SEC NEWS DIGEST Issue 2003-99 May 23, 2003 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CHANGES IN MEETINGS - CHANGES IN DATES AND TIMES The Closed Meeting scheduled for Tuesday, May 27, 2003, at 2:00 p.m. has been changed to Wednesday, May 28, 2003, at 3:30 p.m. The Open Meeting scheduled for Wednesday, May 28, 2003, at 10:00 a.m. has been changed to Tuesday, May 27, 2003, at 2:00 p.m. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 942-7070. ENFORCEMENT PROCEEDINGS IN THE MATTER OF DAVID BEHANNA, C.P.A. On May 22, the Commission issued an Order Instituting Public Proceedings Pursuant to Rule 102(e) of the Commission's Rules of Practice, Making Findings and Imposing Remedial Sanctions (Order) against David R. Behanna. The Order finds that Behanna is a certified public accountant and has been licensed since 1983, and that during the period February 1995 through September 1997 Behanna was the chief financial officer (CFO) and a director of Windswept Environmental Group, Inc. The Order also finds that on July 22, 2002, a permanent injunction was entered against Behanna in the civil action SEC v. Curtis, et al., 99 CV 7357 (E.D.N.Y.). Behanna was enjoined from violating Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, Rule 10b-5 thereunder, and Rules 13b2-1 and 13b2-2, promulgated under Section 13(b) of the Exchange Act. He was also enjoined from engaging in conduct as a controlling person that would render him liable pursuant to Section 20(a) of the Exchange Act for violations of Section 13(a) and Rules 12b-20, 13a1, and 13a-13 of the Exchange Act. The Order further finds that the Commission alleges in the civil action a fraudulent scheme managed by three individuals, Timothy H. Masley, Grant R. Curtis, and Leo Mangan (collectively, the Trio). The Trio exercised undisclosed control over Windswept and two other companies and used that control to retail stock of those companies illegally at inflated prices to the public. The Trio caused Windswept to issue an aggregate of over 4 million shares of its common stock to various foreign shell companies, nearly all of which were under the control of the Trio. Approximately 3.4 million of the 4 million shares of Windswept stock issued to the foreign shell companies were sold to the investing public for approximately $5 million. Behanna and other defendants, acting at the direction of the Trio, engaged in conduct that furthered the scheme. As Windswept's CFO, Behanna helped the Trio exercise undisclosed control of Windswept by signing documents authorizing the issuance of stock to the foreign shell companies, and by signing false and misleading public filings, which failed to disclose these matters. Based on the above, the Order prohibits Behanna from appearing or practicing before the Commission as an accountant, with a right to apply for reinstatement after five years. Behanna consented to the issuance of the Order without admitting or denying any of the findings in the Order, except as to the entry of the injunction and the Commission's finding of jurisdiction over both him and the subject matter of the administrative proceeding, and without admitting or denying any of the allegations in the civil injunctive action, except as to jurisdiction. (Rels. 34- 47907; AAER-1789; File No. 3-11134) COMMISSION BARS PENNY STOCK TRADER, JEROME ROSEN On May 22, the Commission