SEC NEWS DIGEST Issue 2003-114 June 16, 2003 ENFORCEMENT PROCEEDINGS SEC SETTLES CLAIMS AGAINST FORMER CHAIRMAN AND CHIEF EXECUTIVE OFFICER OF ALLIANCE INDUSTRIES IN MANIPULATION AND FRAUD ACTION On February 10, U.S. District Judge Robert E. Coyle entered a Final Judgment by consent against Peter H. Norman (Norman), the former Chairman and Chief Executive Officer of Alliance Industries (Alliance). The complaint was filed on July 27, 1999, in the U.S. District Court for the Central District of California, against Alliance, a Bakersfield, California company, Norman and Donald A. Baillargeon (Baillargeon), Alliance's former Vice President of Public Relations and Marketing. (See Litigation Release No. 16223, July 28, 1999). The Commission obtained a default judgment against Alliance on Aug. 24, 2000, for its failure to answer or otherwise respond to the Commission's complaint, and obtained a Final Judgment by consent against Baillargeon on Jan. 10, 2002. The complaint alleged that from Jan. 1, 1996, through Nov. 26, 1996, Norman and Baillargeon engaged in various fraudulent acts that resulted, among other things, in the manipulation of the price of the common stock of Alliance, a financially troubled company engaged in housing development and construction. According to the complaint, Norman and Baillargeon made false and misleading representations concerning Alliance's cultivation and sale of fast-growing "paulownia" trees, its breeding and selling of live goats and carcasses, and its development of a nationwide chain of chiropractic franchise clinics, among other matters. The complaint alleged that Norman and Baillargeon disseminated false and misleading projections of Alliance's future revenues and earnings knowing that Alliance was a foundering company that had no paulownia tree business, goat business or chiropractic business. In addition, the complaint alleged that Norman engaged in transactions designed to make it appear that there was an active market for Alliance's common stock, and he personally sold more than 90,000 shares of his unregistered Alliance common stock directly to members of the public. The complaint alleged that as a result of the defendants' fraudulent conduct, investors lost more than $1.4 million. Norman, without admitting or denying the allegations in the Commission's complaint, consented to the entry of a Final Judgment permanently enjoining him from violating Sections 5 and 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, and Exchange Act Rule 10b-5. The Final Judgment also ordered Norman to pay disgorgement of $1,372,572.01, together with prejudgment interest thereon in the amount of $754,088.81, and a civil money penalty of $110,000. In addition, Norman consented to a permanent bar from acting as an officer or director of any reporting or