SEC NEWS DIGEST Issue 2005-81 April 28, 2005 ENFORCEMENT PROCEEDINGS IN THE MATTER OF GERALD MALONE On April 28, the Commission issued an Order Instituting Administrative and Cease-and-Desist Proceedings, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 203(f) and 203(k) of the Investment Advisers Act of 1940 and Sections 9(b) and 9(f) of the Investment Company Act of 1940 (Order) against Gerald T. Malone (Malone). Malone was formerly a Senior Vice President of Alliance Capital Management, L.P. (Alliance Capital), a registered investment adviser to the Alliance Capital mutual funds (Funds). Malone was the portfolio manager of the Alliance Technology mutual fund (Tech Fund) and the Alliance Technology hedge fund (Tech Hedge Fund). The Order finds that Alliance Capital provided “timing capacity” in certain of its Funds to a market timer and that Malone approved market timing capacity in the Tech Fund in return for investments at agreed ratios in the Tech Hedge Fund. Through his actions, Malone willfully aided and abetted and caused Alliance Capital’s violations of Sections 206(1) and 206(2) of the Investment Advisers Act of 1940 (Advisers Act) and Section 17(d) of the Investment Company Act of 1940 (Investment Company Act) and Rule 17d- 1 thereunder. Based on the above, the Commission ordered Malone to cease and desist from committing or causing any violations and any future violations of Sections 206(1) and 206(2) of the Advisers Act and Section 17(d) of the Investment Company Act and Rule 17d-1 thereunder, suspended him from associating with an investment adviser or an investment company for twelve months, and prohibited him from serving as an officer or director of an investment adviser or investment company for three years. The Order also required Malone to pay a $150,000 civil penalty and disgorgement of $1. Malone consented to the issuance of the Order without admitting or denying the findings therein. In determining to accept Malone’s settlement offer, the Commission considered the cooperation Malone provided to the Commission staff during its investigation. In related matters, the Commission also instituted and simultaneously settled administrative and cease-and-desist proceedings against John D. Carifa and Michael J. Laughlin, two other former officers of Alliance Capital. On December 18, 2003, the Commission instituted a settled administrative proceeding against Alliance Capital and issued an Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant To Sections 203(e) and 203(k) Of The Investment Advisers Act Of 1940 And Sections 9(b) and 9(f) Of The Investment Company Act Of 1940, Making Findings, and Imposing Remedial Sanctions and A Cease-and-Desist Order. (Rels. IA-2205; IC-26312; File No. 3-11359). The Commission issued a substantially-identical Amended Order on Jan. 15, 2004. (Rels. IA-2378; IC-26858; File No. 3-11914) IN THE MATTER OF JOHN CARIFA On April 28, the Commission issued an Order Instituting Administrative and Cease-and-Desist Proceedings, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 203(f) and 203(k) of the Investment Advisers Act of 1940 and Sections 9(b) and 9(f) of the Investment Company Act of 1940 (Order) against John D. Carifa (Carifa). Carifa was formerly the President and Chief Operating Officer of Alliance Capital Management, L.P. (Alliance Capital), a registered investment adviser to the Alliance Capital mutual funds (Funds). Carifa was also the Chairman of the Board and President of the Funds. The Order finds that Alliance Capital provided “timing capacity” in certain of its Funds to a market timer and that Carifa was aware of and did not object to this market timing. Carifa also signed the Funds’ prospectuses after having been aware of this market timing. The representations contained in certain of the Funds’ prospectuses were misleading because they did not disclose Alliance Capital’s practice of providing market timing capacity in return for investments in Alliance Capital’s hedge funds. Through his actions, Carifa willfully aided and abetted and caused Alliance Capital’s violations of Sections 206(1) and 206(2) of the Investment Advisers Act of 1940 (Advisers Act) and Sections 17(d) and 34(b) of the Investment Company Act of 1940 (Investment Company Act) and Rule 17d-1 thereunder. Based on the above, the Commission ordered Carifa to cease and desist from committing or causing any violations and any future violations of Sections 206(1) and 206(2) of the Advisers Act and Sections 17(d) and 34(b) of the Investment Company Act and Rule 17d-1 thereunder, suspended him from associating with an investment adviser or an investment company for twelve months, and prohibited him from serving as an officer or director of an investment adviser or investment company for three years. The Order also required Carifa to pay a $375,000 civil penalty and disgorgement of $1. Carifa consented to the issuance of the Order without admitting or denying the findings therein. In related matters, the Commission also instituted and simultaneously settled administrative and cease-and-desist proceedings against Michael J. Laughlin and Gerald T. Malone, two other former officers of Alliance Capital. On Dec. 18, 2003, the Commission instituted a settled administrative proceeding against Alliance Capital and issued an Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant To Sections 203(e) and 203(k) Of The Investment Advisers Act Of 1940 And Sections 9(b) and 9(f) Of The Investment Company Act Of 1940, Making Findings, and Imposing Remedial Sanctions and A Cease-and-Desist Order. (Rels. IA-2205; IC-26312; File No. 3-11359). The Commission issued a substantially-identical Amended Order on Jan. 15, 2004. (Rel. IA-2379; IC-26859; File No. 3-11915) IN THE MATTER OF MICHAEL LAUGHLIN On April 28, the Commission issued an Order Instituting Administrative and Cease-and-Desist Proceedings, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Sections 203(f) and 203(k) of the Investment Advisers Act of 1940 and Sections 9(b) and 9(f) of the Investment Company Act of 1940 (Order) against Michael J. Laughlin (Laughlin). Laughlin was formerly an Executive Vice President of Alliance Capital Management, L.P. (Alliance Capital), a registered investment adviser to the Alliance Capital mutual funds (Funds). Laughlin was also the Chairman of AllianceBernstein Investment Research and Management, Inc., a registered broker-dealer and wholly-owned subsidiary of Alliance Capital, which served as the principal underwriter and distributor of Alliance Capital’s U.S. mutual funds. The Order finds that Alliance Capital provided “timing capacity” in certain of its Funds to a market timer and that Laughlin in effect approved this market timing capacity. Through his actions, Laughlin willfully aided and abetted and caused Alliance Capital’s violations of Sections 206(1) and 206(2) of the Investment Advisers Act of 1940 (Advisers Act) and Section 17(d) of the Investment Company Act of 1940 (Investment Company Act) and Rule 17d-1 thereunder. Based on the above, the Commission ordered Laughlin to cease and desist from committing or causing any violations and any future violations of Sections 206(1) and 206(2) of the Advisers Act and Section 17(d) of the Investment Company Act and Rule 17d-1 thereunder, suspended him from associating with a broker, dealer, investment adviser or an investment company for twelve months, and