barred Jerome E. Rosen from association with any broker or dealer and from participating in any offering of penny stock. In an earlier civil action, the United States District Court for the Southern District of Florida, on April 24, 2002, entered a Final Judgment as to Jerome E. Rosen, permanently enjoining him from violating Sections 5 and 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The Commission's complaint alleged that Rosen accepted a bribe in the form of Systems of Excellence, Inc. (SOE) stock from the president of SOE to manipulate the price of SOE stock and conspired with the president of SOE, among others, to obtain an exclusive supply of SOE stock to support his fraudulent and manipulative trading activity. Rosen sold stock short to other market makers, only to cover his sales with stock supplied at favorable prices by others involved in the fraudulent scheme. The complaint also alleged that Rosen traded in advance of SOE touts he directed or of which he was aware. Finally, the complaint alleged that Rosen resold unregistered SOE securities Without admitting or denying the Commission's findings, except as to the Commission's jurisdiction and the court's judgment against him, Rosen consented to be barred by the Commission from association with any broker or dealer and from participating in any offering of penny stock. (Rel. 34-47908; File No. 3-11135) FINDINGS MADE AND SANCTIONS IMPOSED AGAINST ROBERT GUYER On May 23, the Commission entered an Order Making Findings and Imposing Remedial Sanctions against Robert J. Guyer. From April 1993 to April 1999, Guyer served as President of Liberty National Securities, Inc. (LNS), a registered broker-dealer. The Commission's Order finds that on March 12, 2002, the United States District Court for the District of Connecticut entered a judgment that permanently enjoined Guyer from violating Section 17(a) of the Securities Act of 1933, Sections 10(b), 15(b) and 17(a)(1) of the Securities Exchange Act of 1934, and Rules 10b- 5, 15b3-1 and 17a-3(a)(12) thereunder. The Order further finds that on Sept. 18, 2000 Guyer pled guilty to one count of conspiracy to commit securities fraud in violation of 18 U.S.C. 371 and one count of willfully subscribing a false tax return in violation of 26 U.S.C. 7206(1) in United States v. Robert J. Guyer, 3:00CR193 (EBB) in the United States District Court for the District of Connecticut, and he is currently awaiting sentencing. Guyer submitted and the Commission accepted an Offer of Settlement whereby he consented to the entry of the Order without admitting or denying the findings contained therein except as to the Commission's jurisdiction over him and the subject matter of the proceeding, the entry of the permanent injunction, and his guilty plea. Based upon the findings and the Offer of Settlement, the Commission barred Guyer from association with any broker or dealer. (Rel. 34-47915; File No. 3-11087) FINAL JUDGMENT ENTERED AGAINST EDWARD GURIN AND TRINARC CORPORATION AND ORDER IMPOSING DISGORGEMENT OF ILL-GOTTEN GAINS AND INTEREST On May 16, the United States District Court for the Southern District of New York entered a final judgment on consent against defendants Edward Gurin and Trinarc Corporation, whom the Commission charged with defrauding investors by soliciting investors to invest in unregistered, and at times, non-existent