non-reporting public company. The default judgment against Alliance permanently enjoined Alliance from violating Sections 5 and 17(a) of the Securities Act, Section 10(b) of the Exchange Act, and Exchange Act Rule 10b-5. Baillargeon, without admitting or denying the allegations in the Commission's complaint, consented to the entry of a Final Judgment permanently enjoining him from violating Section 17(a) of the Securities Act, Section 10(b) of the Exchange Act, and Exchange Act Rule 10b-5, and ordering him to pay a civil money penalty of $10,000. [SEC v. Alliance Industries, Peter H. Norman and Donald A. Baillargeon, USDC, CDCA, Civil Action No. 99-6073 REC DLB] (LR-18190) MISCELLANEOUS RELEASES ORDER PERMITTING ASSOCIATION OF CHARLES ZARZECKI On June 13, the Commission issued an Order approving the application of the New York Stock Exchange, Inc. for relief from a statutory disqualification to permit the association of Charles M. Zarzecki as a securities trader with Bear Wagner Specialists LLC, a member of the NYSE. The Order states that, based on the representations with respect to the supervision of Zarzecki and the conditions placed on his position as a securities trader, the Commission will not institute proceedings pursuant to Sections 15(b) or 19(h) of the Securities Exchange Act of 1934 and will not direct the NYSE to bar the proposed association pursuant to Section 6(c) of the Exchange Act. (Rel. 34-48030) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE The Philadelphia Stock Exchange filed a proposed rule change (SR-Phlx- 2003-38) relating to the increase of equity option transaction fees. The proposed rule change has become immediately effective under Section 19(b)(3)(A)(ii) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of June 16. (Rel. 34-48026) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 CARDIOGENESIS CORP /CA, 4085482100 - 0 ($5,102,378.25) Equity, (File 333-106082 - Jun. 13) (BR. 36) S-3 KIMCO REALTY CORP, 3333 NEW HYDE PARK RD, PO BOX 5020, NEW HYDE PARK, NY, 11042, 5168699000 - 0 ($936,265,000.00) Equity, (File 333-106083 - Jun. 13) (BR. 08) S-3 SAFENET INC, 8029 CORPORATE DRIVE, BALTIMORE, MD, 21236, 4109317500 - 0 ($79,867,500.00) Equity, (File 333-106084 - Jun. 13) (BR. 37) S-8 SPRINT CORP, PO BOX 11315, KANSAS CITY, MO, 64112, 9136243000 - 32,000,000 ($294,300,000.00) Equity, (File 333-106086 - Jun. 13) (BR. 37) S-3 PHARMANETICS INC, 9195822600 - 2,472,364 ($13,758,705.67) Equity, (File 333-106087 - Jun. 13) (BR. 36) S-8 ARCH WIRELESS INC, 1800 W PARK DR, STE 250, WESTBOROUGH, MA, 01581, 508-870-6700 - 0 ($250.00) Equity, (File 333-106088 - Jun. 13) (BR. 37) S-B ITALY REPUBLIC OF, ONE CANADA SQUARE, CANARY WHARF, LONDON, X0, E14 5DS, 011442075197179 - 0 ($4,347,000,000.00) Non-Convertible Debt, (File 333-106089 - Jun. 13) (BR. DN) S-3 