prohibited him from serving as an officer or director of a broker, dealer, investment adviser or investment company for three years. The Order also required Laughlin to pay a $325,000 civil penalty and disgorgement of $1. Laughlin consented to the issuance of the Order without admitting or denying the findings therein. In related matters, the Commission also instituted and simultaneously settled administrative and cease-and-desist proceedings against John D. Carifa and Gerald T. Malone, two other former officers of Alliance Capital. On Dec. 18, 2003, the Commission instituted a settled administrative proceeding against Alliance Capital and issued an Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant To Sections 203(e) and 203(k) Of The Investment Advisers Act Of 1940 And Sections 9(b) and 9(f) Of The Investment Company Act Of 1940, Making Findings, and Imposing Remedial Sanctions and A Cease-and-Desist Order. (Rels. IA-2205; IC-26312; File No. 3-11359). The Commission issued a substantially-identical Amended Order on Jan. 15, 2004. (Rels. 34- 51624; IA-2380; IC-26860; File No. 3-11916) SEC SUES TYSON FOODS AND FORMER CHAIRMAN DON TYSON FOR MISLEADING DISCLOSURE OF PERQUISITES TYSON FOODS AND DON TYSON SETTLE AND PAY PENALTIES OF $1.5 MILLION AND $700,000 On April 28, the Commission announced that it has instituted settled enforcement proceedings against Tyson Foods, Inc. and its former Chairman and CEO Donald “Don” Tyson. The SEC charged that in proxy statements filed with the Commission from 1997 to 2003, Tyson Foods made misleading disclosures of perquisites and personal benefits provided to Don Tyson both prior to and after his retirement as senior chairman in October 2001. The SEC also charged the company with failing to maintain adequate internal controls over Don Tyson’s personal use of company assets. Don Tyson was separately charged with causing and aiding and abetting the company’s disclosure violations. Both parties agreed to settle the charges by consenting to the entry of a final judgment in a civil action filed today in the U.S. District Court for the District of Columbia that orders Tyson Foods to pay a $1.5 million penalty and orders Don Tyson to pay a $700,000 penalty. In addition, both parties separately consented to the entry of an SEC Order that orders them to cease and desist from violating the proxy solicitation and periodic reporting provisions of the federal securities laws. The Order also orders Tyson Foods to cease and desist from violating the internal controls provisions of the securities laws. The company and Don Tyson agreed to the settlements without admitting or denying the findings or allegations in the SEC’s Order and complaint. The SEC’s Order finds that while Don Tyson was employed as senior chairman from 1997 to 2001, the company provided approximately $3 million of perquisites and personal benefits to him, his wife, his daughters and three individuals with whom he had close personal relationships. The Order finds that Don Tyson caused disclosure failures with respect to many of these perquisites because his responses to director and officer questionnaires were inadequate. The Order also finds that many of those perquisites had not been raised with or authorized by the company’s compensation committee. According to the Order, the $3 million in perquisites included: (1) $689,016 in personal expenses for him and two of his friends, including a $20,000 purchase for oriental rugs, an $18,000 purchase for antiques, a $15,000 vacation in London, an $8,000 horse and other substantial purchases of clothing, jewelry, artwork, vacations and theater tickets, which were paid through cash advances from the company’s accounts, directly billed to the company or charged to three company credit cards that had been issued in the mid 1990s to Don Tyson and two of his friends; (2) $464,132 in personal use by Don Tyson and his family and friends of company-owned homes in the English countryside and in Cabo San Lucas, Mexico, including use of the company-paid chauffeur, cook and housekeeper at the English home and the company’s crewed boat in Cabo San Lucas; (3) $426,086 of personal use of company-owned aircraft by him and his family and friends, including regular use by his family and friends with and without him on board; (4) $203,675 in housekeeping provided at five different homes where Don Tyson and his family and friends lived and/or vacationed; (5) $84,000 in lawn maintenance at five different homes where he and his family and friends lived; (6) $46,110 to maintain nine automobiles owned and used by Don Tyson and his family and friends; (7) $36,554 in telephone services for him and his family and friends; (8) $15,000 in Christmas gift certificates that were provided to Don Tyson’s family and friends; and (9) $1,072,699 to cover Don Tyson’s personal income tax liability associated with his receipt of these benefits. The Order further finds that in its proxy statements filed for 1997 to 2001, the company: · failed to disclose over $1 million of these perquisites, including $424,121 in housekeeping, lawn maintenance, automobile maintenance and telephone service that were not disclosed due to the company’s internal control failures, and an additional $595,656 of perquisites (including gross- up payments for taxes thereon) that were mischaracterized in the company’s 1998, 1999 and 2000 proxy statements as “performance-based bonuses,” instead of as perquisites, due to a strategy to preserve the company’s tax deduction for Don Tyson’s compensation; · used the misleading expression “travel and entertainment costs” to describe perquisites that could not be considered “travel” or “entertainment,” such as over $372,539 in personal expenses received by Don Tyson and his friends; · failed to separately identify by type and amount perquisites that exceeded 25 percent of Don Tyson’s total perquisites, such as personal expenses, use of company homes, personal use of company aircraft and/or residential services. In addition, according the Order, the company’s 2002 and 2003 proxy statements used the same misleading terms “travel and entertainment” to describe the continuation of Don Tyson’s perquisites pursuant to an October 2001 retirement agreement with the company and failed to disclose fully the nature and scope of those benefits. The SEC also finds and alleges that due to internal control failures at Tyson Foods throughout most of 1997 to 2003, many of the perquisites described above (totaling approximately $1.5 million) were neither raised with nor authorized by the company’s compensation committee or its board of directors. Thus, for example, the board members were unaware until the SEC’s investigation that the company was paying for substantial personal expenses incurred by Don Tyson and two of his friends or that Don Tyson’s family and friends regularly used the company aircraft while he was not on board. Nor was the board aware until November 2002, as a result of an internal company review of perquisites, of the housekeeping, lawn maintenance, telephone services and automobile maintenance provided to Don Tyson and his family and friends. Finally, the SEC finds and alleges that Don Tyson, who signed the company’s annual reports that incorporated the proxy statements for each fiscal year from 1997 to 2003, caused and aided and abetted the company’s disclosure failures. In each year