SEC NEWS DIGEST Issue 2005-74 April 19, 2005 RULES AND RELATED MATTERS COMMISSION AMENDS COMPLIANCE DATES FOR FASB STATEMENT NO. 123R ON EMPLOYEE STOCK OPTIONS The Commission has issued a release adopting new Rule 4-01(a)(3) of Regulation S-X and preliminary note 6 to Item 310 of Regulation S-B to amend the date for compliance with the Financial Accounting Standards Board’s Statement of Financial Accounting Standards No. 123 (revised 2004), Share-Based Payment (Statement No. 123R). The new rule allows companies to implement Statement No. 123R at the beginning of their next fiscal year, instead of the next reporting period, that begins after June 15, 2005, or Dec. 15, 2005, for small business issuers. The new rule does not change the substance of Statement No. 123R, only the date for compliance. Publication of the new rule is expected in the Federal Register during the week of April 18. (Rels. 33-8568; 34-51558; 35- 27959; IC-26833) DEFINITION OF NRSRO The Commission published a rule proposal that would define the term “nationally recognized statistical rating organization” or “NRSRO.” The proposing release also includes interpretations with respect to the elements of the proposed NRSRO definition. Comments concerning this proposal should be received by the Commission within 45 days of its publication in the Federal Register. Publication is expected in the Federal Register during the week of April 18. For further information, contact Mark Attar at (202) 942-0766 or Rachael Grad at (202) 942-0183. (Rels. 33-8570; 34-51572; IC-26834) ENFORCEMENT PROCEEDINGS COMMISSION REVOKES REGISTRATION OF SECURITIES OF NORSUL OIL & MINING, LTD. FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS On April 19, the Commission revoked the registration of each class of registered securities of Norsul Oil & Mining, Ltd. (Norsul) for failure to make required periodic filings with the Commission. The Commission accepted Norsul’s settlement offer in which, without admitting or denying the allegations of the order, it consented to the entry of an order finding that it had violated Section 13(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 13a-1 and 13a- 13 thereunder and revoking the registration of each class of its securities pursuant to Section 12(j) of the Exchange Act. Brokers and dealers should be alert to the fact that Exchange Act Section 12(j) provides, in pertinent part, as follows: No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security the registration of which has been and is suspended or revoked . . . . Additional Materials Available at www.sec.gov. (Rel. 34-51569; File No. 3-11903) CRAIG CLARK REINSTATED TO APPEAR AND PRACTICE BEFORE THE COMMISSION AS AN ACCOUNTANT RESPONSIBLE FOR THE PREPARATION OR REVIEW OF FINANCIAL STATEMENTS REQUIRED TO BE FILED WITH THE COMMISSION Pursuant to Rule 102(e)(5)(i) of the Commission's Rules of Practice, Craig R. Clark has applied for and been granted reinstatement of his privilege to appear and practice before the Commission as an accountant responsible for the preparation or review of financial statements required to be filed with the Commission. Mr. Clark, who was denied the privilege of appearing or practicing before the Commission on May 7, 2001, pursuant to a settled proceeding, has represented that he has complied and will continue to comply with the terms of the order that denied him from appearing or practicing before the Commission as an accountant. Mr. Clark's reinstatement is effective immediately. (Rel. 34-51570; AAE Rel. 2233; File No. 3-10476) SEC ORDERS THAT ANTHONY BISCEGLIE BE BARRED FROM ASSOCIATION WITH ANY BROKER OR DEALER On April 19, the Commission ordered Anthony Bisceglie to be barred from associating with any broker or dealer. From September 1999 to February 2000, Bisceglie worked in the offices of Bryn Mawr Investment Group, Inc., a broker-dealer registered with the Commission, which later was known as Valley Forge Securities, Inc. (Valley Forge). On March 23, 2005, Bisceglie pled guilty to one count of conspiracy to commit securities fraud (U.S. v. Bisceglie, 