BNP RESIDENTIAL PROPERTIES INC, C/O BODDIE NOELL PROPERTIES INC, 3850 ONE FIRST UNION CENTER, CHARLOTTE, NC, 28202, 7049440100 - 146,964 ($1,560,758.00) Equity, (File 333-106090 - Jun. 13) (BR. 08) S-8 SECOND BANCORP INC, PO BOX 1311, WARREN, OH, 44482-1311, 3308410182 - 1,000,000 ($25,320,000.00) Equity, (File 333-106091 - Jun. 13) (BR. 07) S-8 TIB FINANCIAL CORP, 99451 OVERSEAS HIGHWAY, KEY LARGO, FL, 33037, 3054514660 - 100,000 ($1,748,000.00) Equity, (File 333-106092 - Jun. 13) (BR. 07) S-3 RESIDENTIAL FUNDING MORTGAGE SECURITIES I INC, 8400 NORMANDALE LAKE BLVD, SUITE 250, MINNEAPOLIS, MN, 55437, 9528327000 - 1,000,000 ($1,000,000.00) Mortgage Backed Securities, (File 333-106093 - Jun. 13) (BR. 05) S-8 DIGITAL IMPACT INC /DE/, 177 BOVER ROAD SUITE 200, SAN MATEO, CA, 94402, 6503563404 - 2,250,000 ($3,937,500.00) Equity, (File 333-106094 - Jun. 13) (BR. 08) S-8 EDULINK INC, 450 N. ROXBURY DRIVE, SUITE 602, BEVERLY HILLS, CA, 90210, 3102427800 - 20,000,000 ($1,800,000.00) Equity, (File 333-106095 - Jun. 13) (BR. 08) S-8 EQUITY OFFICE PROPERTIES TRUST, TWO NORTH RIVERSIDE PLZ, SUITE 2200, CHICAGO, IL, 60606, 3124663300 - 0 ($540,400,000.00) Equity, (File 333-106096 - Jun. 13) (BR. 08) S-8 RELIANT RESOURCES INC, RELIANT ENERGY INC, 1111 LOUISIANA STREET, HOUSTON, TX, 77002, 7132073000 - 6,000,000 ($37,860,000.00) Equity, (File 333-106097 - Jun. 13) (BR. 02) S-8 RELIANT RESOURCES INC, RELIANT ENERGY INC, 1111 LOUISIANA STREET, HOUSTON, TX, 77002, 7132073000 - 15,000,000 ($94,650,000.00) Equity, (File 333-106098 - Jun. 13) (BR. 02) S-8 ICEBERG BRANDS CORP, 6046640499 - 4,000,000 ($120,000.00) Equity, (File 333-106099 - Jun. 13) (BR. 04) S-8 PLC SYSTEMS INC, 10 FORGE PK, FRANKLIN, MA, 02038, 5085418800 - 0 ($670,000.00) Equity, (File 333-106100 - Jun. 13) (BR. 36) S-8 ABLEAUCTIONS COM INC, 1963 LOUGHEED HIGHWAY, COQUITLAM, A1, V3K 3T8, 604-521-3369 - 13,500,000 ($2,970,000.00) Equity, (File 333-106101 - Jun. 13) (BR. 08) S-8 ABLEAUCTIONS COM INC, 1963 LOUGHEED HIGHWAY, COQUITLAM, A1, V3K 3T8, 604-521-3369 - 2,653,631 ($583,798.82) Equity, (File 333-106102 - Jun. 13) (BR. 08) S-8 ALTERNATE ENERGY CORP, 3325 NORTH SERVICE ROAD, UNIT 105, BURLINGTON, A6, L7N 2G2, 9053323110 - 1,055,000 ($474,750.00) Equity, (File 333-106103 - Jun. 13) (BR. 03) S-4 ILLINOIS POWER CO, 500 S 27TH ST, C/O HARRIS TRUST & SAVINGS BANK, DECATUR, IL, 62525-1805, 2174246600 - 0 ($550,000,000.00) Non-Convertible Debt, (File 333-106104 - Jun. 13) (BR. 02) S-8 EXPONENT INC, 149 COMMONWEALTH DR, MENLO PARK, CA, 94025, 4156886954 - 0 ($8,709,600.00) Equity, (File 333-106105 - Jun. 13) (BR. 08) S-4 L 3 COMMUNICATIONS CORP, 600 THIRD AVENUE, 34TH FLOOR, NEW YORK, NY, 10016, 1216971111 - 0 ($400,000,000.00) Debt Convertible into Equity, (File 333-106106 - Jun. 13) (BR. 37) F-10 TELUS CORP, 3777 KINGSWAY, BURNABY, D1, 