SEC NEWS DIGEST Issue 2003-91 May 13, 2003 COMMISSION ANNOUNCEMENTS COMMISSION ISSUES RESOLUTION The Commission has issued a resolution marking the passing of Alan Levenson on May 11th. Mr. Levenson served as Director of the Commission's Division of Corporation Finance from 1970 until 1974 and will be missed by friends and colleagues at the agency. ENFORCEMENT PROCEEDINGS FINDINGS MADE AND SANCTIONS IMPOSED AGAINST JEAN LECLERCQ, FREDERICK SHAPIRO, AND KIP MARSIQUE On May 12, the Commission issued an Order Making Findings and Imposing Remedial Sanctions (Order) pursuant to Section 15(b) of the Securities Exchange Act of 1934 against Respondents Jean B. Leclercq (Leclercq), Frederick J. Shapiro (Shapiro), and Kip Marsique (Marsique). During the period of October 2001 through May 2002, Leclercq, Shapiro, and Marsique were associated with Infinity Consulting Services, Inc., an unregistered broker-dealer. The Commission's Order finds that on Sept. 23, 2002, judgments of permanent injunction and other relief by consent were entered against Respondents Leclercq, Shapiro, and Marsique, permanently enjoining them from further violations of Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933, and Sections 10(b) and 15(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. Leclercq, Shapiro, and Marsique submitted, and the Commission accepted, Offers of Settlement whereby each consented to the entry of the Order, without admitting or denying the findings contained therein except as to jurisdiction and the entry of the permanent injunctions against them. The Commission, based upon the findings and the Offers of Settlement, barred Leclercq, Marsique and Shapiro from association with any broker or dealer. (Leclercq - Rel. 34-47831; File No. 3-11009; Marsique- Rel. 34-47832; File No. 3-11009; Shapiro - Rel. 34-47833; File No. 3-11009) FINDINGS MADE AND SANCTIONS IMPOSED AGAINST DONALD RHOADES On May 12, the Commission issued an Order Instituting Public Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions (Order) against Respondent Donald E. Rhoades (Rhoades). At all relevant times, Rhoades was associated with Web Hosting Headquarters Partnership (Web Hosting), an unregistered broker-dealer. The Commission's Order finds that on April 21, 2003, a Final Judgment of Permanent Injunction and Other Relief, by Rhoades' consent, was entered against him, permanently enjoining him from further violations of Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933, and Sections 10(b) and 15(a) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder. Rhoades submitted, and the Commission accepted, an Offer of Settlement whereby he consented to the entry of the Order, without admitting or denying the findings contained therein except as to jurisdiction and the entry of the permanent injunction. The Commission, based upon the findings and the Offer of Settlement, barred Rhoades from association with any broker or dealer. (Rel. 34-47834; File No. 3-11111) FINDINGS MADE AND SANCTIONS IMPOSED AGAINST KARYN MILLER On May 12, the Commission issued an Order Instituting Public Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions (Order) against Respondent Karyn Miller (Miller). At all relevant times, Miller was associated with Web Hosting Headquarters Partnership (Web Hosting), an unregistered broker-dealer. The Commission's Order finds that on April 21, 2003, a Final Judgment of Permanent Injunction and Other Relief, by Miller's consent, was entered against Miller, permanently enjoining her from further violations of Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933, and Sections 10(b) and 15(a) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder. Miller submitted, and the Commission accepted, an Offer of Settlement whereby she consented to the entry of the Order, without admitting or denying the findings contained therein except as to jurisdiction and the entry of the permanent injunction. The Commission, based upon the findings and the Offer of Settlement, barred Miller from association with any broker or dealer. (Rel. 34-47835; File No. 3-11112) JUDGMENTS ISSUED IN AN INTERNET STOCK MANIPULATION CASE On May 5, the Honorable Nora M. Manella, U.S. District Judge for the Central District of California, entered judgments, pursuant to their consent, against: (1) EyeCashNetworks, Inc. (Pink Sheets: ECNI) of Glendale, California, formerly known as eConnect; (2) Richard Epstein, age 53, of Tampa, Florida; and (3) Alliance Equities, Inc. of Coral Springs, Florida. In the judgment against EyeCashNetworks, the Court ordered the company to disgorge $70,000 in ill-gotten gains plus prejudgment interest. The Court's judgment against Epstein and Alliance permanently enjoin each of them from future violations of the stock sale reporting provisions of the federal securities laws, Sections 13(d) and 16(a) of the Securities Exchange Act of 1934 and Rules 13d-1, 13d-2 and 16a-3 thereunder. The judgments also order Epstein and Alliance to disgorge $618,230 in ill-gotten gains plus prejudgment interest, and order Epstein to pay a civil penalty in the amount of $25,000. In its complaint, filed Aug. 7, 2002, the SEC alleged that eConnect, and its former president - Thomas S. Hughes, age 53, of Rancho Palos Verdes, California - issued false and misleading press releases and posted false statements on eConnect's websites in July 2002. These statements concern a purported $20 million investment of "AA" rated bonds that in fact were not rated, a nonexistent stock repurchase program and a purported $964,000 purchase order for eConnect's principal product. Both the price and trading volume of eConnect's stock increased by over 500 percent. The complaint also alleges that Epstein and Alliance failed since at least May 2001 to file amendments to Epstein's Schedule 13D and that Epstein and Alliance dumped millions of eConnect shares into the artificially inflated market. The complaint further alleges that Hughes, Epstein and Alliance failed to file reports of their securities transaction on Form 4. The Commission's litigation against Hughes is continuing. In August 2002, Hughes was indicted for his 2002 conduct by the U.S. Attorney's Office for the Central District of California on seven criminal charges, including three counts of securities