04 Cr. 1284, (D.N.J.). The count of the criminal information to which Bisceglie pled guilty alleged, among other things, that Bisceglie defrauded investors while working at Valley Forge by receiving undisclosed excessive cash commissions for selling stock and misleading customers concerning the suitability and value of the stock. Based upon Bisceglie’s criminal conviction, the Commission instituted, and simultaneously settled, an administrative proceeding pursuant to Section 15(b) of the Securities Exchange Act of 1934. Bisceglie consented, without admitting or denying the Commission’s findings, except as to the Commission’s jurisdiction over him, the subject matter of the proceedings, and his criminal conviction, to an order barring him from association with any broker or dealer. (Rel. 34-51571; File No. 3- 11904) SEC SUES BENEFITS ADVISER, THREE OTHERS FOR INSIDER TRADING IN FIVE SECURITIES; DEFENDANTS TO PAY $1.27 MILLION IN SETTLEMENT The Commission today announced the filing of a settled civil action against Alina and Andrew Welt, of Deerfield Beach, Florida, Bruce Welt, of Gainesville, Florida and Bruce Hirschhorn, of Boonton, New Jersey. The Commission charged the defendants with engaging in insider trading in the securities of five companies over an eighteen month period. The complaint alleges that, while Alina Welt was working as a benefits analyst for two large public accounting firms, she learned confidential information relating to acquisitions or tender offers for publicly traded corporations involving her employers’ clients. The complaint alleges further that, on at least five different occasions between December 1999 and August 2001, Alina Welt tipped her husband, Andrew Welt, to proposed confidential transactions, and in turn, Andrew Welt tipped a friend, Bruce Hirschhorn and his brother, Bruce Welt. The five target companies were Renex Corp., Travel Services International, Inc., Intermedia Communications, Inc., Digex, Inc. and Sensormatic Electronics Corp. Bruce Hirschhorn purchased the securities of all five possible targets, Bruce Welt purchased the securities of four of the possible targets, and Andrew Welt purchased the securities of one of the possible target companies. According to the complaint, the defendants realized nearly $400,000 in illegal profits from their trading. Prior to filing, all of the defendants consented, without admitting or denying the allegations of the complaint, to final judgments which permanently enjoin them from violating Sections 10(b) and 14(e) of the Securities Exchange Act of 1934 and Rules 10b-5 and 14e-3 thereunder. Bruce Hirschhorn further consented to disgorge trading profits of $367,581.00, and to pay prejudgment interest of $97,669.07 and a civil penalty of $367,581.00. Bruce Welt consented to disgorge trading profits of $17,250.50, and to pay prejudgment interest of $4,023.95 and a civil penalty of $17,250.50. Alina and Andrew Welt consented to disgorge trading profits of $8,812.50, and to pay prejudgment interest of $3,311.50 and civil penalties totaling $393,669.00. The total payments of the defendants will be $1,277,148.62. In addition, Andrew Welt, who was an investment adviser registered with the state of Florida during the relevant time, consented to the issuance of a Commission order which will bar him from association with any investment adviser. [SEC v. Alina Welt, Andrew M. Welt, Bruce A. Welt and Bruce Hirschhorn, USDC for the District of Columbia, Civil Action No. 1:05CV00783 (JR)] (LR-19190) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-NASD-2005-050) filed by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc. (Nasdaq), regarding the Nasdaq opening process for Nasdaq-listed stocks, has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 18. (Rel. 34- 51522) PROPOSED RULE CHANGES The Chicago Board Options Exchange filed a proposed rule change (SR-CBOE- 2005-21) relating to the calculation of the National Best Bid or Offer when an Exchange is disconnected from the Intermarket Options Linkage. Publication of the proposal is expected