COLUMBUS MCKINNON CORP NY X X 07/16/03 COMERICA INC /NEW/ DE X 07/16/03 COMMERCE BANCSHARES INC /MO/ MO X X 07/15/03 COMMERCIAL MORTGAGE PASS THROUGH CERT DE X 07/01/03 COMMUNITY SHORES BANK CORP MI X X 07/15/03 COMMUNITY TRUST BANCORP INC /KY/ KY X 06/30/03 COMPASS BANCSHARES INC DE X X 07/16/03 COMPUTER TASK GROUP INC NY X 07/15/03 COMPUTERIZED THERMAL IMAGING INC NV X X 07/11/03 COMPUWARE CORPORATION MI X 07/11/03 COMTECH TELECOMMUNICATIONS CORP /DE/ DE X X 07/16/01 CONSECO INC IN X X 07/15/03 CORUS BANKSHARES INC MN X X 07/16/03 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 07/16/03 CRESCENT FINANCIAL CORP NC X 07/15/03 CSX CORP VA X X 07/16/03 CWMBS INC DE X X 05/30/03 CWMBS INC DE X X 05/30/03 CWMBS INC DE X X 05/30/03 CYBERSOURCE CORP DE X X 07/16/03 DAIMLERCHRYSLER MASTER OWNER TRUST X X 07/15/03 DATALINK CORP MN X X 07/16/03 DIGITAL LIGHTWAVE INC DE X 07/16/03 DIGITAL RIVER INC /DE DE X X 07/16/03 DIGITALTHINK INC DE X X 06/30/03 DVI INC DE X X 07/15/03 E TRADE GROUP INC DE X X 07/16/03 ECB BANCORP INC NC X X 07/16/03 EL PASO CORP/DE DE X X 07/16/03 EL PASO NATURAL GAS CO DE X 07/16/03 ELECTRONIC TELE COMMUNICATIONS INC WI X X 07/15/03 EMC CORP MA X X 07/16/03 ENCISION INC CO X X 07/15/03 ENDOVASC INC NV X X 07/15/03 ENTERPRISE PRODUCTS PARTNERS L P DE X X 07/15/03 ENTERPRISE PRODUCTS PARTNERS L P DE X X 05/01/03 ESPERION THERAPEUTICS INC/MI DE X X 07/16/03 EXAR CORP DE X X 07/16/03 EXAR CORP DE X X 07/16/03 AMEND EXCHANGE BANCSHARES INC OH X 07/16/03 EXEGENICS INC DE X X 07/16/03 EXPEDIA INC WA X X 07/15/03 F&M BANCORP MD X X 07/15/03 FIDELITY BANCORP INC /DE/ DE X 07/16/03 FIDELITY BANKSHARES INC DE X X 06/30/03 FIND SVP INC NY X X X 07/01/03 FINDWHAT COM INC NV X X 07/16/03 FIRST BUSEY CORP /NV/ NV X X 07/15/03 FIRST CANADIAN AMERICAN HOLDING CORP DE X X X 07/16/03 FIRST COMMUNITY CORP /SC/ SC X X 07/16/03 FIRST FINANCIAL BANKSHARES INC TX X 07/16/03 FIRST INDIANA CORP IN X X 07/16/03 FIRST INDIANA CORP IN X X 07/16/03 FIRST NATIONAL LINCOLN CORP /ME/ ME X 07/15/03 FIRST OAK BROOK BANCSHARES INC DE X X 07/15/03 FIRST PLACE FINANCIAL CORP /DE/ DE X X 07/16/03 FIRST UNION COMMERCIAL MORTGAGE SECUR NC X 05/18/03 FLEETBOSTON FINANCIAL CORP RI X X X 07/15/03 FLORIDA BANKS INC FL X X 07/15/03 FNB CORP/FL/ FL X 06/30/03 FORD MOTOR CO DE X X 07/16/03 FORD MOTOR CREDIT CO DE X X 07/16/03 FRANKLIN ELECTRIC CO INC IN X X 07/11/03 FRONTIER FINANCIAL CORP /WA/ WA X X 07/16/03 FURRS RESTAURANT GROUP INC DE X X 07/15/03 