securities of private companies. The Final Consent Judgment entered against Gurin and Trinarc permanently enjoins Gurin and Trinarc from future violations of the antifraud provisions of the federal securities laws, and requires Gurin and Trinarc to disgorge over $2.5 million in ill-gotten gains and interest. The Final Consent Judgment and the Commission's order resulted from a civil injunctive action commenced by the Commission on Feb. 26, 2001, alleging that beginning in 1999, Gurin, and Trinarc, and Gurin's father, defendant Joshua Gurin, used material misrepresentations to induce investments in the unregistered stock of Trinarc and in non-existent warrants of Actium Pharmaceuticals, Inc. The complaint charged the defendants with violating Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5. In addition to permanent injunctions and disgorgement plus prejudgment interest, the complaint sought various forms of emergency relief, including preliminary injunctions and asset freezes, which the Court granted on Feb. 26, 2001. The final judgments against Gurin and Trinarc permanently enjoin the defendants from future violations of the federal securities laws, and require the disgorgement of ill-gotten gains plus prejudgment interest of $2,657,794.33 and $603,619.63, respectively. In addition, on May 12, 2003, the Court entered an order granting the Commission's motion to dismiss its case against defendant Joshua Gurin, who died on Oct. 10, 2001. [SEC v. Edward Gurin, Joshua Gurin, and Trinarc Corporation, Defendants, 01 Civ. 1649, WK, S.D.N.Y.] (LR-18155) COMMISSION FILES COMPLAINT AGAINST MICHAEL MULLIGAN IN ALLEGED INSIDER TRADING SCHEME; MULLIGAN CONSENTS TO PERMANENT INJUNCTION On May 21, the Commission filed and simultaneously settled an injunctive action in the United States District Court for the District of Minnesota against Michael T. Mulligan. The action was based on Mulligan's conviction on one count of securities fraud in violation of 15 U.S.C. 78j(b) and 17 C.F.R. 240.10b-5. Mulligan, in his criminal plea, agreed to pay fines and restitution totaling $1,250,000. The Commission complaint alleges that Mulligan engaged in insider trading by trading in the securities of Cyberoptics Corporation while in possession of material, nonpublic information provided by George Kline, then a director of Cyberoptics. This activity constituted violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated thereunder. Mulligan consented, without admitting or denying the allegations in the complaint, to the entry of an order of permanent injunction enjoining him from violations of Section 10(b) of the Exchange Act and Rule 10b-5. The complaint notes that the Commission did not seek disgorgement and penalties because the plea agreement reached between Mulligan and the U.S. Attorney's office for the District of Minnesota provided for the payment of $1.25 million. The Commission would like to thank the United States Attorney for the District of Minnesota for its assistance and cooperation in this matter. [SEC v. Michael T. Mulligan, 03 CV 3231 RHK/AJB, U.S.D.C. Minn. 2003] (LR-18156) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change filed by the NASD to extend a pilot amendment to NASD Rule 4120 regarding Nasdaqs authority to initiate and continue trading halts (SR-NASD-2003-82) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of