fraud under the Exchange Act, three counts of wire fraud and one count of criminal contempt (U.S. v. Thomas S. Hughes, Case No. CR-02-M-1648, CD Cal.; LR- 17709). The criminal contempt charge is based upon Hughes' violation of a permanent injunction against him that the Commission obtained in April 2000 in the case [SEC v. eConnect and Thomas S. Hughes, Civil Action Number CV-00-2959 MMM, RCx, CD Cal.] (LR-16481). This case is the product of an investigation by the Securities and Exchange Commission, the U.S. Attorney's Office in Los Angeles, and the Federal Bureau of Investigation, which received assistance from NASD Regulation, Inc. For further information, please see Litigation Release Nos. 17670 and 17694. [SEC v. eConnect. Thomas S. Hughes, Richard Epstein, and Alliance Equities, Inc., Civil Action No. CV 02-6156 NM (MCx) (C.D. Cal.)] (LR-18134) INVESTMENT COMPANY ACT RELEASES PRUCO LIFE INSURANCE COMPANY, ET AL. An order has been issued under Section 6(c) of the Investment Company Act on an application filed by Pruco Life Insurance Company, Pruco Life Insurance Company of New Jersey, Pruco Life Flexible Premium Variable Annuity Account, Pruco Life of New Jersey Flexible Premium Variable Annuity Account and Prudential Investment Management Services LLC (collectively, Applicants). The order amends an existing order (Existing Order) granting exemptions from the provisions of Sections 2(a)(32), 22(c), and 27(i)(2)(A) of the Act and Rule 22c-l thereunder, to the extent necessary to permit the recapture, under specified circumstances, of credit amounts applied to the contract value under certain deferred variable annuity contracts that differ from the credit amounts contemplated in the Existing Order. (Rel. IC-26043 - May 6) HOLDING COMPANY ACT RELEASES PROGRESS ENERGY INC., ET AL. A supplemental order has been issued authorizing Progress Energy, Inc., a registered holding company, and its indirect wholly-owned nonutility subsidiaries, Progress Ventures, Inc. and Progress Fuels Corporation, through Sept. 30, 2003, to increase its investment limitation from $500 million to $1 billion in connection with the acquisition or construction of certain types of nonutility energy-related assets in the United States that are incidental to their energy marketing activities (Energy- Related Assets) or in the equity securities of existing or new companies substantially all of whose physical properties consist or will consist of Energy-Related Assets. (Rel. 35-27673) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 INTERNATIONAL ABSORBENTS INC, 1569 DEMPSEY ROAD, NORTH VANCOUVER, A1, V7K 1S8, 6046816181 - 0 ($3,767,500.00) Equity, (File 333-105146 - May. 12) (BR. 04) S-8 INTERNATIONAL ABSORBENTS INC, 1569 DEMPSEY ROAD, NORTH VANCOUVER, A1, V7K 1S8, 6046816181 - 0 ($1,040,430.00) Equity, (File 333-105147 - May. 12) (BR. 04) S-8 RAVEN MOON ENTERTAINMENT INC, 120 INTERNATIONAL PARKWAY, SUITE 220, HEATHROW, FL, 32746, 45,000,000 ($450,000.00) Equity, (File 333-105148 - May. 12) (BR. 05) S-8 SPECIALTY LABORATORIES INC, 2211 MICHIGAN AVENUE, SANTA MONICA, CA, 90404-3900, 3108286543 - 0 ($7,681,736.00) Equity, (File 