GENERAL DYNAMICS CORP DE X X X 07/16/03 GENERAL MOTORS CORP DE X 07/15/03 GENTEX CORP MI X X 07/16/03 GENZYME CORP MA X X 07/16/03 GLOBALSTAR LP DE X 07/10/03 GREAT SOUTHERN BANCORP INC DE X X 07/14/03 GREATER COMMUNITY BANCORP NJ X X 07/16/03 GREENE COUNTY BANCORP INC DE X X 07/16/03 GREENE COUNTY BANCSHARES INC TN X X 07/16/03 GS MORTGAGE SECURITIES CORP DE X X 07/14/03 GUARANTY FEDERAL BANCSHARES INC DE X 06/30/03 HAMPTON ROADS BANKSHARES INC VA X 07/16/03 HARLEYSVILLE NATIONAL CORP PA X 06/30/03 HARRINGTON WEST FINANCIAL GROUP INC/C X X 07/16/03 HELEN OF TROY LTD X X 07/09/03 HF FINANCIAL CORP DE X 07/15/03 HI TECH PHARMACAL CO INC NY X 07/16/03 HI/FN INC DE X X 07/16/03 HORIZON GROUP PROPERTIES INC MD X X 07/14/03 HUDSON CITY BANCORP INC DE X X 07/15/03 HUGHES ELECTRONICS CORP DE X X 07/15/03 HUGHES ELECTRONICS CORP DE X X 07/16/03 HUNT J B TRANSPORT SERVICES INC AR X X 07/15/03 ICN PHARMACEUTICALS INC DE X X 07/16/03 IKON OFFICE SOLUTIONS INC OH X X 06/30/03 IMANAGE INC DE X X 07/16/03 IMMUCOR INC GA X 05/31/03 INDIAN RIVER BANKING COMPANY FL X X 07/15/03 INDYMAC MBS INC RESIDENTIAL ASSET SEC X X 06/27/03 INLAND REAL ESTATE CORP MD X 07/16/03 INSMED INC VA X X 07/16/03 INTEL CORP DE X 06/28/03 INTERNATIONAL BUSINESS MACHINES CORP NY X X 07/16/03 INTERNATIONAL PAPER CO /NEW/ NY X X 07/15/03 INTERNET SECURITY SYSTEMS INC/GA DE X 07/16/03 INTERVEST BANCSHARES CORP DE X 07/15/03 INVESTORS FINANCIAL SERVICES CORP DE X 07/16/03 IT GROUP INC DE X X 07/14/03 J P MORGAN CHASE & CO DE X X 07/16/03 JABIL CIRCUIT INC DE X X 07/15/03 JOHNSON CONTROLS INC WI X X 07/16/03 JRE INC NY X 07/10/03 JUPITERMEDIA CORP DE X X 07/11/03 KNIGHT RIDDER INC FL X X 07/16/03 KOGER EQUITY INC FL X X 07/15/03 KONTRON MOBILE COMPUTING INC MN X X 07/14/03 KRAFT FOODS INC VA X X 07/16/03 LASALLE HOTEL PROPERTIES MD X 07/15/03 LEGATO SYSTEMS INC DE X X 07/15/03 LIFELINE SYSTEMS INC MA X 01/01/04 LINCOLN BANCORP /IN/ IN X X 07/16/03 LONE STAR TECHNOLOGIES INC DE X X 07/15/03 LONG BEACH ACCEPTANCE CORP X X 07/15/03 LONG BEACH ACCEPTANCE CORP X X 07/15/03 LONG BEACH ACCEPTANCE CORP X X 07/15/03 LONG ISLAND FINANCIAL CORP DE X X 07/14/03 LUCENT TECHNOLOGIES INC DE X X 07/15/03 MAGIC LANTERN GROUP INC NY X 07/16/03 MAIN STREET BANKS INC /NEW/ GA X X 07/16/03 MAX RE CAPITAL LTD X X 07/15/03 MBNA AMERICA BANK NATIONAL ASSOCIATIO DE X X 07/16/03 MCDONALDS CORP DE X 07/14/03 MCGRATH RENTCORP CA X 07/15/03 MEDICIS PHARMACEUTICAL CORP DE X X 07/16/03 MEGO FINANCIAL