in the Federal Register during the week of April 18. (Rel. 34-51540) The Fixed Income Clearing Corporation filed a proposed rule change (SR- FICC-2005-07) that would establish a firm deadline by which members of the Government Securities Division must satisfy clearing fund deficiencies. Publication of the proposal is expected in the Federal Register during the week of April 18. (Rel. 34-51550) The National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., has filed a proposed rule change (SR-NASD- 2005-024) and Amendment No. 1 thereto to clarify that the underlying index value for portfolio depository receipts (PDRs) and index fund shares must be disseminated widely at least every 15 seconds by one or more major market data vendors during the time the PDRs and index fund shares trade on Nasdaq. Publication of the proposal is expected in the Federal Register during the week of April 18. (Rel. 34-51559) ACCELERATED APPROVAL OF PROPOSED RULE CHANGES The Commission granted accelerated approval to a proposed rule change (SR-CBOE-2005-22) submitted by the Chicago Board Options Exchange to adopt an inactivity fee to be charged against Remote Market-Makers that fail to commence quoting in their appointed classes. Publication of the proposal is expected in the Federal Register during the week of April 18. (Rel. 34-51542) The Commission granted accelerated approval to a proposed rule change (SR-CBOE-2005-23) submitted by the Chicago Board Options Exchange to amend CBOE Rule 8.4 to remove the Physical Trading Crowd appointment alternative for Remote Market-Makers and to create an “A+” Tier consisting of the two most actively-traded products on the Exchange. Publication of the proposal is expected in the Federal Register during the week of April 18. (Rel. 34-51543) ORDER DENYING MOTION FOR RECONSIDERATION The Commission has issued an order denying a motion for reconsideration of an order setting aside an earlier order issued by delegated authority and approving a proposed rule change (SR-CBOE-2004-16) and Amendment No. 1 thereto, dated Feb. 25, 2005, (Release No. 34-51252), submitted by the Chicago Board Options Exchange relating to an interpretation of Paragraph (b) of Article Fifth of the CBOE’s Certificate of Incorporation and an amendment to CBOE Rule 3.16(b). Publication of the proposal is expected in the Federal Register during the week of April 18. (Rel. 34-51568) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 LOEWS CINEPLEX ENTERTAINMENT CORP, 711 FIFTH AVE 11TH FLOOR, NEW YORK, NY, 10022, 2128336200 - 315,000,000 ($315,000,000.00) Equity, (File 333-124111 - Apr. 18) (BR. 05) S-3 COX RADIO INC, C/O COX ENTERPRISES INC, 6205 PEACHTREE DUNWOODY ROAD, ATLANTA, GA, 30328, 678-645-0000 - 0 ($300,000,000.00) Equity, (File 333-124114 - Apr. 18) (BR. 37) S-11 WNC Housing Tax Credit Fund VI, L.P., Series 13, 17782 SKY PARK CIRCLE, IRVINE, CA, 92614, 714-662-5565 - 25,000 ($25,000,000.00) Limited Partnership Interests, (File 333-124115 - Apr. 18) (BR. 08) S-11 WNC Housing Tax Credit Fund VI, L.P., Series 14, 17782 SKY PARK CIRCLE, IRVINE, CA, 92614, 714-662-5565 - 25,000 ($25,000,000.00) Limited Partnership Interests, (File 333-124116 - Apr. 18) (BR. 08) S-1 Pike Holdings, Inc., 100 PIKE WAY, MOUNT AIRY, NC, 27030, (336) 789-2171 - 0 ($230,000,000.00) Equity, (File 333-124117 - Apr. 18) (BR. 06) S-1 SERACARE LIFE SCIENCES INC, 1935 AVENIDA DEL ORO, SUITE F, OCEANSIDE, CA, 92056, 7608068922 - 0 ($50,071,000.00) Equity, (File 333-124118 - Apr. 18) (BR. 01) S-1 CAPELLA EDUCATION CO, 330 SECOND AVE SOUTH STE 550, MINN, MN, 55401, 0 ($86,250,000.00) Equity, (File 333-124119 - Apr. 18) (BR. 08) S-3 NEWFIELD EXPLORATION CO /DE/, 363 NORTH SAM HOUSTON PARKWAY EAST, SUITE 2020, HOUSTON, TX, 77060, 281-847-6000 - 0 ($1,000,000,000.00) Unallocated (Universal) Shelf, (File 333-124120 - Apr. 18) (BR. 04) S-3 FNB Financial Services, LP, 103 FOULK ROAD, SUITE 202, WILMINGTON, DE, 19803, (302) 691-6337 - 350,000,000 ($350,000,000.00) Non-Convertible Debt, (File 333-124121 - Apr. 18) (BR. 07) N-2 Enhanced Equity Yield & Premium Fund, Inc., 