333-105149 - May. 12) (BR. 01) S-8 FIRST CYPRESS TECHNOLOGIES INC, SUITE 501, 1281 WEST GEORGIA STREET, VANCOUVER, A1, V6E 3J7, 604-484-2899 - 0 ($357,000.00) Equity, (File 333-105150 - May. 12) (BR. 09) S-8 E MED FUTURE INC, 794 MORRISON ROAD, SUITE 911, COLUMBUS, OH, 43230, 8778551319 - 4,000,000 ($40,000.00) Equity, (File 333-105151 - May. 12) (BR. 09) S-4 RITE AID CORP, 30 HUNTER LANE, CAMP HILL OWN, PA, 17011, 7177612633 - 0 ($300,000,000.00) Debt Convertible into Equity, (File 333-105152 - May. 12) (BR. 01) S-8 BURLINGTON COAT FACTORY WAREHOUSE CORP, 1830 RTE 130, BURLINGTON, NJ, 08016, 6093877800 - 140,000 ($2,450,700.00) Equity, (File 333-105153 - May. 12) (BR. 02) S-3 VITESSE SEMICONDUCTOR CORP, 741 CALLE PLANO, CAMARILLO, CA, 93012, 8053883700 - 2,100,000 ($7,266,000.00) Equity, (File 333-105155 - May. 12) (BR. 36) S-8 VITESSE SEMICONDUCTOR CORP, 741 CALLE PLANO, CAMARILLO, CA, 93012, 8053883700 - 1,000,000 ($3,460,000.00) Other, (File 333-105156 - May. 12) (BR. 36) S-8 POINT GROUP HOLDINGS INCORP, 2240 SHELTER ISLAND DRIVE #202, SAN DIEGO, CA, 92106, 6192263536 - 0 ($52,500.00) Equity, (File 333-105157 - May. 12) (BR. 05) S-8 GK INTELLIGENT SYSTEMS INC, 2606 YORKTOWN PLACE, 2606 YORKTOWN PLACE, HOUSTON, TX, 77056, 7136261504 - 12,033,000 ($1,804,950.00) Equity, (File 333-105158 - May. 12) (BR. 05) S-8 SHORE BANCSHARES INC, 18 EAST DOVER STREET, EASTON, MD, 21601-3013, 4108221400 - 25,000 ($889,750.00) Equity, (File 333-105159 - May. 12) (BR. 07) S-8 IMPERIAL SUGAR CO /NEW/, ONE IMPERIAL SQ STE 200, P O BOX 9, SUGAR LAND, TX, 77487, 2814919181 - 450,000 ($3,987,000.00) Equity, (File 333-105160 - May. 12) (BR. 04) S-8 MARSHALL & ILSLEY CORP/WI/, 770 N WATER ST, MILWAUKEE, WI, 53202, 4147657801 - 600,000 ($17,766,000.00) Equity, (File 333-105161 - May. 12) (BR. 07) S-8 MARSHALL & ILSLEY CORP/WI/, 770 N WATER ST, MILWAUKEE, WI, 53202, 4147657801 - 12,000,000 ($355,200,000.00) Equity, (File 333-105162 - May. 12) (BR. 07) S-8 LIQUIDIX INC, 16929 E. ENTERPRISE DRIVE, #206, FOUNTAIN HILLS, AZ, 85268, 4808166140 - 4,000,000 ($2,000,000.00) Equity, (File 333-105163 - May. 12) (BR. 02) S-8 UNICO INC /AZ/, 5308734394 - 17,000,000 ($935,000.00) Equity, (File 333-105164 - May. 12) (BR. 04) S-8 TULARIK INC, TWO CORPORATE DRIVE, SOUTH SAN FRANCISCO, CA, 94080, 6508257300 - 0 ($14,221,319.44) Equity, (File 333-105166 - May. 12) (BR. 01) S-1 SUNTERRA CORP, 3865 W CHEYENNE AVENUE, BUILDING NO. 5, NORTH LAS VEGAS, NV, 89032, 7028048600 - 11,806,185 ($80,872,367.25) Equity, (File 333-105168 - May. 12) (BR. 08) S-8 MISSION RESOURCES CORP, 1331 LAMAR, SUITE 1455, HOUSTON, TX, 77010, 7134953000 - 900,000 ($351,000.00) Equity, (File 333-105169 - May. 12) (BR. 04) S-3 OVERTURE SERVICES INC, 74 NORTH PASADENA AVENUE, THIRD FLOOR, PASADENA, CA, 91103, 6266855600 - 4,274,670 ($48,004,544.10) Equity, (File 333-105171 - May. 12) (BR. 08) S-8 ADVANCED MAGNETICS INC, 61 MOONEY ST, CAMBRIDGE, MA, 02138, 6174972070 - 0 ($450,000.00) Equity, (File 333-105172 - May. 12) (BR. 01) S-3 KRISPY KREME DOUGHNUTS INC, 3367222981 - 22,515 ($690,535.05) Equity, (File 333-105173 - May. 12) (BR. 02) S-8 CHOICEPOINT INC, 1000 ALDERMAN