CORP NY X 07/16/03 MELLON FINANCIAL CORP PA X X 07/15/03 MERCURY INTERACTIVE CORPORATION DE X X 07/16/03 METRO-GOLDWYN-MAYER INC DE X 06/27/03 AMEND MGI PHARMA INC MN X X 07/16/03 MILLIPORE CORP /MA MA X X 07/16/03 MIRANT AMERICAS GENERATING LLC DE X X 07/14/03 MIRANT CORP DE X X X 07/14/03 MIRANT MID ATLANTIC LLC DE X X 07/14/03 MISSOURI RIVER & GOLD GEM CORP MT X 06/24/03 MODINE MANUFACTURING CO WI X 06/26/03 MODINE MANUFACTURING CO WI X 05/15/03 MODINE MANUFACTURING CO WI X 07/16/03 MOHAWK INDUSTRIES INC DE X X 07/16/03 MPOWER HOLDING CORP DE X X 07/16/03 MSDW STRUCTURED SATURNS SERIES 2001 3 DE X 07/01/03 MSX INTERNATIONAL INC DE X 07/16/03 NAPOLI ENTERPRISES INC CO X X X X 07/16/03 NASSDA CORP DE X X 07/16/03 NATIONAL CITY CORP DE X X 07/15/03 NATIONAL PROCESSING INC OH X X 07/16/03 NAUTILUS GROUP INC WA X X 07/09/03 NEOWARE SYSTEMS INC DE X X 07/01/03 NEOWARE SYSTEMS INC DE X X 07/11/03 NETSCOUT SYSTEMS INC DE X X 07/16/03 NETWORK EQUIPMENT TECHNOLOGIES INC DE X 07/16/03 NETWORKS ASSOCIATES INC/ DE X X 07/16/03 NEW YORK COMMUNITY BANCORP INC DE X X 07/16/03 NEWMIL BANCORP INC DE X 07/16/03 NITCHES INC CA X X 07/16/03 NORTH FORK BANCORPORATION INC DE X 07/16/03 NORTHERN STATES FINANCIAL CORP /DE/ DE X X 07/16/03 NORTHERN TRUST CORP DE X X 07/16/03 O CHARLEYS INC TN X X 07/15/03 O2 DIESEL CORP X 07/15/03 OLD SECOND BANCORP INC DE X X 07/16/03 ONEIDA FINANCIAL CORP DE X X X X X X X X X 07/16/03 OPTIKA INC DE X 07/16/03 OXFORD INDUSTRIES INC GA X X 07/16/03 PALMETTO BANCSHARES INC SC X X 07/14/03 PARADYNE NETWORKS INC DE X X 07/16/03 PARAMETRIC TECHNOLOGY CORP MA X 07/16/03 PARTNERS TRUST FINANCIAL GROUP INC X 07/16/03 PAYLESS SHOESOURCE INC /DE/ DE X X 07/08/03 AMEND PEGASUS SOLUTIONS INC DE X X 07/15/03 PENNFED FINANCIAL SERVICES INC DE X X 07/16/03 PEOPLES FIRST INC PA X X 07/16/03 PHOENIX COMPANIES INC/DE DE X X 07/16/03 PINNACLE FINANCIAL PARTNERS INC TN X X 07/16/03 PLANAR SYSTEMS INC OR X X 07/16/03 PLUMAS BANCORP CA X X 07/16/03 PLX TECHNOLOGY INC DE X X 07/16/03 POLAR MOLECULAR HOLDING CORP DE X X 07/16/03 PROCTER & GAMBLE CO OH X 07/16/03 PROGRESSIVE CORP/OH/ OH X 07/16/03 PROVIDENT FINANCIAL GROUP INC OH X X 07/16/03 PROVIDIAN FINANCIAL CORP DE X 06/30/03 PROVIDIAN MASTER TRUST X X 07/15/03 QLOGIC CORP DE X X 07/16/03 RADIAN GROUP INC DE X X 07/16/03 REDBACK NETWORKS INC DE X X 07/16/03 REINK CORP X 07/10/03 RELIANT RESOURCES INC DE X X 07/16/03 RELM WIRELESS CORP NV X 07/03/03 RLI CORP IL X X 07/16/03 ROHN