May 26. (Rel. 34-47909) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-Amex-2003-46) submitted by the American Stock Exchange under Rule 19b-4 of the Securities Exchange Act of 1934 relating to the Listing and Trading of Notes Linked to the Performance of the Standard & Poor's 500 Stock Index. Publication of the proposal is expected in the Federal Register during the week of May 26. (Rel. 34-47911) PROPOSED RULE CHANGE The Depository Trust Company filed a proposed rule change (SR-DTC-2003- 06) under Section 19(b)(1) of the Exchange Act that would allow DTC to restrict the ability of participants to effect reclamations to reverse completed Deliver Order and Payment Order transactions processed on the previous business day. Publication of the proposal is expected in the Federal Register during the week of May 26. (Rel. 34-47899) Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934, notice is hereby given that on May 16 the New York Stock Exchange and on May 20 the NASD filed with the Securities and Exchange Commission Amendments No. 2 to proposed rule changes (SR-NYSE-2002-49 and SR-NASD- 2002-154) relating to research analyst conflicts of interest. Publication of the proposals is expected in the Federal Register during the week of May 26. (Rel. 34-47912) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change submitted under Rule 19b- 4 (SR-NASD-2003-48) by the NASD to modify the display charge associated with use of the Nasdaq Workstation II Service by persons that are not NASD members. Publication of the proposal is expected in the Federal Register during the week of May 26. (Rel. 34-47897) The Commission has approved a proposed rule change (SR-OCC-2002-11) filed by The Options Clearing Corporation under Section 19(b) of the Exchange Act. The order allows OCC to modify its Stock/Loan Hedge Program. Publication of the proposal is expected in the Federal Register during the week of May 26. (Rel. 34-47898) The NASD through its subsidiary, The Nasdaq Stock Market, Inc., has filed a proposed rule change, and Amendment No. 1 thereto (SR-NASD-2003- 62) to allow Internet access to the Primex Auction System and to specify the charges for such access. Publication of the proposal is expected in the Federal Register during the week of May 26. (Rel. 34-47906) DELISTINGS An order has been issued granting the application of the Pacific Exchange to strike from listing and registration certain call and put options contracts issued by The Options Clearing Corporation, respecting certain underlying securities of the following companies, effective at the opening of business on May 23: Diamond Offshore Drilling, HJ Heinz Company, Marathon Oil Corp., National-Oilwell Inc., Ocean Energy, Inc. and THQ Inc. (Rel. 34-47904) An order has been issued granting the application of the Philadelphia Stock Exchange to strike from listing and registration certain call and put options contracts issued by The Options Clearing Corporation respecting underlying securities of the following companies, effective at the opening of business on May 23: Casella Waste, Englehard Corporation, John Hancock Financial Services, Inc., Kroll, Inc., Monsanto Company, PartnerRe Ltd. and Praxair, Inc. (Rel. 34-47905) An order has been issued granting the application of the Pacific Exchange to strike from listing and registration the common