DR, ALPHARETTA, GA, 30005, 7707526000 - 0 ($115,045,000.00) Equity, (File 333-105174 - May. 12) (BR. 03) S-3 BROOKS AUTOMATION INC, 15 ELIZABETH DRIVE, CHELMSFORD, MA, 01824, (978) 262-2400 - 0 ($3,934,631.16) Equity, (File 333-105176 - May. 12) (BR. 36) S-8 NEWELL RUBBERMAID INC, 29 E STEPHENSON ST, NEWELL CTR, FREEPORT, IL, 61032, 8152354171 - 500,000 ($0.00) Equity, 30,000,000 ($30,000,000.00) Other, (File 333-105177 - May. 12) (BR. 06) S-8 NEWELL RUBBERMAID INC, 29 E STEPHENSON ST, NEWELL CTR, FREEPORT, IL, 61032, 8152354171 - 8,000,000 ($232,680,000.00) Equity, (File 333-105178 - May. 12) (BR. 06) S-8 NEWELL RUBBERMAID INC, 29 E STEPHENSON ST, NEWELL CTR, FREEPORT, IL, 61032, 8152354171 - 3,500,000 ($101,797,500.00) Equity, (File 333-105179 - May. 12) (BR. 06) S-8 ZYGO CORP, LAUREL BROOK RD, MIDDLEFIELD, CT, 06455, 8603478506 - 1,500,000 ($11,175,000.00) Equity, (File 333-105180 - May. 12) (BR. 36) S-8 SYBRON DENTAL SPECIALTIES INC, 1717 WEST COLLINS AVENUE, ORANGE, CA, 92867, 7145167400 - 0 ($10,065,000.00) Equity, (File 333-105181 - May. 12) (BR. 01) S-1 SVI SOLUTIONS INC, 12707 HIGH BLUFF DRIVE, STE 335, SAN DIEGO, CA, 92130, 8584814405 - 38,700,053 ($43,559,950.00) Equity, (File 333-105182 - May. 12) (BR. 03) SB-2 AMERIVEST PROPERTIES INC, 1780 S BELLAIRE ST, SUITE 515, DENVER, CO, 80222, 3032971800 - 2,300,000 ($14,191,000.00) Equity, (File 333-105183 - May. 12) (BR. 08) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT --------------------------------------------------------------------------------- AASTROM BIOSCIENCES INC MI X X 05/12/03 ABN AMRO MORT CORP MULTI CLASS MORT P DE X X 05/01/03 ABN AMRO MORT CORP MULTI CLASS MORT P DE X X 05/01/03 ACCESSTEL INC /UT/ UT X X X X X 05/06/03 ACTIVE IQ TECHNOLOGIES INC CO X X 04/30/03 ADVANCED FINANCIAL INC DE X X X 05/09/03 ADVANCED MARKETING SERVICES INC DE X 05/12/03 AIRPLANES LTD DE X 05/12/03 ALASKA PACIFIC BANCSHARES INC AK X 03/31/03 ALGIERS RESOURCES INC/NY DE X X 03/31/03 ALLIN CORP DE X X 05/08/03 AMERICA FIRST APARTMENT INVESTORS INC MD X 06/30/03 AMERICAN INTERNATIONAL ASSETS INC UT X 05/06/03 AMERICAN INTERNATIONAL ASSETS INC UT X X X 05/12/03 AMPHENOL CORP /DE/ DE X X 05/06/03 ARCH CAPITAL GROUP LTD DE X X 05/12/03 ASHCROFT HOMES CORP CO X X 05/06/03 AUTOCORP EQUITIES INC NV X X 05/07/03 BANCSHARES OF FLORIDA INC FL X 05/09/03 BEAR STEARNS COMPANIES INC DE X X 04/28/03 BEARD CO /OK OK X X X 05/08/03 BEYOND COM CORP DE X X 04/20/03 BJS WHOLESALE CLUB INC DE X 05/08/03 CAPITAL ONE FINANCIAL CORP DE X X 05/09/03 CAPITAL ONE MASTER TRUST NY X X 05/09/03 CAPITAL ONE MULTI ASSET EXECUTION TRU DE X X 05/09/03 CAPITAL ONE PRIME AUTO RECEIVABLES TR DE X X 05/12/03 CATELLUS DEVELOPMENT CORP DE X X 05/09/03 AMEND CDMC MORTGAGE PASS THROUGH CERTIFICAT DE X 04/28/03 CDW COMPUTER CENTERS INC IL X X 05/12/03 CE CASECNAN WATER & ENERGY CO INC X X 05/12/03 CENTERPOINT ENERGY INC X X 05/12/03 CHALONE WINE GROUP LTD CA X X 05/09/03 CHECKERS DRIVE IN RESTAURANTS INC /DE DE X 05/07/03 CHESAPEAKE UTILITIES CORP DE X 05/12/03 CIPHERGEN BIOSYSTEMS INC DE X X 04/24/03 CMGI INC DE X X 04/25/03 CNB FINANCIAL SERVICES INC WV X X 05/12/03 CNB HOLDINGS INC /GA/ X X 04/24/03 COAST DISTRIBUTION SYSTEM INC DE X X 05/09/03 COLORADO MEDTECH INC CO X X 05/12/03 COLUMBIA LABORATORIES INC DE X X 05/09/03 COMPUTER NETWORK TECHNOLOGY CORP MN X X 05/12/03 CONSOLIDATED FREIGHTWAYS CORP DE X 05/12/03 CONTINENTAL AIRLINES INC /DE/ DE X X 05/09/03 CORIXA CORP DE X X 05/12/03 COST PLUS INC/CA/ CA X X 05/08/03 CRESTED CORP CO X 04/29/03 CRESTED CORP CO X 05/02/03 CRIIMI MAE INC MD X 03/31/03 CSFB ACCEPTANCE CORP HOME EQUITY LOAN DE X X 04/25/03 CSFB ACCEPTANCE CORP HOME EQUITY LOAN DE X X 05/25/03 CSX TRADE RECEIVABLES CORP DE X X 04/25/03 CULP INC NC X 04/27/03 CUMMINS INC IN X 05/12/03 CYBERGUARD CORP FL X 03/04/03 AMEND DANIELSON HOLDING CORP DE X X X 05/07/03 DEB SHOPS INC PA X X 05/08/03 DELTA PETROLEUM CORP/CO CO X X 05/12/03 DENDRITE INTERNATIONAL INC NJ X X 05/09/03 DESERT MINING INC NV X 05/12/03 DEX MEDIA EAST LLC DE X X 05/12/03 DOT COM ENTERTAINMENT GROUP INC FL X X 05/12/03 DURATEK INC DE X 05/12/03 E CENTIVES INC DE X 05/08/03 EAGLE BROADBAND INC TX X 05/08/03 EAGLE SUPPLY GROUP INC DE X X 05/05/03 ECOLAB INC DE X X 05/09/03 ELECTRIC FUEL CORP DE X X 05/12/03 EMERITUS CORP\WA\ WA X 05/08/03 ENCORE CAPITAL GROUP INC DE X 05/12/03 ENTERTAINMENT PROPERTIES TRUST MD X X 03/31/03 ESSEX CORPORATION VA X X 05/12/03 EURAMAX INTERNATIONAL PLC X X 05/12/03 EXPEDITORS INTERNATIONAL OF WASHINGTO WA X 05/07/03 FAIRCHILD CORP DE X 03/30/03 FIDELITY D & D BANCORP INC PA X 05/09/03 FIRST BANCTRUST CORP DE X X 05/08/03 FIRSTWAVE TECHNOLOGIES INC GA X X 04/22/03 FLEXIBLE SOLUTIONS INTERNATIONAL INC NV X 05/12/03 FNANB CREDIT CARD MASTER TRUST X X 04/30/03 FOREST CITY ENTERPRISES INC OH X X 05/09/03 AMEND FRIEDMAN BILLINGS RAMSEY GROUP INC VA X 05/12/03 GEMSTAR TV GUIDE INTERNATIONAL INC DE X 05/09/03 GEOWORKS /CA/ DE X 04/30/03 AMEND GERBER SCIENTIFIC INC CT X 05/12/03 GFSB BANCORP INC DE X X 05/09/03 GLADSTONE CAPITAL CORP MD X X 05/12/03 GLOBAL IMAGING SYSTEMS INC DE X 05/12/03 GLOBAL IMAGING SYSTEMS INC DE X 05/12/03 GLOBALSANTAFE CORP X X 05/12/03 GOODYS FAMILY CLOTHING INC /TN TN X 05/09/03 GREG MANNING AUCTIONS INC NY X X 05/12/03 HAMMONS JOHN Q HOTELS INC DE X X 05/12/03 HANOVER CAPITAL MORTGAGE HOLDINGS INC MD X X 05/12/03 HARTCOURT COMPANIES INC UT X 04/30/03 HARTFORD FINANCIAL SERVICES GROUP INC DE X X 05/12/03 HAYES LEMMERZ INTERNATIONAL INC DE X 05/12/03 HCC INSURANCE HOLDINGS INC/DE/ DE X X 05/08/03 AMEND HEALTH CARE REIT INC /DE/ DE X 05/12/03 HEALTHBRIDGE INC TX X X 05/02/03 HEARTLAND FINANCIAL USA INC DE X 05/12/03 HERITAGE PROPANE PARTNERS L P DE X 05/12/03 HERITAGE PROPERTY INVESTMENT TRUST IN MD X X 05/12/03 HIENERGY TECHNOLOGIES INC WA X 05/09/03 HORIZON ORGANIC HOLDING CORP DE X 05/05/03 HOUSEHOLD AUTOMOTIVE TRUST SERIES 200 DE X 04/17/03 HPL TECHNOLOGIES INC DE X X 05/12/03 HUMATECH INC X 05/05/03 HUMBOLDT BANCORP CA X 05/09/03 IMPERIAL OIL LTD X 05/12/03 INTEGRATED ELECTRICAL SERVICES INC DE X X 05/12/03 JDS UNIPHASE CORP /CA/ DE X 06/30/03 AMEND KANEB PIPE LINE OPERATING PARTNERSHIP DE X X 05/08/03 KANEB PIPE LINE PARTNERS L P DE X X 05/08/03 KANEB SERVICES LLC DE X X 05/08/03 KATY INDUSTRIES INC DE X X 05/12/03 KOGER EQUITY INC FL X X 05/08/03 LA