INDUSTRIES INC DE X X X 07/09/03 SALIX PHARMACEUTICALS LTD X X 07/16/03 SANDISK CORP DE X X X 07/03/03 SANDY SPRING BANCORP INC MD X 07/14/03 SCHULMAN A INC DE X X 07/10/03 SCIENCE DYNAMICS CORP DE X 07/16/03 AMEND SEAGATE TECHNOLOGY E9 X X 07/15/03 SEARCHHOUND COM INC NV X 07/10/03 SECURITISATION ADVISORY SERVICES PTY X X 07/14/03 SENSIENT TECHNOLOGIES CORP WI X 07/16/03 SEPRACOR INC /DE/ DE X X 07/11/03 SHORE FINANCIAL CORP VA X X 07/15/03 SLADES FERRY BANCORP MA X X 07/15/03 SOHU COM INC DE X X 07/16/03 SONOCO PRODUCTS CO SC X X 07/16/03 SONOMA VALLEY BANCORP CA X X 07/15/03 SOUTH JERSEY INDUSTRIES INC NJ X X 07/07/03 SOUTHTRUST CORP DE X X 07/16/03 SOVEREIGN BANCORP INC PA X X 07/15/03 SPEECHWORKS INTERNATIONAL INC DE X 07/16/03 SS&C TECHNOLOGIES INC DE X 07/16/03 ST JUDE MEDICAL INC MN X 07/16/03 ST MARY LAND & EXPLORATION CO DE X X 07/31/03 SUN COMMUNITIES OPERATING LIMITED PAR MI X 07/08/03 SUN HEALTHCARE GROUP INC DE X X 07/15/03 SUN RIVER MINING INC CO X 07/14/03 SUPERVALU INC DE X 07/10/03 SYNOVUS FINANCIAL CORP GA X X 07/16/03 TCF FINANCIAL CORP DE X X 07/16/03 TEAM INC TX X X 07/16/03 TECHDYNE INC FL X X 07/16/03 TELETECH HOLDINGS INC DE X 07/10/03 TENET HEALTHCARE CORP NV X 07/16/03 TENNECO AUTOMOTIVE INC DE X X 07/15/03 TERADYNE INC MA X X 07/15/03 TERAYON COMMUNICATION SYSTEMS DE X X 07/09/03 TRACTOR SUPPLY CO /DE/ DE X X 07/14/03 TRIMAS CORP DE X X 06/20/03 AMEND TULARIK INC DE X 07/16/03 UGOMEDIA INTERACTIVE CORP NV X X 02/28/03 AMEND ULTIMATE SOFTWARE GROUP INC DE X X 07/15/03 UNION BANKSHARES INC VT X X 07/16/03 UNION BANKSHARES INC VT X X 07/16/03 AMEND UNION FINANCIAL BANCSHARES INC DE X X 07/15/03 UNION NATIONAL FINANCIAL CORP / PA PA X 06/30/03 UNIONBANCAL CORP CA X 07/16/03 UNITED COMMUNITY FINANCIAL CORP OH X X 07/16/03 UNITED NATIONAL BANCORP NJ X X 07/16/03 UNOCAL CORP DE X X 07/15/03 US AIRWAYS GROUP INC DE X X 07/16/03 VICOR CORP DE X X 07/16/03 VIROPHARMA INC DE X X 07/15/03 VITAL LIVING INC AZ X X X 07/02/03 VIVUS INC CA X X 07/16/03 WASHINGTON MUTUAL INC WA X 07/15/03 WEBSTER FINANCIAL CORP DE X 07/16/03 WEIS MARKETS INC PA X 06/28/03 WESTSTAR FINANCIAL SERVICES CORP NC X 07/16/03 WEYERHAEUSER CO WA X 07/15/03 WINMARK CORP MN X X 07/15/03 WNC HOUSING TAX CREDIT FUND VI LP SER CA X X 06/30/03 AMEND WORLDCOM INC GA X X 07/15/03 YDI WIRELESS INC DE X X 07/09/03 YUM BRANDS INC NC X 06/14/03 ZARLINK SEMICONDUCTOR INC X 07/16/03 ZEVEX INTERNATIONAL INC NV X 07/16/03 ZIONS BANCORPORATION /UT/ UT X 07/15/03