from 1997 to 2003, he signed director and officer questionnaires used to prepare the company’s proxy statements that failed to identify or quantify various perquisites. Before signing them, he failed to read the questionnaires or take action to ensure the accuracy of the company’s disclosure of his perquisites even though he was the only individual who possessed certain information necessary to accurately complete the questionnaires. In addition, he provided the company an incomplete list of perquisites that he had received for 2002, which omitted the fact that the company had paid for personal expenses for him and two of his friends and had provided housekeeping, lawn maintenance, automobile maintenance and telephone services to him and his family and friends. As a result of these and other findings, the SEC’s Order finds that Tyson Foods violated Sections 13(a), 13(b)(2)(B) and 14(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 13a-1, 14a-3 and 14a-9 thereunder, and orders the company to cease and desist from committing any violations and any future violations of these statutory provisions and rules. The SEC’s Order also finds that Don Tyson caused the company’s violations of Sections 13(a) and 14(a) of the Exchange Act and Rules 13a-1, 14a-3 and 14a-9 thereunder, and orders Don Tyson to cease and desist from causing any violations and any future violations of the foregoing statutory provisions and rules. The SEC’s federal court complaint alleges the same violations as the SEC’s administrative Order. [SEC v. Tyson Foods, Inc. and Donald Tyson, Civil Action No. 05 0841(JDB)] (LR- 19208); (Rel. 34-51625; File No. 3-11917) COMMISSION CHARGES EXOTICS.COM, INC., ITS SOLE OFFICER, OUTSIDE ACCOUNTANTS AND ATTORNEYS IN STOCK MANIPULATION SCHEME AND ACCOUNTING FRAUD The Commission announced that on April 25 it filed a civil action against Exotics.com, Inc. (Exotics-Nevada), its sole officer, four individual outside accountants, two outside attorneys and several other individuals alleging that they knowingly participated in a stock manipulation scheme and accounting fraud during the period 1999 through 2002. Exotics-Nevada is a Nevada corporation based in Vancouver, British Columbia, which owned, operated and licensed adult Web sites. The complaint, which was filed in the U.S. District Court in Nevada, names individual defendants Firoz Jinnah of Burnaby, British Columbia, Ingo W. Mueller and Barry F. Duggan of Vancouver, British Columbia, Stephen P. Corso, Jr. of Ridgefield, Connecticut, Brian K. Rabinovitz of Los Angeles, California, Marlin R. Brinsky of Santa Monica, California, L. Rex Andersen of Draper, Utah, Sean P. Flanagan and Daniel G. Chapman of Las Vegas, Nevada, E. James Wexler of Scottsdale, Arizona, James L. Ericksteen of Kamloops, British Columbia, and Gary Thomas, of Playa Del Rey, California. In addition, the complaint names the law firm of Flanagan & Associates, Ltd. of Las Vegas, Nevada, as a relief defendant. In its complaint, the Commission alleges that, during the period 1999 through 2002, the participants in the scheme engaged in manipulative trading of Exotics-Nevada stock for the purpose of artificially increasing the stock’s price and trading volume and were involved in or responsible for various false and misleading public filings that Exotics- Nevada made with the Commission and/or for the dissemination of a false and misleading press release and fax and e-mail spams about Exotics- Nevada. According to the complaint, the accountants fraudulently participated in audits of Exotics-Nevada’s year-end financial statements and in a review of its quarterly financial statements and failed to conduct those engagements in accordance with GAAS, as required. The Commission also alleges in its complaint that, among other things, the accountants prepared or created many of Exotics-Nevada’s books and records and then audited the financial statements they created. According to the complaint, they also caused their firms to issue false audit reports which, together with the underlying financial statements, were incorporated in Exotics-Nevada’s public filings with the Commission. The complaint charges all of the primary defendants with violating antifraud provisions of the federal securities laws, Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder, and charges Mueller, Jinnah, Duggan, Andersen and Thomas with aiding and abetting Exotics-Nevada’s violations of those provisions. The complaint also charges Exotics-Nevada with violating the reporting and books and records provisions, Sections13(a), 13(B)(2)(A) and 13(B)(2)(B) of the Exchange Act and Rues 13a-1, 13a-11, 13a-13, 12b-20 and 12b-11 thereunder, and charges Andersen, Jinnah, Duggan and Thomas with aiding and abetting Exotics-Nevada’s violations of those provisions. In addition, the complaint charges Jinnah and Duggan with violating the internal controls provision, Section 13(b)(5) of the Exchange Act, and charges Exotics-Nevada with violating the securities registration provisions, Sections 5(a) and 5(c) of the Securities Act of 1933. The complaint also charges Andersen, Corso, Rabinovitz and Brinsky with violating the provision governing audit reports, Article 2 of Regulation S-X. Finally, the complaint charges Mueller, Jinnah and Thomas with violating the ownership reporting provisions, Sections 13(d) and 16(a) of the Exchange Act and Rules 13d-1 and 16a-3 thereunder. The Commission is seeking permanent injunctions against all the defendants, civil money penalties and disgorgement of all ill-gotten gains by all of the defendants except Exotics-Nevada, bars from serving as an officer or director of any public company against Mueller, Jinnah and Duggan, and penny stock bars against Mueller, Jinnah, Duggan, Flanagan, Chapman, Ericksteen and Wexler. In addition, the Commission is seeking disgorgement by relief defendant Flanagan & Associates of all funds it received from the primary defendants. The Commission staff acknowledges the assistance of the British Columbia Securities Commission in its investigation. [SEC v. Exotics.com, Inc., et al., C.A. No. CV-S-05-0531-PMP-RJJ, USDC, D. NV] (LR-19207; AAE Rel. 2239) INVESTMENT COMPANY ACT RELEASES ORDERS OF DEREGISTRATION UNDER THE INVESTMENT COMPANY ACT Orders have been issued under Section 8(f) of the Investment Company Act declaring that each of the following has ceased to be an investment company: TS&W/Heitman/Claymore Equity Income Fund [File No. 811-21456] [Rel. IC-26839] Morgan Stanley Market Leader Trust [File No. 811-7915] [Rel. IC-26840] Atalanta Sosnoff Investment Trust [File No. 811-8669] [Rel. IC-26841] Phoenix-LJH Advisors Fund LLC [File No. 811-21138] [Rel. IC-26842] The Gannett Welsh & Kotler Funds [File No. 811-7673] [Rel. IC-26843] Brundage, Story and Rose Investment Trust [File No. 811-6185] [Rel. IC-26844] Riggs Funds [File No. 811-6309] [Rel. IC-26845] Nuveen EquityBuilder Equity Unit Investment Trust Series 1 [File No. 811-7079] [Rel. IC-26846] Nuveen AIM Municipal Income and Equity Growth Fund [File No. 811-8756] [Rel. IC-26847] Dole Food Automatic Common Exchange Security Trust [File No. 811-7499] [Rel. IC-26848] Republic Industries Automatic Common Exchange Security Trust[File No. 811-8069] [Rel. IC-26849] Readers Digest Automatic Common Exchange [File No. 811-8237] [Rel. IC-26850] Express Scripts Automatic Exchange Security Trust [File No. 