00000, 0 ($2,223,539,875.00) Unallocated (Universal) Shelf, (File 333-106107 - Jun. 13) (BR. 37) S-8 DAN RIVER INC /GA/, 261 MEMORIAL DRIVE, DANVILLE, VA, 24543, 4347997000 - 1,329,856 ($3,962,970.88) Equity, (File 333-106108 - Jun. 13) (BR. 02) S-3 REPLIGEN CORP, 41 SEYON STREET, BUILDING 1, SUITE 100, WALTHAM, MA, 02453, 7814499560 - 2,500,000 ($14,725,000.00) Equity, (File 333-106109 - Jun. 13) (BR. 01) S-8 SYNPLICITY INC, 600 WEST CALIFORNIA AVENUE, 1, SUNNYVALE, CA, 94086, 4052156000 - 0 ($23,561,130.40) Equity, (File 333-106110 - Jun. 13) (BR. 03) S-8 VERSAR INC, 6850 VERSAR CENTER, SPRINGFIELD, VA, 22151, 7037503000 - 103,302 ($292,345.00) Equity, (File 333-106111 - Jun. 13) (BR. 06) S-8 CEPHALON INC, 145 BRANDYWINE PKWY, WEST CHESTER, PA, 19380, 6103440200 - 0 ($113,250,000.00) Equity, (File 333-106112 - Jun. 13) (BR. 01) S-8 HEALTHEXTRAS INC, 2275 RESEARCH BOULEVARD, 7TH FLOOR, ROCKVILLE, MD, 20850, 3015482900 - 1,500,000 ($10,410,000.00) Equity, (File 333-106113 - Jun. 13) (BR. 01) S-2 SI DIAMOND TECHNOLOGY INC, 3006 LONGHORN BOULEVARD, SUITE 107, AUSTIN, TX, 78758, 5123315020 - 15,888,811 ($2,518,181.00) Equity, (File 333-106114 - Jun. 13) (BR. 37) S-8 CEPHALON INC, 145 BRANDYWINE PKWY, WEST CHESTER, PA, 19380, 6103440200 - 0 ($67,545,000.00) Equity, (File 333-106115 - Jun. 13) (BR. 01) S-1 CLIFTON SAVINGS BANCORP INC, 13,469,663 ($134,696,630.00) Equity, (File 333-106116 - Jun. 13) (BR. ) S-3 DERMA SCIENCES INC, 214 CARNEGIE CENTER, SUITE 100, PRINCETON, NJ, 08540, 6095144744 - 2,700,000 ($5,265,000.00) Equity, (File 333-106117 - Jun. 13) (BR. 01) S-4 SPECTRASITE INC, 100 REGENCY FOREST DR, SUITE 400, CARY, NC, 27511, 9194680112 - 0 ($200,000,000.00) Non-Convertible Debt, (File 333-106118 - Jun. 13) (BR. 37) S-3 TRIUMPH GROUP INC /, FOUR GLENHARDIE CORPORATE CENTER, 1255 DRUMMERS LANE SUITE 200, WAYNE, PA, 19087, 6109750420 - 0 ($38,137,989.00) Equity, (File 333-106119 - Jun. 13) (BR. 05) S-1 REDENVELOPE INC, 0 ($41,000,000.00) Equity, (File 333-106120 - Jun. 13) (BR. ) S-8 PARADYNE NETWORKS INC, 8545 126TH AVE N, PO BOX 2826, LARGO, FL, 33773, 7275302000 - 2,161,718 ($4,409,905.00) Equity, (File 333-106121 - Jun. 13) (BR. 36) S-8 SUNTERRA CORP, 3865 W CHEYENNE AVENUE, BUILDING NO. 5, NORTH LAS VEGAS, NV, 89032, 7028048600 - 2,012,821 ($17,712,825.00) Equity, (File 333-106122 - Jun. 13) (BR. 08) S-8 JABIL CIRCUIT INC, 10560 NINTH ST NORTH, ST PETERSBURG, FL, 33716, 7275779749 - 2,144,646 ($2,144.65) Equity, (File 333-106123 - Jun. 13) (BR. 36) S-8 AMERUS GROUP CO/IA, 699 WALNUT STREET, DES MOINES, IA, 50309, 5153623600 - 0 ($40,845,000.00) Equity, (File 333-106124 - Jun. 13) (BR. 01) S-4 BOSTON PROPERTIES LTD PARTNERSHIP, 8 ARLINGTON STREET, BOSTON, MA, 02116, 6178592600 - 0 ($300,000,000.00) Non-Convertible Debt, (File 333-106125 - Jun. 13) (BR. 08) S-3 EVERGREEN