800 SCUDDERS MILL ROAD, PLAINSBORO, NJ, 08562, 609-282-1212 - 50,000 ($1,000,000.00) Equity, (File 333-124122 - Apr. 18) (BR. ) S-3 LOGICVISION INC, 25 METRO DRIVE 3RD FL, SAN JOSE, CA, 95110, 4084530146 - 1,999,991 ($4,439,980.00) Equity, (File 333-124123 - Apr. 18) (BR. 03) S-8 FedFirst Financial CORP, DONNER AT SIXTH STREET, MONESSEN, PA, 15062, (724) 684-6800 - 100,000 ($913,000.00) Equity, (File 333-124124 - Apr. 18) (BR. 07) S-8 AVON PRODUCTS INC, 1345 AVENUE OF THE AMERICAS, NEW YORK, NY, 10105, 9149352588 - 11,000,000 ($466,950,000.00) Equity, (File 333-124125 - Apr. 18) (BR. 06) SB-2 SERVICE AIR GROUP INC, 5455 AIRPORT ROAD SOUTH, -, RICHMOND, A1, V7B 1B5, 604-722-2147 - 5,750,000 ($17,250,000.00) Equity, (File 333-124126 - Apr. 18) (BR. 09) S-8 EATON CORP, EATON CTR, 1111 SUPERIOR AVE, CLEVELAND, OH, 44114-2584, 2165235000 - 0 ($1,730,700.00) Equity, (File 333-124127 - Apr. 18) (BR. 06) S-8 EATON CORP, EATON CTR, 1111 SUPERIOR AVE, CLEVELAND, OH, 44114-2584, 2165235000 - 0 ($43,267,500.00) Equity, (File 333-124128 - Apr. 18) (BR. 06) S-8 EATON CORP, EATON CTR, 1111 SUPERIOR AVE, CLEVELAND, OH, 44114-2584, 2165235000 - 400,000 ($23,076,000.00) Equity, (File 333-124129 - Apr. 18) (BR. 06) S-3 AFFORDABLE RESIDENTIAL COMMUNITIES INC, 0 ($30,470,638.00) Equity, (File 333-124130 - Apr. 18) (BR. 08) S-4 STEWART ENTERPRISES INC, 110 VETERANS MEMORIAL BLVD, METAIRIE, LA, 70005, 5048375880 - 0 ($200,000,000.00) Non-Convertible Debt, (File 333-124131 - Apr. 18) (BR. 37) SB-2 ONE VOICE TECHNOLOGIES INC, 6333 GREENWICH DR #240, SAN DIEGO, CA, 92122, 6195524466 - 209,141,851 ($7,947,390.34) Equity, (File 333-124132 - Apr. 18) (BR. 03) SB-2 AMERICAN ORIENTAL BIOENGINEERING INC, NO.12 JIANCE ROAD, NANGANG DISTRICT, HARBIN, CHINA, C1, 15008, 86-451-666-6601 - 16,500,000 ($25,905,000.00) Equity, (File 333-124133 - Apr. 18) (BR. 01) S-3 MONSTER WORLDWIDE INC, 622 THIRD AVE, NEW YORK, NY, 10017, 2129774200 - 0 ($836,213.22) Equity, (File 333-124134 - Apr. 18) (BR. 37) S-11 KKR Financial Corp, FOUR EMBARCADERO CENTER, SUITE 2050, SAN FRANCISCO, CA, 94111, (415) 315-3620 - 0 ($835,707,075.00) Equity, (File 333-124135 - Apr. 18) (BR. 08) S-8 GENITOPE CORP, 525 PENOBSCOT DR, REDWOOD CITY, CA, 94063, 6504822000 - 0 ($20,372,028.95) Equity, (File 333-124136 - Apr. 18) (BR. 01) S-4 SIMMONS CO, ONE CONCOURSE PARKWAY, SUITE 800, ATLANTA, GA, 30328-6188, 770-512-7700 - 0 ($165,142,665.00) Non-Convertible Debt, (File 333-124138 - Apr. 18) (BR. 06) S-8 OCTEL CORP, GLOBAL HOUSE, BAILEY LANE, MANCHESTER UK, X0, M90 4AA, 0114415135 - 968,000 ($19,650,400.00) Other, (File 333-124139 - Apr. 18) (BR. 06) S-8 MOLSON COORS BREWING CO, P.O. BOX 4030, MAIL #NH375, GOLDEN, CO, 80401, 3032773271 - 0 ($383,668,234.00) Equity, (File 333-124140 - Apr. 18) (BR. 02) S-1 Ad.Venture Partners, Inc., 18 W. 18TH STREET, 11TH FLOOR, NEW YORK, NY, 10011, 914-806-2307 - 0 ($291,600,100.00) Equity, (File 333-124141 - Apr. 18) (BR. ) S-4 Polypore International, Inc., (704) 588-5310 - 0 ($193,359,000.00) Other, (File 333-124142 - Apr. 18) (BR. 06) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ 3M CO DE 2.02 04/18/05 A.C.T. Holdings, Inc. NV 9.01 01/31/05 AMEND ABERCROMBIE & FITCH CO /DE/ DE 5.02,9.01 04/12/05 ABIGAIL ADAMS NATIONAL BANCORP INC DE 1.01,9.01 02/10/05 AMEND ABRAXAS PETROLEUM CORP NV 7.01,9.01 04/18/05 ACUSPHERE INC DE 8.01,9.01 04/13/05 ADAMS GOLF INC DE 1.01,2.03 04/13/05 ADOBE SYSTEMS INC DE 1.01,9.01 04/17/05 ADOBE SYSTEMS INC DE 1.01,9.01 04/15/05 ADVANCED MEDICAL OPTICS INC DE 3.02 04/14/05 AIRNET COMMUNICATIONS CORP DE 2.02,9.01 04/18/05 ALASKA COMMUNICATIONS SYSTEMS GROUP I DE 8.01,9.01 04/18/05 AMB PROPERTY CORP MD 2.02,7.01,9.01 04/18/05 AMB PROPERTY LP DE 7.01,9.01 04/18/05 AMEDISYS INC DE 1.01,9.01 04/13/05 AMERICAN AXLE & MANUFACTURING HOLDING DE 1.01 04/12/05 AMERICAN HOME MORTGAGE INVESTMENT COR MD 2.02,9.01 04/18/05 AMERICAN OIL & GAS INC NV 8.01,9.01 04/18/05 ANDRX CORP /DE/ DE 1.01,9.01 04/14/05 APOLLO INVESTMENT CORP MD 1.01,9.01 04/14/05 AQUILA INC DE 1.01,9.01 04/13/05 ARBOR REALTY TRUST INC MD 8.01,9.01 04/18/05 ARGENT