stock, $.01 par value, of Touch America Holdings, Inc., effective at the opening of business on May 27. (Rel. 34-47916) An order has been issued granting the application of the Pacific Exchange to strike from listing and registration the common stock, $.01 par value, of UAL Corporation, effective at the opening of business on May 27. (Rel. 34-47917) WITHDRAWAL A notice has been issued giving interested persons until June 17, 2003, to comment on the application Anworth Mortgage Asset Corporation, to withdraw its common stock, $.01 par value, from listing and registration on the American Stock Exchange. (Rel. 34-47903) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 COPPER MOUNTAIN NETWORKS INC, 2470 EMBARCADERO WAY, PALO ALTO, CA 94303, 6506873300 - 264,084 ($1,901,405.00) Equity, (File 333- 105466 - May. 22) (BR. 37) N-2 GABELLI UTILITY TRUST, 1 CORPORATE CENTER, RYE, NY, 10580, 9149215083 - 100,000 ($935,000.00) Equity, (File 333-105467 - May. 22) (BR. 22) SB-2 PATH 1 NETWORK TECHNOLOGIES INC, 3636 NOSEL DR, SUITE 275, SAN DIEGO, CA, 92101, 8584504220 - 9,551,997 ($9,265,437.00) Equity, (File 333-105469 - May. 22) (BR. 37) S-8 REVA INC, 127 WEST DAVIS STREET, CULPEPPER, VA, 22701, 5407277551 - 140,000 ($37,800.00) Equity, (File 333-105470 - May. 22) (BR. 37) S-8 AMERICAN FIRE RETARDANT CORP, 9337 BOND AVENUE, 806-479-0449, EL CAJON, CA, 92012, 619-390-68 - 215,000,000 ($559,000.00) Equity, (File 333-105471 - May. 22) (BR. 02) S-8 URBANALIEN CORP, 1,000,000 ($1,000.00) Equity, (File 333-105472 - May. 22) (BR. 08) S-8 AUDIOCODES LTD, 4 HAHORESH RD, YEHUD ISRAEL, L3, 56470, 3,971,795 ($15,450,282.55) Other, (File 333-105473 - May. 22) (BR. 37) S-8 VTEX ENERGY INC, 8303 SOUTHWEST FREEWAY, SUITE 950, HOUSTON, TX, 77074, 713-773-3284 - 300,000 ($45,000.00) Equity, (File 333-105474 - May. 22) (BR. 04) S-8 FULLCIRCLE REGISTRY INC, 500 WEST JEFFERSON STREET, PNC PLAZA, SUITE 2310, LOUISVILLE, KY, 40202, 502 540-5112 - 1,975,279 ($138,270.00) Equity, (File 333-105475 - May. 22) (BR. 08) SB-2 AMERICAN FINANCIAL GROUP INC, 365 BROAD STREET, BLOOMFIELD, NJ, 07003, 9737483600 - 0 ($13,754,000.00) Equity, (File 333-105476 - May. 22) (BR. ) S-3 EURONET WORLDWIDE INC, HORVAT UTCA 14-24, BUDAPEST, K5, 1027, 36-1-224-1000 - 3,144,786 ($36,165,039.00) Equity, (File 333-105478 - May. 22) (BR. 07) S-8 JUPITERMEDIA CORP, 23 OLD KINGS HIGHWAY SOUTH, DARIEN, CT, 06820, 2036622800 - 4,000,000 ($12,060,000.00) Equity, (File 333-105480 - May. 22) (BR. 08) S-8 CADENCE DESIGN SYSTEMS INC, 2655 SEELY ROAD BLDG 5, SAN JOSE, CA, 95134, 4089431234 - 0 ($7,206,000.00) Equity, (File 333-105481 - May. 22) (BR. 03) S-1 WHITE HOUSE INC/MD, 7600 ENERGY PARKWAY, 410-437-7747, BALTIMORE, MD, 21226, 0 ($50,000,000.00) Equity, (File 333-105482 - May. 22) (BR. ) S-8 EVEREST RE GROUP LTD, C/O ABG FINANCIAL & MANAGEMENT SERVICES, PARKER HOUSE WILDEY ROAD, ST MICHAEL BARBADOS, 2464366287 - 500,000 ($34,742,500.00) Equity, (File 333-105483 - May. 22) (BR. 01) S-3 LIMITED BRANDS INC, THREE LIMITED PKWY, P O BOX 16000, COLUMBUS, OH, 43216, 6144157000 - 500,000,000 ($500,000,000.00) Other, (File 333-105484 - May. 22) (BR. 02) S-4 SEALY MATTRESS CO, HALLE BUILDING 10TH FLOOR, 1228 EUCLID AVE, CLEVELAND, OH, 44115, 2165221310 - 0 ($50,000,000.00) Non-Convertible Debt, (File 333-105485 - May. 22) (BR. 06) S-8 LOCATEPLUS HOLDINGS CORP, 100 CUMMINGS CENTER, SUITE 