SOLAR INC, 259 CEDAR HILL STREET, MARLBORO, MA, 01752, 508-357-2221 - 40,000,000 ($54,400,000.00) Equity, (File 333-106126 - Jun. 13) (BR. 36) S-4 BOSTON PROPERTIES LTD PARTNERSHIP, 8 ARLINGTON STREET, BOSTON, MA, 02116, 6178592600 - 0 ($250,000,000.00) Non-Convertible Debt, (File 333-106127 - Jun. 13) (BR. 08) S-4 CITIZENS INC, 400 EAST ANDERSON LANE, AUSTIN, TX, 78752, 5128377100 - 0 ($8,208,540.00) Equity, (File 333-106128 - Jun. 13) (BR. 01) S-8 KFX INC, 3300 EAST 1ST AVENUE, SUITE 290, DENVER, CO, 80206, 3032932992 - 2,000,000 ($8,710,999.00) Equity, (File 333-106129 - Jun. 13) (BR. 02) S-8 INKINE PHARMACEUTICAL CO INC, 1787 SENTRY PARKWAY WEST, BUILDING 18 SUITE 440, BLUE BELL, PA, 19422, 2152836850 - 1,500,000 ($3,409,687.50) Equity, (File 333-106130 - Jun. 13) (BR. 01) S-8 IBIZ TECHNOLOGY CORP, 6239200 - 67,740,459 ($372,572.53) Equity, (File 333-106131 - Jun. 13) (BR. 03) S-4 MILLENNIUM CHEMICALS INC, 230 HALF MILE ROAD, -, RED BANK, NJ, 07701, 7329335000 - 100,000,000 ($100,000,000.00) Non-Convertible Debt, (File 333-106132 - Jun. 13) (BR. 02) S-8 POKER COM INC, 1502-1166 ALBERNI ST VANCOUVER, BRITISH COLUMBIA, CANADA V6E 3Z3, A1, 6046895998 - 2,250,000 ($45,000.00) Equity, (File 333-106133 - Jun. 13) (BR. 09) SB-2 COMMUNITY BANK OF GEORGIA INC, 0 ($11,110,000.00) Equity, (File 333-106134 - Jun. 13) (BR. ) S-11 NEWCASTLE INVESTMENT CORP, C/O FORTRESS, 1251 AVENUE OF THE AMERICAS 16TH FL, NEW YORK, NY, 10020, 2127986100 - 0 ($86,250,000.00) Equity, (File 333-106135 - Jun. 13) (BR. 08) S-3 HANDSPRING INC, 189 BERNARDO AVNEUE, SUITE 300, MOUNTAIN VIEW, CA, 94043-5203, 6502305000 - 0 ($10,403,750.00) Equity, (File 333-106136 - Jun. 13) (BR. 03) S-8 E LOAN INC, 5875 ARNOLD RD., SUITE 100, DUBLIN, CA, 94568, 9252412402 - 1,500,000 ($8,287,500.00) Equity, (File 333-106137 - Jun. 13) (BR. 07) S-8 POKER COM INC, 1502-1166 ALBERNI ST VANCOUVER, BRITISH COLUMBIA, CANADA V6E 3Z3, A1, 6046895998 - 2,250,000 ($45,000.00) Equity, (File 333-106139 - Jun. 13) (BR. 09) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT --------------------------------------------------------------------------------- 1 800 FLOWERS COM INC DE X 05/28/03 ACCESS WORLDWIDE COMMUNICATIONS INC DE X X 06/12/03 ACG HOLDINGS INC DE X X 06/11/03 ACG HOLDINGS INC DE X 06/12/03 ADVANCED CELLULAR TECHNOLOGY INC CA X X 09/02/02 ADVANCED TOBACCO PRODUCTS INC TX X 06/13/03 AEP INDUSTRIES INC DE X 06/11/03 AES CORPORATION DE X 06/13/03 ALLERGY IMMUNO TECHNOLOGIES INC DE X 06/10/03 ALLIANCE CAPITAL MANAGEMENT HOLDING L DE X X 06/12/03 ALLIANCE CAPITAL MANAGEMENT L P DE X X 06/12/03 ALLIN CORP DE X X 04/02/03 AMEND ALPENA BANCSHARES INC X X 05/31/03 AMANASU ENVIRONMENT CORP NV X X 06/06/03 AMERALIA INC UT X 02/20/03 AMEND AMERICAN ARCHITECTURAL PRODUCTS CORP DE X X 06/05/03 AMERICAN BUSINESS FINANCIAL SERVICES DE