SECURITIES INC 8.01,9.01 04/18/05 ARRAY BIOPHARMA INC DE 8.01,9.01 04/18/05 ASB HOLDING CO 1.01,9.01 03/14/05 ASIA PAYMENT SYSTEMS NV 7.01,9.01 04/18/05 ATHEROS COMMUNICATIONS INC DE 1.01,2.03,9.01 04/14/05 ATLAS PIPELINE PARTNERS LP DE 1.01,2.01,9.01 04/14/05 ATMEL CORP DE 2.02,9.01 04/18/05 BADGER METER INC WI 2.02,9.01 04/18/05 BAKER HUGHES INC DE 2.02,7.01,9.01 04/18/05 BANK HOLDINGS NV 4.01 04/14/05 BANK OF AMERICA CORP /DE/ DE 2.02,7.01,8.01,9.01 04/18/05 BANK OF NEW YORK CO INC NY 8.01,9.01 04/18/05 BANKUNITED FINANCIAL CORP FL 2.02,9.01 04/18/05 BANTA CORP WI 2.01,9.01 04/12/05 BDC Capital, Inc. MN 9.01 04/15/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 04/08/05 BEAR STEARNS COMMERCIAL MORTGAGE SECU DE 8.01,9.01 04/15/05 BEARINGPOINT INC DE 1.01 04/12/05 BEXIL CORP MD 4.01,7.01,9.01 04/13/05 BINDVIEW DEVELOPMENT CORP TX 1.01,9.01 04/12/05 BINGO.COM LTD. 1A 1.01 04/18/05 BIOLASE TECHNOLOGY INC DE 8.01,9.01 04/14/05 BUTLER INTERNATIONAL INC /MD/ MD 5.02,9.01 04/15/05 CABELAS INC DE 1.01 04/14/05 CALIFORNIA COASTAL COMMUNITIES INC DE 8.01,9.01 04/14/05 CANTERBURY CONSULTING GROUP INC PA 1.02,9.01 03/15/04 CARACO PHARMACEUTICAL LABORATORIES LT MI 8.01,9.01 04/15/05 CARMAX AUTO FUNDING LLC DE 8.01,9.01 04/13/05 CARREKER CORP DE 7.01,9.01 04/15/05 CARROLLTON BANCORP MD 7.01,9.01 04/18/05 CASCADE CORP OR 1.01,2.02,9.01 04/12/05 CAVALRY BANCORP INC TN 2.02,7.01,9.01 03/31/05 CELL THERAPEUTICS INC WA 1.01,9.01 04/12/05 CENTRAL VALLEY COMMUNITY BANCORP CA 2.02,9.01 04/15/05 CENVEO, INC CO 3.03,5.03,8.01,9.01 04/17/05 CHARLES & COLVARD LTD NC 2.02 04/18/05 CHEFS INTERNATIONAL INC DE 8.01,9.01 04/18/05 CHEMICAL FINANCIAL CORP MI 2.02,9.01 04/18/05 CHENIERE ENERGY INC DE 7.01,9.01 04/15/05 CHICAGO MERCANTILE EXCHANGE HOLDINGS DE 1.02 04/14/05 CHINA EDUCATION ALLIANCE INC. NC 9.01 04/15/05 AMEND CIB MARINE BANCSHARES INC WI 1.01 04/13/05 CITIZENS & NORTHERN CORP PA 2.02,9.01 03/31/05 CITIZENS FINANCIAL CORP/DE/ DE 1.02,5.02 04/18/05 CITIZENS SOUTH BANKING CORP DE 2.02,9.01 04/18/05 CITY HOLDING CO WV 2.02,9.01 04/15/05 CKX, Inc. DE 4.01,9.01 04/06/05 AMEND CNH WHOLESALE RECEIVABLES INC DE 8.01,9.01 04/15/05 COCA COLA CO DE 1.01,9.01 04/18/05 COGNIZANT TECHNOLOGY SOLUTIONS CORP 8.01,9.01 04/18/05 COMM 2005-LP5 DE 8.01,9.01 04/15/05 COMMERCIAL MORTGAGE PASS THROUGH CERT DE 8.01,9.01 04/15/05 COMPUSONICS VIDEO CORP CO 8.01 03/30/05 COMPUWARE CORP MI 2.02,9.01 04/12/05 CONNETICS CORP DE 1.01,7.01,9.01 04/12/05 CONTINENTAL MATERIALS CORP DE 1.01,2.03,9.01 04/14/05 Copano Energy, L.L.C. DE 8.01 04/18/05 CORNELL COMPANIES INC DE 1.01,9.01 04/12/05 CORNERSTONE BANCSHARES INC TN 2.02,9.01 04/15/05 CORNING INC /NY NY 2.02,7.01,9.01 04/18/05 CORUS BANKSHARES INC MN 2.02,9.01 04/15/05 CREE INC NC 1.01 04/13/05 CROSS COUNTRY HEALTHCARE INC DE 1.01,8.01,9.01 04/14/05 CROWN CASTLE INTERNATIONAL CORP DE 7.01,9.01 04/18/05 CSB BANCORP INC /OH OH 2.02,9.01 04/18/05 CSK AUTO CORP DE 4.02,8.01 04/15/05 CWMBS INC DE 8.01,9.01 03/30/05 CYCLE COUNTRY ACCESSORIES CORP NV 1.01,9.01 04/12/05 CYPRESS COMMUNICATIONS HOLDING CO INC DE 2.02,9.01 04/15/05 DEAN FOODS CO/ DE 1.01,9.01 04/18/05 DEVCON INTERNATIONAL CORP FL 2.02,5.02,7.01,8.01,9.01 04/13/05 DIMON INC VA 8.01,9.01 04/18/05 DNB FINANCIAL CORP /PA/ PA 8.01 04/18/05 DOLLAR FINANCIAL CORP DE 2.01,5.02,9.01 01/31/05 AMEND DOLLAR FINANCIAL GROUP INC NY 2.01,5.02,9.01 01/31/05 AMEND DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 1.01,2.03,9.01 04/14/05 DONNELLEY R R & SONS CO DE 7.01,9.01 04/15/05 DOUBLE EAGLE PETROLEUM CO MD 7.01,9.01 04/18/05 DOWNEY FINANCIAL CORP DE 2.02,9.01 03/31/05 DURECT CORP DE 5.02,9.01 04/14/05 DYNAVAX TECHNOLOGIES CORP DE 1.01,9.01 04/18/05 E TRADE FINANCIAL CORP DE 5.02 04/15/05 EATON CORP OH 8.01,9.01 04/18/05 EDGEWATER TECHNOLOGY INC/DE/ DE 5.02 04/18/05 ELECTRIC CITY CORP DE 7.01,9.01 04/15/05 ELECTRONICS BOUTIQUE HOLDINGS CORP DE 1.01,9.01 04/17/05 ELECTRONICS FOR IMAGING INC DE 1.01,9.01 04/14/05 EMCORE CORP NJ 7.01,9.01 04/18/05 EMPIRE ENERGY CORP UT 2.01,3.02,7.01,9.01 04/12/05 EMPIRE RESORTS INC DE 8.01,9.01 04/12/05 ENTRADA NETWORKS INC DE 1.01,2.03,9.01 