811-9427] [Rel. IC-26851] SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES The Chicago Board Options Exchange filed a proposed rule change (SR-CBOE- 2002-03) and Amendment Nos. 1 and 2 thereto relating to customer portfolio and cross-margining requirements. Publication of the notice in the Federal Register is expected during the week of May 2. (Rel. 34- 51614) The New York Stock Exchange filed a proposed rule change (SR-NYSE-2002- 19) and Amendment Nos. 1, 2 and 3 thereto relating to customer portfolio and cross-margining requirements. Publication of the notice in the Federal Register is expected during the week of May 2. (Rel. 34-51615) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change filed by the Municipal Securities Rulemaking Board relating to an amendment to MSRB Rule G-41, on anti-money laundering compliance programs (SR-MSRB-2005-03), has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of May 2. (Rel. 34-51620) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 CNF INC, 3240 HILLVIEW AVE, PALO ALTO, CA, 94304, 6504942900 - 20,400,000 ($37,652,000.00) Equity, (File 333-124343 - Apr. 27) (BR. 05) S-3 CALYPTE BIOMEDICAL CORP, 5000 HOPYARD ROAD, SUITE 480, PLEASANTON, CA, 94588, 9257307200 - 39,588,810 ($8,907,482.00) Equity, (File 333-124344 - Apr. 27) (BR. 36) SB-2 PLURISTEM LIFE SYSTEMS INC, MATAM ADVANCED TECHNOLOGY PARK, BUILDING NO. 20, HAIFA, L3, 31905, 972-4-850-1080 - 70,565,000 ($19,297,900.00) Equity, (File 333-124346 - Apr. 27) (BR. 01) S-3 FINISAR CORP, 1308 MOFFETT PARK DR, SUNNYVALE, CA, 94089, 4085481000 - 11,766,829 ($14,473,199.67) Equity, (File 333-124347 - Apr. 27) (BR. 36) S-3 NEW CENTURY FINANCIAL CORP, 18400 VON KARMAN, SUITE 1000, IRVINE, CA, 92612, 9494407030 - 0 ($1,000,000,000.00) Unallocated (Universal) Shelf, (File 333-124348 - Apr. 27) (BR. 08) S-1 WEBSITE PROS INC, 12735 GRAN BAY PARKWAY WEST, BUILDING 200, JACKSONVILLE, FL, 32258, 9046806600 - 0 ($70,000,000.00) Equity, (File 333-124349 - Apr. 27) (BR. 03) S-8 Google Inc., 1600 AMPHITHEATRE PARKWAY, MOUNTAIN VIEW, CA, 94043, 650 623 4000 - 50,022 ($9,914,860.62) Equity, (File 333-124350 - Apr. 27) (BR. 03) S-8 TIBCO SOFTWARE INC, 3303 HILLVIEW AVENUE, PALO ALTO, CA, 94304, 6508461000 - 0 ($73,452,720.96) Equity, (File 333-124354 - Apr. 27) (BR. 03) S-3 SKYTERRA COMMUNICATIONS INC, 19 WEST 44TH STREET, SUITE 507, NEW YORK, NY, 10036, 212-730-7540 - 3,010,000 ($114,304,750.00) Equity, (File 333-124355 - Apr. 27) (BR. 37) S-8 GRAINGER W W INC, 847-535-1000 - 9,500,000 ($518,177,500.00) Equity, (File 333-124356 - Apr. 27) (BR. 02) S-8 QUINCY GOLD CORP., 309 CENTER STREET, __, HANCOCK, MI, 49930, 906-370-4695 - 4,171,198 ($992,745.12) Equity, (File 333-124357 - Apr. 27) (BR. 04) S-3 METLIFE INC, 200 PARK AVENUE, NEW YORK, NY, 10166, 2125782211 - 0 ($11,000,000,000.00) Other, (File 333-124358 - Apr. 27) (BR. 01) S-3 RURAL METRO CORP /DE/, 8401 EAST INDIAN SCHOOL RD, SCOTTSDALE, AZ, 85251, 4809943886 - 4,287,739 ($19,594,967.23) Equity, (File 333-124359 - Apr. 27) (BR. 05) S-4 DEL LABORATORIES INC, 565 BROADHOLLOW RD, FARMINGDALE, NY, 11735, 5162937070 - 175,000,000 ($173,845,000.00) Non-Convertible Debt, (File 333-124360 - Apr. 27) (BR. 06) S-8 AMERICAN CAPITAL STRATEGIES LTD, 2 BETHESDA METRO CENTER, 14TH FL, BETHESDA, MD, 20814, 3019516122 - 2,100,000 ($66,780,000.00) Equity, (File 333-124361 - Apr. 27) (BR. 22) S-8 DARDEN RESTAURANTS INC, 5900 LAKE ELLENOR DR, ORLANDO, FL, 32809, 4072454000 - 100,000 ($3,024,000.00) Equity, (File 333-124363 - Apr. 27) (BR. 05) S-8 DUKE REALTY CORP, 600 EAST 96TH STREET, STE 100, INDIANAPOLIS, IN, 46240, 3178086000 - 0 ($207,900,000.00) Equity, (File 333-124364 - Apr. 27) (BR. 08) S-8 ADAMS EXPRESS CO, SEVEN ST PAUL ST STE 1140, BALTIMORE, MD, 21202, 4107525900 - 3,413,131 ($42,971,320.00) Equity, (File 333-124365 - Apr. 27) (BR. 17) S-8 LADENBURG THALMANN FINANCIAL SERVICES INC, 590 MADISON AVENUE 34TH FLOOR, NEW YORK, NY, 10022, 5164701000 - 0 ($6,722,222.10) Equity, (File 333-124366 - Apr. 27) (BR. 07) SB-2 VERIDICOM INTERNATIONAL INC, 1244 REAMWOOD AVENUE, ., SUNNYVALE, CA, 94089, 4087347980 - 28,431,496 ($94,450,393.60) Equity, (File 333-124367 - Apr. 27) (BR. 03) S-3 PROLOGIS, 14100 EAST 35TH PLACE, AURORA, CO, 80011, 3033759292 - 0 ($40,028,691.40) Equity, (File 333-124368 - Apr. 27) (BR. 08) S-8 SONIC AUTOMOTIVE INC, 5401 EAST INDEPENDENCE BLVD, PO BOX 18747, CHARLOTTE, NC, 28212, 7045323354 - 0 ($1,176,000.00) Equity, (File 333-124370 - Apr. 27) (BR. 02) S-4 CARRIAGE SERVICES INC, 1900 ST JAMES PLACE 4TH FLOOR, HOUSTON, TX, 77056, 7133328475 - 0 ($130,000,000.00) Non-Convertible Debt, (File 333-124371 - Apr. 27) (BR. 37) S-8 PETROLEUM & RESOURCES CORP, SEVEN ST PAUL ST, STE 1140, BALTIMORE, MD, 21202, 4107525900 - 872,639 ($24,180,827.00) Equity, (File 333-124373 - Apr. 27) (BR. 17) S-1 SKINMEDICA INC, 5909 SEA LION PLACE, SUITE H, CARLSBAD, CA, 92008, 7608040444 - 0 ($86,250,000.00) Equity, (File 333-124374 - Apr. 27) (BR. ) S-3 RAYOVAC CORP, 6 CONCOURSE PARKWAY, SUITE 3300, ATLANTA, 2Q, 30328, 7708296200 - 0 ($1,181,750,000.00) Unallocated (Universal) Shelf, (File 333-124375 - Apr. 27) (BR. 36) S-1 ELITE PHARMACEUTICALS INC /DE/, 165 LUDLOW AVENUE, NORTHVALE, NJ, 07647, 2017502646 - 2,402,181 ($12,010,905.00) Equity, (File 333-124376 - Apr. 27) (BR. 01) SB-2 FORCE PROTECTION INC, 2031 AVENUE B, BUILDING 44, NORTH CHARLESTON, SC, 29405, 8437407015 - 16,974,488 ($28,177,650.08) Equity, (File 333-124377 - Apr. 27) (BR. 05) SB-2 RAVEN MOON ENTERTAINMENT INC, 120 INTERNATIONAL PARKWAY, SUITE 220, HEATHROW, FL, 32746, 10,800,000,000 ($11,880,000.00) Equity, (File 333-124378 - Apr. 27) (BR. 05) S-4 VENTAS INC, 10350 ORMSBY PARK PLACE, SUITE 300, LOUISVILLE, KY, 40223, 5023579000 - 0 ($360,798,608.00) Equity, (File 333-124379 - Apr. 27) (BR. 08) S-1 Courtside Acquisition Corp, 1700 BROADWAY, NEW YORK, NY, 10019, 212-641-5000 - 0 ($233,280,100.00) Equity, (File 333-124380 - Apr. 27) (BR. ) S-8 AMERIRESOURCE TECHNOLOGIES INC, 3440 E. RUSSELL ROAD, SUITE 217, LAS VEGAS, NV, 89120, 702-214-4245 - 25,000,000 ($241,250.00) Equity, (File 333-124381 - Apr. 27) (BR. 04) S-8 FOUNDRY NETWORKS INC, 2100 GOLD STREET, ALVISO, CA, 95002, 4085861700 - 0 ($97,472,375.00) Equity, (File 333-124382 - Apr. 27) (BR. 03) S-3 PEP BOYS MANNY MOE & JACK, 3111 W ALLEGHENY AVE, PHILADELPHIA, PA, 19132, 2152299000 - 0 ($400,000,000.00) Other, (File 333-124383 - Apr. 27) (BR. 02) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ 1ST INDEPENDENCE FINANCIAL GROUP, INC DE 5.02 04/21/05 3CI COMPLETE COMPLIANCE CORP DE 1.01 04/21/05 7 ELEVEN INC TX 1.01,9.01 04/27/05 724 SOLUTIONS INC 2.02,9.01 04/27/05 AARON RENTS INC GA 2.02,9.01 04/27/05 ABBOTT LABORATORIES IL 5.03,9.01 04/22/05 ACACIA RESEARCH CORP DE 2.02,9.01 04/27/05 ACE LTD D0 2.02,9.01 04/26/05 ACTIVE POWER INC DE 2.02,9.01 04/27/05 ACUITY BRANDS INC DE 1.01,5.02,9.01 04/26/05 ADELPHIA COMMUNICATIONS CORP DE 1.02 04/25/05 ADVANCED INTEGRATED MANAGEMENT SERVIC UT 5.02 04/27/05 AMEND ADVANCIS PHARMACEUTICAL CORP 2.02,9.01 04/27/05 ADVANCIS PHARMACEUTICAL CORP 1.01,3.02,9.01 04/26/05 ADVENT SOFTWARE INC /DE/ DE 2.02,9.01 04/27/05 AFFILIATED MANAGERS GROUP INC DE 2.02,9.01 04/27/05 AGL RESOURCES INC GA 2.02,7.01,9.01 04/27/05 AIR PRODUCTS & CHEMICALS INC /DE/ DE 2.02,9.01 04/27/05 AIRSPAN NETWORKS INC WA 2.02,4.02,9.01 04/21/05 AIRTRAN HOLDINGS INC NV 2.02,7.01,9.01 04/26/05 AKAMAI TECHNOLOGIES INC DE 1.01 04/21/05 AKAMAI TECHNOLOGIES INC DE 2.02,9.01 04/27/05 