235M, BEVERLY, MA, 01915, 978-921-2727 - 15,000,000 ($2,250,000.00) Equity, (File 333-105486 - May. 22) (BR. 03) S-8 CADENCE DESIGN SYSTEMS INC, 2655 SEELY ROAD BLDG 5, SAN JOSE, CA, 95134, 4089431234 - 0 ($120,100,000.00) Equity, (File 333-105488 - May. 22) (BR. 03) S-8 CONCERTO SOFTWARE INC, 6 TECHNOLOGY PARK DR, WESTFORD, MA, 01886, 5089520200 - 331,391 ($1,838,394.30) Equity, (File 333-105489 - May. 22) (BR. 03) S-3 ROCHESTER GAS & ELECTRIC CORP, 89 EAST AVE, ROCHESTER, NY, 14649, 7165462700 - 0 ($300,000,000.00) Other, (File 333-105491 - May. 22) (BR. 02) S-8 CADENCE DESIGN SYSTEMS INC, 2655 SEELY ROAD BLDG 5, SAN JOSE, CA, 95134, 4089431234 - 0 ($8,500,000.00) Equity, (File 333-105492 - May. 22) (BR. 03) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT 3SI HOLDINGS INC WY X X 05/16/03 ABFC ASSET BACKED CERTIFICATES SERIES DE X X 05/22/03 ACCURIDE CORP DE X X 05/21/03 ADC TELECOMMUNICATIONS INC MN X 05/19/03 ADVANCED MARKETING SERVICES INC DE X 05/22/03 AEROPOSTALE INC X X 05/22/03 AEROSONIC CORP /DE/ DE X X 05/22/03 AETNA INC /PA/ PA X 05/22/03 AIR PACKAGING TECHNOLOGIES INC DE X X 05/21/03 ALPHA VIRTUAL INC/CA/ DE X X X 04/28/03 AMERICAS SENIOR FINANCIAL SERVICES IN FL X 05/22/03 AMERISOURCEBERGEN CORP DE X X 05/22/03 AMERITRANS CAPITAL CORP DE X X 05/16/03 AMERUS GROUP CO/IA IA X X 05/22/03 APOGENT TECHNOLOGIES INC WI X X 05/22/03 APPLEBEES INTERNATIONAL INC DE X 05/22/03 APPLIED SIGNAL TECHNOLOGY INC CA X 05/20/03 ATA HOLDINGS CORP IN X X 05/20/03 AUTODESK INC DE X X 05/22/03 BARNES & NOBLE INC DE X X 05/22/03 BARNES GROUP INC DE X X 05/21/03 BIOANALYTICAL SYSTEMS INC IN X X 05/20/03 BIOPURE CORP DE X X 03/31/03 BOGEN COMMUNICATIONS INTERNATIONAL IN DE X 05/15/03 BON TON STORES INC PA X X 05/22/03 BORDERS GROUP INC DE X X 04/27/03 BRIAZZ INC WA X 05/21/03 CAPITAL CITY BANK GROUP INC FL X X 05/22/03 CAPITAL ONE AUTO RECEIVABLES LLC DE X X 05/22/03 CARROLS CORP DE X X 05/19/03 CASUAL MALE RETAIL GROUP INC DE X X 05/22/03 CATALYST SEMICONDUCTOR INC DE X X 05/22/03 CAVALIER HOMES INC DE X X 05/22/03 CBRL GROUP INC TN X X 05/22/03 CBRL GROUP INC TN X X 05/22/03 AMEND CEL SCI CORP CO X 04/01/03 CELLEGY PHARMACEUTICALS INC CA X X 05/15/03 CENTRAL PACIFIC FINANCIAL CORP HI X X 05/15/03 CHARMING SHOPPES INC PA X 05/22/03 CHASE MANHATTAN AUTO OWNER TRUST 2003 DE X X 04/07/03 CHASE MANHATTAN AUTO OWNER TRUST 2003 DE X X 05/21/03 CHASE MORTGAGE FINANCE CORP DE X X 04/08/03 CHIPPAC INC CA X 05/22/03 CIENA CORP DE X X 05/22/03 CITIBANK SOUTH DAKOTA N A DE X 04/25/03 CITIBANK SOUTH DAKOTA N A DE X 04/25/03 CITIZENS FINANCIAL CORP /KY/ KY X X 03/31/03 CITIZENS FIRST BANCORP INC DE X 05/22/03 CLAIRES STORES INC DE X X 05/22/03 CLARION TECHNOLOGIES INC/DE/ DE X X 05/22/03 CLEAR CHANNEL COMMUNICATIONS INC TX X X 05/22/03 COMMUNITY BANK SYSTEM INC DE X 05/06/03 AMEND COMMUNITY CAPITAL CORP /SC/ SC X X 05/21/03 CONNETICS CORP DE X X 05/21/03 CONSOLIDATED EDISON INC NY X X 05/22/03 CONSTELLATION ENERGY GROUP INC MD X X 05/21/03 COST PLUS INC/CA/ CA X X 05/22/03 COVISTA COMMUNICATIONS INC NJ X X 05/21/03 CSB BANCORP INC /OH OH X X 05/20/03 CSS INDUSTRIES INC DE X X 05/22/03 CUNO INC DE X X 05/21/03 D&E COMMUNICATIONS INC PA X X 05/22/03 DANKA BUSINESS SYSTEMS PLC X X 05/22/03 DEL LABORATORIES INC DE X X 05/21/03 DIAL CORP /NEW/ DE X X 05/22/03 DICKS SPORTING GOODS INC DE X X 05/22/03 DILLARDS INC DE X 05/20/03 DIMON INC VA X X 05/22/03 