JOLLA PHARMACEUTICAL CO DE X 05/12/03 LBI MEDIA INC CA X X 05/12/03 LCC INTERNATIONAL INC DE X 05/12/03 LEUCADIA NATIONAL CORP NY X X 05/12/03 LONDON PACIFIC GROUP LTD X 05/12/03 LYNCH CORP IN X 05/07/03 M&T BANK CORP NY X 04/01/03 AMEND MAGNETEK INC DE X X 04/30/03 MANHATTAN SCIENTIFICS INC DE X X 05/09/03 MAPICS INC GA X X 05/12/03 MARTIN MIDSTREAM PARTNERS LP DE X X 05/12/03 MASTER ADJUSTABLE RATE MORTGAGES TRUS DE X X 01/30/03 MAYTAG CORP DE X 05/12/03 MEADOWBROOK INSURANCE GROUP INC MI X X 05/08/03 MEDIABIN INC GA X X 05/12/03 MEDIACOM COMMUNICATIONS CORP DE X X 05/12/03 MERCHANTS GROUP INC DE X X 05/09/03 MERCURY INTERACTIVE CORPORATION DE X X 05/12/03 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE X X 05/12/03 MERRILL LYNCH MORT INV INC MORT LN AS DE X X 04/25/03 MERRILL LYNCH MORT INVES INC MRT PS T DE X X 04/25/03 MICROFIELD GRAPHICS INC /OR OR X X 05/08/03 MICROSOFT CORP WA X 05/12/03 MIDWEST BANC HOLDINGS INC DE X 05/09/03 MIRANT CORP DE X X 05/07/03 MMI PRODUCTS INC DE X X 05/08/03 MODINE MANUFACTURING CO WI X 05/12/03 MOONEY AEROSPACE GROUP LTD DE X X 03/06/03 MORGAN GROUP HOLDING CO X 05/02/03 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 05/09/03 AMEND MORTGAGE ASSET SEC TRANSACTIONS INC M DE X X 02/27/03 MORTGAGE LOAN PASS-THROUGH CERTIFICAT DE X 04/25/03 MORTGAGE PASS-THROUGH CERTIFICATES SE DE X 04/30/03 MOUNTAIN BANCSHARES INC GA X X 04/29/03 AMEND MSX INTERNATIONAL INC DE X X 05/12/03 NESS ENERGY INTERNATIONAL INC /NV/ WA X X 04/25/03 NETRO CORP CA X X 05/12/03 NEVADA CHEMICALS INC UT X 05/09/03 NEVSTAR GAMING & ENTERTAINMENT CORP NV X 11/22/02 AMEND NEXEN INC A0 X 05/06/03 NORTHRIM BANCORP INC AK X X 05/08/03 NOVITRON INTERNATIONAL INC DE X X X 04/29/03 OMNOVA SOLUTIONS INC OH X X 05/08/03 ONYX ACCEPTANCE FINANCIAL CORP DE X X 05/08/03 ONYX ACCEPTANCE FINANCIAL CORP DE X X 05/08/03 OPEN TEXT CORP K6 X 02/25/03 AMEND ORIENT EXPRESS HOTELS LTD X X 05/09/03 ORIENT EXPRESS HOTELS LTD X X 05/09/03 PACIFIC SUNWEAR OF CALIFORNIA INC CA X 05/12/03 PAK MAIL CENTERS OF AMERICA INC CO X X 05/12/03 PEDIATRIC SERVICES OF AMERICA INC DE X X 05/12/03 PENN NATIONAL GAMING INC PA X X 03/03/03 AMEND PENWEST PHARMACEUTICALS CO WA X X 05/12/03 PEOPLES BANCORP INC OH X 05/12/03 PHOENIX GOLD INTERNATIONAL INC OR X X 05/08/03 PHOTOGEN TECHNOLOGIES INC NV X 05/01/03 POINT GROUP HOLDINGS INCORP NV X X 09/13/02 AMEND POINT GROUP HOLDINGS INCORP NV X 10/31/02 AMEND POOLED AUTO SECURITIES SHELF LLC DE X X 05/12/03 PRICE COMMUNICATIONS CORP NY X 05/12/03 PRIMA ENERGY CORP DE X X 05/09/03 PROASSURANCE CORP DE X X 05/12/03 PROTECTION ONE INC DE X X 05/08/03 PTEK HOLDINGS INC GA X X 05/05/03 QLT INC/BC A1 X X 05/12/03 RADNOR HOLDINGS CORP DE X X 05/12/03 REGENCY CENTERS CORP FL X X 05/06/03 REGENT COMMUNICATIONS INC DE X X 02/25/03 AMEND RELIANT RESOURCES INC DE X X 05/12/03 REMEDYTEMP INC CA X 04/30/03 AMEND RENT WAY INC PA X 05/12/03 RENTECH INC /CO/ CO X 05/07/03 REPRO MED SYSTEMS INC NY X 05/09/03 RESIDENTIAL ACCREDIT LOANS INC DE X X 05/12/03 RETRACTABLE TECHNOLOGIES INC TX X X 05/07/03 SAFECO CORP WA X 05/12/03 SALON MEDIA GROUP INC DE X X 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