ALEXANDERS INC DE 7.01,9.01 04/27/05 ALFA CORP DE 7.01,9.01 04/27/05 ALIGN TECHNOLOGY INC DE 1.01,9.01 04/22/05 ALLERGAN INC DE 2.02,9.01 04/27/05 ALLIANCE FIBER OPTIC PRODUCTS INC CA 2.02,9.01 04/27/05 ALLIANCE FINANCIAL CORP /NY/ NY 2.02,9.01 04/27/05 ALLIED HOLDINGS INC GA 2.02,9.01 04/26/05 ALLSTATE LIFE INSURANCE CO 2.02 04/27/05 Alpha Natural Resources, Inc. DE 1.01,7.01,9.01 04/22/05 ALTIGEN COMMUNICATIONS INC 2.02,9.01 04/27/05 AMERADA HESS CORP DE 2.02,9.01 04/27/05 AMERICA SERVICE GROUP INC /DE DE 1.01,2.02,9.01 04/22/05 American Community Bancorp, Inc. IN 2.02,9.01 04/26/05 AMERICAN FINANCIAL GROUP INC OH 2.02,9.01 03/31/05 American Home Mortgage Investment Tru DE 9.01 04/25/05 AMERICAN ITALIAN PASTA CO DE 2.02,9.01 04/27/05 AMERICAN ITALIAN PASTA CO DE 8.01,9.01 04/27/05 AMERICAN OIL & GAS INC NV 1.01,2.01,3.02,7.01,9.01 04/21/05 AMERICAN RIVER BANKSHARES CA 1.01,9.01 04/25/05 AMERICAN WATER STAR INC NV 3.01,4.02,8.01,9.01 04/18/05 AMERIGAS PARTNERS LP DE 2.02,9.01 04/26/05 AMERIGON INC CA 2.02,9.01 04/26/05 AMERUS GROUP CO/IA IA 2.02,7.01,9.01 04/26/05 AMLI RESIDENTIAL PROPERTIES TRUST MD 2.02,9.01 04/26/05 AMSURG CORP TN 1.01,2.03,9.01 04/22/05 ANALEX CORP NY 2.02,9.01 04/27/05 ANCHOR GLASS CONTAINER CORP /NEW DE 8.01 04/20/05 ANHEUSER-BUSCH COMPANIES, INC. DE 2.02,9.01 04/27/05 AP HENDERSON GROUP NV 1.02,4.02,5.01,5.02,5.03,8.01 03/21/05 AMEND APPLEBEES INTERNATIONAL INC DE 2.02,7.01,8.01 04/27/05 APPLIANCE RECYCLING CENTERS OF AMERIC MN 5.05 04/22/05 ARROW ELECTRONICS INC NY 2.02,9.01 04/27/05 ARROW FINANCIAL CORP NY 8.01,9.01 04/27/05 ARTISOFT INC DE 4.01,9.01 04/21/05 ARTISTDIRECT INC DE 3.02,9.01 04/26/05 ASB FINANCIAL CORP /OH OH 2.02,9.01 04/26/05 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 04/26/05 ASIAINFO HOLDINGS INC DE 2.02,5.02 04/27/05 ASK JEEVES INC DE 2.02,9.01 04/27/05 ASPECT MEDICAL SYSTEMS INC DE 2.02,9.01 04/27/05 ASSOCIATED BANC-CORP WI 7.01 04/27/05 ASSOCIATED ESTATES REALTY CORP OH 2.02,9.01 03/31/05 ATLANTIC COAST ENTERTAINMENT HOLDINGS NJ 1.01,9.01 04/21/05 AVANEX CORP DE 2.05 04/25/05 AVISTA CORP WA 2.02,9.01 04/27/05 AXS ONE INC DE 2.02,9.01 04/27/05 BAKER HUGHES INC DE 2.02,7.01,9.01 04/27/05 BANC OF AMERICA MORTGAGE SECURITIES I DE 8.01,9.01 04/25/05 BANC OF AMERICA MORTGAGE SECURITIES I DE 8.01,9.01 04/27/05 BANCTRUST FINANCIAL GROUP INC AL 2.02,9.01 04/22/05 BANK OF HAWAII CORP DE 2.02,9.01 04/25/05 BANTA CORP WI 2.02,9.01 04/26/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 04/26/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 04/12/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 04/12/05 AMEND BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 04/12/05 AMEND BEARINGPOINT INC DE 8.01 04/26/05 BEARINGPOINT INC DE 7.01,9.01 04/27/05 BEARINGPOINT INC DE 1.01,1.02,2.03,3.02,5.02 04/21/05 BECTON DICKINSON & CO NJ 2.02,8.01,9.01 04/27/05 BEHRINGER HARVARD REIT I INC MD 2.01,2.03,9.01 04/27/05 BEL FUSE INC /NJ NJ 2.02,9.01 04/27/05 BELL MICROPRODUCTS INC CA 2.02,9.01 04/27/05 BENTLEY COMMERCE CORP FL 3.02 04/26/05 BERKLEY W R CORP DE 2.02,9.01 04/26/05 BERKSHIRE INCOME REALTY INC 8.01,9.01 04/25/05 BILL BARRETT CORP 7.01,9.01 04/26/05 BINDVIEW DEVELOPMENT CORP TX 1.01,9.01 04/21/05 BIOGEN IDEC INC DE 2.02 04/27/05 BIOTIME INC CA 3.01 04/21/05 BISYS GROUP INC DE 2.02,9.01 04/26/05 BJs RESTAURANTS INC CA 7.01,9.01 04/27/05 BLACKBAUD INC 2.02,9.01 04/27/05 BLAIR CORP DE 1.01,2.05,9.01 04/27/05 BOEING CAPITAL CORP DE 2.02,8.01,9.01 04/27/05 BOEING CO DE 2.02,9.01 04/27/05 BOLT TECHNOLOGY CORP CT 2.02,9.01 04/27/05 BONE CARE INTERNATIONAL INC WI 2.02,9.01 04/26/05 BORDEN CHEMICAL INC NJ 1.01,8.01,9.01 04/22/05 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 2.02,9.01 04/27/05 BOSTON PROPERTIES INC DE 2.02,9.01 04/26/05 BOSTON PROPERTIES LTD PARTNERSHIP 2.02,9.01 04/26/05 BOTTOMLINE TECHNOLOGIES INC /DE/ DE 2.02,9.01 04/27/05 BOWLIN TRAVEL CENTERS INC NV 2.02,9.01 04/27/05 BRADLEY PHARMACEUTICALS INC DE 4.02,9.01 04/21/05 BREMER FINANCIAL CORP MN 2.02,9.01 03/31/05 BRIGHAM EXPLORATION CO DE 2.02,7.01,9.01 04/27/05 BRILLIAN CORP DE 2.02,9.01 04/27/05 BROCADE COMMUNICATIONS SYSTEMS INC DE 1.01,5.02,5.03,9.01 04/21/05 BROOKSTONE INC DE 9.01 04/27/05 BUILDING MATERIALS CORP OF AMERICA DE 2.02,9.01 04/27/05 BUSINESS OBJECTS S.A. 5.02 03/10/05 AMEND C-BASS 2004-CB8 TRUST DE 8.01,9.01 04/25/05 CADENCE DESIGN SYSTEMS INC DE 2.02,9.01 04/27/05 CADENCE DESIGN SYSTEMS INC DE 2.02,9.01 04/27/05 CAESARS ENTERTAINMENT INC DE 1.01,9.01 04/26/05 CALIFORNIA PETROLEUM TRANSPORT CORP DE 8.01 04/27/05 CANARGO ENERGY CORP DE 1.01,7.01,9.01 04/26/05 CAPITAL SOLUTIONS I, INC. DE 3.02 02/28/05 CAPITAL SOLUTIONS I, INC. DE 3.02 02/28/05 CAPITOL BANCORP LTD MI 7.01 04/26/05 CAPITOL FEDERAL FINANCIAL 7.01,9.01 04/27/05 CARDINAL FINANCIAL CORP VA 2.02,9.01 04/22/05 CARDINAL FINANCIAL CORP VA 5.02 04/22/05 CARDIODYNAMICS INTERNATIONAL CORP CA 4.01,9.01 04/21/05 CATALINA MARKETING CORP/DE DE 7.01,9.01 04/25/05 CCI GROUP INC UT 1.01 04/22/05 CEDAR SHOPPING CENTERS INC MD 9.01 04/25/05 CELERITY SYSTEMS INC DE 4.01,9.01 04/22/05 CELLCO PARTNERSHIP 2.02 04/27/05 CENTERSTATE BANKS OF FLORIDA INC FL 5.02,9.01 04/27/05 CENTEX CORP NV 2.02,8.01,9.01 04/27/05 Centex Home Equity Loan Trust 2005-A DE 8.01,9.01 04/25/05 Centex Home Equity Loan Trust 2005-B DE 8.01,9.01 04/25/05 CENTRAL EUROPEAN MEDIA ENTERPRISES LT 7.01 04/27/05 CENTRAL VERMONT PUBLIC SERVICE CORP VT 2.02,7.01,9.01 04/27/05 CENTRAL VIRGINIA BANKSHARES INC VA 2.02,9.01 04/26/05 CENTRUE FINANCIAL CORP DE 1.01 04/27/05 CERTIFIED SERVICES INC NV 5.02 04/21/05 CGI HOLDING CORP NV 1.01,2.01,9.01 04/22/05 CHANNELL COMMERCIAL CORP DE 2.02 04/27/05 CHICAGO BRIDGE & IRON CO N V 2.02 04/27/05 CHINA MOBILITY SOLUTIONS, INC. (forme FL 5.02 04/21/05 AMEND CHIRON CORP DE 2.02,9.01 04/27/05 CHL MORTGAGE PASS-THROUGH TRUST 2005- DE 9.01 04/25/05 CHL Mortgage Pass-Through Trust 2005- DE 9.01 04/25/05 CHROMCRAFT REVINGTON INC DE 2.02,9.01 04/27/05 CIPRICO INC DE 2.02,9.01 04/27/05 CIRRUS LOGIC INC DE 2.02,9.01 04/27/05 CITIZENS HOLDING CO /MS/ MS 2.02,7.01,9.01 04/27/05 CITIZENS INC CO 8.01,9.01 04/26/05 CLARK INC DE 2.02,9.01 04/25/05 CNB BANCORP INC /NY/ NY 2.02,9.01 04/27/05 CNL Hotels & Resorts, Inc. MD 1.01,8.01,9.01 04/27/05 COACH INC MD 1.01,2.02,9.01 04/25/05 COFFEE PACIFICA INC NV 8.01 04/26/05 COGNIZANT TECHNOLOGY SOLUTIONS CORP 2.02,9.01 04/27/05 COLGATE PALMOLIVE CO DE 2.02,9.01 04/27/05 COLOR KINETICS INC DE 5.02,9.01 04/27/05 COLOR KINETICS INC DE 2.02,9.01 04/27/05 COLUMBIA BANCORP \OR\ OR 2.02,9.01 04/27/05 COMMERCE ENERGY GROUP INC DE 2.01,9.01 02/09/05 AMEND COMMUNITY HEALTH SYSTEMS INC DE 2.02,7.01,9.01 04/27/05 COMMUNITY WEST BANCSHARES / CA 2.02,9.01 04/26/05 COMPUTER TASK GROUP INC NY 2.02,9.01 04/27/05 CONCORD COMMUNICATIONS INC MA 2.02,9.01 04/27/05 CONCUR TECHNOLOGIES INC WA 2.02 04/27/05 CONNS INC DE 1.01,9.01 04/22/05 CONOCOPHILLIPS DE 2.02,9.01 04/27/05 CONSOLIDATED WATER CO LTD E6 2.02,3.01,9.01 04/26/05 CONSTELLATION BRANDS, INC. DE 7.01,9.01 04/27/05 CONSTELLATION ENERGY GROUP INC MD 2.02,9.01 04/26/05 CORDIA CORP NV 1.01 04/27/05 CORGENTECH INC DE 2.02,9.01 04/27/05 CORILLIAN CORP OR 2.02,9.01 04/27/05 CORINTHIAN COLLEGES INC 2.02 04/27/05 CORPORATE REALTY INCOME FUND I L P DE 2.01,2.06,9.01 04/25/05 COVAD COMMUNICATIONS GROUP INC DE 2.02,9.01 04/27/05 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 9.01 04/27/05 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 9.01 04/27/05 CROMPTON CORP