X 05/14/03 AMERICAN SKIING CO /ME DE X 04/27/03 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 06/13/03 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 06/13/03 AMPHENOL CORP /DE/ DE X X 05/06/03 APHTON CORP DE X 06/12/03 ARCH WIRELESS INC DE X 06/12/03 ARRIS GROUP INC DE X X 06/12/03 ASCENTIAL SOFTWARE CORP DE X 06/13/03 ASSET BACKED SEC CORP HOME EQU LOAN T DE X X 04/25/03 AMEND ASSET BACKED SEC CORP HOME EQU LOAN T DE X X 03/25/03 AMEND AUTODATARESEARCH COM INC NV X 06/11/03 AVIALL INC DE X X 06/12/03 AVIALL INC DE X X 06/13/03 AVIALL INC DE X 06/13/03 BEAR STEARNS DEPOSITOR INC SERIES 200 X 06/01/03 BEAR STEARNS DEPOSITOR INC TRUST CERT X 06/01/03 BEAR STEARNS DEPOSITOR INC TRUST CERT X 06/01/03 BECTON DICKINSON & CO NJ X 06/13/03 BIOTRANSPLANT INC DE X X 06/06/03 BOEING CO DE X 06/13/03 BOSTON ACOUSTICS INC MA X X 06/11/03 BOSTON PROPERTIES LTD PARTNERSHIP X X 06/13/03 BRANDAID MARKETING CORP DE X X 05/29/03 BRANDAID MARKETING CORP DE X X 05/29/03 BRANDAID MARKETING CORP DE X 06/30/03 AMEND BRANDPARTNERS GROUP INC DE X X 06/10/03 BRANDYWINE REALTY TRUST MD X X 06/13/03 BROADWING COMMUNICATIONS INC CA X 06/13/03 BROADWING COMMUNICATIONS INC CA X 06/13/03 CALAVO GROWERS INC CA X X 06/13/03 CALIFORNIA MICRO DEVICES CORP CA X X 06/02/03 CALPINE CORP DE X 06/12/03 CANDIES INC DE X 04/30/03 CARDINAL HEALTH INC OH X 06/12/03 CE CASECNAN WATER & ENERGY CO INC X 06/13/03 CHASE FUNDING INC NY X X 05/29/03 CHECKERS DRIVE IN RESTAURANTS INC /DE DE X 06/13/03 CINCINNATI BELL INC OH X 06/13/03 CINCINNATI BELL INC OH X 06/13/03 CIRCUIT CITY CREDIT CARD MASTER TRUST DE X X 05/31/03 CITIFINANCIAL MORTGAGE SECURITIES INC DE X 06/12/03 CITIFINANCIAL MORTGAGE SECURITIES INC DE X 06/12/03 CNET NETWORKS INC DE X 06/10/03 COACH INC MD X 06/12/03 COACTIVE MARKETING GROUP INC DE X 06/12/03 COASTCAST CORP CA X 06/11/03 CONSOLIDATED GRAPHICS INC /TX/ TX X X 06/13/03 CONSULIER ENGINEERING INC FL X X 06/11/03 COVISTA COMMUNICATIONS INC NJ X X 06/13/03 CREDIT SUISSE FIST BOSTON HOME EQUITY DE X 05/29/03 CREE INC NC X 06/13/03 CV THERAPEUTICS INC DE X X 06/12/03 CWMBS INC DE X X 06/20/03 CWMBS INC DE X X 06/13/03 CYBEX INTERNATIONAL INC NY X X 06/12/03 D&E COMMUNICATIONS INC PA X 06/13/03 DENDREON CORP DE X X 06/11/03 DIALYSIS CORP OF AMERICA FL X X 05/29/03 DICE INC DE X X 06/12/03 DIGITAL BROADBAND NETWORKS INC CO X 06/12/03 DUPONT DIRECT FINANCIAL HOLDINGS INC GA X 06/12/03 DURECT CORP DE X X 06/13/03 EDUCATION CAPITAL I LLC DE X X 06/05/03 EDUCATION FUNDING CAPITAL TRUST I X X 06/01/03 ELINEAR INC DE X X 05/20/03 EMAGIN CORP NV X X 06/12/03 EXELIXIS INC DE X X 06/12/03 EXELON CORP PA X 06/02/03 FEDERAL NATIONAL MORTGAGE ASSOCIATION X X 06/12/03 FIDELITY NATIONAL FINANCIAL INC /DE/ DE X X 04/01/03 AMEND FISCHER IMAGING CORP DE X X 06/11/03 FLEMING COMPANIES INC /OK/ OK X X X 06/13/03 