04/11/05 EPIMMUNE INC DE 1.01,9.01 04/12/05 ESCHELON TELECOM INC 1.01,9.01 04/12/05 ESSENTIAL INNOVATIONS TECHNOLOGY CORP NV 1.01,3.02,8.01 04/12/05 EURAMAX INTERNATIONAL INC 1.01 04/12/05 EVEREST RE GROUP LTD D0 2.02,9.01 03/31/05 EXPONENT INC DE 2.02,7.01,9.01 04/18/05 EXTREME NETWORKS INC DE 2.02,7.01,9.01 04/14/05 FACTORY CARD OUTLET CORP DE 2.02,9.01 04/15/05 FASHION TECH INTERNATIONAL INC NV 5.01 04/12/05 FBR Securitization, Inc. 8.01,9.01 04/14/05 FINISAR CORP DE 8.01,9.01 04/18/05 FIRST BANCORP OF INDIANA INC IN 2.02,9.01 04/15/05 FIRST MARBLEHEAD CORP 5.02 04/12/05 FIRST UNION COM MOR SEC INC COM MOR P NY 8.01,9.01 04/15/05 FIRST UNION COMM MORT TRUST COMM MOR NY 8.01,9.01 04/15/05 FIRST UNION COMM MORT TRUST COMM MOR NY 8.01,9.01 04/15/05 FIRST UNION COMM MORT TRUST COMM MOR NY 8.01,9.01 04/15/05 FIRST UNION COMM MORT TRUST COMM MOR NY 8.01,9.01 04/15/05 FIRST UNION COMMERCIAL MORTGAGE PASS NC 8.01,9.01 04/14/05 FIRST UNION NATIONAL BANK COM MORT PA NC 8.01,9.01 04/14/05 FORCE PROTECTION INC CO 5.02 04/17/05 FOUR OAKS FINCORP INC NC 2.02,9.01 04/15/05 FRANKLIN ELECTRIC CO INC IN 2.02,9.01 04/02/05 FREMONT MORTGAGE SECURITIES CORP DE 8.01,9.01 04/14/05 FRONTIER OIL CORP /NEW/ WY 8.01,9.01 04/15/05 GAMESTOP CORP DE 1.01,3.03,9.01 04/18/05 GAMING VENTURE CORP USA NV 8.01,9.01 04/14/05 GAMING VENTURE CORP USA NV 1.01,9.01 04/14/05 GE Capital Credit Card Master Note Tr DE 8.01,9.01 04/15/05 GE Capital Credit Card Master Note Tr DE 8.01,9.01 04/15/05 GE COMM MORT PASS THROUGH CERT SERIES DE 8.01,9.01 04/11/05 GENESIS BIOVENTURES INC NY 8.01,9.01 04/15/05 GENUINE PARTS CO GA 8.01,9.01 04/18/05 GLIMCHER REALTY TRUST MD 5.02,9.01 04/18/05 Global Materials & Services, Inc. 4.02,9.01 04/18/05 GLOBAL SIGNAL INC DE 8.01,9.01 04/15/05 GLOBALSANTAFE CORP 1.01,9.01 04/14/05 Gold Kist Inc. DE 8.01,9.01 04/18/05 GRAPHON CORP/DE DE 9.01 01/31/05 AMEND HAIN CELESTIAL GROUP INC DE 8.01 04/18/05 HALLMARK FINANCIAL SERVICES INC NV 5.02,7.01,9.01 04/18/05 HANCOCK HOLDING CO MS 8.01,9.01 04/14/05 HANOVER COMPRESSOR CO / DE 1.01,5.02,9.01 04/18/05 HARLEYSVILLE NATIONAL CORP PA 2.02,9.01 04/18/05 HARLEYSVILLE NATIONAL CORP PA 2.02,9.01 04/18/05 AMEND HARTCOURT COMPANIES INC UT 5.02 04/18/05 HARVEST NATURAL RESOURCES INC DE 1.01,3.03 04/15/05 HASBRO INC RI 2.02,9.01 04/18/05 HEALTHSOUTH CORP DE 5.02,9.01 04/18/05 HERBALIFE LTD. E9 8.01,9.01 04/15/05 HERLEY INDUSTRIES INC /NEW DE 2.01,9.01 04/13/05 HORIZON BANCORPORATION INC FL 2.02,9.01 04/18/05 HUDSON UNITED BANCORP NJ 8.01,9.01 04/18/05 HUDSON VALLEY HOLDING CORP NY 8.01 04/18/05 HUTTIG BUILDING PRODUCTS INC DE 1.01,3.03,9.01 04/14/05 ICOS CORP / DE DE 2.02 04/18/05 ICU MEDICAL INC/DE DE 8.01,9.01 04/16/05 ICU MEDICAL INC/DE DE 8.01,9.01 04/18/05 IEC ELECTRONICS CORP DE 5.02 04/11/05 ILLINI CORP IL 2.02,9.01 04/14/05 IMAGE INNOVATIONS HOLDINGS INC NV 1.01,5.02 04/14/05 IMAGIS TECHNOLOGIES INC A1 7.01 04/15/05 IMEDIA INTERNATIONAL INC DE 4.01,9.01 04/07/05 AMEND IMMUNOGEN INC MA 8.01,9.01 04/17/05 IMPAX LABORATORIES INC DE 7.01,9.01 04/18/05 INDEPENDENT BANK CORP MI 9.01 04/15/05 INDUSTRIAL SERVICES OF AMERICA INC /F FL 4.01 04/14/05 INFOSPACE INC DE 8.01,9.01 04/18/05 INTEGRA BANK CORP IN 2.02,9.01 04/18/05 INTERNATIONAL STEEL GROUP INC DE 1.02 04/12/05 INTERNATIONAL STEEL GROUP INC DE 8.01,9.01 04/15/05 INVISA INC 5.02 04/18/05 J CREW GROUP INC NY 1.01 04/12/05 J JILL GROUP INC DE 1.01,9.01 04/14/05 J2 GLOBAL COMMUNICATIONS INC DE 2.02,7.01 04/18/05 KATY INDUSTRIES INC DE 2.02,9.01 04/14/05 KEITH COMPANIES INC CA 1.01,9.01 04/14/05 LAZARE KAPLAN INTERNATIONAL INC DE 1.01,8.01 04/12/05 LEE ENTERPRISES INC DE 2.02 04/18/05 LILLY ELI & CO IN 2.02,5.02,9.01 04/18/05 LINCOLN INTERNATIONAL CORP KY 8.01 04/05/05 LIONBRIDGE TECHNOLOGIES INC /DE/ DE 2.02,9.01 04/18/05 LOCKHEED MARTIN CORP MD 7.01,8.01,9.01 04/18/05 LOGICVISION INC DE 9.01 11/05/04 AMEND LONGS DRUG STORES CORP MD 1.01 04/13/05 LOUISVILLE GAS & ELECTRIC CO /KY/ KY 2.03,9.01 04/13/05 LPA HOLDING CORP DE 1.01,9.01 04/15/05 LSB BANCSHARES INC /NC/ NC 2.02,7.01,9.01 04/15/05 LTC PROPERTIES INC MD 2.02,9.01 04/18/05 MACROMEDIA