DE 1.01,9.01 04/27/05 CROWN MEDIA HOLDINGS INC DE 2.01,9.01 04/26/05 CTS CORP IN 2.02,9.01 04/26/05 CULLEN FROST BANKERS INC TX 2.02,9.01 04/27/05 CWALT INC 8.01,9.01 04/26/05 CWALT INC 8.01,9.01 04/27/05 CWALT INC - ALTERNATIVE LOAN TRUST RE 9.01 04/25/05 CWALT, Inc. Alternative Loan Trust 20 9.01 04/25/05 CWMBS INC - RESECURITIZATION PASS-THR DE 9.01 04/25/05 CYBEX INTERNATIONAL INC NY 2.02,9.01 04/27/05 CYTOKINETICS INC 2.02,9.01 04/27/05 CYTOMEDIX INC DE 1.01,9.01 04/27/05 DATA I/O CORP WA 2.02 03/31/05 DAYTON SUPERIOR CORP OH 1.01,9.01 04/21/05 DEVELOPERS DIVERSIFIED REALTY CORP OH 8.01,9.01 04/25/05 DIALOG GROUP INC UT 3.02,5.01 04/26/05 DIAMOND OFFSHORE DRILLING INC DE 2.02,9.01 04/27/05 DIGITAL RIVER INC /DE DE 2.02,9.01 04/27/05 DIME COMMUNITY BANCSHARES INC DE 7.01 04/26/05 DIVERSA CORP DE 2.02,9.01 04/26/05 DIVERSIFIED REALTY INC MT 4.01 04/27/05 DNB FINANCIAL CORP /PA/ PA 2.02,9.01 04/27/05 DOT HILL SYSTEMS CORP NY 2.02,9.01 04/27/05 DOVER DOWNS GAMING & ENTERTAINMENT IN DE 7.01,9.01 04/27/05 DOVER MOTORSPORTS INC DE 7.01,9.01 04/27/05 DPAC TECHNOLOGIES CORP CA 1.01,8.01,9.01 03/07/05 AMEND DRUGMAX INC NV 2.02,9.01 04/26/05 DSL NET INC DE 4.01,9.01 04/21/05 DTE ENERGY CO MI 2.02,9.01 04/27/05 DURATEK INC DE 2.02,9.01 04/27/05 DXP ENTERPRISES INC TX 9.01 03/31/05 DYAX CORP DE 2.02,9.01 04/27/05 E CENTIVES INC DE 3.02,9.01 04/19/05 EASTERN CO CT 2.02,7.01,9.01 04/27/05 EBAY INC DE 5.02 04/27/05 EDGE PETROLEUM CORP DE 2.02,9.01 04/27/05 EMCOR GROUP INC DE 1.01 04/27/05 ENCORE CREDIT RECEIVABLES TRUST 2005- DE 2.01,8.01,9.01 03/18/05 ENDEAVOUR INTERNATIONAL CORP NV 1.01,2.01,8.01,9.01 04/22/05 ENER1 INC FL 1.01,5.02 04/21/05 ENGELHARD CORP DE 2.02 03/31/05 ENHERENT CORP DE 5.03,9.01 04/22/05 ENTERASYS NETWORKS INC /DE/ DE 2.02,9.01 04/27/05 ENTERPRISE BANCORP INC /MA/ MA 2.02,7.01,9.01 04/27/05 ENVIRONMENTAL SOLUTIONS WORLDWIDE INC FL 1.01,3.02 04/21/05 ENZON PHARMACEUTICALS INC DE 1.01,1.02 04/27/05 EQUINIX INC DE 2.02,9.01 04/27/05 ERESEARCHTECHNOLOGY INC /DE/ DE 2.02,5.02,8.01,9.01 04/26/05 ERHC Energy Inc CO 5.02,9.01 04/21/05 ESS TECHNOLOGY INC CA 2.02,9.01 04/27/05 ETERNAL TECHNOLOGIES GROUP INC DE 2.02 04/26/05 EVCI Career Colleges Holding Corp DE 1.01,9.01 03/07/05 EXACT SCIENCES CORP DE 1.01,5.02 04/21/05 EXACTECH INC FL 2.02,7.01,9.01 04/27/05 EXELON CORP PA 5.02 04/26/05 EXPRESS SCRIPTS INC DE 2.02,8.01,9.01 03/31/05 FAIR ISAAC CORP DE 2.02,9.01 04/27/05 FALCONSTOR SOFTWARE INC DE 2.02,9.01 04/27/05 FEATHERLITE INC MN 2.02,9.01 04/26/05 FEI CO OR 2.02,9.01 04/27/05 Feldman Mall Properties, Inc. MD 1.01 04/21/05 FIBERSTARS INC /CA/ CA 5.05,9.01 04/22/05 FIDELITY NATIONAL FINANCIAL INC /DE/ DE 2.02,9.01 04/26/05 FIRST ALBANY COMPANIES INC NY 2.02,9.01 03/31/05 FIRST AMERICAN CORP CA 2.02,9.01 04/27/05 FIRST CAPITAL BANCORP, INC. 2.02,9.01 03/31/05 FIRST CHARTER CORP /NC/ NC 1.01,5.02,7.01,9.01 04/27/05 FIRST CONSULTING GROUP INC DE 2.02,7.01,9.01 04/27/05 FIRST FEDERAL BANCSHARES OF ARKANSAS TX 2.02,9.01 04/27/05 FIRST FEDERAL BANKSHARES INC DE 2.02,9.01 04/26/05 First Horizon Alternative Mortgage Se DE 9.01 04/25/05 First Horizon Asset Sec Mort Pas Thr DE 9.01 04/25/05 First Horizon Asset Sec Mort Pas Thr DE 9.01 04/25/05 First Horizon Asset Sec Mort Pas Thr DE 9.01 04/25/05 First Horizon Asset Sec Mort Pas Thr DE 9.01 04/25/05 First Horizon Asset Sec Mort Pas Thr DE 9.01 04/25/05 First Horizon Asset Sec Mort Pas Thr DE 9.01 04/25/05 First Horizon Asset Sec Mort Pas Thr DE 9.01 04/25/05 First Horizon Asset Sec Mort Pas Thr DE 9.01 04/25/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 04/27/05 FIRST MONTAUK FINANCIAL CORP NJ 1.02,8.01,9.01 04/27/05 FIRST POTOMAC REALTY TRUST MD 2.02,7.01,9.01 04/27/05 FIRSTENERGY CORP OH 2.02,9.01 04/27/05 FIRSTFED BANCORP INC DE 2.02,9.01 04/27/05 FISHER COMMUNICATIONS INC WA 2.02,9.01 04/27/05 FLAGSTAR BANCORP INC MI 5.02,9.01 04/22/05 FNB FINANCIAL SERVICES CORP NC 2.02,9.01 04/22/05 FOREST OIL CORP NY 4.01,9.01 04/20/05 AMEND FORRESTER RESEARCH INC DE 2.02 04/27/05 FORTUNE BRANDS INC DE 1.01,2.03 04/21/05 FOSTER L B CO PA 2.02,9.01 04/27/05 Foundation Coal Holdings, Inc. DE 2.02,9.01 04/27/05 FOUR OAKS FINCORP INC NC 8.01,9.01 04/22/05 FOXHOLLOW TECHNOLOGIES, INC. DE 2.02,9.01 04/27/05 FRIEDMAN BILLINGS RAMSEY GROUP INC VA 2.02,9.01 04/26/05 GARMIN LTD 2.02,9.01 04/27/05 GE COMMERCIAL MORTGAGE CORP DE 8.01,9.01 04/25/05 GENAISSANCE PHARMACEUTICALS INC DE 1.01,2.03,3.02,8.01,9.01 04/21/05 GENERAL BINDING CORP DE 2.02 04/27/05 GENERAL MARITIME CORP/ 2.02,9.01 04/27/05 GENSYM CORP DE 1.01,9.01 04/21/05 GENVEC INC DE 2.02,9.01 04/27/05 GLOBAL MATRECHS, INC. DE 2.02,4.02,8.01,9.01 04/15/05 AMEND GOLDEN WEST FINANCIAL CORP /DE/ DE 1.01 04/27/05 GOODYEAR TIRE & RUBBER CO /OH/ OH 1.01,9.01 04/26/05 GRAINGER W W INC IL 1.01 04/27/05 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 04/22/05 GRANT PRIDECO INC DE 2.02,9.01 04/27/05 GREAT AMERICAN FINANCIAL RESOURCES IN DE 2.02 03/31/05 GREATER BAY BANCORP CA 2.02,9.01 04/27/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 04/25/05 GSI COMMERCE INC DE 2.02,9.01 04/27/05 GSI LUMONICS INC A3 1.01,9.01 04/22/05 GSR Mortgage Loan Trust 2005-1F DE 8.01,9.01 04/25/05 GSR Mortgage Loan Trust 2005-2F DE 8.01,9.01 04/25/05 GSR Mortgage Loan Trust 2005-3F DE 8.01,9.01 04/25/05 GSR Mortgage Loan Trust 2005-AR2 DE 8.01,9.01 04/25/05 HAROLDS STORES INC OK 2.02,4.02,9.01 04/25/05 HARRAHS ENTERTAINMENT INC DE 2.01,9.01 04/26/05 HARSCO CORP DE 1.01,9.01 04/26/05 HEALTH CARE PROPERTY INVESTORS INC MD 8.01,9.01 04/22/05 HEALTH GRADES INC DE 2.02,9.01 04/27/05 HEALTHSOUTH CORP DE 7.01,9.01 04/26/05 HELMERICH & PAYNE INC DE 2.02 04/27/05 HIGHLANDS BANKSHARES INC /WV/ WV 2.02,9.01 04/26/05 HMN FINANCIAL INC DE 2.02,9.01 04/21/05 HOLOGIC INC DE 2.02,9.01 04/27/05 Home Equity Mortgage Loan Asset Backe DE 2.01,8.01,9.01 04/11/05 HOME FEDERAL BANCORP IN 2.02,9.01 04/26/05 HORIZON BANCORP /IN/ IN 2.02,9.01 04/22/05 HORIZON HEALTH CORP /DE/ DE 1.02 04/21/05 HORIZON OFFSHORE INC DE 1.01,5.02,8.01,9.01 04/27/05 HOST MARRIOTT CORP/ MD 2.02,9.01 04/26/05 HUB INTERNATIONAL LTD A6 2.02 04/27/05 HUDSON VALLEY HOLDING CORP NY 2.02,8.01,9.01 04/26/05 HUMAN GENOME SCIENCES INC DE 2.02,9.01 04/26/05 I MANY INC DE 2.02,9.01 04/26/05 IBIS TECHNOLOGY CORP MA 2.02,9.01 04/27/05 IBT BANCORP INC PA 2.02,9.01 04/27/05 IDAHO GENERAL MINES INC ID 3.02,8.01 04/25/05 IDENTIX INC DE 2.02,9.01 04/27/05 IFT CORP DE 2.01,9.01 02/11/05 AMEND IKONA GEAR INTERNATIONAL INC NV 5.02 04/21/05 IMMUCOR INC GA 5.02,9.01 04/25/05 IMPAC MORTGAGE HOLDINGS INC MD 1.01,2.03,8.01,9.01 04/22/05 INDYMAC BANCORP INC DE 2.02,9.01 04/27/05 INPHONIC INC 2.02,9.01 04/27/05 INSIGHT ENTERPRISES INC DE 1.01,1.02 04/27/05 INTEGRAMED AMERICA INC DE 7.01,9.01 04/27/05 INTEGRATED ELECTRICAL SERVICES INC DE 7.01,9.01 04/26/05 INTERFACE INC GA 2.02,9.01 04/27/05 INTERNATIONAL FLAVORS & FRAGRANCES IN NY 7.01 04/26/05 INTERNATIONAL SHIPHOLDING CORP DE 2.02,9.01 04/27/05 INTERNET SECURITY SYSTEMS INC/GA DE 2.02,9.01 04/27/05 INTERSECTIONS INC DE 8.01 04/26/05 INTERSECTIONS INC DE 2.02,9.01 04/25/05 INTERSIL CORP/DE DE 2.02,7.01,9.01 04/27/05 INTERSTATE BAKERIES CORP/DE/ DE 2.05,2.06,9.01 04/27/05 INTERSTATE HOTELS & RESORTS INC DE 2.01,9.01 02/11/05 AMEND INTRAOP MEDICAL CORP NV 4.01,9.01 04/25/05 IOMED INC UT 2.02,9.01 04/26/05 IPARTY CORP DE 2.02,9.01 04/27/05 IPC HOLDINGS LTD 2.02,9.01 04/26/05 IRWIN FINANCIAL CORP IN 8.01,9.01 04/27/05 ISLAND PACIFIC INC DE 5.02 04/22/05 ISOLAGEN