FLEXXTECH CORP NV X 06/13/03 FNANB CREDIT CARD MASTER TRUST X X 05/31/03 GENERAL DYNAMICS CORP DE X X 06/09/03 GENERAL MARITIME CORP/ X X 05/29/03 GENERAL MEDIA INC DE X 06/06/03 AMEND GENERAL MOTORS ACCEPTANCE CORP DE X 06/13/03 GENERAL MOTORS CORP DE X 06/13/03 GENOME THERAPEUTICS CORP MA X 06/13/03 GENUITY INC DE X X 06/12/03 GL ENERGY & EXPLORATION INC DE X X X 05/29/03 GLOBAL MAINTECH CORP /MN/ MN X 05/30/03 GLOTECH INDUSTRIES INC NV X X X X 06/13/03 AMEND GOLDFIELD CORP DE X X 06/11/03 GRAY TELEVISION INC GA X X 06/09/03 GRUBB & ELLIS CO DE X X 05/30/03 GUITAR CENTER INC DE X 06/10/03 GUITAR CENTER INC DE X 06/13/03 H&R BLOCK INC MO X 06/11/03 AMEND HEALTH CARE REIT INC /DE/ DE X X 05/15/03 HEINZ H J CO PA X 06/13/03 HOUSEHOLD AUTO RECEIVABLES CORP NV X X 05/29/03 ICN PHARMACEUTICALS INC DE X X 06/10/03 IMPAC SECURED ASSETS CORP CA X X 06/13/03 INCOME OPPORTUNITY REALTY INVESTORS I NV X 06/02/03 INNOVATION HOLDINGS NV X 06/12/03 INTERACTIVE INTELLIGENCE INC IN X X 06/06/03 INTERLAND INC /MN/ MN X X 06/13/03 INTERNATIONAL ABSORBENTS INC A1 X 06/10/03 INTREPID TECHNOLOGY & RESOURCE INC ID X 06/05/02 AMEND KASPER A S L LTD DE X X 06/12/03 KEANE INC MA X X 06/12/03 KELLWOOD CO DE X X 06/12/03 KENDLE INTERNATIONAL INC OH X X 06/09/03 KENTUCKY POWER CO KY X X 06/13/03 KING PHARMACEUTICALS INC TN X X 06/12/03 KOHLS CORPORATION WI X 06/13/03 LEAR CORP /DE/ DE X X 06/13/03 LONGS DRUG STORES CORP MD X 06/06/03 MAINSOURCE FINANCIAL GROUP IN X X 06/12/03 MANPOWER INC /WI/ WI X 06/12/03 MCDATA CORP DE X 06/13/03 MCLEODUSA INC DE X X 06/13/03 MELLON BANK N A MA X 06/10/03 MELLON BANK N A MA X 06/10/03 MERITAGE CORP MD X X 07/12/02 AMEND MERRILL LYNCH MORTGAGE INVESTORS INC DE X X 06/12/03 METROPOLITAN HEALTH NETWORKS INC FL X 06/13/03 MICROSIGNAL CORP/NV NV X X X X X X X 02/21/03 AMEND MIDWEST EXPRESS HOLDINGS INC WI X X 06/12/03 MONSANTO CO /NEW/ DE X X 06/13/03 MORGAN STANLEY MORTGAGE PASS THR CERT DE X X 06/13/03 MORTGAGE ASSET SEC TRANS INC MORT PAS DE X X 05/29/03 MORTGAGE PASS-THROUGH CERTIFICATES S DE X 05/30/03 MYERS INDUSTRIES INC OH X 06/13/03 NATIONAL HOME HEALTH CARE CORP DE X 07/13/03 NATIONAL SERVICE INDUSTRIES INC DE X X 06/12/03 NETWORK COMMERCE INC WA X X 06/09/03 NEW CENTURY MORTGAGE SECURITIES INC DE X X 06/13/03 NIAGARA CORP DE X X 05/30/03 NORTH AMERICAN TECHNOLOGIES GROUP INC DE X 01/23/03 AMEND NORTHWESTERN CORP DE X X 06/12/03 NYMAGIC INC NY X X 06/12/03 OMNIVISION TECHNOLOGIES INC DE X X 06/13/03 PACEL CORP VA X X 06/13/03 PACER INTERNATIONAL INC TN X X 06/13/03 PDG ENVIRONMENTAL INC DE X 06/10/03 PEERLESS SYSTEMS CORP DE X X 06/12/03 AMEND PENTHOUSE INTERNATIONAL INC FL X 06/03/03 PENTHOUSE INTERNATIONAL INC FL X 05/30/03 AMEND PENTON MEDIA INC DE X X 06/12/03 PEREGRINE SYSTEMS INC DE X 05/29/03 PHAZAR CORP DE X X 05/31/03 PIEDMONT NATURAL GAS CO INC NC X X 