INC DE 2.02,9.01 04/18/05 MACROMEDIA INC DE 1.01,9.01 04/17/05 MAIN STREET RESTAURANT GROUP, INC. DE 5.02 04/14/05 MAJOR AUTOMOTIVE COMPANIES INC NV 2.06,8.01 04/18/05 MAN SANG HOLDINGS INC NV 5.02 04/18/05 MANAKOA SERVICES CORP NV 9.01 10/15/04 AMEND MANCHESTER TECHNOLOGIES INC NY 1.01,9.01 04/18/05 MANDALAY RESORT GROUP NV 8.01,9.01 04/13/05 MARINE PRODUCTS CORP DE 8.01,9.01 04/18/05 MAXXAM INC DE 8.01 04/18/05 MBT FINANCIAL CORP MI 2.02,9.01 04/14/05 MCKENZIE BAY INTERNATIONAL LTD 8.01 04/18/05 MEDICAL MAKEOVER CORP OF AMERICA DE 1.01,2.01,4.01,9.01 04/12/05 MELLON BANK N A MA 8.01,9.01 04/11/05 MELLON BANK N A MA 8.01,9.01 04/11/05 MERRILL LYNCH MUNICIPAL ABS INC NY 8.01,9.01 04/01/05 MERRITT VENTURES CORP NV 4.01,9.01 04/15/05 MGM MIRAGE DE 7.01,9.01 04/13/05 MIDAMERICAN ENERGY HOLDINGS CO /NEW/ IA 8.01,9.01 04/14/05 MISSION RESOURCES CORP DE 8.01,9.01 04/18/05 MOLECULAR DEVICES CORP DE 1.01,9.01 04/13/05 MOTIENT CORP DE 1.01,3.02,3.03,5.03,7.01,9.01 04/15/05 MOVIE GALLERY INC DE 2.02,9.01 04/18/05 MOVIE GALLERY INC DE 7.01,9.01 04/18/05 MVC CAPITAL, INC. DE 8.01 04/15/05 MYERS INDUSTRIES INC OH 4.01,9.01 04/13/05 NATIONAL BANKSHARES INC VA 8.01 03/31/05 NATIONAL DIVERSIFIED SERVICES INC DE 5.02 04/11/05 NATIONAL PENN BANCSHARES INC PA 2.02,7.01 04/18/05 NATIONAL PENN BANCSHARES INC PA 2.02,7.01 04/18/05 NAVARRE CORP /MN/ MN 7.01 04/18/05 NEUROCRINE BIOSCIENCES INC CA 1.01 04/15/05 NEW HAMPSHIRE THRIFT BANCSHARES INC DE 2.02,9.01 04/15/05 NMS COMMUNICATIONS CORP DE 7.01,9.01 04/18/05 NORTH AMERICAN SCIENTIFIC INC 7.01 04/18/05 NORTHEAST INDIANA BANCORP INC DE 2.02,8.01,9.01 03/31/05 NORTHEAST PENNSYLVANIA FINANCIAL CORP DE 5.04,9.01 04/18/05 NORTHLAND CRANBERRIES INC /WI/ WI 4.02 04/12/05 NOVAMED INC DE 8.01 04/12/05 NOVAMED INC DE 4.01,9.01 04/12/05 NOVELLUS SYSTEMS INC CA 2.02,9.01 04/18/05 NS GROUP INC KY 7.01,9.01 04/18/05 NYER MEDICAL GROUP INC FL 1.01,3.02,8.01,9.01 04/15/05 NYMEX HOLDINGS INC DE 8.01 04/18/05 O CHARLEYS INC TN 5.02,9.01 04/18/05 OAK HILL FINANCIAL INC OH 2.02,9.01 04/14/05 OLD POINT FINANCIAL CORP VA 2.02,9.01 04/18/05 OLYMPIC CASCADE FINANCIAL CORP DE 7.01 04/14/05 ONYX PHARMACEUTICALS INC DE 8.01,9.01 04/18/05 OptimumBank Holdings, Inc. FL 2.02,9.01 01/26/05 ORTHOFIX INTERNATIONAL N V 1.01,1.02,9.01 04/15/05 PAINCARE HOLDINGS INC CT 2.01,9.01 04/18/05 PANERA BREAD CO DE 1.01,9.01 04/12/05 PAREXEL INTERNATIONAL CORP MA 2.02,9.01 04/18/05 PARK NATIONAL CORP /OH/ OH 2.02,9.01 04/18/05 PARKER HANNIFIN CORP OH 2.02,7.01,9.01 04/18/05 PARTY CITY CORP DE 1.01 04/12/05 PENN TRAFFIC CO DE 8.01,9.01 04/13/05 PENTON MEDIA INC DE 7.01 04/15/05 PETROGEN CORP NV 1.01,9.01 04/18/05 PETROHAWK ENERGY CORP DE 8.01,9.01 04/18/05 PHOENIX COLOR CORP DE 8.01 04/18/05 PHONE1GLOBALWIDE INC DE 1.01,1.02,5.02 04/18/05 PHOTOWORKS INC /WA WA 1.01 03/28/05 PLAINS ALL AMERICAN PIPELINE LP DE 7.01 04/18/05 POINTE FINANCIAL CORP FL 2.02,9.01 04/15/05 POLARIS INDUSTRIES INC/MN MN 1.01,5.02,7.01,9.01 04/12/05 POLYMEDICA CORP MA 1.01,2.03,9.01 04/12/05 POWER 3 MEDICAL PRODUCTS INC NY 8.01,9.01 04/18/05 PRECIS INC OK 2.02,9.01 04/18/05 PREMIER EXHIBITIONS, INC. 2.03,3.02 04/18/05 PRIDE INTERNATIONAL INC DE 1.02 04/15/05 PRIVATEBANCORP INC DE 2.02 04/18/05 PROGRESS ENERGY INC NC 7.01,9.01 12/31/04 PROVENA FOODS INC CA 2.02 04/16/05 PSB Holdings, Inc. 2.02,9.01 04/15/05 PYR ENERGY CORP DE 2.01,7.01,9.01 04/14/05 QUEST RESOURCE CORP NV 7.01,9.01 04/18/05 QUESTAR GAS CO UT 8.01,9.01 04/01/05 AMEND QUESTAR PIPELINE CO UT 8.01 04/01/05 AMEND QUIKSILVER INC DE 1.01,1.02,2.03,3.02,5.02,9.01 04/12/05 RADIANT SYSTEMS INC GA 5.02 04/12/05 RAMBUS INC DE 1.01,5.02 04/12/05 RAPA MINING INC NV 1.01,9.01 04/14/05 REALITY WIRELESS NETWORKS INC NV 3.02,3.03,9.01 04/13/05 REHABCARE GROUP INC DE 8.01 04/18/05 RESCON TECHNOLOGY CORP WY 4.01,9.01 04/01/05 AMEND RETAIL VENTURES INC OH 8.01,9.01 04/18/05 ROBERTS REALTY INVESTORS INC GA 1.01 04/12/05 ROTONICS MANUFACTURING INC/DE DE 2.02,9.01 04/18/05 RPC INC DE 8.01,9.01 04/18/05 RUSH FINANCIAL TECHNOLOGIES INC TX 7.01,9.01 04/15/05 S&T BANCORP INC PA 2.02 03/31/05 SCANSOFT INC DE 9.01 02/01/05 AMEND