INC DE 5.02 04/21/05 ITT EDUCATIONAL SERVICES INC DE 1.01,5.02 04/26/05 ITT EDUCATIONAL SERVICES INC DE 2.02 04/26/05 J P MORGAN CHASE & CO DE 9.01 04/22/05 J P MORGAN CHASE & CO DE 9.01 04/26/05 KADANT INC DE 2.02 04/27/05 KAYDON CORP DE 2.02,9.01 04/27/05 KBL Healthcare Acquisition Corp. II DE 8.01,9.01 04/27/05 KEANE INC MA 2.02,9.01 04/27/05 KENNAMETAL INC PA 2.02,9.01 04/27/05 KENNAMETAL INC PA 5.02 04/27/05 KERR MCGEE CORP /DE DE 2.02,9.01 04/27/05 KINETIC CONCEPTS INC /TX/ TX 2.02,9.01 03/31/05 KINETIC CONCEPTS INC /TX/ TX 2.02,9.01 03/31/05 KNIGHT FULLER INC DE 4.01,9.01 09/24/04 AMEND KOHLS CORPORATION WI 7.01,9.01 04/27/05 KOMAG INC /DE/ DE 2.02,9.01 04/27/05 KOPPERS INC PA 8.01 04/26/05 KOS PHARMACEUTICALS INC FL 8.01,9.01 04/26/05 KRONOS INC MA 2.02 04/26/05 KUSHNER LOCKE CO CA 8.01,9.01 04/21/05 KYPHON INC DE 2.02,9.01 04/27/05 LA QUINTA CORP DE 2.02,9.01 04/27/05 LABRANCHE & CO INC DE 2.02,9.01 04/27/05 LAFARGE NORTH AMERICA INC MD 2.02,9.01 04/26/05 LANCE INC NC 1.01,9.01 04/21/05 LANDAMERICA FINANCIAL GROUP INC VA 2.02,9.01 04/27/05 LANDMARK BANCORP INC DE 2.02,8.01,9.01 04/27/05 LASERSCOPE CA 2.02,9.01 04/27/05 LCA VISION INC DE 2.02,9.01 04/27/05 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01,9.01 04/15/05 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01,9.01 04/15/05 LEHMAN ABS CORP REPACK AMER GEN FLOAT DE 8.01,9.01 04/15/05 LEHMAN ABS CORP ROYAL & SUN ALLIANCE DE 8.01,9.01 04/15/05 LEHMAN ABS CORP ROYAL & SUN ALLIANCE DE 8.01,9.01 04/15/05 LIFE SCIENCES INC DE 8.01 04/14/05 LIFEPOINT HOSPITALS, INC. 2.02,7.01,9.01 04/27/05 LIFESTREAM TECHNOLOGIES INC NV 5.02,9.01 04/23/05 LIGHTBRIDGE INC DE 2.02,9.01 04/27/05 LIVEPERSON INC DE 1.01 04/21/05 LOUISIANA-PACIFIC CORP DE 2.02,9.01 04/27/05 LSI LOGIC CORP DE 2.02,8.01,9.01 04/27/05 LUMINEX CORP DE 2.02,9.01 04/27/05 M I HOMES INC OH 1.01,2.03,9.01 04/22/05 MACKINAC FINANCIAL CORP /MI/ MI 9.01 04/27/05 MACQUARIE SECURITISATION LTD DE 8.01,9.01 04/22/05 MAGELLAN MIDSTREAM PARTNERS LP DE 2.02,9.01 04/27/05 MAGIC MEDIA NETWORKS INC DE 8.01 04/27/05 MANITOWOC CO INC WI 2.02,9.01 04/27/05 MARCHEX INC DE 7.01,9.01 04/27/05 MARINE PRODUCTS CORP DE 8.01,9.01 04/27/05 MARINE PRODUCTS CORP DE 2.02,9.01 04/27/05 MARTEK BIOSCIENCES CORP DE 8.01,9.01 04/27/05 MASTR ALTERNATIVE LOAN TRUST 2005-NC1 DE 8.01,9.01 04/25/05 MATRIXONE INC DE 2.02,8.01,9.01 04/26/05 MCG CAPITAL CORP DE 1.01,2.03 04/21/05 MCGRAW-HILL COMPANIES INC NY 1.01,5.03,9.01 04/27/05 MDI TECHNOLOGIES INC DE 2.02 04/27/05 MEADE INSTRUMENTS CORP DE 8.01 04/27/05 MEADWESTVACO CORP DE 1.01,9.01 04/22/05 MENTOR GRAPHICS CORP OR 2.02,7.01 04/27/05 MERCANTILE BANKSHARES CORP MD 2.02,9.01 04/26/05 MERIDIAN BIOSCIENCE INC OH 2.02 04/21/05 MERRILL MERCHANTS BANCSHARES INC ME 1.01,7.01,9.01 04/27/05 METROPCS INC 7.01,9.01 04/26/05 MICROCHIP TECHNOLOGY INC DE 2.02,8.01,9.01 04/27/05 MICROMUSE INC DE 2.02,9.01 04/27/05 MID WISCONSIN FINANCIAL SERVICES INC WI 2.02,9.01 04/27/05 MINRAD INTERNATIONAL, INC. NV 1.01,3.03 04/27/05 MKS INSTRUMENTS INC MA 1.01,1.02,9.01 04/25/05 MKS INSTRUMENTS INC MA 1.01,9.01 04/21/05 MOBIUS MANAGEMENT SYSTEMS INC DE 2.02,9.01 04/27/05 MOCON INC MN 2.02,2.05,2.06,9.01 03/31/05 MONACO COACH CORP /DE/ DE 2.01,9.01 04/27/05 MONARCH CASINO & RESORT INC NV 2.02 04/26/05 MOODYS CORP /DE/ DE 2.02,5.02,5.03,7.01,8.01,9.01 04/26/05 MORGAN BEAUMONT INC NV 8.01,9.01 02/08/05 MORGAN STANLEY ABS CAPITAL I INC DE 8.01,9.01 04/25/05 MORTGAGE ASSET SECURITIZATION TRANSAC DE 8.01,9.01 04/05/05 MORTONS RESTAURANT GROUP INC DE 5.02,9.01 04/26/05 MOVIE GALLERY INC DE 8.01,9.01 04/26/05 MRS FIELDS FAMOUS BRANDS LLC DE 5.02 04/25/05 MSC SOFTWARE CORP DE 2.02,9.01 04/27/05 MTC TECHNOLOGIES INC DE 1.01,1.02,2.03,9.01 04/21/05 MTC TECHNOLOGIES INC DE 9.01 02/11/05 AMEND MTS SYSTEMS CORP MN 2.02,9.01 04/27/05 MULTI COLOR CORP OH 1.01 04/21/05 MURPHY OIL CORP /DE DE 2.02,9.01 04/27/05 NASB FINANCIAL INC MO 8.01 04/26/05 NASDAQ STOCK MARKET INC DE 1.01,9.01 04/21/05 NATIONAL BANK OF INDIANAPOLIS CORP IN 1.01 04/21/05 NATIONAL FUEL GAS CO NJ 2.02,9.01 03/31/05 NATIONAL INSTRUMENTS CORP /DE/ DE 2.02 04/27/05 NATIONAL MERCANTILE BANCORP CA 2.02,9.01 04/26/05 NATIONAL RV HOLDINGS INC DE 1.01,9.01 04/21/05 NATIONSRENT COMPANIES INC DE 1.01,2.03,8.01,9.01 04/21/05 NATURES SUNSHINE PRODUCTS INC UT 8.01,9.01 04/21/05 NAUTILUS, INC. WA 2.02,9.01 04/27/05 NAVTEQ CORP DE 5.02,8.01 04/22/05 NBOG BANCORPORATION INC GA 1.01 04/21/05 NBT BANCORP INC DE 2.02,9.01 12/31/04 NBTY INC DE 7.01,9.01 04/26/05 NETSOL TECHNOLOGIES INC NV 5.02 04/26/05 NEUROCRINE BIOSCIENCES INC CA 1.01,9.01 04/26/05 NeuroMetrix, Inc. 2.02,9.01 04/27/05 NEW JERSEY RESOURCES CORP NJ 2.02,9.01 04/27/05 NEWMONT MINING CORP /DE/ DE 2.02,9.01 04/27/05 NEXEN INC A0 2.02,9.01 04/27/05 NISSAN AUTO RECEIVABLES 2004-B OWNER 8.01,9.01 04/15/05 Nissan Auto Receivables 2004-C Owner DE 8.01,9.01 04/15/05 Nissan Auto Receivables 2005-A Owner 8.01,9.01 04/15/05 NMXS COM INC 9.01 04/27/05 NORFOLK SOUTHERN CORP VA 2.02,7.01 04/27/05 NORTHSTAR REALTY 5.03,9.01 04/21/05 NORTHWEST PIPE CO OR 2.02,9.01 04/27/05 NovaStar Mortgage Funding Trust, Seri DE 8.01,9.01 04/25/05 NOVO NETWORKS INC DE 4.01 04/26/05 NU SKIN ENTERPRISES INC DE 2.02,9.01 04/27/05 NUTRI SYSTEM INC /DE/ DE 7.01,9.01 04/25/05 NVE CORP /NEW/ MN 2.02 04/27/05 OLYMPUS COMMUNICATIONS LP DE 8.01 04/25/05 OMEGA FINANCIAL CORP /PA/ PA 1.01,5.03,7.01 04/25/05 ON SEMICONDUCTOR CORP DE 2.02,9.01 04/27/05 ONEOK INC /NEW/ OK 7.01,9.01 04/27/05 ONLINE HOLDINGS INC 3.02,5.01,5.02 04/27/05 OPEN SOLUTIONS INC DE 1.01,2.02,8.01,9.01 04/21/05 OPENWAVE SYSTEMS INC DE 2.02,9.01 04/27/05 OPINION RESEARCH CORP DE 2.02,9.01 04/27/05 ORASURE TECHNOLOGIES INC DE 1.01,9.01 04/22/05 OREGON STEEL MILLS INC DE 2.02,9.01 03/31/05 ORION HEALTHCORP INC DE 3.01,9.01 04/20/05 ORPHAN MEDICAL INC MN 2.02 04/26/05 OVERSTOCK COM INC UT 1.01,7.01,8.01,9.01 04/26/05 PAM TRANSPORTATION SERVICES INC DE 2.02,9.01 04/26/05 PAR TECHNOLOGY CORP DE 2.02 03/31/05 PARALLEL PETROLEUM CORP DE 1.01 04/21/05 PARAMETRIC TECHNOLOGY CORP MA 2.02,9.01 04/27/05 PARTNERRE LTD 2.02 04/26/05 PARTY CITY CORP DE 8.01,9.01 04/27/05 PAXAR CORP NY 1.01,5.02,9.01 04/21/05 PEMCO AVIATION GROUP INC DE 1.01,9.01 04/21/05 PENTAIR INC MN 1.01 04/27/05 PEOPLES CHOICE HOME LOAN SECURITIES C 8.01,9.01 04/27/05 PEOPLES COMMUNITY BANCORP INC /MD/ MD 2.02,9.01 04/27/05 PeopleSupport, Inc. DE 2.02,9.01 04/27/05 PETROL OIL & GAS INC 9.01 10/28/04 AMEND PFF BANCORP INC DE 2.02,9.01 03/31/05 PHARMION CORP 2.02,9.01 04/26/05 PHARSIGHT CORP CA 1.01 04/26/05 PHELPS DODGE CORP NY 2.02,9.01 04/27/05 PHOENIX TECHNOLOGIES LTD DE 2.02,9.01 04/27/05 PINNACLE DATA SYSTEMS INC OH 2.02,9.01 04/27/05 PINNACLE SYSTEMS INC CA 2.02,8.01,9.01 04/27/05 PLEXUS CORP WI 2.02 04/27/05 PLUG POWER INC DE 2.02 04/27/05 POPE RESOURCES LTD PARTNERSHIP DE 2.02,9.01 04/26/05 POTASH CORP OF SASKATCHEWAN INC 2.02 04/27/05 PRA International DE 2.02,9.01 04/27/05 PRAXAIR INC DE 2.02 04/27/05 PRINCIPAL LIFE INSURANCE CO IA 9.01 04/22/05 PRINCIPAL LIFE INSURANCE CO IA 9.01 04/22/05 PRINCIPAL LIFE INSURANCE CO IA 9.01 04/22/05 PROVIDENT FINANCIAL SERVICES INC DE 2.02,7.01,9.01 04/27/05 PROVIDENT FINANCIAL SERVICES INC DE 7.01,9.01 04/27/05 PXRE GROUP LTD 5.02 04/26/05 QC Holdings, Inc. KS 5.02 04/25/05 Quest Minerals & Mining Corp UT 1.02,5.02,7.01 12/05/04 QUICKLOGIC CORPORATION CA 2.02,9.01 04/27/05 QUIXOTE CORP DE 2.02,7.01,9.01 04/27/05 QUOTESMITH COM INC DE 2.02,7.01,9.01 04/27/05 R H