06/13/03 PLANVISTA CORP DE X X 06/10/03 PRIME GROUP REALTY TRUST MD X 06/13/03 PRIME GROUP REALTY TRUST MD X 06/11/03 PROGRESSIVE CORP/OH/ OH X 06/13/03 PURCHASESOFT INC DE X X 05/30/03 QUALITY DINING INC IN X 02/24/03 RAMCO GERSHENSON PROPERTIES TRUST MA X 06/10/03 RAMTRON INTERNATIONAL CORP DE X X 06/12/03 RAYBOR MANAGEMENT INC DE X X 06/01/03 RAYTHEON CO/ DE X 06/13/03 REALNETWORKS INC WA X X 06/12/03 REGENCY CENTERS CORP FL X 06/13/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 06/13/03 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 06/13/03 SAFENET INC DE X 01/28/03 AMEND SBM CERTIFICATE CO MN X X 06/03/03 SBS TECHNOLOGIES INC NM X 06/12/03 SCHICK TECHNOLOGIES INC DE X X 06/11/03 SEI CORP PA X X 06/10/03 SHIRE PHARMACEUTICALS GROUP PLC X X 06/13/03 SHIRE PHARMACEUTICALS GROUP PLC X X 06/13/03 SILVERADO GOLD MINES LTD A1 X 05/30/03 SIPEX CORP MA X X 06/06/03 SKY FINANCIAL GROUP INC OH X X 06/13/03 SORRENTO NETWORKS CORP NJ X X 06/09/03 SPORT HALEY INC CO X X 06/11/03 STAAR SURGICAL COMPANY DE X X X X 06/11/03 STATE AUTO FINANCIAL CORP OH X X 06/13/03 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 06/03/03 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X 06/13/03 AMEND STRUCTURED ASSET SEC CORP MORT BACK P DE X 02/25/03 STRUCTURED ASSET SEC CORP MORT BACK P DE X 03/25/03 STRUCTURED ASSET SEC CORP MORT BACK P DE X 04/25/03 STRUCTURED ASSET SEC CORP MORT PAS TH DE X 03/25/03 STRUCTURED ASSET SEC CORP MORT PAS TH DE X 04/25/03 STRUCTURED ASSET SEC CORP MORT PAS TH DE X 05/27/03 STRUCTURED ASSET SEC CORP MORT PASS T DE X 05/30/03 STRUCTURED ASSET SEC CORP MORT PASS T DE X 05/30/03 STRUCTURED ASSET SECURITIES CORP DE X X 05/30/03 SUPERIOR CONSULTANT HOLDINGS CORP DE X X 06/09/03 TARGETED GENETICS CORP /WA/ WA X X 06/13/03 TEAM AMERICA INC OH X X X 06/12/03 TEPPCO PARTNERS LP DE X X 06/12/03 TIPPINGPOINT TECHNOLOGIES INC DE X X 06/13/03 TOUCHTUNES MUSIC CORP NV X X 06/09/03 TREZAC INTERNATIONAL CORP TX X X X X 01/22/03 AMEND UNITRIN INC DE X 06/10/03 URS CORP /NEW/ DE X X 06/12/03 V F CORP PA X 06/13/03 VIDEO DISPLAY CORP GA X X 06/09/03 VIRCO MFG CORPORATION DE X X 06/13/03 VSOURCE INC DE X X X 06/12/03 WACHOVIA COMMERCIAL MORTGAGE SECURITI NC X X 06/12/03 WARNACO GROUP INC /DE/ DE X X 06/12/03 WARNER COMMUNICATIONS INC DE X X 03/28/03 AMEND WATERLINK INC DE X 06/09/03 WEIGHT WATCHERS INTERNATIONAL INC VA X X 04/01/03 AMEND WESTAR ENERGY INC /KS KS X 06/13/03 WESTPAC SECURITISATION MGT PTY LTD SE X 06/05/03 WEYERHAEUSER CO WA X 06/13/03 WHIRLPOOL CORP /DE/ DE X X 06/12/03 WICKES INC DE X 06/28/03 WILLIAMS COMPANIES INC DE X 06/13/03 WORLD AM COMMUNICATIONS INC FL X 06/12/03 WORLD WRESTLING ENTERTAINMENTINC DE X X X 06/12/03 WYNN RESORTS LTD X X 06/12/03 XCEL ENERGY INC MN X X 06/13/03 XO COMMUNICATIONS INC DE X X 06/12/03 ZONES INC WA X 03/31/03 AMEND