SCHAWK INC DE 9.01 01/27/05 AMEND SCOTIA PACIFIC CO LLC DE 8.01 04/18/05 SEATTLE GENETICS INC /WA DE 1.01 04/12/05 SECURED DIGITAL APPLICATIONS INC DE 2.02,9.01 04/18/05 SECURITY CAPITAL CORP/DE/ DE 2.02,3.01,9.01 04/15/05 SEEBEYOND TECHNOLOGY CORP CA 1.01,9.01 04/12/05 SENSIENT TECHNOLOGIES CORP WI 2.02,9.01 04/18/05 SHAW GROUP INC LA 8.01,9.01 04/12/05 SIEBEL SYSTEMS INC DE 1.01,5.02,9.01 04/12/05 SINO SILVER CORP. NV 5.02,8.01 04/12/05 SKILLSOFT PUBLIC LIMITED CO 2.02,9.01 04/15/05 SLM Student Loan Trust 2005-3 DE 1.01,2.01,9.01 04/13/05 SMART ONLINE INC 8.01,9.01 04/18/05 SMART ONLINE INC 8.01,9.01 04/18/05 SOLUTIA INC DE 8.01,9.01 04/14/05 SONEX RESEARCH INC MD 8.01 04/18/05 SONUS NETWORKS INC DE 2.02,7.01,9.01 04/18/05 SOTHEBYS HOLDINGS INC MI 1.01,9.01 04/12/05 SOUTH FINANCIAL GROUP INC SC 2.02,9.01 04/18/05 SOUTHERN CONNECTICUT BANCORP INC CT 2.02,9.01 04/18/05 SPECIALTY LABORATORIES INC 1.01 04/14/05 SPEEDEMISSIONS INC FL 3.02 04/11/05 SPORTS CLUB CO INC DE 2.02,9.01 04/18/05 ST PAUL TRAVELERS COMPANIES INC MN 8.01,9.01 04/15/05 STANDARD COMMERCIAL CORP NC 8.01,9.01 04/18/05 STOCKERYALE INC MA 1.01,2.02,2.03,9.01 04/15/05 STRESSGEN BIOTECHNOLOGIES CORP 1.01,1.02,5.02,8.01,9.01 04/12/05 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 03/31/05 SUNTRUST BANKS INC GA 2.02,7.01,9.01 04/18/05 SYNAGRO TECHNOLOGIES INC DE 8.01 04/15/05 TALBOTS INC DE 1.01,9.01 04/12/05 Tarpon Industries, Inc. MI 2.02,9.01 04/18/05 TCC EQUIPMENT INCOME FUND CA 2.01,9.01 04/18/05 TECHNOLOGY RESEARCH CORP FL 1.01,2.02,2.03,9.01 04/14/05 TERAYON COMMUNICATION SYSTEMS DE 7.01,9.01 04/04/05 TESORO CORP /NEW/ DE 7.01,9.01 04/18/05 TEXAS INSTRUMENTS INC DE 2.02,9.01 04/18/05 TEXAS REGIONAL BANCSHARES INC TX 2.02,9.01 04/18/05 TEXTAINER EQUIPMENT INCOME FUND II L CA 2.01,9.01 04/18/05 TEXTAINER EQUIPMENT INCOME FUND III L CA 2.01,9.01 04/15/05 TEXTAINER EQUIPMENT INCOME FUND IV L CA 2.01,9.01 04/18/05 TEXTAINER EQUIPMENT INCOME FUND V LP CA 2.01,9.01 04/18/05 TEXTAINER EQUIPMENT INCOME FUND VI LP CA 1.01,8.01,9.01 04/15/05 TEXTAINER EQUIPMENT INCOME FUND VI LP CA 2.01,9.01 04/18/05 THERMOVIEW INDUSTRIES INC DE 8.01,9.01 04/11/05 TIMCO AVIATION SERVICES INC DE 1.01,2.03,9.01 04/12/05 TITAN CORP DE 1.01,9.01 04/13/05 TRAFFIX INC DE 2.02,9.01 04/14/05 TRANS INDUSTRIES INC DE 2.02,9.01 04/15/05 TRANSMETA CORP DE 2.02,9.01 04/18/05 TRIDENT MICROSYSTEMS INC DE 2.02,9.01 04/18/05 Trust Licensing, Inc., F/K/A New Moun 1.01,2.03,9.01 04/13/05 TUTOGEN MEDICAL INC FL 5.02 04/13/05 AMEND UNIFY CORP DE 9.01 02/02/05 AMEND UNISOURCE ENERGY CORP AZ 1.01,2.03,9.01 04/15/05 UNITED TECHNOLOGIES CORP /DE/ DE 1.01,8.01,9.01 04/13/05 UNIVERSAL GUARDIAN HOLDINGS INC DE 1.01,2.03,3.02,4.01,5.02,7.01 01/01/05 AMEND UROPLASTY INC MN 1.01,9.01 04/18/05 USAA AUTO OWNER TRUST 2005-1 8.01,9.01 04/15/05 USN CORP CO 9.01 04/11/05 VALEANT PHARMACEUTICALS INTERNATIONAL DE 7.01,9.01 04/18/05 VEECO INSTRUMENTS INC DE 1.01,5.02 04/18/05 VENTURE FINANCIAL GROUP INC WA 5.03,9.01 04/18/05 VERSO TECHNOLOGIES INC MN 1.01,2.02,9.01 04/12/05 VIKING CAPITAL GROUP INC UT 5.02 04/14/05 VIRGINIA FINANCIAL GROUP INC VA 2.02,9.01 04/18/05 VISUAL BIBLE INTERNATIONAL INC FL 1.03,5.02,9.01 04/06/05 VITA FOOD PRODUCTS INC NV 1.01,9.01 04/12/05 VITALSTATE INC NY 5.02,9.01 04/13/05 VOICE DIARY INC DE 8.01 04/18/05 Wachovia Bank Commercial Mortgage Tru NC 8.01,9.01 04/15/05 WACHOVIA COMMERCIAL MORT PASS THR CER NC 8.01,9.01 04/15/05 Wachovia Commercial Mort Pass Thr Cer NC 8.01,9.01 04/15/05 WACHOVIA COMMERCIAL MORT PASS THRU CE NC 8.01,9.01 04/15/05 WACHOVIA COMMERCIAL MORT PASS THRU CE NC 8.01,9.01 04/15/05 WACHOVIA COMMERCIAL MORT SEC INC COM NC 8.01,9.01 04/15/05 WATERFORD GAMING LLC DE 8.01 04/18/05 WATSON PHARMACEUTICALS INC NV 5.02,9.01 04/18/05 WATSON WYATT & CO HOLDINGS DE 1.01,9.01 04/18/05 WEST BANCORPORATION INC IA 2.02,9.01 04/18/05 WESTMORELAND COAL CO DE 8.01,9.01 04/18/05 WILLIAMS SONOMA INC CA 5.02 04/18/05 WIND RIVER SYSTEMS INC DE 1.01 04/12/05 WINN DIXIE STORES INC FL 7.01,9.01 04/12/05 XPENTION GENETICS INC NV 4.01,9.01 04/08/05 YELLOW ROADWAY CORP DE 7.01,9.01 04/14/05