DITECH COMMUNICATIONS CORP DE X 05/22/03 DOGS INTERNATIONAL NV X X X 05/07/03 DRESS BARN INC CT X X 05/21/03 DUKE REALTY LIMITED PARTNERSHIP/ IN X 05/15/03 DVI RECEIVABLES CORP VIII DE X X 05/20/03 EARTHNETMEDIA INC NV X X 05/15/03 EARTHSHELL CORP DE X X 05/19/03 EASTGROUP PROPERTIES INC MD X X 05/16/03 ELDER BEERMAN STORES CORP OH X 05/22/03 ENCISION INC CO X 05/15/03 ENDOVASC INC NV X 05/21/03 EON COMMUNICATIONS CORP DE X X 05/21/03 EOS INTERNATIONAL INC DE X 05/15/03 EPRESENCE INC MA X 05/22/03 EUNIVERSE INC NV X 05/22/03 FASTNET CORP PA X 05/16/03 FIDELITY BANCORP INC PA X X 05/21/03 FIFTH THIRD BANCORP OH X X 05/20/03 FINLAY ENTERPRISES INC /DE DE X X 05/16/03 FINLAY FINE JEWELRY CORP DE X X 05/16/03 FIRST COMMUNITY BANCSHARES INC /NV/ NV X 05/21/03 FIRST DELTAVISION INC NV X X 05/21/03 FIRST SECURITY BANCORP INC /KY/ KY X 03/31/03 FIRSTENERGY CORP OH X X 05/22/03 FLEMING COMPANIES INC /OK/ OK X X X 05/19/03 FLEXIBLE SOLUTIONS INTERNATIONAL INC NV X X 05/15/03 FLOWERS FOODS INC GA X X 05/15/03 FOOT LOCKER INC NY X X 05/22/03 FORLINK SOFTWARE CORP INC NV X X 05/15/03 FREDS INC TN X X 05/03/03 FRONTIER FINANCIAL CORP /WA/ WA X X 05/22/03 GAMETECH INTERNATIONAL INC DE X X 05/21/03 GAP INC DE X X X 05/22/03 GART SPORTS CO DE X X 05/22/03 GENESCO INC TN X X 05/22/03 GENESEE & WYOMING INC DE X 05/21/03 GEORESOURCES INC CO X 05/16/03 GEORGIA PACIFIC CORP GA X X 05/21/03 GLOBAL MED TECHNOLOGIES INC CO X X 05/20/03 GOLDEN STATE VINTNERS INC X X 05/16/03 GREG MANNING AUCTIONS INC NY X 05/20/03 GS MORTGAGE SECURITIES CORP DE X X 05/20/03 GSI COMMERCE INC DE X 05/22/03 HALSEY DRUG CO INC/NEW NY X X X 05/22/03 HANOVER DIRECT INC DE X 05/21/03 HARLEYSVILLE GROUP INC DE X 05/22/03 HASTINGS ENTERTAINMENT INC TX X X 05/21/03 HORMEL FOODS CORP /DE/ DE X X 05/22/03 HOUSEHOLD AUTO RECEIVABLES CORP NV X X 05/20/03 HUNTINGTON BANCSHARES INC/MD MD X X X 05/20/03 HURCO COMPANIES INC IN X 05/22/03 IASIS HEALTHCARE CORP DE X X 05/22/03 IMCLONE SYSTEMS INC/DE DE X X 05/22/03 INGLES MARKETS INC NC X X 05/19/03 INTERNATIONAL SPECIALTY HOLDINGS INC X 05/22/03 INTERNATIONAL SPEEDWAY CORP FL X 05/20/03 KANEB PIPE LINE OPERATING PARTNERSHIP DE X X 05/19/03 KING POWER INTERNATIONAL GROUP CO LTD NV X X 05/16/03 KOGER EQUITY INC FL X X 05/21/03 LYNX THERAPEUTICS INC DE X X 05/22/03 MAGNA ENTERTAINMENT CORP DE X X 05/20/03 MARVELL TECHNOLOGY GROUP LTD D0 X X 05/22/03 MASSEY ENERGY CO DE X X 05/21/03 MEDI HUT CO INC DE X X 05/22/03 MENS WEARHOUSE INC TX X X 05/21/03 METRIS RECEIVABLES INC DE X X 04/30/03 AMEND METRIS RECEIVABLES INC DE X X 04/30/03 AMEND MID POWER SERVICE CORP NV X X 05/20/03 MINUTEMAN INTERNATIONAL INC IL X X 05/22/03 MISSISSIPPI POWER CO MS X 05/21/03 MODERN MFG SERVICES INC CO X X 05/31/03 MODINE MANUFACTURING CO WI X 05/21/03 MONRO MUFFLER BRAKE INC NY X X 05/22/03 MONTPELIER RE HOLDINGS LTD D0 X X 05/20/03 MORGAN STANLEY ABS CAPITAL I INC DE X X 05/22/03 MORGAN STANLEY ABS CAPITAL I INC DE X X 05/22/03 MORTGAGE ASSET SECURITIZATION TRANSAC DE X X 03/31/03 MYKROLIS CORP DE X 05/21/03 NANOGEN INC DE X 05/22/03 NASH FINCH CO DE X X 05/22/03 NATIONAL RV HOLDINGS INC DE X 04/22/03 NATIONAL STEEL CORP DE X X 05/20/03 NIAGARA CORP DE X X 05/15/03 NOBLE CORP X X 05/22/03 NORTH AMERICAN SCIENTIFIC INC DE X X 05/22/03 NOVASTAR MORTGAGE FUNDING CORP DE X X 05/21/03 NOVELL INC DE X X 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