DONNELLEY CORP DE 2.02 04/27/05 RADYNE COMSTREAM INC NY 2.02,9.01 04/27/05 RAINDANCE COMMUNICATIONS INC DE 2.02,9.01 04/27/05 RAYOVAC CORP WI 8.01,9.01 04/27/05 RC2 CORP DE 2.02,9.01 04/26/05 REAL LOGIC INC FL 4.01,9.01 04/21/04 REALTY INCOME CORP MD 2.02,9.01 04/27/05 REEBOK INTERNATIONAL LTD MA 2.02,9.01 04/25/05 REGIS CORP MN 2.02,9.01 04/27/05 RENOVIS INC DE 5.02 04/23/05 REPUBLIC BANCORP INC MI 7.01 04/27/05 REPUBLIC FIRST BANCORP INC PA 1.01 04/26/05 RESIDENTIAL ACCREDIT LOANS INC DE 8.01,9.01 04/27/05 RESOLUTION PERFORMANCE PRODUCTS LLC DE 1.01,9.01 04/22/05 REWARDS NETWORK INC DE 1.01,9.01 04/26/05 REYNOLDS AMERICAN INC 2.02,9.01 04/27/05 RIDGESTONE FINANCIAL SERVICES INC WI 7.01,9.01 04/27/05 ROCKWELL COLLINS INC DE 2.02,7.01 04/27/05 ROLLINS INC DE 2.02 04/27/05 ROLLINS INC DE 8.01 04/26/05 ROLLINS INC DE 8.01 04/26/05 ROYCE BIOMEDICAL INC NV 1.01,9.01 04/27/05 RPC INC DE 8.01,9.01 04/27/05 RPC INC DE 2.02,9.01 04/27/05 RSA SECURITY INC/DE/ DE 2.02,8.01,9.01 04/27/05 S&C HOLDCO 3 INC 1.01 04/23/05 SALISBURY BANCORP INC CT 2.02,9.01 04/26/05 SALIX PHARMACEUTICALS LTD 8.01,9.01 04/27/05 SAN HOLDINGS INC CO 7.01,9.01 04/25/05 SANMINA-SCI CORP DE 2.02,9.01 04/27/05 SBS TECHNOLOGIES INC NM 1.01 04/26/05 SEABRIGHT INSURANCE HOLDINGS INC 2.02,9.01 04/27/05 SEALED AIR CORP/DE DE 2.02,9.01 04/27/05 SEARCHHELP INC 5.02 04/27/05 SEATTLE GENETICS INC /WA DE 2.02,9.01 04/26/05 SECURE COMPUTING CORP DE 2.02,9.01 04/21/05 SECURITY CAPITAL CORP/DE/ DE 3.01,9.01 04/21/05 SECURITY FEDERAL CORPORATION SC 2.02,9.01 04/27/05 SEDONA CORP PA 2.03,3.02,9.01 04/22/05 SEI INVESTMENTS CO PA 2.02,9.01 04/27/05 SELECTIVE INSURANCE GROUP INC NJ 2.02,7.01,9.01 04/26/05 SENETEK PLC /ENG/ 8.01,9.01 04/26/05 SENTO CORP UT 2.02,9.01 04/26/05 SENTO CORP UT 7.01,9.01 04/26/05 SENTO CORP UT 7.01,9.01 04/27/05 SHOPPING COM LTD NY 2.02,9.01 04/27/05 SI INTERNATIONAL INC DE 2.01,9.01 02/09/05 AMEND SIEBEL SYSTEMS INC DE 2.02,9.01 04/27/05 SIGMA ALDRICH CORP DE 2.02,7.01,9.01 04/26/05 SILGAN HOLDINGS INC DE 8.01,9.01 04/27/05 SILICON IMAGE INC DE 2.02,9.01 04/21/05 SIMPSON MANUFACTURING CO INC /CA/ DE 2.02,9.01 04/26/05 SINCLAIR BROADCAST GROUP INC MD 8.01 04/21/05 SKECHERS USA INC DE 2.02,9.01 04/27/05 SKYWORKS SOLUTIONS INC DE 2.02 12/31/04 SMITH & WESSON HOLDING CORP NV 7.01,9.01 04/27/05 SMITHTOWN BANCORP INC NY 9.01 04/27/05 SOMANETICS CORP MI 1.01 04/21/05 SOMERSET HILLS BANCORP NJ 7.01 04/27/05 SOMERSET HILLS BANCORP NJ 2.02,9.01 04/27/05 SOMERSET HILLS BANCORP NJ 5.02 04/27/05 SONIC AUTOMOTIVE INC DE 1.01,1.02,9.01 04/21/05 SOUTHWEST GEORGIA FINANCIAL CORP GA 8.01,9.01 04/26/05 SPO Medical Inc DE 1.01,2.01,2.03,3.02,5.01,5.02 04/21/05 SPORTS RESORTS INTERNATIONAL INC MI 8.01,9.01 04/25/05 STAKTEK HOLDINGS INC DE 1.01 04/21/05 STANDEX INTERNATIONAL CORP/DE/ DE 2.02 03/31/05 STANLEY WORKS CT 8.01,9.01 04/27/05 STARBUCKS CORP WA 2.02,9.01 04/27/05 STATION CASINOS INC NV 2.02 04/27/05 STEMCELLS INC DE 1.01 04/21/05 STEPAN CO DE 2.02,9.01 04/26/05 Structured Adjustable Rate Mortgage L DE 8.01,9.01 04/25/05 Structured Adjustable Rate Mortgage L DE 8.01,9.01 04/25/05 Structured Asset Investment Loan Trus DE 8.01,9.01 04/25/05 STRUCTURED PROD CORP STEP UP TR CREDI DE 8.01,9.01 04/15/05 STRUCTURED PRODUCTS CORP CAST SM STEP DE 8.01,9.01 04/15/05 STRUCTURED PRODUCTS CORP CAST STEP-UP DE 8.01,9.01 04/15/05 SUMMIT BANK CORP GA 2.02 03/31/05 SUNRISE REAL ESTATE DEVELOPMENT GROUP TX 5.02 04/25/05 SUPERIOR ESSEX INC DE 2.02,7.01,9.01 04/26/05 SUPPORTSOFT INC DE 2.02,8.01,9.01 04/27/05 TANGER FACTORY OUTLET CENTERS INC NC 2.02,9.01 03/31/05 AMEND TECO ENERGY INC FL 2.02,9.01 04/26/05 TELEDYNE TECHNOLOGIES INC DE 2.02,8.01,9.01 04/27/05 TELEPHONE & DATA SYSTEMS INC /DE/ DE 2.02,8.01,9.01 04/26/05 TEMECULA VALLEY BANCORP INC DE 2.02,8.01,9.01 04/26/05 TEMPLE INLAND INC DE 2.02,7.01,9.01 04/27/05 TEMPUR PEDIC INTERNATIONAL INC DE 7.01,9.01 04/27/05 TETRA TECHNOLOGIES INC DE 2.02,9.01 04/27/05 TEXAS PACIFIC LAND TRUST 2.02,9.01 04/27/05 THERMO ELECTRON CORP DE 2.02,9.01 04/27/05 TIB FINANCIAL CORP. FL 5.02,5.03,9.01 04/25/05 TIDEWATER INC DE 2.02,9.01 04/27/05 TIME WARNER INC DE 8.01,9.01 04/20/05 TIPPERARY CORP TX 7.01,9.01 04/26/05 TITAN INTERNATIONAL INC IL 2.02,9.01 04/27/05 TORCH OFFSHORE INC DE 7.01,9.01 04/27/05 TOROTEL INC MO 8.01 04/26/05 TRANS LUX CORP DE 4.01,9.01 04/20/05 AMEND TRANSKARYOTIC THERAPIES INC DE 1.01,3.03,5.02,9.01 04/21/05 TREX CO INC DE 1.01,9.01 04/21/05 TRIAD GUARANTY INC DE 5.02 04/25/05 TRIPOS INC UT 2.02 03/31/05 TSI INC /MT/ MT 4.01 04/27/05 TULLYS COFFEE CORP 8.01,9.01 04/21/05 TUPPERWARE CORP DE 2.02,9.01 04/27/05 UGI CORP /PA/ PA 2.02,9.01 04/26/05 UGI UTILITIES INC PA 2.02,9.01 04/26/05 UNION BANKSHARES CO/ME ME 2.02,9.01 04/21/05 UNION BANKSHARES INC VT 2.02,9.01 04/27/05 UNION NATIONAL FINANCIAL CORP / PA PA 5.02,7.01,9.01 04/27/05 UNITED BANCSHARES INC/OH OH 2.02,8.01,9.01 04/27/05 UNITED DOMINION REALTY TRUST INC MD 7.01,9.01 04/27/05 UNITED PARCEL SERVICE INC DE 1.01,1.02,2.03 04/21/05 UNITED STATES CELLULAR CORP DE 2.02,9.01 04/27/05 USEC INC DE 1.01,9.01 04/21/05 VALEANT PHARMACEUTICALS INTERNATIONAL DE 1.01,9.01 04/22/05 VARIAN INC DE 2.02,2.05,9.01 04/26/05 VARIAN MEDICAL SYSTEMS INC DE 2.02,7.01,9.01 04/27/05 VECTREN CORP IN 2.02 04/26/05 VENTURE FINANCIAL GROUP INC WA 2.02,9.01 04/27/05 VERILINK CORP DE 2.02,9.01 04/27/05 VERIZON COMMUNICATIONS INC DE 2.02 04/27/05 VERTRUE INC DE 2.02,9.01 04/27/05 VESTA INSURANCE GROUP INC DE 3.02 04/21/05 VIA NET WORKS INC DE 8.01,9.01 04/26/05 VISTEON CORP DE 2.02,9.01 04/27/05 VITESSE SEMICONDUCTOR CORP DE 5.02 04/22/05 VITRIA TECHNOLOGY INC DE 2.02,9.01 04/27/05 VORNADO REALTY TRUST MD 7.01,9.01 04/27/05 W-H ENERGY SERVICES INC TX 7.01 04/17/05 W-H ENERGY SERVICES INC TX 2.02,7.01,9.01 04/27/05 WADDELL & REED FINANCIAL INC DE 2.02 04/26/05 WALTER INDUSTRIES INC /NEW/ DE 2.02,7.01 04/26/05 WALTER INDUSTRIES INC /NEW/ DE 2.02,7.01 04/26/05 WaMu Mortgage Pass-Through Certificat DE 8.01,9.01 04/25/05 WaMu Mortgage Pass-Through Certificat DE 8.01,9.01 04/25/05 WaMu Mortgage Pass-Through Certificat DE 8.01,9.01 04/25/05 WaMu Mortgage Pass-Through Certificat DE 8.01,9.01 04/25/05 Washington Mutual Mortgage Pass-Throu DE 8.01,9.01 04/25/05 Washington Mutual Mortgage Pass-Throu DE 8.01,9.01 04/25/05 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 04/25/05 WELLCHOICE INC DE 2.02,7.01,9.01 04/27/05 WELLMAN INC DE 2.02,9.01 04/26/05 WELLPOINT INC IN 2.02,8.01,9.01 04/27/05 Wells Fargo Mortgage Asset-Backed Pas DE 8.01,9.01 02/25/05 WELLS GARDNER ELECTRONICS CORP IL 2.02,9.01 04/26/05 WELLS REAL ESTATE FUND VI L P GA 2.01,9.01 04/21/05 WELLS REAL ESTATE FUND VII L P GA 2.01,9.01 04/21/05 WELLS REAL ESTATE FUND VIII LP GA 2.01,9.01 04/21/05 WESTFIELD FINANCIAL INC MA 2.02,9.01 04/27/05 WESTPOINT STEVENS INC DE 1.02 04/21/05 WHITNEY HOLDING CORP LA 8.01 04/27/05 WILLIAM LYON HOMES DE 7.01,9.01 04/26/05 WINLAND ELECTRONICS INC MN 2.02,9.01 04/27/05 WIRELESS DATA SOLUTIONS INC UT 8.01 04/27/05 WIRELESS DATA SOLUTIONS INC UT 8.01 04/27/05 Wright Express CORP 1.01,9.01 04/26/05 WRIGHT MEDICAL GROUP INC DE 1.01,1.02,9.01 04/21/05 WYNN RESORTS LTD 1.01,9.01 04/26/05 XCEL ENERGY INC MN 2.02,9.01 04/27/05 XENOGEN CORP DE 1.01 04/22/05 XL CAPITAL LTD 2.02,9.01 04/26/05 XM SATELLITE RADIO HOLDINGS INC DE 2.02,9.01 04/27/05 YANKEE CANDLE CO INC 2.02,9.01 04/27/05 YOUNG BROADCASTING INC /DE/ DE 8.01,9.01 04/22/05 YUKON GOLD CORP INC DE 5.02 12/21/04 ZONE 4 PLAY INC NV 1.01,9.01 04/27/05